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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15 (d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of the earliest event reported):
December 3, 1998
Commission file number 0-14973
UNICO, INC.
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(Exact name of registrant as specified in its charter)
New Mexico 85-0270072
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(State or other jurisdiction (IRS Employer
of incorporation or organization) Identification No.)
2925 Bayview Drive, Fremont, CA 94538
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(Address of Principal Executive Offices) (Zip Code)
510/770-3990
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(Registrant's telephone number, including area code)
N/A
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(Former name, former address and former fiscal year,
if changed since last report)
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ITEM 5. Other Events
Pursuant to discussions with the NASDAQ Stock Market, the Company
deemed it best to revoke its request for a hearing in response to
NASDAQ's notification of the removal of its stock from the NASDAQ
SmallCap Market. As a result, the common shares of Unico, Inc.
have been removed from listing on the NASDAQ SmallCap Market and
placed on the OTC bulletin board.
The Company intends to apply for listing on a globally recognized
U.S. stock exchange within 60 to 120 days.
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of
1934, the Registrant has duly caused this report to be signed on
its behalf by the undersigned, hereunto duly authorized.
Unico, Inc.
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Registrant
Date December 16, 1998 /s/ John Hwang
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Signature*
John Hwang
President
Date December 16, 1998 /s/Henry Tang
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Signature*
Henry Tang
Vice President &
Secretary
*Print name and title of the signing officer under his signature.
