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Previous: TECHNOLOGY FUNDING SECURED INVESTORS I, 10-Q, 1999-05-17 |
Next: INTERVOICE INC, SC 13D, 1999-05-17 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
-----------------------
Check here if Amendment [ ]; Amendment Number:
-------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: J.J.B. Hilliard, W.L. Lyons, Inc.
-----------------------------------------------
Address: 501 South Fourth Street
--------------------------------------------
Louisville, KY 40202
--------------------------------------------
--------------------------------------------
Form 13F File Number: 28-
-------------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing the Report on Behalf of Reporting Manager:
Name: John J. Davis, III
---------------------------------------------------
Title: Compliance Director IMG
--------------------------------------------------
Phone: (502) 588-8640
--------------------------------------------------
Signature, Place, and Date of Signing:
/s/ John J. Davis, III Louisville, KY May 14, 1999
- -------------------------- ------------------------ -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28-
------------ ------------------------------------
[Repeat as necessary.]
<PAGE> 2
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 1
---------------
Form 13F Information Table Entry Total: 419
---------------
Form 13F Information Table Value Total: $ 2,836,617
---------------
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
1 28- Hilliard Lyons Trust Company
------- -------------- ------------------------------------
[Repeat as necessary.]
<PAGE> 3
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 1 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
A S V INC 1963107 191125 11000 X 0 0 11000
ABBOTT LABORATORIES 2824100 156822 3350 X 3350 0 0
ABBOTT LABORATORIES 2824100 41823739 893431 X 271061 0 622370
ADAC LABS NEW 5313200 168950 12400 X 3200 0 9200
AFLAC CORPORATION 1055102 1658602 30468 X 22850 0 7618
AIRGAS INC 9363102 108875 13000 X 1000 0 12000
AIRTOUCH COMMUNICATIONS INC 00949T100 859769 8898 X 5172 400 3326
ALBEMARLE CORP 12653101 283996 13564 X 3500 0 10064
ALBERTSONS INC 13104104 10888 200 X 200 0 0
ALBERTSONS INC 13104104 5776418 106111 X 29340 0 76771
ALLEGHENY ENERGY INC 17361106 354000 12000 X 9000 0 3000
ALLERGAN INC 18490102 34851137 396599 X 86130 0 310469
ALLIED SIGNAL INC 19512102 252430 5132 X 800 0 4332
ALLSTATE CORP 20002101 688844 18586 X 10964 0 7622
AMERICA ONLINE INC 02364J104 1020180 6940 X 150 0 6790
AMER EAGLE OUTFITTERS 02553D108 357219 4983 X 4983
AMERICAN ELECTRIC POWER INC 25537101 304721 7678 X 7678 0 0
AMERICAN EXPRESS COMPANY 25816109 1479293 12563 X 3708 0 8855
AMERICAN GENERAL CORPORATION 26351106 962325 13650 X 10771 1000 1879
AMERICAN HOME PRODUCTS CORP 26609107 626400 9600 X 4000 0 5600
AMERICAN HOME PRODUCTS CORP 26609107 76243646 1168485 X 400975 0 767510
AMERICAN INTERNATIONAL GROUP INC 26874107 259344 2150 X 2150 0 0
AMERICAN INTERNATIONAL GROUP INC 26874107 14497762 1056654 X 287416 0 769238
AMERITECH CORPORATION (NEW) 30954101 85285 1480 X 1480 0 0
AMERITECH CORPORATION (NEW) 30954101 7040738 122182 X 41324 896 79962
AMGEN INC 31162100 767469 10250 X 1250 0 9000
ANHEUSER BUSCH COMPANIES INC 35229103 4201719 55195 X 26425 0 28770
AON CORPORATION 37389103 322385 5097 X 2847 2250 0
APPLIED MATERIALS INC 38222105 16708059 270850 X 104600 0 166250
ARCHER DANIELS MIDLAND COMPANY 39483102 171227 11658 X 1214 0 10444
ASHLAND INC 44204105 1231277 30077 X 15250 212 14615
ASSOCIATES FIRST CAP CORP 46008108 203220 4516 X 1900 0 2616
AT&T CORPORATION 1957109 4463674 55927 X 26961 800 28166
ATLANTIC RICHFIELD COMPANY 48825103 131625 1800 X 1000 0 800
ATLANTIC RICHFIELD COMPANY 48825103 4068163 55633 X 19921 150 35562
ATMOS ENERGY CORP 49560105 258672 10750 X 0 0 10750
AUTOMATIC DATA PROCESSING INC 53015103 20688 500 X 500 0 0
AUTOMATIC DATA PROCESSING INC 53015103 8905224 215232 X 63746 0 151486
