AUGUST 1,2000
Securities and Exchange Commission
Judiciary Plaza
450 Fifth Street, NW
Washington, D.C. 20549
Re: Form 13F Filed on Behalf
of Howard P. Berkowitz
File No. 28-286
Gentlemen:
In accordance with Rule 13f-1 under the Securities and Exchange Act of 1934,
enclosed please find Form 13F filed on behalf of Howard P. Berkowitz for
the quarter ended March 31, 2000.
Kindly acknowledge receipt by e-mail to [email protected].
Very truly yours,
/s/ Carl J. Bennett
Carl J. Bennett
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT
TO SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 2000
If amended report check here:
Howard P. Berkowitz
Name of Institutional Investment Manager
C/o HPB Associates, L.P., 65 EAST 55TH STREET, NY, NY 10022
Business Address (Street) (City) (State) (Zip)
Howard P. Berkowitz, Managing Partner
Name, Phone No., and Title of person Duly Authorized to Submit This report.
ATTENTION
Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of this
form and that the submission of any amendment represents that all unamended
items, statements and schedules remain true, correct and complete as previously
submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be
signed on its behalf in the City of New York and State of New York
on the 1st day of August, 2000.
Howard P Berkowitz
(Name of Institutional investment Manager)
/s/ Howard P. Berkowitz
(Manual Signature of Person Duly Authorized
to Submit this Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report):
(List in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
Name: 13F File No.: Name:
1.
2.
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FORM 13F
Name of Reporting Manager: Howard P. Berkowitz
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Item 5: Item 6: Item 8:
Item 1: Item 2: Item 3: Item4: Shares of Investment Discretion Item 7: Voting Authority (Shares)
Name of Issuer Title of CUSIP Fair Market Principal (b) Shared- Managers
CLASS Number Value Amount (a)Sole As Defined(c)Shared SeeInstr(a)Sole(b)Shared(c)None
in Instr. V Other
AUTONATION INC COM 05329W 10 2 327,700 46,400 X 46,400
BAKER HUGHES INC COM 057224 10 7 1,600,000 50,000 X 50,000
BURLINGTON RES INC COM 122014 10 3 1,530,000 40,000 X 40,000
BURLINGTON RES INC COM 122014 10 3 765,000 20,000(c) X 20,000(c)
CASTLE & COOKE INC NEW COM 148433 10 5 1,931,250 100,000 X 100,000
COASTCAST CORP COM 19057T 10 8 3,558,488 201,900 X 201,900
DIAMOND OFFSHORE DRILLING INCCOM 25271C 10 2 702,500 20,000 X 20,000
INDEPENDENT ENERGY HLDGS PLC ADR 45384X 10 8 1,039,063 125,000 X 125,000
INSURANCE AUTO AUCTIONS INC COM 457875 10 2 424,613 20,100 X 20,100
LABRANCHE & CO INC COM 505447 10 2 327,750 22,800 X 22,800
MAXXAM INC COM 577913 10 6 532,500 30,000 X 30,000
MEAD CORP COM 582834 10 7 631,250 25,000 X 25,000
NABORS INDS INC COM 629568 10 6 1,246,875 30,000 X 30,000
OCEAN ENERGY INC TEX COM 67481E 10 6 212,813 15,000 X 15,000
PAGING NETWORK INC COM 695542 10 0 53,551 74,500 X 74,500
RELIASTAR FINL CORP COM 75952U 10 3 4,299,875 82,000 X 82,000
SANTA FE INTL CORP ORD G7805C 10 8 1,397,500 40,000 X 40,000
SOMNUS MED TECHNOLOGIES INC COM 835397 10 0 2,920,001 778,667 X 778,667
TEXACO INC COM 881694 10 3 1,331,250 25,000(c) X 25,000(c)
TULARIK INC COM 899165 10 4 1,622,500 55,000 X 55,000
VENTAS INC COM 92276F 10 0 3,984,375 1,250,000 X 1,250,000
TOTAL 30,438,852
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