NOVEMBER 8,2000
Securities and Exchange Commission
Judiciary Plaza
450 Fifth Street, NW
Washington, D.C. 20549
Re: Form 13F Filed on Behalf
of Howard P. Berkowitz
File No. 28-286
Gentlemen:
In accordance with Rule 13f-1 under the Securities and Exchange Act of 1934,
enclosed please find Form 13F filed on behalf of Howard P. Berkowitz for
the quarter ended September 30, 2000.
Kindly acknowledge receipt by e-mail to [email protected].
Very truly yours,
/s/ Carl J. Bennett
Carl J. Bennett
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 2000
If amended report check here:
Howard P. Berkowitz
Name of Institutional Investment Manager
C/o HPB Associates, L.P., 65 EAST 55TH STREET, NY, NY 10022
Business Address (Street) (City) (State) (Zip)
Howard P. Berkowitz, Managing Partner
Name, Phone No., and Title of person Duly Authorized to Submit This report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of New York
on the 8th day of November, 2000.
Howard P Berkowitz
(Name of Institutional investment Manager)
/s/ Howard P. Berkowitz
(Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report):
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name:
1.
2.
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FORM 13F
Name of Reporting Manager: Howard P. Berkowitz
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Item 5: Item 6: Item 8:
Item 1: Item 2: Item 3: Item4: Shares of Investment Discretion Item 7: Voting Authority (Shares)
Name of Issuer Title of CUSIP Fair Market Principal (b) Shared- Managers
CLASS Number Value Amount (a)Sole As Defined(c)Shared SeeInstr(a)Sole(b)Shared(c)None
in Instr. V Other
ADAPTEC INC COM 00651F 10 8 1,000,000 50,000 (c) X 50,000 (c)
AT & T CORP COM 001957 10 9 2,937,500 100,000 X 100,000
ANC RENTAL CORP COM 001813 10 4 33,350 5,800 X 5,800
AUTONATION INC COM 05329W 10 2 278,400 46,400 X 46,400
COASTCAST CORP COM 19057T 10 8 4,400,450 283,900 X 283,900
COPART INC COM 217204 10 6 892,163 64,300 X 64,300
GLOBAL INDS INC COM 379336 10 0 375,000 30,000 X 30,000
INDEPENDENT ENERGY HLDGS SPONS ADR 45384X 10 8 0 100,000 X 100,000
INSURANCE AUTO AUCTIONS INC COM 457875 10 2 325,369 20,100 X 20,100
MARINE DRILLING COS INCCOM PAR $0.01568240 20 4 1,185,344 41,500 X 41,500
MAXXAM INC COM 577913 10 6 596,250 30,000 X 30,000
MCDERMOTT INTL INC COM 580037 10 9 414,700 37,700 X 37,700
PHILIP MORRIS COS INC COM 718154 10 7 735,938 25,000 X 25,000
SOMNUS MED TECHNOLOGIES INC COM 835397 10 0 1,606,001 778,667 X 778,667
VENTAS INC COM 92276F 10 0 5,534,000 1,106,800 X 1,106,800
VINTAGE PETE INC COM 927460 10 5 964,600 42,400 X 42,400
TOTAL 21,279,065
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