AVON PRODUCTS INC 54303102 94125 2000 X 0 0 2000
AVON PRODUCTS INC 54303102 5939476 126204 X 27320 0 98884
BALLANTYNE OMAHA INC 58516105 270503 36067 X 13387 0 22680
BANK ONE CORP 06423A103 532620 9673 X 8903 0 770
BANK ONE CORP 06423A103 76844069 1395579 X 721487 0 674092
BANKAMERICA CORP NEW 06605F102 169500 2400 X 0 0 2400
BANKAMERICA CORP NEW 06605F102 3179608 45021 X 31977 0 13044
--------- -------- - - --------- ------ -------
SUBTOTALS FOR THIS PAGE 318545811 6275533 2279890 5708 3989935
</TABLE>
<PAGE> 4
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 2 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BANKBOSTON CORP 06605R106 388946 8980 X 7360 0 1620
BAXTER INTERNATIONAL INC 71813109 19800 300 X 300 0 0
BAXTER INTERNATIONAL INC 71813109 425898 6453 X 4453 0 2000
BELL ATLANTIC CORPORATION 77853109 299788 5800 X 5800 0 0
BELL ATLANTIC CORPORATION 77853109 7686603 148713 X 71644 1212 75857
BELLSOUTH CORPORATION 79860102 256400 6400 X 3200 0 3200
BELLSOUTH CORPORATION 79860102 25373024 633336 X 315776 3200 314360
BERKSHIRE HATHAWAY CL B 84670207 197484 84 X 0 0 84
BERKSHIRE HATHAWAY CL B 84670207 13419508 5708 X 2324 0 3384
BERKSHIRE HATHAWAY INC CL A 84670108 18992400 266 X 56 0 210
BESTFOODS 08658U101 28200 600 X 600 0 0
BESTFOODS 08658U101 4023200 85600 X 16520 0 69080
BIOMET INC 90613100 239044 5700 X 1250 0 4450
BOEING COMPANY 97023105 391612 11518 X 8318 0 3200
BP AMOCO P L C 55622104 200485 1985 X 1985 0 0
BP AMOCO P L C 55622104 19825593 196293 X 127322 0 68971
BRADY CORP CL A 104674106 11695688 558600 X 145225 0 413375
BRISTOL MYERS SQUIBB 110122108 426431 6650 X 6650 0 0
BRISTOL MYERS SQUIBB 110122108 49579911 773176 X 352980 5200 414996
BROWN FORMAN INC CLASS A 115637100 48600 900 X 0 0 900
BROWN FORMAN INC CLASS A 115637100 20740536 384084 X 189150 0 194934
BROWN FORMAN INC CLASS B 115637209 172875 3000 X 0 0 3000
BROWN FORMAN INC CLASS B 115637209 29247626 507551 X 293185 0 214366
BROWNING FERRIS INDUSTRIES INC 115885105 494371 12820 X 7200 0 5620
BURLINGTON NORTHERN SANTA FE 12189T104 480205 14607 X 12894 0 1713
BURLINGTON RESOURCES INC 122014103 332679 8330 X 3130 0 5200
BUSH BOAKE ALLEN INC 123162109 8405650 305660 X 53200 0 252460
CAMPBELL SOUP COMPANY 134429109 600548 14760 X 10960 0 3800
CARNIVAL CORP CL A 143658102 226544 4665 X 4600 0 65
CATERPILLAR INC 149123101 6481552 141095 X 52770 0 88325
CBRL GROUP INC 12489V106 2823156 156842 X 74362 0 82480
CEDAR FAIR L P 150185106 402000 16000 X 0 0 16000
CENTRAL AND SOUTH WEST CORPORATION 152357109 312094 13316 X 6016 0 7300
CENTURY TELEPHONE ENTERPRISES 156686107 18733 400 X 400 0 0
CENTURY TELEPHONE ENTERPRISES 156686107 21583641 460861 X 115490 0 345371
CHARLES SCHWAB CORP NEW 808513105 210610 2191 X 2191 0 0
CHASE MANHATTAN CORPORATION NEW 16161A108 217353 2671 X 353 0 2318
CHEVRON CORPORATION 166751107 18945107 213466 X 110139 0 103327
CHURCHILL DOWNS INC 171484108 28000 1000 X 0 0 1000
CHURCHILL DOWNS INC 171484108 3661084 130753 X 11340 0 119413
CIGNA CORPORATION 125509109 476390 5684 X 4005 0 1679
CINCINNATI BELL INC 171870108 339524 15132 X 13400 0 1732
CINCINNATI FINANCIAL CORPORATION 172062101 145386 3990 X 0 0 3990
CINCINNATI FINANCIAL CORPORATION 172062101 105974898 2908402 X 862779 1200 2044423
--------- -------- - - --------- ------ -------
SUBTOTALS FOR THIS PAGE 375839177 7784342 2899327 10812 4874203
</TABLE>
<PAGE> 5
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 3 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CINTAS CORPORATION 172908105 281113 4300 X 3900 0 400
CISCO SYS INC 17275R102 388947 3550 X 3550 0 0
CISCO SYS INC 17275R102 4760491 43450 X 28951 0 14499
CITIGROUP INC 172967101 19163 300 X 300 0 0
CITIGROUP INC 172967101 3436156 53795 X 38487 0 15308
CLAYTON HOMES INC 184190106 21926627 1982068 X 620012 2625 1359431
CLOROX COMPANY 189054109 6201563 52920 X 26360 0 26560
CNB BANCSHARES INC 126126101 3689637 91668 X 3950 0 87718
