Schedule A
RULE 10F-3 TRANSACTIONS REPORT
April 1, 2000 - September 30, 2000
Affiliated Underwriter: Banc of America Securities, LLC
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<CAPTION>
Type
of Date Principal/ % of
Security Offering Purchase Shares Price Paid % of Fund
Issuer (1),(2),(3),(4) Commenced Date Selling Broker** Purchased Price By Fund Issue Assets
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<S> <C> <C> <C> <S> <C> <C> <C> <C> <C>
Nations Fund Trust
NATIONS NORTH CAROLINA
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INTERMEDIATE MUNICIPAL BOND
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N. C. Housing Finance Agency,
5.95%, due 07/01/2010 4 05/23/00 05/23/00 Paine Webber 1,210,000 100.00 $1,210,000 1.25% 0.64%
N. C. Housing Finance Agency,
6.05%, due 07/01/2012 4 05/23/00 05/23/00 Paine Webber 1,750,000 100.00 $1,750,000 1.80% 0.93%
Iredell County Public Facility
Corp, 5.125%, due 06/01/2018 4 06/28/00 06/28/00 Wachovia 2,180,000 93.81 $2,045,145 5.45% 1.07%
Iredell County Public Facility
Corp, 5.50%, due 06/01/2009 4 06/28/00 06/28/00 Wachovia 1,955,000 103.03 $2,014,237 5.37% 1.05%
Nations Balanced Assets
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Household Finance, 8.00%,
due 05/09/05 1 05/12/00 05/02/00 Merrill Lynch 475,000 99.91 $474,573 0.02% 0.48%
Clear Channel Communications,
7.875%, due 06/15/00 1 06/14/00 06/14/00 Credit Suisse 500,000 99.94 $499,700 0.07% 0.52%
First Boston
Arrow Electronics 1 09/29/00 09/29/00 Goldman Sachs 215,000 100.00 $215,000 0.11% 0.24%
Comdisco, 9.50%, 08/15/03 1 08/04/00 08/04/00 Salomon Smith Barney 450,000 99.78 $449,010 0.03% 0.48%
Ford Motor Credit,
7.60%, 08/01/05 1 07/26/00 07/26/00 Salomon Smith Barney 600,000 99.95 $599,682 0.02% 0.65%
HCA- The Healthcare Co.,
8.75%, 09/01/10 1 08/18/00 08/18/00 Chase Securities 60,000 $99.53 $59,718 0.01% 0.06%
Bear Stearns Global,
7.80%, 08/15/07 1 08/10/00 08/10/00 Bear Stearns 500,000 99.87 $499,330 0.08% 0.53%
Nations Strategic Income
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Household Finance, 8.00%,
due 05/09/05 1 05/02/00 05/02/00 Merrill Lynch 2,200,000 99.91 $2,198,020 0.11% 1.09%
Arrow Electronics 1 09/29/00 09/29/00 Goldman Sachs 1,250,000 100.00 $1,250,000 0.63% 0.50%
Comdisco, 9.50%, 08/15/03 1 08/04/00 08/04/00 Salomon Smith Barney 2,600,000 99.78 $2,594,280 0.17% 0.97%
Abitibi-Consolidated, Inc,
8.55%, 08/01/10 1 07/13/00 07/13/00 Salomon Smith Barney 2,600,000 99.78 $2,594,306 0.52% 0.99%
Ford Motor Credit,
7.60%, 08/01/05 1 07/26/00 07/26/00 Salomon Smith Barney 2,600,000 99.95 $2,598,622 0.09% 0.99%
HCA- The Healthcare Co.,
8.75%, 09/01/10 1 08/18/00 08/18/00 Chase Securities 1,060,000 99.53 $1,055,018 0.14% 0.27%
Clear Channel Communications 1 09/07/00 09/07/00 Salomon Smith Barney 500,000 99.96 $499,795 0.07% 0.20%
Nations Bond
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Household Finance, 8.00%,
due 05/09/05 1 05/02/00 05/02/00 Merrill Lynch 18,800,000 99.91 $18,783,080 0.94% 1.03%
Comdisco, 9.50%, 08/15/03 1 08/04/00 08/04/00 Salomon Smith Barney 25,000,000 99.78 $24,944,500 1.66% 1.04%
Ford Motor Credit,
7.60%, 08/01/05 1 07/26/00 07/26/00 Salomon Smith Barney 25,300,000 99.95 $25,286,591 0.84% 1.06%
HCA- The Healthcare Co.,
8.75%, 09/01/10 1 08/18/00 08/18/00 Chase Securities 3,070,000 99.53 $3,055,571 0.41% 0.13%
Bear Stearns Global,
7.80%, 08/15/07 1 08/10/00 08/10/00 Bear Stearns 23,000,000 99.87 $22,969,180 3.83% 0.97%
Nations MidCap Growth Fund
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Corvis Corporation 1 07/27/00 07/27/00 CS First Boston 16,500 $36.00 $594,000 0.05% 0.18%
Tycom 1 07/27/00 07/27/00 Goldman Sachs 23,650 $32.00 $756,800 0.06% 0.23%
Southern Energy Inc. 1 09/27/00 09/27/00 Goldman Sachs 16,400 $22.00 $360,800 0.03% 0.10%
Nations Short Intermediate
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Government Bond
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Arrow Electronics 1 09/29/00 09/29/00 Goldman Sachs 14,535,000 100.00 $14,535,000 7.27% 2.58%
Fleet Boston Financial Corp 1 09/12/00 09/12/00 Salomon Smith Barney 7,535,000 99.88 $7,526,259 0.001% 1.33%
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* The following designations identify whether the securities are: (1) part of a
Registered Offering; (2) part of an Eligible Foreign Offering; (3) part of an
Eligible Rule 144A Offering; or (4) Eligible Municipal Securities, as such terms
are defined in the Procedures for Investment Pursuant to Rule 10f-3 under the
Investment Company Act fo 1940, as amended.
** The Selling Broker is not affiliated with the Affliliated Underwriter.
The amount of securities of any class purchased by a Fund and any other
investment companies advised by a Sub-Adviser or Adviser to the Funds may not
exceed (i) 25% of the principal amount of the offering of such class or (ii) if
an Eligible Rule 144A offering, 25% of the total of the principal amount of the
offering of such class sold to qualified institutional buyers plus the principal
amount of the offering of such class in any concurrent public offering.
The securities were offered in a firm commitment underwriting (unless a rights
offering) and the securities purchased were of an issuer who had been in
continuous operations for not less than three years, including predecessors
(except for Eligible Municipal Securities).
