AUGUST 12, 1999
Securities and Exchange Commission
Judiciary Plaza
450 Fifth Street, NW
Washington, D.C. 20549
Re: Form 13F Filed on Behalf
of Howard P. Berkowitz
File No. 28-286
Gentlemen:
In accordance with Rule 13f-1 under the Securities and Exchange Act of 1934,
enclosed please find Form 13F filed on behalf of Howard P. Berkowitz for
the quarter ended June 30, 1999.
Kindly acknowledge receipt by e-mail to [email protected].
Very truly yours,
/s/ Carl J. Bennett
Carl J. Bennett
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended JUNE 30,1999
If amended report check here:
Howard P. Berkowitz
Name of Institutional Investment Manager
C/o HPB Associates, L.P., 888 Seventh Avenue, NY, NY 10106
Business Address (Street) (City) (State) (Zip)
Howard P. Berkowitz, Managing Partner
Name, Phone No., and Title of person Duly Authorized to Submit This report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of New York
on the 12th day of August, 1999.
Howard P Berkowitz
(Name of Institutional investment Manager)
/s/ Howard P. Berkowitz
(Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report):
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name:
1.
2.
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FORM 13F
Name of Reporting Manager: Howard P. Berkowitz
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Item 5: Item 6: Item 8:
Item 1: Item 2: Item 3: Item4: Shares of Investment Discretion Item 7: Voting Authority (Shares)
Name of Issuer Title of CUSIP Fair Market Principal (b) Shared- Managers
CLASS Number Value Amount (a)Sole As Defined(c)Shared SeeInstr(a)Sole(b)Shared(c)None
in Instr. V Other
AETNA INC COM 008117 10 3 26,831,250 300,000 X 300,000
ALCATEL SPONSORED ADR 013904 30 5 851,250 30,000(c) X 30,000(c)
ANIXTER INTL INC COM 035290 10 5 13,638,225 747,300 X 747,300
AUTONATION INC COM 05329W 10 2 10,896,903 611,756 X 611,756
ASARCO INC COM 043413 10 3 282,187 15,000 X 15,000
BERKSHIRE RLTY INC COM 084710 10 2 4,190,250 362,400 X 362,400
CMP GROUP INC COM 125887 10 9 21,777,525 831,600 X 831,600
DELL COMPUTERS CORP COM 247025 10 9 3,330,000 90,000(p) X 90,000(p)
DISNEY WALT CO COM 254687 10 6 616,250 20,000(c) X 20,000(c)
EEX CORP COM NEW 26842V 20 7 1,040,625 150,000 X 150,000
ENRON OIL & GAS CO COM 293562 10 4 2,126,250 105,000 X 105,000
ESG RE LTD ORD G31215 10 9 9,262,500 617,500 X 617,500
FOUNDATION HEALTH SYS INC COM 350404 10 9 8,850,000 590,000 X 590,000
FLEMING COS INC COM 339130 10 6 5,812,500 500,000 X 500,000
GEORGIA PAC CORP COM GA PAC GRP 373298 10 8 10,806,237 228,100 X 228,100
GEORGIA PAC CORP COM-TIMBER GRP 373298 70 2 8,534,500 338,000 X 338,000
HOLLYWOOD PK INC NEW COM 436255 10 3 6,589,676 387,628 X 387,628
INSURANCE AUTO AUCTIONS INC COM 457875 10 2 2,176,875 135,000 X 135,000
LIBERTE INVS INC DEL COM 530154 10 3 2,124,718 618,100 X 618,100
LUCENT TECHNOLOGIES INC COM 549463 10 7 2,697,500 40,000(p) X 40,000(p)
CIRCUS CIRCUS ENTERPRISES INC COM 172909 10 3 13,983,750 660,000 X 660,000
MARINE DRILLING COS INC COM PAR $0.01 568240 20 4 479,062 35,000 X 35,000
MARINE DRILLING COS INC COM PAR $0.01 568240 20 4 342,188 25,000(c) X 25,000(c)
MAXXAM INC COM 577913 10 6 2,038,200 31,600 X 31,600
MCDERMOTT INTL INC COM 580037 10 9 706,250 25,000(c) X 25,000(c)
MERRILL LYNCH AND CO INC COM 590188 10 8 795,000 10,000 X 10,000
NEXELL THERAPEUTICS INC COM 65332H 10 4 780,937 367,500 X 367,500
PAGING NETWORK INC COM 695542 10 0 2,406,250 500,000 X 500,000
PFIZER INC COM 717081 10 3 544,922 15,000(p) X 15,000(p)
QUANTUM CORP COM 747906 10 5 21,712,500 900,000 X 900,000
RELIASTAR FINL CORP COM 75952U 10 3 7,306,250 167,000 X 167,000
RELIASTAR FINL CORP COM 75952U 10 3 2,187,500 50,000(c) X 50,000(c)
REYNOLDS R J TOB HLDGS INC COM 76182K 10 5 4,576,222 144,133 X 144,133
SMURFIT-STONE CONTAINER CORP COM 832727 10 1 7,505,929 365,030 X 365,030
SOMNUS MED TECHNOLOGIES INC COM 835397 10 0 2,530,667 778,667 X 778,667
TRANSOCEAN OFFSHORE INC COM 893817 10 6 262,500 10,000 X 10,000
UNION CARBIDE CORP COM 905581 10 4 7,312,500 150,000 X 150,000
VENTAS INC COM 92276F 10 0 11,977,650 2,228,400 X 2,228,400
WEATHERFORD INTL INC COM 947074 10 0 1,047,475 28,600 X 28,600
TOTAL 230,930,973
NOTE: CIRCUS CIRCUS ENTERPRISES,(CUSIP# 172909 10 3)NAME CHANGED TO MANDALAY RESORTS GROUP(CUSIP# 562567 10 7)EFFECTIVE 06/21/99
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