NOMURA PACIFIC BASIN FUND INC
NSAR-A, 1999-04-07
Previous: CATERPILLAR FINANCIAL SERVICES CORP, S-3, 1999-04-07
Next: UNICO INC /NM/, PRE 14A, 1999-04-07



<PAGE>      PAGE  1
000 A000000 09/30/97
000 C000000 0000765230
000 D000000 N
000 E000000 F
000 F000000 Y
000 G000000 N
000 H000000 N
000 I000000 3.0.a
000 J000000 A
001 A000000 NOMURA PACIFIC BASIN FUND,INC.
001 B000000 811-4269
001 C000000 2125097893
002 A000000 180 MAIDEN LANE
002 B000000 NEW YORK
002 C000000 NY
002 D010000 10038
002 D020000 4936
003  000000 N
004  000000 N
005  000000 N
006  000000 N
007 A000000 N
007 B000000  0
007 C010100  1
007 C010200  2
007 C010300  3
007 C010400  4
007 C010500  5
007 C010600  6
007 C010700  7
007 C010800  8
007 C010900  9
007 C011000 10
008 A000001 NOMURA ASSET MANAGEMENT U.S.A. INC.
008 B000001 A
008 C000001 801-12129
008 D010001 NEW YORK
008 D020001 NY
008 D030001 10038
008 D040001 4936
008 A000002 NOMURA ASSET MANAGEMENT CO., LTD
008 B000002 A
008 C000002 801-24357
008 D010002 TOKYO
008 D050002 JAPAN
008 D060002 103-8260
008 A000003 NOMURA ASSET MANAGEMENT SINGAPORE,LIMITED
008 B000003 A
008 C000003 801-37645
008 D010003 SINGAPORE
008 D050003 HONG KONG
<PAGE>      PAGE  2
008 D060003 049909
010 A000001 NOMURA ASSET MANAGEMENT U.S.A. INC.
010 B000001 801-12129
010 C010001 NEW YORK
010 C020001 NY
010 C030001 10038
010 C040001 4936
011 A000001 NOMURA SECURITIES INTERNATIONAL,INC.
011 B000001 8-15255
011 C010001 NEW YORK
011 C020001 NY
011 C030001 10281
011 C040001 1198
012 A000001 STATE STREET BANK & TRUST CO.
012 B000001 84-894394
012 C010001 BOSTON
012 C020001 MA
012 C030001 02266
012 C040001 8500
013 A000001 PRICE WATERHOUSE LLP.
013 B010001 NEW YORK
013 B020001 NY
013 B030001 10036
013 B040001 2798
014 A000001 NOMURA SECURITIES INTERNATIONAL, INC.
014 B000001 8-15255
015 A000001 STATE STREET BANK AND TRUST COMPANY
015 B000001 C
015 C010001 BOSTON
015 C020001 MA
015 C030001 02266
015 C040001 8500
015 E010001 X
018  000000 Y
019 A000000 Y
019 B000000    4
019 C000000 NOMURAASSE
020 A000001 BARCLAYS DEZOETE WEDD SECURITIES,LTD.
020 B000001 13-3297824
020 C000001      7
020 A000002 ROBERT FLEMING
020 B000002 13-3082694
020 C000002      6
020 A000003 DEUTTSCHE MORGAN GRENFELL
020 B000003 13-2730828
020 C000003      5
020 A000004 S.G.WARBURG & CO.
020 B000004 13-3274902
020 C000004      5
020 A000005 PERRREGRINE BROKERAGE, LTD.
020 B000005 13-3358064
<PAGE>      PAGE  3
020 C000005      5
020 A000006 ING BARING SECURITIES
020 B000006 04-2455153
020 C000006      4
020 A000007 W.I.CARR LTD.
020 B000007 13-3867844
020 C000007      4
020 A000008 NIKKO SECURITIES
020 B000008 94-1302123
020 C000008      2
020 A000009 JAMES CAPEL & CO.
020 B000009 13-2650272
020 C000009      2
020 A000010 HSBC SECURITIES
020 C000010      2
021  000000       48
022 A000001 STATE STREET BANK AND TRUST CO.
022 B000001 04-1867445
022 C000001    155625
022 D000001     21863
022 C000002         0
022 D000002         0
022 C000003         0
022 D000003         0
022 C000004         0
022 D000004         0
022 C000005         0
022 D000005         0
022 C000006         0
022 D000006         0
022 C000007         0
022 D000007         0
022 C000008         0
022 D000008         0
022 C000009         0
022 D000009         0
022 C000010         0
022 D000010         0
023 C000000     155625
023 D000000      21863
024  000000 N
025 D000001       0
025 D000002       0
025 D000003       0
025 D000004       0
025 D000005       0
025 D000006       0
025 D000007       0
025 D000008       0
026 A000000 N
026 B000000 Y
<PAGE>      PAGE  4
026 C000000 Y
026 D000000 Y
026 E000000 Y
026 F000000 Y
026 G010000 N
026 G020000 N
026 H000000 N
027  000000 Y
028 A010000        12
028 A020000         0
028 A030000         0
028 A040000       321
028 B010000       642
028 B020000         0
028 B030000         0
028 B040000       500
028 C010000       305
028 C020000         0
028 C030000         0
028 C040000       521
028 D010000        21
028 D020000         0
028 D030000         0
028 D040000       530
028 E010000        38
028 E020000         0
028 E030000         0
028 E040000       952
028 F010000       113
028 F020000         0
028 F030000         0
028 F040000       485
028 G010000      1131
028 G020000         0
028 G030000         0
028 G040000      3309
028 H000000         0
029  000000 N
030 A000000      0
030 B000000  0.00
030 C000000  0.00
031 A000000      0
031 B000000      0
032  000000      0
033  000000      0
034  000000 N
035  000000      0
036 B000000      0
037  000000 N
038  000000      0
039  000000 N
<PAGE>      PAGE  5
