May 13, 1999
Securities and Exchange Commission
Judiciary Plaza
450 Fifth Street, NW
Washington, D.C. 20549
Re: Form 13F Filed on Behalf
of Howard P. Berkowitz
File No. 28-286
Gentlemen:
In accordance with Rule 13f-1 under the Securities and Exchange Act of 1934,
enclosed please find Form 13F filed on behalf of Howard P. Berkowitz for
the quarter ended March 31, 1999.
Kindly acknowledge receipt by e-mail to [email protected].
Very truly yours,
/s/ Carl J. Bennett
Carl J. Bennett
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended MARCH 31,1999
If amended report check here:
Howard P. Berkowitz
Name of Institutional Investment Manager
C/o HPB Associates, L.P., 888 Seventh Avenue, NY, NY 10106
Business Address (Street) (City) (State) (Zip)
Howard P. Berkowitz, Managing Partner
Name, Phone No., and Title of person Duly Authorized to Submit This report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of New York
on the 10th day of May, 1999.
Howard P Berkowitz
(Name of Institutional investment Manager)
/s/ Howard P. Berkowitz
(Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report):
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name:
1.
2.
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FORM 13F
Name of Reporting Manager: Howard P. Berkowitz
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Item 5: Item 6: Item 8:
Item 1: Item 2: Item 3: Item4: Shares of Investment Discretion Item 7: Voting Authority
Name of Issuer Title of CUSIP Fair Market Principal (b) Shared- Managers (Shares)
Class Number Value Amount (a)Sole As Defined (c)Shared See (a)Sole(b)Share(c)None
in Instr. V Other Instr. V
AETNA INC COM 008117 10 3 19,090,00 230,000 X 230,000
AMAZON COM INC COM 023135 10 6 1,721,87 10,000(p) X 10,000(p)
ANIXTER INTL INC COM 035290 10 5 14,747,588 1,235,400 X 1,235,400
APACHE CORP COM 037411 10 5 2,606,250 100,000 X 100,000
BERKSHIRE RLTY INC COM 084710 10 2 6,213,538 555,400 X 555,400
BOEING CO COM 097023 10 5 13,430,000 395,000 X 395,000
CENTOCOR INC COM 152342 10 1 4,432,500 120,000(p) X 120,000(p)
CIRCUS CIRCUS ENTERPRISES INC COM 172909 10 3 10,888,750 620,000 X 620,000
CMP GROUP INC COM 125887 10 9 18,650,625 1,015,000 X 1,015,000
COMPAQ COMPUTER CORP COM 204493 10 0 792,188 25,000(p) X 25,000(p)
CONSECO INC COM 208464 10 7 926,250 30,000(c) X 30,000(c)
DELL COMPUTERS CORP COM 247025 10 9 14,510,625 355,000(p) X 355,000(p)
ESG RE LTD ORD G31215 10 9 9,405,938 592,500 X 592,500
FOUNDATION HEALTH SYS INC COM 350404 10 9 10,137,563 831,800 X 831,800
FLEMING COS INC COM 339130 10 6 4,281,250 500,000 X 500,000
FRUIT OF THE LOOM INC CL A 359416 10 4 5,106,250 475,000 X 475,000
GEORGIA PAC CORP COM GA PAC 373298 10 8 11,672,100 157,200 X 157,200
GEORGIA PAC CORP COM-TIMBER 373298 70 2 8,660,875 386,000 X 386,000
GUCCI GROUP N V COM NY REG 401566 10 4 805,000 10,000(c) X 10,000(c)
HOLLYWOOD PK INC NEW COM 436255 10 3 3,997,414 387,628 X 387,628
HOME DEPOT INC COM 437076 10 2 5,154,300 82,800(p) X 82,800(p)
INPUT/OUTPUT INC COM 457652 10 5 315,625 50,000 X 50,000
INSURANCE AUTO AUCTIONS INC COM 457875 10 2 1,636,875 135,000 X 135,000
INTL PAPER CO COM 460146 10 3 6,328,125 150,000 X 150,000
ISPAT INTL N V NY REG SH 464899 10 3 2,181,419 293,300 X 293,300
LIBERTE INVS INC DEL COM 530154 10 3 2,047,456 618,100 X 618,100
LOCKHEED MARTIN CORP COM 539830 10 9 7,550,000 200,000 X 200,000
LUCENT TECHNOLOGIES INC COM 549463 10 7 1,080,000 20,000(p) X 20,000(p)
MAXXAM INC COM 577913 10 6 1,717,788 34,100 X 34,100
MCDERMOTT INTL INC COM 580037 10 9 367,031 14,500 X 14,500
NAVISTAR INTL CORP NEW COM 63934E 10 8 1,808,438 45,000(c) X 45,000(c)
NEWPORT NEWS SHIPBUILDING INC COM 652228 10 7 8,016,938 253,000 X 253,000
NOBLE AFFILIATES INC COM 654894 10 4 3,045,000 105,000 X 105,000
PAGING NETWORK INC COM 695542 10 0 2,343,750 500,000 X 500,000
PFIZER INC COM 717081 10 3 4,147,500 30,000(p) X 30,000(p)
QUANTUM CORP COM 747906 10 5 11,880,000 660,000 X 660,000
QUANTUM CORP COM 747906 10 5 1,800,000 100,000(c) X 100,000(c)
RELIASTAR FINL CORP COM 75952U 10 3 2,219,100 52,000(c) X 52,000(c)
REPUBLIC INDS INC COM 760516 10 4 6,827,981 551,756 X 551,756
RJR NABISCO HOLDINGS CORP COM NEW 74960K 87 6 12,250,000 490,000 X 490,000
SANTA FE INTL CORP ORD G7805C 10 8 934,375 50,000 X 50,000
SCHWAB CHARLES CORP NEW COM 808513 10 5 3,124,063 32,500(p) X 32,500(p)
SMURFIT-STONE CONTAINER CORP COM 832727 10 1 9,656,829 500,030 X 500,030
SOMNUS MED TECHNOLOGIES INC COM 835397 10 0 2,012,501 766,667 X 766,667
STARBUCKS CORP COM 855244 10 9 7,296,250 260,000(p) X 260,000(p)
TOSCO CORP COM NEW 891490 30 2 4,342,188 175,000 X 175,000
UNION CARBIDE CORP COM 905581 10 4 9,037,500 200,000 X 200,000
UNION PAC RES GROUP INC COM 907834 10 5 3,265,625 275,000 X 275,000
VIMRX PHARMACEUTICALS COM 927186 10 6 401,953 367,500 X 367,500
VENTAS INC COM 92276F 10 0 8,347,800 1,391,300 X 1,391,300
TOTAL 293,212,985
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