---------------------------
OMB APPROVAL
---------------------------
OMB NUMBER: 3235-0145
EXPIRES: OCTOBER 31, 2002
ESTIMATED AVERAGE BURDEN
HOURS PER RESPONSE....14.90
---------------------------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 12 )*
------
DREW INDUSTRIES INCORPORATED
----------------------------------------------------------------------------
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.01 PER SHARE**
---------------------------------------------------------------------------
(Title of Class of Securities)
26168L 205
----------------------------------------
(CUSIP Number)
LEIGH J. ABRAMS, 200 MAMARONECK AVENUE, WHITE PLAINS, N.Y. 10571
----------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
NOVEMBER 21, 2000
----------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule of ss.ss.240.13d-l(e), 240.13d-l(f) or 240.13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss.240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
**The total number of shares reported herein is 3,366,282 shares, which
constitute approximately 34.4% of the total number of shares outstanding. All
ownership percentages assume that there are 9,782,629 shares outstanding,
including 126,200 shares subject to presently exercisable options and options
which become exercisable within 60 days, held by the Reporting Persons.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 2 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Leigh J. Abrams
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF/00
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Leigh J. Abrams is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 229,270(1)
SHARES ---------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH ---------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 229,270(1)
WITH ---------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
237,266 (2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [X]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.4%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
---------------------- ----------------------
CUSIP NO. 26168L 205 13D Page 3 of 42 Pages
---------------------- ----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Includes 8,004 Shares held by Mr. Abrams as Custodian under the New York
Uniform Gifts to Minors Act for the benefit of his children, over which
shares Mr. Abrams has sole voting and investment power. Mr. Abrams
disclaims any beneficial interest in the shares held by him as Custodian.
Excludes 6,000 shares subject to an option at $12.125 per share and 10,000
shares subject to an option at $9.3125 per share which are presently
exercisable, as well as 4,000 shares subject to an option at $12.125 per
share and 40,000 shares subject to an option at $9.3125 per share which are
not exercisable within 60 days. Includes 3,077 shares pledged to Edward W.
Rose III in connection with a loan made by Mr. Rose to Mr. Abrams which
shares may not be disposed of without the consent of Mr. Rose.
(2) Excludes 8,004 shares held by Mr. Abrams as Custodian under the New York
Uniform Gifts to Minors Act for the benefit of his children. Includes 6,000
shares subject to an exercisable option at $12.125 per share and 10,000
shares subject to an option at $9.3125 which are presently exercisable.
Excludes 4,000 shares subject to an option at $12.125 per share and 40,000
shares subject to an option at $9.3125 per share which are not exercisable
within 60 days. Includes 3,077 shares pledged to Edward W. Rose III in
connection with a loan made by Mr. Rose to Mr. Abrams which shares may not
be disposed of without the consent of Mr. Rose.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 4 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Edward W. Rose, III
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [_]
(b) [X]
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Edward W. Rose, III is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 1,963,380 (1)
SHARES ----------------------------------------------------------
BENEFICIALLY
OWNED BY 8 SHARED VOTING POWER
EACH -0-
REPORTING ----------------------------------------------------------
PERSON 9 SOLE DISPOSITIVE POWER
WITH 1,963,380(1)
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,988,380 (2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
20.3%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 5 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Includes 84,000 shares held by each of Cardinal Investment Company, Inc.
Pension Plan and Cardinal Investment Company, Inc. Profit Sharing Plan, of
each of which Mr. Rose is Trustee. Includes 100,700 shares held by Cardinal
Partners L.P. of which Cardinal Investment Company, Inc. is the general
partner. Mr. Rose is the sole owner of Cardinal Investment Company, Inc.
Excludes shares subject to presently exercisable options for (i) 5,000
shares at $7.35 per share, (ii) 5,000 shares at $10.75 per share, (iii)
5,000 shares at $12.475 per share, iv)5,000 shares at $11.792 per share,
and (v) 5,000 shares at $9.204. Does not include 3,077 shares pledged to
Mr. Rose by Leigh J. Abrams and 15,000 shares pledged to Mr. Rose by Harvey
F. Milman in connection with loans to them made by Mr. Rose.
2) Includes 84,000 shares held by each of Cardinal Investment Company, Inc.