040  000000 Y
041  000000 N
042 A000000   0
042 B000000   0
042 C000000   0
042 D000000   0
042 E000000   0
042 F000000   0
042 G000000   0
042 H000000   0
043  000000      0
044  000000      0
045  000000 Y
046  000000 N
047  000000 Y
048  000000  0.750
048 A010000        0
048 A020000 0.000
048 B010000        0
048 B020000 0.000
048 C010000        0
048 C020000 0.000
048 D010000        0
048 D020000 0.000
048 E010000        0
048 E020000 0.000
048 F010000        0
048 F020000 0.000
048 G010000        0
048 G020000 0.000
048 H010000        0
048 H020000 0.000
048 I010000        0
048 I020000 0.000
048 J010000        0
048 J020000 0.000
048 K010000        0
048 K020000 0.000
049  000000 N
050  000000 N
051  000000 N
052  000000 N
053 A000000 N
054 A000000 Y
054 B000000 Y
054 C000000 Y
054 D000000 N
054 E000000 N
054 F000000 N
054 G000000 Y
054 H000000 Y
<PAGE>      PAGE  6
054 I000000 N
054 J000000 Y
054 K000000 N
054 L000000 N
054 M000000 Y
054 N000000 N
054 O000000 N
055 A000000 N
055 B000000 N
056  000000 Y
057  000000 N
058 A000000 N
059  000000 Y
060 A000000 Y
060 B000000 Y
061  000000     1000
062 A000000 N
062 B000000   0.0
062 C000000   0.0
062 D000000   0.0
062 E000000   0.0
062 F000000   0.0
062 G000000   0.0
062 H000000   0.0
062 I000000   0.0
062 J000000   0.0
062 K000000   0.0
062 L000000   0.0
062 M000000   0.0
062 N000000   0.0
062 O000000   0.0
062 P000000   0.0
062 Q000000   0.0
062 R000000   0.0
063 A000000   0
063 B000000  0.0
066 A000000 Y
066 B000000 N
066 C000000 Y
066 D000000 N
066 E000000 N
066 F000000 N
066 G000000 N
067  000000 N
068 A000000 N
068 B000000 Y
069  000000 N
070 A010000 Y
070 A020000 N
070 B010000 N
070 B020000 N
<PAGE>      PAGE  7
070 C010000 N
070 C020000 N
070 D010000 N
070 D020000 N
070 E010000 N
070 E020000 N
070 F010000 N
070 F020000 N
070 G010000 N
070 G020000 N
070 H010000 N
070 H020000 N
070 I010000 Y
070 I020000 Y
070 J010000 Y
070 J020000 N
070 K010000 Y
070 K020000 N
070 L010000 Y
070 L020000 Y
070 M010000 Y
070 M020000 Y
070 N010000 Y
070 N020000 N
070 O010000 Y
070 O020000 N
070 P010000 N
070 P020000 N
070 Q010000 N
070 Q020000 N
070 R010000 N
070 R020000 N
071 A000000      3973
071 B000000      1394
071 C000000     20762
071 D000000    7
072 A000000  6
072 B000000       27
072 C000000      178
072 D000000        0
072 E000000        0
072 F000000       83
072 G000000        0
072 H000000        0
072 I000000       28
072 J000000       40
072 K000000        0
072 L000000       26
072 M000000       18
072 N000000        8
072 O000000        0
<PAGE>      PAGE  8
072 P000000        0
072 Q000000        0
072 R000000       24
072 S000000       46
072 T000000        0
072 U000000        0
072 V000000        0
072 W000000        5
072 X000000      278
072 Y000000        0
072 Z000000      -73
072AA000000        0
072BB000000      463
072CC010000        0
072CC020000       43
072DD010000        0
072DD020000        0
072EE000000        0
073 A010000   0.0000
073 A020000   0.0000
073 B000000   0.0000
073 C000000   0.0000
074 A000000       18
074 B000000        0
074 C000000     1730
074 D000000        0
074 E000000        0
074 F000000    17871
074 G000000        0
074 H000000        0
074 I000000        0
074 J000000       56
074 K000000        0
074 L000000       18
074 M000000        0
074 N000000    19693
074 O000000        0
074 P000000       14
074 Q000000        0
074 R010000        0
074 R020000        0
074 R030000        0
074 R040000      309
074 S000000        0
074 T000000    19370
074 U010000     1452
074 U020000        0
074 V010000    13.34
074 V020000     0.00
074 W000000   0.0000
074 X000000      819
<PAGE>      PAGE  9
074 Y000000        0
075 A000000        0
075 B000000    22162
076  000000     0.00
077 A000000 Y
077 B000000 N
077 C000000 Y
077 D000000 N
077 E000000 N
077 F000000 N
077 G000000 N
077 H000000 N
077 I000000 N
077 J000000 N
077 K000000 N
077 L000000 N
077 M000000 N
077 N000000 N
077 O000000 N
077 P000000 N
077 Q010000 Y
077 Q020000 N
077 Q030000 N
078  000000 N
080 A000000 MARSH & MCCLENNAN INSURANCE CO.
080 C000000     1550
081 A000000 Y
081 B000000   4
082 A000000 Y
082 B000000       25
083 A000000 N
083 B000000        0
084 A000000 N
084 B000000        0
085 A000000 Y
085 B000000 N
086 A010000      0
086 A020000      0
086 B010000      0
086 B020000      0
086 C010000      0
086 C020000      0
086 D010000      0
086 D020000      0
086 E010000      0
086 E020000      0
086 F010000      0
086 F020000      0
SIGNATURE   TERENCE P. BRENNAN                           
TITLE       ASSIST.TREASURER    
 


