FORM N-SAR
SEMI-ANNUAL REPORT
FOR REGISTERED INVESTMENT COMPANIES
Registrant Name NVEST FUNDS TRUST I
File Number 811-4323
Registrant CIK Number: 0000770540
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Header Screen
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Report as of the end of semiannual period: 06/30/2000 (a)
or fiscal year: / / (b)
Is this a transition report? (Y or N): N
Is this form being completed by the registrant? (Y or N): Y
Is this an amendment to a previous filing? (Y or N): N
Is this a change to a previous filing? (Y or N): N
1.A) Registrant Name: NVEST FUNDS TRUST I
B) File Number: 811-4323
C) Telephone Number: 6175781350
2.A) Street: 399 BOYLSTON STREET
B) City: BOSTON C) State: MA D) Zip Code: 02116 Zip Ext.:
E) Foreign Country: Foreign Postal Code:
3. Is this the first filing on this form by the Registrant?(Y or N) ----- N 4.
Is this the last filing on this form by the Registrant?(Y or N) ------ N 5. Is
Registrant a small business investment company (SBIC)?(Y or N) ---- N 6. Is
Registrant a unit investment trust (UIT)?(Y or N) ----------------- N
7.A) Is Registrant a series or multiple portfolio company?(Y or N) ----- Y B)
How many separate series or portfolios did Registrant have
at the end of the period? ----------------------------------------- 12
SCREEN NUMBER: 1
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7.C) List the name of each series or portfolio and give a consecutive number
to each series or portfolio starting with the number 1. USE THIS SAME
NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN-
FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS
FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS
REQUIRED EACH TIME THE FORM IS FILED. Is this the
Series last filing
Number Series Name for this series?
(Y or N)
1 NVEST BALANCED FUND N
2 NVEST GROWTH FUND N
3 NVEST STAR VALUE FUND N
4 NVEST BOND INCOME FUND N
5 NVEST MUNICIPAL INCOME FUND N
6 NVEST GOVERNMENT SECURITIES FUND N
7
8 NVEST INTERNATIONAL EQUITY FUND N
9 NVEST CAPITAL GROWTH FUND N
10 NVEST STAR ADVISERS FUND N
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SCREEN NUMBER: 2
<PAGE>
7.C) List the name of each series or portfolio and give a consecutive number
to each series or portfolio starting with the number 1. USE THIS SAME
NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN-
FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS
FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS
REQUIRED EACH TIME THE FORM IS FILED. Is this the
Series last filing
Number Series Name for this series?
(Y or N)
11 NVEST STRATEGIC INCOME FUND N
12 NVEST STAR WORLDWIDE FUND N
13 NVEST STAR SMALL CAP FUND N
14
15
16
17
18
19
20
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SCREEN NUMBER: 2
<PAGE>
7.C) List the name of each series or portfolio and give a consecutive number
to each series or portfolio starting with the number 1. USE THIS SAME
NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN-
FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS
FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS
REQUIRED EACH TIME THE FORM IS FILED. Is this the
Series last filing
Number Series Name for this series?
(Y or N)
21
22
23
24
25
26
27
28
29
30
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SCREEN NUMBER: 2
<PAGE>
7.C) List the name of each series or portfolio and give a consecutive number
to each series or portfolio starting with the number 1. USE THIS SAME
NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN-
FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS
FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS
REQUIRED EACH TIME THE FORM IS FILED. Is this the
Series last filing
Number Series Name for this series?
(Y or N)
31
32
33
34
35
36
37
38
39
40
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SCREEN NUMBER: 2
<PAGE>
7.C) List the name of each series or portfolio and give a consecutive number
to each series or portfolio starting with the number 1. USE THIS SAME
NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN-
FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS
FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS
REQUIRED EACH TIME THE FORM IS FILED. Is this the
Series last filing
Number Series Name for this series?
(Y or N)
41
42
43
44
45
46
47
48
49
50
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SCREEN NUMBER: 2
<PAGE>
7.C) List the name of each series or portfolio and give a consecutive number
to each series or portfolio starting with the number 1. USE THIS SAME
NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN-
FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS
FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS
REQUIRED EACH TIME THE FORM IS FILED. Is this the
Series last filing
Number Series Name for this series?
(Y or N)
51
52
53
54
55
56
57
58
59
60
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SCREEN NUMBER: 2
<PAGE>
7.C) List the name of each series or portfolio and give a consecutive number
to each series or portfolio starting with the number 1. USE THIS SAME
NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN-
FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS
FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS
REQUIRED EACH TIME THE FORM IS FILED. Is this the
Series last filing
Number Series Name for this series?
(Y or N)
61
62
63
64
65
66
67
68
69
70
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SCREEN NUMBER: 2
<PAGE>
7.C) List the name of each series or portfolio and give a consecutive number
to each series or portfolio starting with the number 1. USE THIS SAME
NUMERICAL DESIGNATION FOR EACH SERIES OR PORTFOLIO IN THE SERIES IN-
FORMATION BLOCK IN THE TOP RIGHT CORNER OF THE SCREENS SUBMITTED IN THIS
FILING AND IN ALL SUBSEQUENT FILINGS ON THIS FORM. THIS INFOR- MATION IS
REQUIRED EACH TIME THE FORM IS FILED. Is this the
Series last filing
Number Series Name for this series?
(Y or N)
71
72
73
74
75
76
77
78
79
80
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SCREEN NUMBER: 2
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 1.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): LOOMIS SAYLES & COMPANY, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-170
D) City: BOSTON State: MA Zip Code: 02111 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 1.
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 2.
8.A) Adviser Name (if any): CAPITAL GROWTH MANAGEMENT LIMITED PARTNERSHIP
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-35935
D) City: BOSTON State: MA Zip Code: 02110 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 2.
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 2.
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 3.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): LOOMIS SAYLES & COMPANY L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-170
D) City: BOSTON State: MA Zip Code: 02111 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): HARRIS ASSOCIATES L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-50333
D) City: CHICAGO State: IL Zip Code: 60602 Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 3.
8.A) Adviser Name (if any): WESTPEAK INVESTMENT ADVISORS, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-39554
D) City: BOULDER State: CO Zip Code: 80302 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): VAUGHAN, NELSON SCARBOROUGH & MCCULLOUGH, L.P
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-51795
D) City: HOUSTON State: TX Zip Code: 77001 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 4.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): BACK BAY ADVISORS, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-27694
D) City: BOSTON State: MA Zip Code: 02117 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 5.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): BACK BAY ADVISORS, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-27694
D) City: BOSTON State: MA Zip Code: 02117 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 6.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): BACK BAY ADVISORS, L. P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-27694
D) City: BOSTON State: MA Zip Code: 02117 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 8.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): LOOMIS SAYLES & COMPANY, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-170
D) City: BOSTON State: MA Zip Code: 02111 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 9.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): WESTPEAK INVESTMENT ADVISOR, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-39554
D) City: BOULDER State: CO Zip Code: 80302 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 9.
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 10.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L. P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): HARRIS ASSOCIATES L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-50333
D) City: CHICAGO State: IL Zip Code: 60602 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): DELETE
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 10.
8.A) Adviser Name (if any): JANUS CAPITAL CORPORATION
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-13991
D) City: DENVER State: CO Zip Code: 80206 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): LOOMIS, SAYLES & COMPANY, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-170
D) City: BOSTON State: MA Zip Code: 02111 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): KOBRICK FUNDS LLC
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-55045
D) City: BOSTON State: MA Zip Code: 02110 Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 10.
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 11.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): LOOMIS, SAYLES & COMPANY, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-170
D) City: BOSTON State: MA Zip Code: 02111 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 12.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): LOOMIS SAYLES & COMPANY L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-170
D) City: BOSTON State: MA Zip Code: 02111 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): DELETE
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 12.
8.A) Adviser Name (if any): HARRIS ASSOCIATES L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-50333
D) City: CHICAGO State: IL Zip Code: 60602 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): MONTGOMERY ASSET MANAGEMENT, LLP
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-36790
D) City: SAN FRANCISCO State: CA Zip Code: 94111 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
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This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 13.
8.A) Adviser Name (if any): NVEST FUNDS MANAGEMENT, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): A
C) File Number: 801-48408
D) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): RS INVESTMENT MANAGEMEN,L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-144125
D) City: SAN FRANCISCO State: CA Zip Code: 94104 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): MONTGOMERY ASSET MANAGEMENT, LLC
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-36790
D) City: SAN FRANCISCO State: CA Zip Code: 94111 Zip Ext.:
Foreign Country: Foreign Postal Code:
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SCREEN NUMBER: 3
<PAGE>
This page is being
INVESTMENT ADVISER/SUB-ADVISER filed for series 13.
8.A) Adviser Name (if any): LOOMIS SAYLES & COMPANY, L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-170
D) City: BOSTON State: MA Zip Code: 02111 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any): HARRIS ASSOCIATES L.P.
B) Is this an Adviser or Sub-adviser? (A/S): S
C) File Number: 801-50333
D) City: CHICAGO State: IL Zip Code: 60602 Zip Ext.:
Foreign Country: Foreign Postal Code:
8.A) Adviser Name (if any):
B) Is this an Adviser or Sub-adviser? (A/S):
C) File Number: 801-
D) City: State: Zip Code: Zip Ext.:
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<PAGE>
This page is being
ADMINISTRATOR filed for ALL series.
10.A) Administrator Name (if any):NVEST SERVICES COMPANY, INC.
B) File Number (if any): 84-5731
C) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
10.A) Administrator Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
10.A) Administrator Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
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10.A) Administrator Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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<PAGE>
This page is being
ADMINISTRATOR filed for ALL series.
10.A) Administrator Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
10.A) Administrator Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
10.A) Administrator Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
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10.A) Administrator Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
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This page is being
PRINCIPAL UNDERWRITER filed for ALL series.
11.A) Underwriter Name (if any): NVEST FUNDS DISTRIBUTOR, L.P.
B) File Number: 8-46325
C) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
Foreign Country: Foreign Postal Code:
11.A) Underwriter Name (if any):
B) File Number: 8-
C) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
11.A) Underwriter Name (if any):
B) File Number: 8-
C) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
11.A) Underwriter Name (if any):
B) File Number: 8-
C) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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<PAGE>
This page is being
SHAREHOLDER SERVICING AGENT filed for ALL series.
12.A) Agent Name (if any): NVEST SERVICES COMPANY, INC.
B) File Number (if any): 84-5731
C) City: BOSTON State: MA Zip Code: 02116 Zip Ext.:
12.A) Agent Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
12.A) Agent Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
12.A) Agent Name (if any): B) File Number (if any):
C) City: State: Zip Code: Zip Ext.:
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SCREEN NUMBER: 6
<PAGE>
This page is being
INDEPENDENT PUBLIC ACCOUNTANT filed for ALL series.
13.A) Accountant Name: PRICEWATERHOUSECOOPERS LLP
B) City: BOSTON State: MA Zip Code: 02110 Zip Ext.:
Foreign Country: Foreign Postal Code:
13.A) Accountant Name:
B) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
13.A) Accountant Name:
B) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
13.A) Accountant Name:
B) City: State: Zip Code: Zip Ext.:
Foreign Country: Foreign Postal Code:
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This page is being
AFFILIATED BROKER/DEALER filed for ALL series.
14.A) Broker/Dealer Name (if any):NEW ENGLAND SECURITIES CORPORATION B) File
Number: 8-13910
14.A) Broker/Dealer Name (if any):METLIFE SECURITIES, INC.
B) File Number: 8-30447
14.A) Broker/Dealer Name (if any):AEW SECURITIES LTD PARTNERSHIP B) File Number:
8-45099
14.A) Broker/Dealer Name (if any):HARRIS ASSOCIATES SECURITIES. L.P.
B) File Number: 8-19988
14.A) Broker/Dealer Name (if any):LOOMIS SAYLES DISTRIBUTORS,L.P.
B) File Number: 8-01170
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SCREEN NUMBER: 8
<PAGE>
This page is being
AFFILIATED BROKER/DEALER filed for ALL series.
14.A) Broker/Dealer Name (if any):REICH & TANG DISTRIBUTIRS, INC B) File Number:
8-150551
14.A) Broker/Dealer Name (if any):FULCRUM FINANCIAL ADVISORS B) File Number:
8-050939
14.A) Broker/Dealer Name (if any):METRIC CAPITAL CORPORATION B) File Number:
8-016829
14.A) Broker/Dealer Name (if any):METROPOLITAN LIFE INSURANCE COMPANY B) File
Number: 8-113613
14.A) Broker/Dealer Name (if any):NATHAN LEWIS SECURITIES, INC.
B) File Number: 8-025463
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SCREEN NUMBER: 8
<PAGE>
This page is being
AFFILIATED BROKER/DEALER filed for ALL series.
14.A) Broker/Dealer Name (if any):SECURITY FIRST FINANCIAL, INC B) File Number:
8-017973
14.A) Broker/Dealer Name (if any):STATE STREET RESEARCH INVESTMENT SERVICES INC
B) File Number: 8-035442
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
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SCREEN NUMBER: 8
<PAGE>
This page is being
AFFILIATED BROKER/DEALER filed for ALL series.
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
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<PAGE>
This page is being
AFFILIATED BROKER/DEALER filed for ALL series.
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
14.A) Broker/Dealer Name (if any):
B) File Number: 8-
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SCREEN NUMBER: 8
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STATE STREET CORPORATION
B) Is this a Custodian or Sub-custodian? (C/S): C
C) City: BOSTON State: MA Zip Code: 02102 Zip Ext.:
D) Foreign Country: Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK, N.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: BUENOS AIRES State: Zip Code: Zip Ext.:
D) Foreign Country: ARGENTINA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: WESTPAC BANKING CORPORATION
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: SYDNEY State: Zip Code: Zip Ext.:
D) Foreign Country: AUSTRALIA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: ERSTE BANK DER OESTERREICHISCHEN SPARKASSEN
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: VIENNA State: Zip Code: Zip Ext.:
D) Foreign Country: AUSTRIA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: DHAKA State: Zip Code: Zip Ext.:
D) Foreign Country: BANGLADESH Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: GENERALE DE BANQUE
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: BRUSSELS State: Zip Code: Zip Ext.:
D) Foreign Country: BELGIUM Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: THE BANK OF BERMUDA LIMITED
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: HAMILTON State: Zip Code: Zip Ext.:
D) Foreign Country: BERMUDA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK, N.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: SAO PAULO State: Zip Code: Zip Ext.:
D) Foreign Country: BRAZIL Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STATE STREET TRUST COMPANY CANADA
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: TORONTO,ONTARIO State: Zip Code: Zip Ext.:
D) Foreign Country: CANADA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK, N.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: SANTIAGO State: Zip Code: Zip Ext.:
D) Foreign Country: CHILE Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: THE HONGKONG AND SHANGHAI BANKING CORPORATION
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: SHANGHAI & SHENZHEN State: Zip Code: Zip Ext.:
D) Foreign Country: REPUBLIC OF CHINA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITITRUST COLOMBIA S.A. SOCIEDAD FIDUCIARIA
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: SANTAFE DE BOGOTA State: Zip Code: Zip Ext.:
D) Foreign Country: COLOMBIA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CESKOSLOVENSKA OBCHODNI BANKA, A.S.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: PRAHA State: Zip Code: Zip Ext.:
D) Foreign Country: CZECH REPUBLIC Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: DEN DANSKE BANK
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: COPENHAGEN State: Zip Code: Zip Ext.:
D) Foreign Country: DENMARK Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK, N.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: QUITO State: Zip Code: Zip Ext.:
D) Foreign Country: ECUADOR Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
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This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: EGYPTIAN BRITISH BANK
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: CAIRO State: Zip Code: Zip Ext.:
D) Foreign Country: EGYPT Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: MERITA BANK LIMITED
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: HELSINKIR State: Zip Code: Zip Ext.:
D) Foreign Country: FINLAND Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: PARIBAS, S.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: PARIS State: Zip Code: Zip Ext.:
D) Foreign Country: FRANCE Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
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This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: DRESDNER BANK A.G.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: FRANKFURT State: Zip Code: Zip Ext.:
D) Foreign Country: GERMANY Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
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This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: NATIONAL BANK OF GREECE S.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: ATHENS State: Zip Code: Zip Ext.:
D) Foreign Country: GREECE Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: HONGKONG State: Zip Code: Zip Ext.:
D) Foreign Country: HONGKONG Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK RT.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: BUDAPEST State: Zip Code: Zip Ext.:
D) Foreign Country: HUNGARY Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: ICEBANK LTD.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: REYKJAVIK State: Zip Code: Zip Ext.:
D) Foreign Country: ICELAND Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: DEUTSCHE BANK A.G.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: BOMBAY State: Zip Code: Zip Ext.:
D) Foreign Country: INDIA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: JAKARTA State: Zip Code: Zip Ext.:
D) Foreign Country: INDONESIA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: BANK OF IRELAND
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: DUBLIN State: Zip Code: Zip Ext.:
D) Foreign Country: IRELAND Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: BANK HAPOALIM B.M.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: TEL AVIV State: Zip Code: Zip Ext.:
D) Foreign Country: ISRAEL Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: PARIBAS, S.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: MILAN State: Zip Code: Zip Ext.:
D) Foreign Country: ITALY Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: THE FUJI BANK, LIMITED
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: TOKYO State: Zip Code: Zip Ext.:
D) Foreign Country: JAPAN Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: THE BRITISH BANK OF THE MIDDLE EAST
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: AMMAN State: Zip Code: Zip Ext.:
D) Foreign Country: JORDAN Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: KUALA LUMPUR State: Zip Code: Zip Ext.:
D) Foreign Country: MALAYSIA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: THE HONGKONG AND SHANGHAI BANKING CORP LTD.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: PORT LOUIS State: Zip Code: Zip Ext.:
D) Foreign Country: MAURITIUS Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK MEXICO, S.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: MEXICO CITY State: Zip Code: Zip Ext.:
D) Foreign Country: MEXICO Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: BANQUE COMMERCIALE DU MAROC
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: CASABLANCA State: Zip Code: Zip Ext.:
D) Foreign Country: MOROCCO Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: MESSPIERSON N.V.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: AMSTERDAM State: Zip Code: Zip Ext.:
D) Foreign Country: NETHERLANDS Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: ANZ BANKING GROUP LIMITED
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: WELLINGTON State: Zip Code: Zip Ext.:
D) Foreign Country: NEW ZEALAND Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CHRISTIANIA BANK OG KREDITKASSE
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: OSLO State: Zip Code: Zip Ext.:
D) Foreign Country: NORWAY Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: DEUTSCHE BANK A.G.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: KARACHI State: Zip Code: Zip Ext.:
D) Foreign Country: PAKISTAN Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK, N.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: SAN ISIDRO State: Zip Code: Zip Ext.:
D) Foreign Country: PERU Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: MANILA State: Zip Code: Zip Ext.:
D) Foreign Country: PHILIPPINES Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK POLAND S.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: WARSAW State: Zip Code: Zip Ext.:
D) Foreign Country: POLAND Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: BANCO COMERCIAL PORTUGUES
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: LISBON State: Zip Code: Zip Ext.:
D) Foreign Country: PORTUGAL Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: THE HONGKONG & SHANGHAI BANKING CORP. LIMITED
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: SEOUL State: Zip Code: Zip Ext.:
D) Foreign Country: REPUBLIC OF KOREA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: ING BANK N.V.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: BUCHAREST State: Zip Code: Zip Ext.:
D) Foreign Country: ROMANIA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CREDIT SUISSE FIRST BOSTON AO
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: ZURICH State: Zip Code: Zip Ext.:
D) Foreign Country: SWITZERLAND Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: THE DEVELOPMENT BANK OF SINGAPORE LTD.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: SINGAPORE State: Zip Code: Zip Ext.:
D) Foreign Country: SINGAPORE Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CESKOSLOVENSKA OBCHODNA BANKA A.S.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: BRATISLAVA State: Zip Code: Zip Ext.:
D) Foreign Country: SLOVAK REPUBLIC Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STANDARD BANK OF SOUTH AFRICA LIMITED
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: JOHANNESBURG State: Zip Code: Zip Ext.:
D) Foreign Country: SOUTH AFRICA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: BANCO SANTANDER CENTRAL HISPANO, S.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: MADRID State: Zip Code: Zip Ext.:
D) Foreign Country: SPAIN Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: THE HONGKONG & SHANGHAI BANKING CORP LIMITED
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: COLOMBO State: Zip Code: Zip Ext.:
D) Foreign Country: SRI LANKA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: SKANDINAVISKA ENSKILDA BANKEN
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: STOCKHOLM State: Zip Code: Zip Ext.:
D) Foreign Country: SWEDEN Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: UNION BANK OF SWITZERLAND
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: ZURICH State: Zip Code: Zip Ext.:
D) Foreign Country: SWITZERLAND Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CENTRAL TRUST OF CHINA
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: TAIPEI State: Zip Code: Zip Ext.:
D) Foreign Country: TAIWAN Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STANDARD CHARTERED BANK
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: BANGKOK State: Zip Code: Zip Ext.:
D) Foreign Country: THAILAND Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: STATE STREET BANK AND TRUST CO.,LONDON BRANCH
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: LONDON State: Zip Code: Zip Ext.:
D) Foreign Country: UNITED KINGDOM Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
X
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK, N.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: MONTEVIDEO State: Zip Code: Zip Ext.:
D) Foreign Country: URUGUAY Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK, N.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: CARACUS State: Zip Code: Zip Ext.:
D) Foreign Country: VENEZUELA Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: BARCLAY'S BANK OF ZIMBABWE LIMITED
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: HARARE State: Zip Code: Zip Ext.:
D) Foreign Country: ZIMBABWE Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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SCREEN NUMBER: 9
<PAGE>
This page is being
CUSTODIAN/SUB-CUSTODIAN filed for ALL series.
15.A) Custodian/Sub-custodian: CITIBANK, N.A.
B) Is this a Custodian or Sub-custodian? (C/S): S
C) City: ISTANBUL State: Zip Code: Zip Ext.:
D) Foreign Country: TURKEY Foreign Postal Code:
E) Mark ONE of the following with an 'X':
TYPE OF CUSTODY
Member Nat'l Foreign Insurance Co.
Bank Sec. Exchg. Self Custodian Sponsor
Sec.17(f)(1) Rule 17f-1 Rule 17f-2 Rule 17f-5 Rule 26a-2 Other
------------ ------------ ---------- ---------- ------------- -----
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<PAGE>
This page being filed
for ALL series.
18. Does Registrant's/Series' custodian(s) maintain some
or all of Registrant's/Series' securities in a central
depository or book-entry system pursuant to Rule 17f-4? (Y or N) Y
19. Family of investment companies information:
A) Is Registrant part of a family of investment companies? (Y or N) Y
B) If 'Y' (Yes), state the number of registered management
investment companies in the family: 25
(NOTE: Count as a separate company each series of a series company
and each portfolio of a multiple portfolio company; exclude all
series of unit investment trusts from this number.)
C) Identify the family using 10 letters: NVESTFUNDS
(NOTE: In filing this form, use this identification consistently for
all investment companies in the family including any unit
investment trusts. This designation is for purposes of
this form only.)
SCREEN NUMBER: 10
<PAGE>
20. Brokerage commissions paid on portfolio transactions of Registrant:
List the 10 brokers which received the largest amount of brokerage commissions
(excluding dealer concessions in underwritings) by virtue of direct or in-
direct participation in Registrant's portfolio transactions, set forth in order
of size of gross commissions during the current reporting period:
(FOR SERIES COMPANIES, ITEMS 20 & 21 MUST BE ANSWERED IN TOTAL FOR ALL SERIES)
Commissions
Name of Broker IRS Number Received
(000's omitted)
MERRILL LYNCH, PIERCE, FENNER 13-5674085 956
LEWCO SECURITIES CORPES 13-2765944 906
DONALDSON, LUFKIN AND JENRETTE 13-5033225 760
BEAR STEARNS SECURITIES 13-4946705 758
GOLDMAN SACHS & CO. 13-5108880 699
LEHMAN BROTHERS, INC. 13-2518468 664
MORGAN STANLEY & CO. 13-2655998 539
BANC AMERICA 56-2058405 461
SALOMON SMITH BARNEY, INC. 11-2418191 451
CS FIRST BOSTON 13-5659485 418
21. Aggregate brokerage commissions paid by Registrant
during current reporting period (000's omitted): 12751
SCREEN NUMBER: 11
<PAGE>
22. Registrant's portfolio transactions with entities acting as principals:
List the 10 entities acting as principals with whom Registrant did the largest
amount of portfolio transactions (include all short-term obligations, and U.S.