Pension Plan and Cardinal Investment Company, Inc. Profit Sharing Plan, of
each of which Mr. Rose is Trustee. Includes 100,700 shares held by Cardinal
Partners L.P. of which Cardinal Investment Company, Inc. is the general
partner. Mr. Rose is the sole owner of Cardinal Investment Company, Inc.
Includes shares subject to presently exercisable options for (i) 5,000
shares at $7.35 per share, (ii) 5,000 shares at $10.75 per share, (iii)
5,000 shares at $12.475 per share,(iv)5,000 shares at $11.792 per share and
(v) 5,000 shares at $9.204. Does not include 3,077 shares pledged to Mr.
Rose by Leigh J. Abrams and 15,000 shares pledged to Mr. Rose by Harvey F.
Milman in connection with loans to them made by Mr. Rose.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 6 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Marshall B. Payne
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Marshall B. Payne is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 247,600 (1)
SHARES ----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 29,500 (2)
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 247,600 (1)
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
29,500 (2)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
254,975 (3)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.6%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 7 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Includes 4,000 shares held by Payne & Madole in which Mr. Payne has a
331/3% interest. Pursuant to the oral partnership agreement, Mr. Payne has
the sole power to vote and dispose of the shares held by such partnership.
(2) Includes 29,500 shares owned by Scout Ventures in which Mr. Payne has a 25%
interest.
(3) Includes 4,000 shares held by Payne & Madole and 7,375 shares representing
a 25% interest in Scout Ventures.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 8 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Harvey J. Kaplan
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Harvey J. Kaplan is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 20,000 (1)
SHARES ----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH ----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 20,000 (1)
WITH ----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
23,600 (2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 9 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Excludes 2,100 shares subject to an option at $12.125 per share, and 1,500
shares subject to an option at $8.8125 per share which are presently
exercisable, as well as 1,400 shares subject to an option at $12.125 per
share and 6,000 shares subject to an option at $8.8125 per share, which are
not exercisable within 60 days.
(2) Includes 2,100 shares subject to an option at $12.125 per share, and 1,500
shares subject to an option at $8.8125 per share, which are presently
exercisable. Excludes 1,400 shares subject to an option at $12.125 per
share, and 6,000 shares subject to an option at $8.8125 per share which are
not exercisable within 60 days.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 10 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Fredric M. Zinn
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Fredric M. Zinn is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 44,140 (1)
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 44,140 (1)
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
50,140(2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.5%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 11 of 42 Pages
--------------------
ATTACHMENT TO SCHEDULE 13D
(1) Excludes 3,000 shares subject to an option at $12.125 per share and 3,000
shares subject to an option at $8.8125 per share, which are presently
exercisable, as well as 2,000 shares subject to an option at $12.125 per
share, and 12,000 shares subject to an option at $8.8125 per share which
are not exercisable within 60 days.
(2) Includes 3,000 shares subject to an option at $12.125 per share and 3,000
shares subject to an option at $8.8125 per share, which are presently
exercisable. Excludes 2,000 shares subject to an option at $12.125 per
share and 12,000 shares subject to an option at $8.8125 per share, which
are not exercisable within 60 days.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 12 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
David L. Webster
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
David L. Webster is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 207,840 (1)
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 207,840 (1)
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
226,840 (2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.3%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 13 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Excludes 9,000 shares subject to an option at $12.125 per share, and 10,000
shares subject to an option at $9.3125 per share, which are presently
exercisable, as well as 6,000 shares subject to an option at $12.125 per
share and 40,000 shares subject to an option at $9.3125 per share, which
are not exercisable within 60 days.
(2) Includes 9,000 shares subject to an option at $12.125 per share, and 10,000
shares subject to an option at $9.3125 per share, which are presently
exercisable. Excludes 6,000 shares subject to an option at $12.125 per
share and 40,000 shares subject to an option at $9.3125 per share, which
are not exercisable within 60 days.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 14 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Domenic D. Gattuso
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Domenic D. Gattuso is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 22,442(1)
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 22,442 (1)
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
30,442 (2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.3%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 15 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Excludes 6,000 shares subject to an option at $12.125 per share and 2,000
shares subject to an option at $8.8125 per share, Which are presently
exercisable, as well as 4,000 shares subject to an option at $12.125 per
share, and 8,000 shares subject to an option at $8.8125 per share which are
not exercisable within 60 days.
(2) Includes 6,000 shares subject to an option at $12.125 per share, and 2,000
shares subject to an option at $8.8125 per share, which are presently
exercisable. Excludes 4,000 shares subject to an option at $12.125 per
share, and 8,000 shares subject to an option at $8.8125 per share, which
are not exercisable within 60 days.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 16 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Catherine A. Gero
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Catherine A. Gero is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF -0-
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 84,160 (1)
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
84,160 (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
84,160 (1)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.9%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 17 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Includes 84,160 shares held jointly with James F. Gero.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 18 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James F. Gero
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(D) OR 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
JAMES F. GERO IS A CITIZEN OF THE UNITED STATES.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY 84,160 (1)
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON -0-
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
84,160 (1)
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
109,160 (2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 19 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Includes 84,160 shares held jointly with Catherine A. Gero. Excludes shares
subject to presently exercisable options for (i) 5,000 shares at $7.35 per
share, (ii) 5,000 shares at $10.75 per share, (iii) 5,000 shares at $12.475
per share, and (iv) 5,000 shares at $11.792 per share, and (v) 5,000 shares
at $9.204 per share.
(2) Includes 84,160 shares held jointly with Catherine A. Gero. Includes shares
subject to presently exercisable options for (i) 5,000 shares at $7.35 per
share, (ii) 5,000 shares at $10.75 per share, (iii) 5,000 shares at $12.475
per share, and (iv) 5,000 shares at $11.792 per share, and (v) 5,000 shares
at $9.204 per share.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 20 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Gene H. Bishop
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Gene H. Bishop is a citizen of the United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 93,600 (1)
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 93,600 (1)
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
113,600 (2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.2%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 21 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Includes 3,000 shares for which Gene H. Bishop is custodian for his
children. Excludes shares subject to presently exercisable options for (i)
5,000 shares at $10.75 per share, (ii) 5,000 shares at $12.475 per share,
(iii) 5,000 shares at $11.792 per share, and (iv) 5,000 shares at $9.204
per share.
(2) Includes 3,000 shares for which Gene A. Bishop is custodian for his
children. Includes shares subject to presently exercisable options for (i)
5,000 shares at $10.75 per share, (ii) 5,000 shares at $12.475 per share,
and (iii) 5,000 shares at $11.792 per share, and (iv) 5,000 shares at
$9.204 per share.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 22 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Larry Schoenbrun as Trustee of the Evelyn Potter Rose 1990
Irrevocable Trust.
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
N/A
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Larry Schoenbrun is a citizen of the United States.
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 100,000
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 100,000
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,000
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
OO
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 23 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John F. Cupak
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
John F. Cupak is a citizen of the United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 6,830 (1)
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 6,830 (1)
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
10,430 (2)
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.1%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 24 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Excludes 2,100 shares subject to an option at $12.125 per share , and 1,500
shares subject to an option at $8.8125 per share which are presently
exercisable, as well as 1,400 shares subject to an option at $12.125 per
share and 6,000 shares subject to an option at $8.8125 per share, which are
not exercisable within 60 days.
(2) Includes 2,100 shares subject to an option at $12.125 per share and 1,500
shares subject to an option at $8.8125 per share, which are presently
exercisable. Excludes 1,400 shares subject to an option at $12.125 per
share, and 6,000 shares subject to an option at $8.8125 per share which are
not exercisable within 60 days.
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 25 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lela Helen Rose
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Lela Rose is a citizen of the United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 72,200
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 72,200
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
72,200
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 26 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
William Edward Rose
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
00
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
William Edward Rose is a citizen of the United States
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 72,200
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 72,200
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
72,200
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.7%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SCHEDULE 13D
---------------------- ----------------------
CUSIP NO. 26168L 205 PAGE 27 of 42 Pages
---------------------- ----------------------
--------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Cardinal Partners, L.P. (1)
--------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
--------------------------------------------------------------------------------
3 SEC USE ONLY
--------------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
--------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED
PURSUANT TO ITEMS 2(d) or 2(E) [_]
--------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Cardinal Partners L.P. is a Texas limited partnership
--------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF 100,700
SHARES -----------------------------------------------------------
BENEFICIALLY 8 SHARED VOTING POWER
OWNED BY -0-
EACH -----------------------------------------------------------
REPORTING 9 SOLE DISPOSITIVE POWER
PERSON 100,700
WITH -----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
-0-
--------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
100,700
--------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11)
EXCLUDES CERTAIN SHARES* [_]
--------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.0%
--------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
--------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP NO. 26168L 205 13D Page 28 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
(1) Cardinal Partners, L.P. is a Texas limited partnership of which Cardinal
Investment Company, Inc. is the general partner. Edward W. Rose, III is the sole
owner of Cardinal Investment Company, Inc.