<TABLE> <S> <C>

<ARTICLE> 6
       
<S>                             <C>
<PERIOD-TYPE>                   6-MOS
<FISCAL-YEAR-END>                          APR-01-1997
<PERIOD-END>                               SEP-30-1997
<INVESTMENTS-AT-COST>                         18844274
<INVESTMENTS-AT-VALUE>                        19618379
<RECEIVABLES>                                    56318
<ASSETS-OTHER>                                   18619
<OTHER-ITEMS-ASSETS>                                 0
<TOTAL-ASSETS>                                19693316
<PAYABLE-FOR-SECURITIES>                             0
<SENIOR-LONG-TERM-DEBT>                              0
<OTHER-ITEMS-LIABILITIES>                       323156
<TOTAL-LIABILITIES>                             323156
<SENIOR-EQUITY>                                      0
<PAID-IN-CAPITAL-COMMON>                      19765990
<SHARES-COMMON-STOCK>                          1452061
<SHARES-COMMON-PRIOR>                          1607909
<ACCUMULATED-NII-CURRENT>                            0
<OVERDISTRIBUTION-NII>                        (234092)
<ACCUMULATED-NET-GAINS>                              0
<OVERDISTRIBUTION-GAINS>                     (1077131)
<ACCUM-APPREC-OR-DEPREC>                        770187
<NET-ASSETS>                                  19370160
<DIVIDEND-INCOME>                               178148
<INTEREST-INCOME>                                26802
<OTHER-INCOME>                                       0
<EXPENSES-NET>                                (277593)
<NET-INVESTMENT-INCOME>                        (72643)
<REALIZED-GAINS-CURRENT>                      (463708)
<APPREC-INCREASE-CURRENT>                      (42914)
<NET-CHANGE-FROM-OPS>                         (579265)
<EQUALIZATION>                                       0
<DISTRIBUTIONS-OF-INCOME>                            0
<DISTRIBUTIONS-OF-GAINS>                             0
<DISTRIBUTIONS-OTHER>                                0
<NUMBER-OF-SHARES-SOLD>                        1130812
<NUMBER-OF-SHARES-REDEEMED>                  (3308977)
<SHARES-REINVESTED>                                  0
<NET-CHANGE-IN-ASSETS>                       (2757430)
<ACCUMULATED-NII-PRIOR>                       (161449)
<ACCUMULATED-GAINS-PRIOR>                     (613423)
<OVERDISTRIB-NII-PRIOR>                              0
<OVERDIST-NET-GAINS-PRIOR>                           0
<GROSS-ADVISORY-FEES>                            82786
<INTEREST-EXPENSE>                                   0
<GROSS-EXPENSE>                                 277593
<AVERAGE-NET-ASSETS>                          22161956
<PER-SHARE-NAV-BEGIN>                            13.76
<PER-SHARE-NII>                                 (0.05)
<PER-SHARE-GAIN-APPREC>                         (0.37)
<PER-SHARE-DIVIDEND>                                 0
<PER-SHARE-DISTRIBUTIONS>                            0
<RETURNS-OF-CAPITAL>                                 0
<PER-SHARE-NAV-END>                              13.34
<EXPENSE-RATIO>                                  2.498
<AVG-DEBT-OUTSTANDING>                               0
<AVG-DEBT-PER-SHARE>                                 0
        

</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission