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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 10-K/A
(Mark One) ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d)
( X ) OF THE SECURITIES EXCHANGE ACT OF 1934
For the fiscal year ended June 30, 1998
OR
( ) TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
For the transition period from __________ to ___________
Commission file number 1-9125
AMERICAN TECHNICAL CERAMICS CORP.
(Exact name of registrant as specified in its charter)
Delaware 11-2113382
(State or other jurisdiction (I.R.S. Employee
of incorporation or organization) Identification No.)
17 Stepar Place, Huntington Station, NY 11746
(Address of principal executive offices) (Zip code)
Registrant's telephone number, including area code: 516/622-4700
Securities registered pursuant to Section 12(b) of the Act:
Title of each class Name of each exchange on which registered
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Common Stock, par value $.01 American Stock Exchange
Securities registered pursuant to Section 12(g) of the Act: None
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
Registrant was required to file such reports), and (2) has been subject to such
filing requirements for the past 90 days.
Yes X No
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Indicate by check mark if disclosure of delinquent filers pursuant to
Item 405 of Regulation S-K is not contained herein, and will not be contained,
to the best of the Registrant's knowledge, in definitive proxy or information
statements incorporated by reference in Part III of this Form 10-K or any
amendment to this Form 10-K. [ ]
On September 9, 1998, the aggregate market value of the Registrant's
Common Stock (based upon the closing sale price of the Registrant's Common
Stock on the American Stock Exchange on such date) held by nonaffiliates of the
Registrant was approximately $10,255,000. (For purpose of this report, all
officers and directors have been classified as affiliates, which classification
shall not be construed as an admission of the affiliate status of any such
person.)
On September 9, 1998, the Registrant had outstanding 3,852,337 shares of
Common Stock. Documents Incorporated by Reference: Portions of the Registrant's
Proxy Statement relating to its Annual Meeting of Stockholders to be held on
November 20, 1998 are incorporated into Part III of this report by reference.
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SIGNATURES
Pursuant to the requirements of Section 14 or 15(d) of the Securities
Exchange Act of 1934, the Registrant had duly caused this Annual Report on Form
10K/A to be signed on its behalf by the undersigned, thereunto duly authorized.
AMERICAN TECHNICAL CERAMICS CORP.
By: /s/ Victor Insetta
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VICTOR INSETTA
President
Dated: October 28, 1998
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons on behalf of the
Registrant in the capacities and on the dates indicated:
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Name Title Date
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<S> <C> <C>
/s/ VICTOR INSETTA President and Director October 28, 1998
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Victor Insetta
/s/ ANDREW R. PERZ Controller October 28, 1998
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Andrew R. Perz
/s/ STUART P. LITT Director October 28, 1998
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Stuart P. Litt
/s/ O. JULIAN GARRARD III Director October 28, 1998
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O. Julian Garrard III
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