<PAGE>
CUSIP NO. 26168L 205 13D Page 29 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
Pursuant to Rule 13d-2 (a) of Regulation 13D of the General Rules and
Regulations under the Securities Exchange Act of 1934, as amended (the "Act"),
each of the following persons hereby amends the Schedule 13D Statement dated May
25, 1989 relating to the Common Stock, par value $.01 per share (the "Stock"),
of Drew Industries Incorporated (the "Issuer"), as supplemented and amended by
Amendment No. 1 thereto dated May 16, 1990, Amendment No. 2 thereto dated July
5, 1990, Amendment No. 3 thereto dated October 30, 1990, Amendment No. 4 thereto
dated March 11, 1991, Amendment No. 5 thereto dated August 28, 1991, Amendment
No. 6 thereto dated March 12, 1993, Amendment No. 7 thereto dated September 19,
1994, Amendment No. 8 thereto dated February 17, 1995, Amendment No 9 thereto
dated July 18, 1996, Amendment No. 10 thereto dated March 7, 1997, and Amendment
No. 11 thereto dated June 1, 1999: Leigh J. Abrams ("LJA"), Edward W. Rose, III
("EWR"), Evelyn D. Potter Rose ("EPR"), Marshall B. Payne ("MBP"), Kathleen
Wright ("KW"), Payne & Madole ("P&M"), Cardinal Investment Company, Inc. Pension
Plan ("CIPP"), Cardinal Investment Company, Inc. Profit Sharing Plan ("CICPS"),
Harvey J. Kaplan ("HJK"), Susan Payne Madole ("SPM"), Robert B. Payne, Jr.
("RBP"), Fredric M. Zinn ("FMZ"), David L. Webster ("DLW"), Domenic D. Gattuso
("DDG"), Robert B. Payne, Sr. ("RP"), Scout Ventures ("SV"), James F. Gero
("JFG"), Catherine A. Gero, ("CAG"), Larry Schoenbrun as Trustee of the Evelyn
Potter Rose 1990 Irrevocable trust ("LST"), Gene H. Bishop ("GHB"), John F.
Cupak ("JFC"), Harvey F. Milman ("HFM"), William Edward Rose ("WER"), Lela Helen
Rose ("LHR"), and Cardinal Partners, L.P. ("CPLP") which persons are sometimes
referred to herein as the "Reporting Persons". The Reporting Persons are filing
this single joint amendment because they may be deemed to constitute a "group"
within the meaning of Section 13d-3 of the Act, although membership in a "group"
is disclaimed and neither the fact of this filing nor anything contained herein
shall be deemed to be an admission by the Reporting Persons that a "group"
exists. Unless otherwise indicated, all defined terms used herein shall have the
same meaning as those set forth in the Schedule 13D.
<PAGE>
CUSIP NO. 26168L 205 13D Page 30 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
Item 1. SECURITY AND ISSUER
No Material Change
Item 2. IDENTITY AND BACKGROUND
No Material Change
Item 2. IDENTITY AND BACKGROUND
Item 2 is hereby partially amended by deleting the information
related to DW, RA, MPI and AC and thereby removing such persons from any group
within the meaning of Section 13d-3 of the Act with respect to the Stock, to the
extent that any such group shall be deemed to exist.
<PAGE>
CUSIP NO. 26168L 205 13D Page 31 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
Item 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
Item 3 is hereby partially amended by substituting the following
information for the information relating to EWR, MBP, and CPLP.
EWR expended an aggregate of $2,732,910 for the shares owned by him,
exclusive of (i) shares subject to presently exercisable options, (ii) shares
held as Trustee for CIPP and CIPST, and (iii) Shares held by CPLP.