CNET INC 125945105 552750 6000 X 6000 0 0
COCA COLA COMPANY 191216100 153438 2500 X 2500 0 0
COCA COLA COMPANY 191216100 67148547 1094070 X 425977 0 668093
COLGATE PALMOLIVE COMPANY 194162103 19945324 216797 X 57956 0 158841
COLONIAL BANCGROUP INC 195493309 185976 15498 X 10000 0 5498
COLUMBIA/HCA HEALTHCARE CORP 197677107 297110 15689 X 6509 0 9180
COMAIR HOLDINGS INC 199789108 1877313 79463 X 9095 0 70368
COMMUNITY FED BANCORP INC 20364Q100 133031 10750 X 0 0 10750
COMMUNITY TR BANCORP INC 204149108 571078 24722 X 11987 0 12735
COMPAQ COMPUTER CORP 204493100 1062292 33524 X 22232 0 11292
CONSECO INC 208464107 208221 6744 X 6653 0 91
CONSOLIDATED EDISON INC 209115104 81563 1800 X 1800 0 0
CONSOLIDATED EDISON INC 209115104 221397 4886 X 3386 0 1500
CONSOLIDATED NATURAL GAS COMPANY 209615103 310772 6383 X 3533 2000 850
CONVERGYS CORP 212485106 338767 19782 X 17600 0 2182
CORNING INC 219350105 333120 5552 X 2552 0 3000
CRANE COMPANY 224399105 221606 9162 X 4355 0 4807
CRAWFORD AND COMPANY CL B 224633107 494111 47340 X 7650 0 39690
CSX CORPORATION 126408103 1825273 46877 X 41119 0 5758
CVS CORPORATION 126650100 1035500 21800 X 20800 0 1000
DMI FURNITURE INC 233230101 276895 77725 X 77725
DAYTON HUDSON CORPORATION 239753106 23319 350 X 350 0 0
DAYTON HUDSON CORPORATION 239753106 186550 2800 X 1200 0 1600
DEAN FOODS CO 242361103 346204 9718 X 9718 0 0
DELL COMPUTER CORP 247025109 601680 14720 X 720 0 14000
DELTA AIR LINES INC 247361108 69500 1000 X 1000 0 0
DELTA AIR LINES INC 247361108 736422 10596 X 8800 0 1796
DIAL CORP NEW 25247D101 483038 14052 X 14052 0 0
DOLLAR GENERAL CORPORATION 256669102 6311760 185640 X 134266 0 51374
DONALDSON INC 257651109 8989110 499395 X 102400 0 396995
DOVER CORPORATION 260003108 49568629 1507791 X 381581 0 1126210
DOW CHEMICAL COMPANY 260543103 41934 450 X 450 0 0
DOW CHEMICAL COMPANY 260543103 570494 6122 X 2000 0 4122
DUFF AND PHELPS SELECTED UTILITIES 264324104 1114936 103715 X 62716 0 40999
DUKE ENERGY CORP 264399106 175400 3200 X 3200 0 0
DUKE ENERGY CORP 264399106 1536394 28030 X 3792 0 24238
--------- -------- - - --------- ------ -------
SUBTOTALS FOR THIS PAGE 208733151 6366694 2191184 4625 4170885
</TABLE>
<PAGE> 6
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 4 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DUKE REALTY INVTS INC 264411505 107500 5000 X 5000 0 0
DUKE REALTY INVTS INC 264411505 107500 5000 X 0 0 5000
DUN & BRADSTREET CORP DEL 26483B106 538864 15126 X 5825 0 9301
E I DUPONT DE NEMOURS AND COMPANY 263534109 11940263 205645 X 64062 0 141583
EASTMAN KODAK COMPANY 277461109 826159 12934 X 7232 600 5102
ECLIPSE SURGICAL TECH 278849104 115500 11000 X 11000 0 0
ECOLAB INC 278865100 2452695 69090 X 15240 0 53850
ELECTRONIC DATA SYS CORP NEW 285661104 280391 5759 X 5042 0 717
ELI LILLY AND COMPANY 532457108 11019236 129829 X 60761 0 69068
EMERSON ELECTRIC COMPANY 291011104 137638 2600 X 2600 0 0
EMERSON ELECTRIC COMPANY 291011104 4805613 90779 X 59932 0 30847
ENGELHARD CORPORATION 292845104 82147 4850 X 4850 0 0
ENGELHARD CORPORATION 292845104 1114471 65799 X 23599 0 42200
ENRON CORPORATION 293561106 723134 11255 X 6811 0 4444
EQUIFAX INC 294429105 933281 27150 X 27150
EQUITY INV FD 1ST ESCH SER-AT&T 294700703 545044 3075 X 0 0 3075
ESTEE LAUDER CO INC 518439104 5024660 53171 X 6091 0 47080
ETHYL CORPORATION 297659104 60478 14230 X 2580 0 11650
EXXON CORPORATION 302290101 973763 13800 X 9200 0 4600
EXXON CORPORATION 302290101 77412425 1097076 X 440580 6800 649696
F N B CORP 302520101 230000 10000 X 0 0 10000
FANNIE MAE 313586109 3281204 47382 X 15734 0 31648
FARMERS CAPITAL BANK CORPORATION 309562106 906444 27468 X 1000 0 26468
FEDERAL HOME LN MTG CORP 313400301 75921066 1324686 X 352407 1900 970379
FEDERAL NATIONAL MTG 313586109 1765875 25500 X 25500
FIFTH THIRD BANCORP 316773100 13234382 200711 X 48405 0 152306
FINOVA GROUP INC 317928109 338536 6526 X 6026 0 500
FIRST AMERICAN CORP 318900107 55313 1500 X 1500 0 0
FIRST AMERICAN CORP 318900107 284823 7724 X 3366 0 4358
FIRST FED FINL CORP KY 319961108 302589 12808 X 12808
FIRST TENN NATL CORP 337162101 18313 500 X 500 0 0
FIRST TENN NATL CORP 337162101 224182 6121 X 4748 0 1373
FIRST UNION CORPORATION 337358105 189169 3540 X 3540 0 0
FIRST UNION CORPORATION 337358105 618165 11568 X 5002 0 6566
FIRSTAR CORP NEW WIS 33763V109 11363815 126970 X 56245 0 70725
FLOWSERVE CORP 34354P105 794559 51056 X 51056 0 0
FLUOR CORPORATION 343861100 648000 24000 X 0 0 24000
FORD MOTOR COMPANY 345370100 221081 3900 X 3900 0 0
FORD MOTOR COMPANY 345370100 711201 12546 X 7536 0 5010
FORTUNE BRANDS INC 349631101 1989449 51674 X 40332 512 10830
FPL GROUP INC 302571104 74550 1400 X 1400 0 0
FPL GROUP INC 302571104 522383 9810 X 4960 0 4850
FRANKFORT 1st BANCORP 352128201 226102 15460 X 15460
G & K SERVICES CLASS A 361268105 27175570 588375 X 148240 1900 438235
GANNETT INC 364730101 16213554 257358 X 51068 0 206290
GENERAL AMERICAN INVESTORS 368802104 480634 15228 X 0 0 15228
GENERAL ELECTRIC COMPANY 369604103 1670438 15100 X 15100 0 0
GENERAL ELECTRIC COMPANY 369604103 110489680 1089169 X 435096 0 654073
--------- -------- - - -------- ------ -------
SUBTOTALS FOR THIS PAGE 389151839 5791248 2068484 11712 3711052
</TABLE>
<PAGE> 7
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 5 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GENERAL MILLS INC 370334104 1021152 13514 X 4962 0 8552
GENERAL MOTORS CORPORATION 370442105 1995867 22941 X 16226 0 6715
GENUINE PARTS COMPANY 372460105 50422 1750 X 1000 0 750
GENUINE PARTS COMPANY 372460105 1175896 40812 X 17959 0 22853
GERMAN AMERN BANCORP 373865104 952708 47935 X 10989 0 36946
GILLETTE COMPANY 375766102 30688354 516313 X 164627 16000 335686
GREAT LAKES CHEMICAL CORPORATION 390568103 1922907 52324 X 22985 0 29339
GTE CORPORATION 362320103 121000 2000 X 2000 0 0
GTE CORPORATION 362320103 2229667 36854 X 22611 0 14243
GUIDANT CORP 401698105 1361916 22511 X 696 0 21815
H AND R BLOCK INC 93671105 118438 2500 X 2500 0 0
H AND R BLOCK INC 93671105 112231 2369 X 0 0 2369
H J HEINZ COMPANY 423074103 177656 3750 X 750 0 3000
H J HEINZ COMPANY 423074103 3291189 69471 X 33788 0 35683
HALLIBURTON COMPANY 406216101 474166 12316 X 6366 0 5950
HANNAFORD BROTHERS COMPANY 410550107 888303 19550 X 8150 0 11400
HARLEY DAVIDSON INC 412822108 76109314 1326524 X 351090 0 975434
HASBRO INC 418056107 19728604 681766 X 192373 0 489393
HEALTHSOUTH CORP 421924101 230169 22185 X 21825 0 360
HERSHEY FOODS CORP 427866108 5815363 103730 X 33111 0 70619
HEWLETT PACKARD COMPANY 428236103 149188 2200 X 2000 0 200
HEWLETT PACKARD COMPANY 428236103 37937025 559440 X 191310 4400 363730
HILLENBRAND INDUSTRIES INC 431573104 7544728 163350 X 60500 0 102850
HOME DEPOT INC 437076102 130725 2100 X 2100 0 0
HOME DEPOT INC 437076102 4206108 67568 X 35736 0 31832
HOUSEHOLD INTERNATIONAL INC 441815107 218589 4791 X 2991 0 1800
HUBBELL INC CLASS A 443510102 2408700 65100 X 26800 0 38300
HUBBELL INC CLASS B 443510201 192000 4800 X 2800 0 2000
HUBBELL INC CLASS B 443510201 18665120 466628 X 137578 2222 326828
HUMANA INC 444859102 795743 46130 X 16080 0 30050
IKON OFFICE SOLUTIONS INC 451713101 131969 10300 X 0 0 10300
ILLINOIS TOOL WORKS INC 452308109 525938 8500 X 6300 0 2200
IMMUNOMEDICS INC 452907108 146342 56420 X 56420 0 0
IMS HEALTH INC 449934108 1493474 45086 X 11650 0 33436
INDIANA ENERGY INC 454707100 203635 10753 X 7953 0 2800
INTEL CORPORATION 458140100 564656 4750 X 4750 0 0
INTEL CORPORATION 458140100 7683010 64631 X 36246 0 28385
INTERNATIONAL BUSINESS MACHINES COR 459200101 319050 1800 X 1100 0 700
INTERNATIONAL BUSINESS MACHINES COR 459200101 35402852 199734 X 43831 500 155403
INTERNATIONAL FLAVORS & FRAGRANCES 459506101 778934 20737 X 4245 0 16492
INTERNATIONAL PAPER COMPANY 460146103 418500 9920 X 8340 0 1580
IPALCO ENTERPRISES INC 462613100 449938 20510 X 16550 0 3960
J P MORGAN AND COMPANY INC 616880100 613174 4970 X 3240 0 1730
--------- -------- - - --------- ------ -------
SUBTOTALS FOR THIS PAGE 269444720 4841333 1592528 23122 3225683
</TABLE>
<PAGE> 8
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 6 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
JEFFERSON PILOT CORPORATION 475070108 590645 8718 X 7818 0 900
JOHNSON AND JOHNSON 478160104 850850 9100 X 7600 0 1500
JOHNSON AND JOHNSON 478160104 89636112 958675 X 315065 3000 640610
JOHNSON CONTROLS INC 478366107 441740 7082 X 5332 0 1750
KANSAS CITY SOUTHERN INDUSTRIES INC 485170104 1026000 18000 X 6000 0 12000
KELLOGG COMPANY 487836108 3305307 97754 X 32118 0 65636
KEYCORP NEW 493267108 1909991 63010 X 3134 0 59876
KIMBALL INTERNATIONAL INC CLASS B 494274103 397163 26700 X 10200 0 16500
KIMBERLY CLARK CORPORATION 494368103 1719422 35868 X 13962 0 21906
KOHLS CORP 500255104 248630 3508 X 3508 0 0
L G AND E ENERGY CORPORATION 501917108 24975 1200 X 1200 0 0
L G AND E ENERGY CORPORATION 501917108 11360104 571762 X 362893 0 208869
LANCER CORP TEX 514614106 2077416 234075 X 67000 0 167075
LINCOLN NATIONAL CORPORATION 534187109 168088 1700 X 0 0 1700
LINCOLN NATIONAL CORPORATION 534187109 395500 4000 X 1700 0 2300
LINEAR TECHNOLOGY CORP 535678106 318570 6216 X 0 0 6216
LOWES COMPANIES INC 548661107 311575 5150 X 0 0 5150
LUCENT TECHNOLOGIES INC 549463107 108000 1000 X 1000 0 0
LUCENT TECHNOLOGIES INC 549463107 7236972 67009 X 30072 516 36421
MARSH AND MCLENNAN COMPANIES INC 571748102 1382832 18624 X 17637 0 987
MATTEL INCORPORATED 577081102 24122318 967311 X 239470 0 727841
MAY DEPARTMENT STORES COMPANY 577778103 176063 4500 X 2400 0 2100
MAY DEPARTMENT STORES COMPANY 577778103 8898590 227440 X 92013 0 135427
MBIA INC 55262C100 20896762 360289 X 133558 1150 225581
MBNA CORP 55262L100 453386 18990 X 18990 0 0
MBNA CORP 55262L100 212535 8902 X 2175 0 6727
MC DONALDS CORPORATION 580135101 493906 10900 X 10900 0 0
MC DONALDS CORPORATION 580135101 10788634 238094 X 106244 0 131850
MCCORMICK AND COMPANY INC 579780206 1257556 43364 X 43364 0 0
MCGRAW HILL INC 580645109 130800 2400 X 0 0 2400
MCGRAW HILL INC 580645109 442104 8112 X 3500 0 4612
MCI WORLDCOM INC 55268B106 4447520 50219 X 9184 1492 39543
MEDIAONE GROUP INC 58440J104 367557 5794 X 3134 400 2260
MEDTRONIC INC 585055106 21563 300 X 300 0 0
MEDTRONIC INC 585055106 263781 3670 X 1420 0 2250
MERCANTILE BANKSHARES CORPORATION 587405101 241647 6531 X 6500 0 31
MERCK AND COMPANY INC 589331107 1009575 12600 X 6800 0 5800
MERCK AND COMPANY INC 589331107 84975527 1060537 X 348866 8020 703651
MERRILL LYNCH & CO INC 590188108 1096515 12390 X 9400 0 2990
MICROSOFT CORPORATION 594918104 304725 3400 X 3400 0 0
MICROSOFT CORPORATION 594918104 6819207 76086 X 45236 0 30850
MID AMERICA BANCORP 595915109 962777 39297 X 22360 0 16937
MINDSPRING ENTERPRISES INC 602683104 279703 3250 X 0 0 3250
--------- -------- - - --------- ------ -------
SUBTOTALS FOR THIS PAGE 292172643 5303527 1995453 14578 3293496
</TABLE>
<PAGE> 9
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 7 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MINNESOTA MINING & MANUFACTURING CO 604059105 15483213 218844 X 92311 0 126533
MOBIL CORPORATION 607059102 17600 200 X 200 0 0
MOBIL CORPORATION 607059102 20845088 236876 X 86428 2000 148448
MONSANTO COMPANY 611662107 160781 3500 X 0 0 3500
MONSANTO COMPANY 611662107 739778 16104 X 6850 0 9254
MORGAN STANLEY DEAN WITTER & CO 617446448 606421 6068 X 4924 0 1144
MORTON INTL INC IND NEW 619335102 2496611 67935 X 17145 0 50790
MOTOROLA INC 620076109 73250 1000 X 1000 0 0
MOTOROLA INC 620076109 1116696 15245 X 5310 0 9935
NATIONAL CITY BANCSHARES INC 635313109 390666 10777 X 1331 0 9446
NATIONAL CITY CORPORATION 635405103 1761327 26536 X 10736 0 15800
NATIONAL CITY CORPORATION 635405103 107646444 1621792 X 841671 12000 768121
NATIONSRENT INC 638588103 1050000 150000 X 0 0 150000
NEWELL CO 651192106 1795785 37806 X 37806
NEXSTAR PHARMACEUTICALS INC 65333B106 170625 10000 X 0 0 10000
NIKE INC CL B 654106103 20688641 358633 X 104075 0 254558
NORDSON CORP 655663102 15733152 282209 X 59475 0 222734
NORFOLK SOUTHERN CORPORATION 655844108 15825 600 X 600 0 0
NORFOLK SOUTHERN CORPORATION 655844108 2607195 98851 X 36553 0 62298
NORTH EUROPEAN OIL RTY TR 659310106 668750 50000 X 8000 0 42000
NORTHERN TRUST CORPORATION 665859104 284200 3200 X 0 0 3200
NUCOR CORPORATION 670346105 5785406 131300 X 29400 0 101900
NUVEEN INSD MUNI OPPORTUNITY FD INC 670984103 397650 24100 X 0 0 24100
NUVEEN PREM INCOME MUNI FD 4 INC 6706K4105 165734 11284 X 1284 0 10000
NUVEEN SELECT QUALITY MUNI FD 670973106 216169 13725 X 13725 0 0
OHIO CASUALTY CORPORATION 677240103 236496 6064 X 0 0 6064
OLD NATIONAL BANCORP INDIANA 680033107 876332 19181 X 0 0 19181
P P G INDUSTRIES INC 693506107 107625 2100 X 600 0 1500
P P G INDUSTRIES INC 693506107 2443549 47679 X 17532 0 30147
PARK NATL CORP 700658107 4454400 46400 X 46400 0 0
PARKWAY PPTYS INC 70159Q104 569106 20190 X 0 0 20190
PAYCHEX INC 704326107 249047 5250 X 0 0 5250
PENNY J C CO INC 708160106 1096173 27066 X 1305 0 25761
PEPSICO INC 713448108 19594 500 X 500 0 0
PEPSICO INC 713448108 26644443 679922 X 210208 0 469714
PERMANENT BANCORP INC 714197100 209249 19465 X 19465
PFIZER INC 717081103 5329110 38408 X 7208 0 31200
PHARMACIA & UPJOHN INC 716941109 806509 12930 X 3605 0 9325
PHILADELPHIA SUBN CORP 718009608 222179 9793 X 1575 0 8218
PHILIP MORRIS COMPANIES INC 718154107 151306 4300 X 4300 0 0
PHILIP MORRIS COMPANIES INC 718154107 21430560 609039 X 205935 0 403104
PIONEER HI BRED INTERNATIONAL INC 723686101 329595 8760 X 1500 0 7260
PNC BANK CORPORATION 693475105 83899 1510 X 1510 0 0
PNC BANK CORPORATION 693475105 16736759 301224 X 197545 3800 99879
PREMIER FINL BANCORP 74050M105 261270 18497 X 18497
PROCTER AND GAMBLE COMPANY 742718109 861850 8800 X 7600 0 1200
PROCTER AND GAMBLE COMPANY 742718109 91416332 933415 X 436318 1200 495897
--------- -------- - - --------- ------ -------
SUBTOTALS FOR THIS PAGE 375452390 6217078 2540427 19000 3657651
</TABLE>
<PAGE> 10
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 1 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PROGRESSIVE CORP OHIO 743315103 380275 2650 X 1000 0 1650
PROVIDIAN FINL CORP 74406A102 220000 2000 X 1000 0 1000
PROVIDIAN FINL CORP 74406A102 87914200 799220 X 489678 0 309542
QUAKER OATS COMPANY 747402105 398151 6396 X 1800 0 4596
RAYCHEM CORP 754603108 6567696 291089 X 60475 0 230614
RAYTHEON CO CL B 755111408 175875 3000 X 3000 0 0
RAYTHEON CO CL B 755111408 134838 2300 X 700 0 1600
RELIANT ENERGY INC 75952J108 201411 7728 X 6810 0 918
REPUBLIC BANCORP INC KY 760281204 170500 15500 X 8000 0 7500
RES-CARE INC 760943100 428958 19012 X 11062 0 7950
ROHM & HAAS CO 775371107 345694 10300 X 10000 0 300
SAFEGUARD SCIENTIFICS INC 786449108 970853 14383 X 6125 0 8258
SALOMON BROTHERS FUND INC 795477108 485622 27263 X 0 0 27263
SARA LEE CORPORATION 803111103 262350 10600 X 3600 0 7000
SARA LEE CORPORATION 803111103 10935515 441839 X 189450 0 252389
SBC COMMUNICATIONS, INC 78387G103 174594 3700 X 3700 0 0
SBC COMMUNICATIONS, INC 78387G103 8496251 180053 X 87802 2788 89463
SCHERING PLOUGH CORPORATION 806605101 132600 2400 X 2400 0 0
SCHERING PLOUGH CORPORATION 806605101 39407284 713254 X 253608 0 459646
SCHLUMBERGER LTD 806857108 144450 2400 X 0 0 2400
SCHLUMBERGER LTD 806857108 1538453 25561 X 16142 0 9419
SEARS ROEBUCK AND COMPANY 812387108 355716 7872 X 3300 0 4572
SIGCORP INC 826912107 556041 20312 X 7887 0 12425
SIGMA ALDRICH CORPORATION 826552101 35086662 1199544 X 290354 0 909190
SOLECTRON CORP 834182107 1159187 23870 X 6000 0 17870
SONAT INC 835415100 240000 8000 X 0 0 8000
SONOCO PRODUCTS CO 835495102 581371 25277 X 6660 0 18617
SOURCE CAPITAL INCORPORATED 836144105 393963 8623 X 7123 0 1500
SOUTHERN COMPANY 842587107 513201 22014 X 16653 0 5361
SOUTHTRUST CORP 844730101 541031 14500 X 0 0 14500
SPRINT CORPORATION 852061100 620739 6326 X 6126 0 200
STEEL TECHNOLOGIES INC 858147101 281430 36023 X 36023
STERIS CORP 859152100 420675 15800 X 10000 0 5800
STRYKER CORP 863667101 220916 4380 X 4380
SUMMIT TECHNOLOGY INC 86627E101 421194 38074 X 38074
SUN MICROSYSTEMS INC 866810104 234867 1878 X 1228 0 650
SUNTRUST BANKS INC 867914103 4894406 78625 X 40482 0 38143
SYNOVUS FINL CORP 87161C105 8320786 405892 X 83895 0 321997
SYSCO CORPORATION 871829107 21050 800 X 800 0 0
SYSCO CORPORATION 871829107 7782422 295769 X 254625 0 41144
TBC CORP 872180104 216934 35783 X 35783
TELEFLEX INC 879369106 29651679 870508 X 226184 0 644324
TEMPLETON GLOBAL GOVTS INCOME TR 879929107 74750 11500 X 11500 0 0
TEXACO INC 881694103 283750 5000 X 1800 0 3200
TEXACO INC 881694103 4925560 86794 X 40571 0 46223
TEXAS INSTRUMENTS INC 882508104 610785 6154 X 5021 0 1133
TEXAS UTILITIES COMPANY 882848104 33600 800 X 800 0 0
TEXAS UTILITIES COMPANY 882848104 401982 9571 X 4713 0 4858
--------- -------- - - --------- ------ -------
SUBTOTALS FOR THIS PAGE 258330267 5820337 2296334 2788 3521215
</TABLE>
<PAGE> 11
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 9 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TEXTRON INC 883203101 435157 5624 X 5624 0 0
THOMAS INDUSTRIES INC 884425109 291994 15573 X 14601 0 972
TIME-WARNER INC 887315109 1713946 24204 X 8604 0 15600
TJX COS INC 872540109 204000 6000 X 0 0 6000
TOOTSIE ROLL INDS INC 890516107 17375573 366728 X 98122 0 268606
TRANSOCEAN OFFSHORE INC 893817106 5887834 204350 X 55400 0 148950
TRI CONTINENTAL CORP 895436103 393878 13582 X 8063 0 5519
TRICON GLOBAL RESTAURANTS INC 895953107 346614 4934 X 1855 0 3079
TRUSTMARK CORP 898402102 358313 18200 X 11200 0 7000
U S WEST INC NEW 91273H101 1307459 23745 X 15012 410 8323
UNION CAMP CORPORATION 905530101 225204 3355 X 2355 0 1000
UNION PACIFIC CORPORATION 907818108 1610660 30141 X 8017 500 21624
UNION PACIFIC RESOURCES GROUP 907834105 158353 13335 X 6351 423 6561
UNION PLANTERS CORP 908068109 7741568 176195 X 22103 0 154092
UNITED TECHNOLOGIES CORPORATION 913017109 365681 2700 X 2700 0 0
UNITED TECHNOLOGIES CORPORATION 913017109 409428 3023 X 555 0 2468
UNUM CORPORATION 903192102 14269 300 X 300 0 0
UNUM CORPORATION 903192102 210987 4436 X 2644 0 1792
US BANCORP 902973106 17778070 521925 X 136350 0 385575
USA TRUCK INC 902925106 114406 11230 X 0 0 11230
UST INC 902911106 2415936 92476 X 54406 0 38070
VAN KAMPEN AMER CAP VALUE MUNI INC 921132106 400732 27877 X 0 0 27877
VENCOR INC NEW 92260R102 74349 56647 X 23350 0 33297
VENTAS INC 92276F100 153882 25647 X 2100 0 23547
VIAD CORP 92552R109 335196 12052 X 12052 0 0
VULCAN MATERIALS COMPANY 929160109 7546224 182662 X 36082 0 146580
WACHOVIA CORPORATION 929771103 251681 3100 X 3100 0 0
WACHOVIA CORPORATION 929771103 32328294 398193 X 89380 0 308813
WAL MART STORES INC 931142103 322656 3500 X 3500 0 0
WAL MART STORES INC 931142103 4457358 48351 X 33462 0 14889
WALGREEN COMPANY 931422109 333350 11800 X 11800 0 0
WALGREEN COMPANY 931422109 79953715 2830220 X 769162 0 2061058
WALLACE COMPUTER SVCS INC 932270101 5314703 268250 X 95600 0 172650
WALT DISNEY COMPANY 254687106 202313 6500 X 2000 0 4500
WALT DISNEY COMPANY 254687106 23035302 740090 X 250416 0 489674
WARNER LAMBERT COMPANY 934488107 331250 5000 X 5000 0 0
WARNER LAMBERT COMPANY 934488107 29156824 440103 X 140528 44316 255259
WASHINGTON MUTUAL INC 939322103 1565022 38288 X 6519 0 31769
WAVEPHORE INC CL A 943567107 638526 79197 X 79197
WELLS FARGO & CO NEW 949746101 539051 15374 X 9075 0 6299
WEYERHAEUSER COMPANY 962166104 389943 7026 X 6900 0 126
WILLAMETTE INDUSTRIES INC 969133107 2642500 70000 X 70000 0 0
WILLIAMS COMPANIES INC 969457100 913912 23137 X 10837 0 12300
WINN DIXIE STORES INC 974280109 710387 19007 X 19007 0 0
--------- -------- - - --------- ------ -------
SUBTOTALS FOR THIS PAGE 250956500 6854077 2133329 45649 4675099
</TABLE>
<PAGE> 12
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 10 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WM WRIGLEY JR COMPANY 982526105 669238 7400 X 7400 0 0
XEROX CORPORATION 984121103 1560623 29940 X 3840 0 26100
--------- -------- - - --------- ------ -------
SUBTOTALS FOR COMMON STOCK 2740856359 55291509 20008196 137994 35145319
</TABLE>
<PAGE> 13
<TABLE>
<CAPTION>
1 FILE NO.
PAGE 11 FORM 13F NAME OF REPORTING MANAGER-HILLIARD LYONS AS OF 03/31/99
ITEM 6:
ITEM 5: INVESTMENT ITEM 8:
ITEM 3: ITEM 4: SHARES OR DISCRETION ITEM 7: VOTING AUTHORITY
ITEM 1: ITEM 2: CUSIP FAIR MARKET PRINCIPAL (B)SHARED MANAGERS (SHARES)
NAME OF ISSUER TITLE OF CLASS NUMBER VALUE AMOUNT (A)SOLE (C)OTH INSTR V (A)SOLE (B)SHARED (C)NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AEGON N V 7924103 188738 2100 X 600 0 1500
AEGON N V 7924103 45594037 507305 X 336430 0 170875
DAIMLERCHRYSLER AG D1668R123 651660 7594 X 2888 0 4706
GALLAHER GROUP PLC 363595109 833921 35486 X 25024 512 9950
GLAXO WELLCOME PLC 37733W105 1207553 18040 X 8300 0 9740
HIGHVELD STEEL AND VANADIUM ADR 431232206 63771 30010 X 0 0 30010
HONG KONG TELECOMMUNICATIONS LTD 438579203 2275041 116296 X 32432 0 83864
INTERACTIVE ENTERTAINMENT G4802P109 6760 52000 X 0 0 52000
POTASH CORP SASKATCHEWAN 73755L107 12869318 240548 X 94975 0 145573
REUTERS GROUP PLC 76132M102 3728762 42921 X 13041 0 29880
ROYAL DUTCH PETROLEUM GLDR 1.25 780257804 228800 4400 X 4400 0 0
ROYAL DUTCH PETROLEUM GLDR 1.25 780257804 15297204 294177 X 86998 4800 202379
SEAGRAM LTD 811850106 2690050 53801 X 20300 0 33501
SMITHKLINE BEECHAM PLC A ADR 832378301 21450 300 X 300 0 0
SMITHKLINE BEECHAM PLC A ADR 832378301 8060052 112728 X 101852 0 10876
UNILEVER N V 904784501 834455 12560 X 3100 0 9460
--------- -------- - - --------- ------ -------
SUBTOTALS FOR FOREIGN COMMON STOCK 94551572 1530266 730640 5312 794314
</TABLE>
<PAGE> 14
<TABLE>
<CAPTION>
1
INFORMATION REQUIRED OF INSTITUTION AL INVESTMENT MANAGERS
PREPARED FOR: HILLIARD LYONS ON 4/3/99 AS OF 3/31/99 DEPT ID# 960 PAGE 12
*SUMMARY PAGE FOR A. COMMON STOCK *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
- --------------------------------- --------- -------- --------- ---- --------------------------
<C> <C> <C> <C> <C> <C>
26 COMMON STOCK 2740856359 55291509 20008196 137994 35145319
29 FOREIGN COMMON STOCK 94551572 1530266 730640 5312 794314
--------- -------- --------- ---- --------- -------- ---------
*SUBTOTALS* 2835407931 56821775 20738836 143306 35939633
</TABLE>
<PAGE> 15
<TABLE>
<CAPTION> 1
INFORMATION REQUIRED OF INSTITUTION AL INVESTMENT MANAGERS
PREPARED FOR: HILLIARD LYONS ON 4/3/99 AS OF 3/31/99 DEPT ID# 960 PAGE 13
*SUMMARY PAGE FOR B. PREFERRED STOC K *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH(SHARES)
- --------------------------------- --------- ------- ------- ---- ------------------------------
<S> <C> <C> <C> <C> <C> <C>
**NONE**
</TABLE>
<PAGE> 16
<TABLE>
<CAPTION>
1
INFORMATION REQUIRED OF INSTITUTION AL INVESTMENT MANAGERS
PREPARED FOR: HILLIARD LYONS ON 4/3/99 AS OF 3/31/99 DEPT ID# 960 PAGE 14
SEC USE ONLY ________________________
ITEM 1 ITEM 2 ITEM 3 ITEM 4 ITEM 5 ITEM 6 ITEM 7 ITEM 8
NAME OF ISSUER TITLE OF CLASS CUSIP/TICKER MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
S OLE SHRD- SHRD- SOLE SHARED NONE
C. OTHER INSTR OTHER
V
MUTUAL FUNDS - TAXAB LE
- ----------------------- -------
<S> <C> <C> <C> <C> <C> <C> <C>
MUNIVEST FD INC * 626295109 233047 23750 X N.A. N.A. N.A.
VAN KAMPEN AMERN CAP ADVANTAGE MUN * 92112K107 324188 24700 X N.A. N.A. N.A.
VAN KAMPEN AMERN CAP MUN OPPORTUNIT Y * 920944105 368168 26065 X N.A. N.A. N.A.
VAN KAMPEN AMERN CAP SELECT SECTOR * 92112M103 284453 22310 X N.A. N.A. N.A.
---------- --------- ---- ---- ---- ----
SUBTOTALS FOR MUTUAL FUNDS - TAXABLE 1209856 96825 N.A. N.A. N.A.
</TABLE>
<PAGE> 17
<TABLE>
<CAPTION>
1
INFORMATION REQUIRED OF INSTITUTION AL INVESTMENT MANAGERS
PREPARED FOR: HILLIARD LYONS ON 4/3/99 AS OF 3/31/99 DEPT ID# 960 PAGE 15
*SUMMARY PAGE FOR C. OTHER *
MINOR ASSET TYPE MARKET SH/PV INVEST AUTH MNGR VOTING AUTH (SHARES)
- --------------------------------- --------- ------------- ---- ---- --------------------------
<S> <C> <C> <C> <C> <C> <C> <C>
41 MUTUAL FUNDS - TAXABLE 1209856 96825 N.A. N.A. N.A.
------- ----- ---- ---- ---- --------------------------
*SUBTOTALS* 1209856 96825 N.A. N.A. N.A.
</TABLE>
<TABLE>
<CAPTION>
* THESE ASSETS ARE CODED 13(F) ELIGIBLE, HOWEVER, THE MINO R ASSET TYPE IS NOTINCLUDED IN THE MAPPING
1
INFORMATION REQUIRED OF INSTITUTION AL INVESTMENT MANAGERS
PREPARED FOR: HILLIARD LYONS ON 4/3/99 AS OF 3/31/99 DEPT ID# 960 PAGE 16
**SUMMARY PAGE FOR: HILLIARD LYONS **
CATEGORY MARKET SH/PV INVEST AUTH MNGRVOTING AUTH(SHARES)
- ------------------ --------- ------------- ---- ---- --------------------------
<S> <C> <C> <C> <C> <C> <C>
A. COMMON STOCK 2835407931 56821775 20738836 143306 35939633
C. OTHER 1209856 96825 N.A. N.A. N.A.
--------- ------------- ---- ---- --------------------------
**GRAND TOTALS** 2836617787 56918600 20738836 143306 35939633
</TABLE>
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