MBP expended an aggregate of $542,583 for the shares owned by him,
excluding of shares owned by SV and P&M.
CPLP expended an aggregate of $1,235,161 for the shares owned by it.
<PAGE>
CUSIP NO. 26168L 205 13D Page 32 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
Item 3 is hereby partially amended by deleting the information for DW,
RA, MPI and AC who are no longer included in this Scheudle 13D.
Item 4. PURPOSE OF TRANSACTION
No material change.
Item 5. INTEREST IN SECURITIES OF THE ISSUER
Paragraph (a) of Item 5 is hereby partially amended by substituting
the following information for the information relating to LJA, EWR, MBP, JFG,
CAG, HJK, FMZ, DLW, DDG, GHB, JFC, WER, LHR, and CPLP.
Because of LJA's sole ownership of 237,266 shares including 16,000
shares pursuant to presently exercisable options and 8,004 shares held by Mr.
Abrams as custodian under the New York Uniform Gift to Minors Act for the
benefit of his children, the aggregate number of shares of Stock owned
beneficially by LJA pursuant to Rule 13d-3 is 237,266, constituting
approximately 2.4% of the outstanding shares of Stock.
<PAGE>
CUSIP NO. 26168L 205 13D Page 33 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
Because of HJK's sole ownership of 23,600 shares, including 3,600
shares pursuant to presently exercisable options, the aggregate number of shares
of Stock owned beneficially by HJK pursuant to Rule 13d-3 is 23,600 shares,
constituting approximately 0.2% of the outstanding shares of the Stock.
Because of FMZ's sole ownership of 50,140 shares, including 6,000
shares pursuant to presently exercisable options, the aggregate number of shares
of the Stock owned beneficially by FMZ pursuant to Rule 13d-3 is 50,140,
constituting approximately 0.5% of the outstanding shares of the Stock.
Because of DLW's sole ownership of 226,840 shares, including 19,000
shares pursuant to presently exercisable options, the aggregate number of shares
of the Stock owned beneficially by DLW pursuant to Rule 13d-3 is 226,840,
constituting approximately 2.3% of the outstanding shares of the Stock.
Because of DDG's sole ownership of 30,442 shares including 8,000
shares pursuant to presently exercisable options, the aggregate number of shares
of Stock owned beneficially by DDG pursuant to Rule 13d-3 is 30,442,
constituting approximately 0.3% of the outstanding shares of the Stock.
Because of the joint ownership by JFG and CAG of 84,160 shares, the
aggregate number of shares of Stock owned beneficially by them jointly pursuant
to Rule 13d-3 is 84,160 shares, constituting approximately 0.9% of the
outstanding shares of the Stock.
Because of (i)EWR's sole ownership of 1,719,680 shares including
25,000 shares pursuant to presently exercisable options, (ii) his sole voting
and dispositive power as Trustee over the shares owned by CIPP and CIPSP, each
of which owns 84,000 shares, and (iii) his ownership of Cardinal Investment
Company, the general partner of CPLP which own 100,700 shares, the aggregate
number of shares of Stock owned beneficially by EWR pursuant to Rule 13d-3 is
1,988,380, constituting approximately 20.3% of the outstanding shares of Stock.
Because of (i) MBP's sole ownership of 243,600 shares, (ii) his sole
voting and dispositive power of 4,000 shares held by P&M, (iii) and his 25%
interest in SV which owns 29,500 shares, the aggregate number of shares of Stock
owned beneficially by MBP pursuant to Rule 13d-3 is 254,975, constituting
approximately 2.6% of the outstanding shares of the Stock.
<PAGE>
CUSIP NO. 26168L 205 13D Page 34 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
Because of JFG's sole ownership of presently exercisable options to
purchase 25,000 shares of Stock, and the 84,160 shares JFG jointly owns with
CAG, the aggregate number of shares of Stock owned by him pursuant to Rule 13d-3
is 109,160 shares, constituting approximately 1.1% of the outstanding shares of
the Stock.
Because of GHB's sole ownership of 113,600 shares, including 3,000
shares for which he acts as custodian for his children and 20,000 shares
pursuant to presently exercisable options, the aggregate number of shares of
Stock owned beneficially by GHB pursuant to Rule 13d-3 is 113,600 constituting
approximately 1.2% of the outstanding shares of Stock.
Because of JFC's sole ownership of 10,430 shares including 3,600
shares pursuant to presently exercisable option, the aggregate number of shares
of Stock owned beneficially by JFC pursuant to Rule 13d-3 is 10,430 constituting
0.1% of the outstanding shares of the Stock.
Because of LHR's sole ownership of 72,200 shares, the aggregate number
of shares of Stock owned beneficially by LHR pursuant to Rule 13d-3 is 72,200,
constituting approximately 0.7% of the outstanding shares of the Stock.
Because of WER's sole ownership of 72,200 shares, the aggregate number
of shares of Stock owned beneficially by WER pursuant to Rule 13d-3 is 72,200,
constituting approximately 0.7% of the outstanding shares of the Stock.
Because of CPLP's sole ownership of 100,700 shares, the aggregate
number of shares of Stock owned beneficially by CPLP pursuant to Rule 13d-3 is
100,700, constituting approximately 1.0% of the outstanding shares of the Stock.
Because LST is the Trustee over 100,000 shares, the aggregate number
of shares of Stock owned beneficially by LST pursuant to Rule 13d-3 is 100,000,
constituting approximately 1.0% of the outstanding shares of the stock.
Paragraph (a) of Item 5 is hereby partially amended by deleting the
information for DW, RA, AC and MPI who are no longer included in this Schedule
13D.
Paragraph (b) of Item 5 is hereby partially amended by substituting
the following information for the information relating to LJA, EWR, JFG, CAG,
HJK, FMZ, DLW, DDG, GHB, and JFC:
LJA has the sole power to vote or to direct the vote and to dispose or
direct the disposition of 229,270 shares, excluding 16,000 shares subject to
presently exercisable options.
<PAGE>
CUSIP NO. 26168L 205 13D Page 35 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
EWR has the sole power to vote or to direct the cote and to dispose or
to direct the disposition of 1,963,380 shares, excluding 25,000 shares subject
to presently exercisable options.
HJK has the sole power to vote or direct the vote and to dispose or
direct the disposition of 20,000 shares, excluding 3,600 shares subject to
presently exercisable options.
FMZ has the sole power to vote or to direct the vote and to dispose or
to direct the disposition of 44,140 shares, excluding 6,000 shares subject to
presently exercisable options.
DLW has the sole power to vote or to direct the vote and to dispose or
to direct the disposition of 207,840 shares, excluding 19,000 shares subject to
presently exercisable options.
DDG has the sole power to vote or to direct the vote and to dispose or
to direct the disposition of 22,442 shares, excluding 8,000 shares subject to
presently exercisable options.
JFG has no sole power to vote or to direct the vote and to dispose or
direct the disposition of any shares, excluding 25,000 shares subject to
presently exercisable option, and has the shared power to vote or direct the
vote and to dispose or direct the disposition of 84,160 shares.
GHB has the sole power to vote or direct disposition of 93,600 shares,
excluding 20,000 shares subject to presently exercisable options.
JFC has the sole power to vote or to direct the vote and to dispose or
to direct the disposition of 6,830 shares, excluding 3,600 shares subject to
presently exercisable options.
CPLP has the sole power to vote or direct the vote and to dispose or
direct the disposition of 100,700 shares.
Paragraph (b) of Item 5 is hereby partially amended by deleting the
information for DW, RA, AC and MPI who are no longer included in this Schedule
13D.
<PAGE>
CUSIP NO. 26168L 205 13D Page 36 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
Paragraph (c) of Item 5 is hereby amended by adding at the end thereof
the following:
Since June 1, 1999, the date of Amendment No. 11 to this Statement on
Schedule 13D, the following transactions in shares of the Stock were affected by
the Reporting Persons:
On June 2, 1999,CPLP purchased 500 shares of Stock at $12.74 per share
in the open market.
On June 4, 1999, CPLP purchased 800 shares of Stock at $12.67 per
share in the open market.
On June 7, 1999, CPLP purchased 400 shares of Stock at $12.61 per
share in the open market.
On June 8, 1999,CPLP purchased 2,000 shares of Stock at $12.67 per
share in the open market.
On June 9, 1999, CPLP purchased 1,000 shares of Stock at $12.67 per
share in the open market.
On June 11, 1999, CPLP purchased 2,000 shares of Stock at $12.61 per
share in the open market.
On June 18, 1999, CPLP purchased 100 shares of Stock at $12.67 per
share in the open market.
On June 22, 1999,CPLP purchased 1,000 shares of Stock at $12.49 per
share in the open market.
On June 25, 1999, CPLP purchased 5,000 shares of Stock at $12.16 per
share in the open market.
On July 1, 1999,CPLP purchased 10,000 shares of Stock at $12.29 per
share in the open market.
On July 6, 1999, CPLP purchased 1,000 shares of Stock at $12.17 per
share in the open market.
On July 7, 1999, CPLP purchased 10,000 shares of Stock at $12.16 per
share in the open market.
On July 9, 1999,CPLP purchased 35,400 shares of Stock at $12.17 per
share in the open market.
<PAGE>
CUSIP NO. 26168L 205 13D Page 37 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
On July 13, 1999, CPLP purchased 13,000 shares of Stock at $12.08 per
share in the open market.
On July 14, 1999, CPLP purchased 5,800 shares of Stock at $12.05 per
share in the open market.
On October 13, 1999, MBP made a charitable contribution of 35,000
shares of Stock.
On October 14, 1999, MBP purchased 20,000 shares of Stock at $8.81 per
share in the open market.
On October 15, 1999, MBP purchased 10,000 shares of Stock at $8.63 per
share in the open market.
On October 25, 1999, MBP purchased 2,500 shares of Stock at $9.00 per
share in the open market.
On October 25, 1999, MBP purchased 2,500 shares of Stock at $8.94 per
share in the open market.
On November 19, 1999,DDG was granted an option to purchase 10,000
shares of Stock at the exercise price of $8.81 per share.
On November 19, 1999, HJK was granted an option to purchase 7,500
shares of Stock at the exercise price of $8.81 per share.
On November 19, 1999, FMZ was granted an option to purchase 15,000
shares of Stock at the exercise price of $8.81 per share.
On November 19, 1999, JFC was granted an option to purchase 7,500
shares of Stock at the exercise price of $8.81 per share.
On November 29, 1999,DLW was granted an option to purchase 50,000
shares of Stock at the exercise price of $9.31 per share.
On November 29, 1999,LJA was granted an option to purchase 50,000
shares of Stock at the exercise price of $9.31 per share.
As of December 31, 1999, EWR was granted an option to purchase 5,000
shares of Stock at $9.20 per share.
<PAGE>
CUSIP NO. 26168L 205 13D Page 38 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
As of December 31, 1999, JFG was granted an option to purchase 5,000
shares of Stock at the exercise price of $9.20 per share.
As of December 31, 1999, GHB was granted an option to purchase 5,000
shares of Stock at $9.20 per share.
On September 8, 2000, EWR purchased 600 shares of Stock at $7.04 per
share in the open market.
On September 13, 2000 EWR purchased 300 shares of Stock at $7.04 per
share in the open market.
On September 19, 2000, EWR purchased 5,900 shares of Stock at $6.68
per share in the open market.
Item 6. CONTRACTS, AGREEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
No significant change.
Item 7. MATERIAL TO BE FILED AS EXHIBITS
No significant change
<PAGE>
CUSIP NO. 26168L 205 13D Page 39 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
After reasonable inquiry and to the best of knowledge and belief of
each of the undersigned, each such person certifies that the information set
forth in this statement with respect to such person is true, complete and
correct.
Dated: November 21, 2000
/s/ Leigh J. Abrams
------------------------------------------
Leigh J. Abrams, on his own behalf, and
as Attorney-in-fact for:
Edward W. Rose, III(1)
Evelyn D. Potter Rose(1)
Marshall B. Payne(1)
Kathleen Wright(1)
Payne & Madole(1)
Cardinal Investment Company, Inc.
Pension Plan(1)
Cardinal Investment Company, Inc.
Profit Sharing Plan(1)
Harvey J. Kaplan(1)
Susan Payne Madole(1)
Robert B. Payne(1)
Fredric M. Zinn (2)
David L. Webster (2)
Domenic D. Gattuso(2)
Robert B. Payne, Sr.(2)
Scout Ventures(2)
----------
(1) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are incorporated by reference to Exhibits B-1 through B-25 of
Amendment No. 1 to the Statement on Schedule 13D dated May 16, 1990 relating to
the Common Stock, par value $.01 per share, of Drew Industries Incorporated.
(2) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are incorporated by reference to Exhibits B-26 through B-34 of
Amendment No. 5 to the Statement on Schedule 13D dated August 28, 1991 relating
to Common Stock, par value $.01 per share, of Drew Industries Incorporated.
<PAGE>
CUSIP NO. 26168L 205 13D Page 40 of 42 Pages
----------------------
James F. Gero (3)
Gene H. Bishop(4)
Harvey F. Milman(4)
Larry Schoenbrun(4)
John F. Cupak(4)
William Edward Rose (5)
Lela Helen Rose(5)
Cardinal Partners L.P.(5)
----------
(3) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are incorporated by reference to Exhibits B-38 through B-40 of
Amendment No. 6 to the Statement on Scheudle 13D dated September 19, 1994
relating to Common Stock, par value $.01 per share, of Drew Industries
Incorporated.
(4) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are incorporated by reference to Exhibits B-51 through B-59 of
Amendment No. 9 to the Statement on Scheudle 13D dated July 18, 1996, relating
to Common Stock, par value $.01 per share, of Drew Industries Incorporated.
(5) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are attached hereto as Exhibits B-60 to B-62.
<PAGE>
CUSIP NO. 26168L 205 13D Page 41 of 42 Pages
----------------------
ATTACHMENT TO SCHEDULE 13D
EXHIBIT E
Pursuant to Rule 13d-1(f)(1)(iii) of Regulation 13D-G of the General
Rules and Regulations of the Securities and Exchange Commission under the
Securities Exchange Act of 1934, as amended, the undersigned agree that the
statement to which this Exhibit is attached is filed on behalf of each of them
in the capacities as set forth herein below.
Dated: November 21, 2000
/s/ Leigh J. Abrams
------------------------------------------
Leigh J. Abrams, on his own behalf, and as
Attorney-in-fact for:
Edward W. Rose, III(1)
Evelyn D. Potter Rose(1)
Marshall B. Payne(1)
Kathleen Wright(1)
Payne & Madole(1)
Cardinal Investment Company, Inc.
Pension Plan(1)
Cardinal Investment Company, Inc.
Profit Sharing Plan(1)
Harvey J. Kaplan(1)
Susan Payne Madole (1)
Robert B. Payne(1)
Fredric M. Zinn (2)
David L. Webster (2)
Domenic D. Gattuso(2)
Robert B. Payne, Sr.(2)
Scout Ventures(2)
----------
(1) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are incorporated by reference to Exhibits B-1 through B-25 of
Amendment No. 1 to the Statement on Schedule 13D dated May 16, 1990 relating to
the Common Stock, par value $.01 per share, of Drew Industries Incorporated.
(2) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are incorporated by reference to Exhibits B-26 through B-34 of
Amendment No. 5 to the Statement on Schedule 13D dated August 28, 1991 relating
to Common Stock, par value $.01 per share, of Drew Industries Incorporated.
<PAGE>
CUSIP NO. 26168L 205 13D Page 42 of 42 Pages
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James F. Gero (3)
Gene H. Bishop(4)
Harvey F. Milman(4)
Larry Schoenbrun(4)
John F. Cupak(4)
William Edward Rose(5)
Lela Helen Rose (5)
Cardinal Partners L.P.(5)
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(3) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are incorporated by reference to Exhibits B-38 through B-40 of
Amendment No. 6 to the Statement on Scheudle 13D dated September 19, 1994
relating to Common Stock, par value $.01 per share, of Drew Industries
Incorporated.
(4) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are incorporated by reference to Exhibits B-51 through B-59 of
Amendment No. 9 to the Statement on Scheudle 13D dated July 18, 1996, relating
to Common Stock, par value $.01 per share, of Drew Industries Incorporated.
(5) The Powers of Attorney authorizing Leigh J. Abrams to act on behalf of
such persons are attached hereto as Exhibits B-60 to B-62.