Gov't. & tax-free securities) in both the secondary market & in underwritten
offerings set forth in order of size based upon total value of principal
transactions during the current reporting period: (FOR SERIES COMPANIES, ITEMS
22 AND 23 MUST BE ANSWERED IN TOTAL FOR ALL SERIES) Registrant Sales by
Name of Entity IRS Number Purchases Registrant
(000's omitted)
STATE STREET BANK & TRUST 04-1867445 6635461 0
ASSOCIATES CORP. 74-1494554 402724 0
MERRILL LYNCH, PIERCE, FENNER 13-5674085 22178 34045
CHEVRON 25-1218500 54460 0
AMERICAN EXPRESS CREDIT CORP. 36-1239445 1022553 0
GOLDMAN SACHSES 13-5108880 108979 132428
BANK ONE CAPITAL 31-1017233 0 1260
FIRST CHICAGO N/A 749871 0
BANC AMERICA 56-2058405 14749 27213
BEAR STEARNS 13-4946705 14098 5132
23. Aggregate principal purchase/sale transactions of Registrant during current
reporting period. C. Total Purchases: 24460635 D. Total Sales: 3654719
(000's omitted)
SCREEN NUMBER: 12
<PAGE>
This page being filed
for series 1.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): Y
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 2.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): Y
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 3.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): Y
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 4.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): N
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 5.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): N
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 6.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): N
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 8.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): N
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 9.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): N
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 10.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): Y
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 11.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): N
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 12.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): N
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 13.
24. At the end of the current period, did the Registrant/Series hold any
securities of the Registrant's/Series' regular brokers or dealers or
of the parents of such brokers or dealers that derive more than 15%
of gross revenue from securities-related activities? (Y or N): Y
NOTE: If answer is 'N' (No), please go on to screen 15.
SCREEN NUMBER: 13
<PAGE>
This page being filed
for series 1.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
CHARLES SCHWAB CORP 96-1737782 E 1046
MORGAN STANLEY & CO., INC. 13-2655998 E 1332
MERRILL LYNCH & CO., INC. 13-5674085 E 1357
DELETE 0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 2.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
AMERICAN EXPRESS, INC. 13-2518466 E 9690
0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 3.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
BEAR STEARNS COS., INC. 13-4946705 E 150
E*TRADE GROUP, INC. E 376
MERRILL LYNCH & CO., INC. 13-5674085 E 2277
J.P. MORGAN & CO., INC. E 352
GOLDMAN SACHS & CO. 13-5108880 E 712
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 4.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
DELETE 0
DELETE 0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 5.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
0
0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 6.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
0
0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 8.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
0
0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 9.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
DELETE 0
DELETE 0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 10.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
AMERICAN EXPRESS CO. n/a E 7440
INVESTMENT TECHNOLOGY GROUP E 1971
PAINE WEBBER GROUP, INC. E 6270
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 11.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
0
0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 12.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
0
0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
This page being filed
for series 13.
25. List below the information requested about Registrant's/Series' holdings of
the securities of the Registrant's/Series' regular brokers or dealers or of
their parents that derive more than 15% of gross revenues from securities-
related activities:
Type of Value of any
Name of Regular Broker or IRS Security Securities
Dealer or Parent (Issuer) Number Owned Owned at end
D=debt of current
E=equity period
(000's omitted)
WADDELL & REED FINANCIAL, INC. E 733
0
0
0
0
0
0
0
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 14
<PAGE>
26. Considerations which affected the participation of brokers or dealers or
other entities in commissions or other compensation paid on portfolio
transactions of Registrant:
[ FOR SERIES COMPANIES THIS ITEM IS TO BE ANSWERED IN TOTAL FOR ALL SERIES ]
Answer each of the following with 'Y' or 'N'.
A) Sales of Registrant's/Series' shares -------------------------------- N B)
Receipt of investment research and statistical information ---------- Y C)
Receipt of quotations for portfolio valuations ---------------------- Y D)
Ability to execute portfolio transactions
to obtain best price and execution --------------------------------- Y E)
Receipt of telephone line and wire services ------------------------- N F)
Broker or dealer which is an affiliated person ---------------------- N G)
Arrangement to return or credit part or all of
commissions or profits thereon:
(i) To investment adviser, principal underwriter,
or an affiliated person of either ---------------------------- N
(ii) To Registrant ------------------------------------------------ Y
H) Other --------------------------------------------------------------- N
SCREEN NUMBER: 15
<PAGE>
SALES AND REPURCHASES
27. Is Registrant an open-end investment company? (Y or N): Y
NOTE: If answer is 'N' (No), please delete any answers you may
have entered for questions 28 through 44.
If you have done this already or not yet responded to question 28
through 44, please jump to Screen Number 23.
SCREEN NUMBER: 16
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 1.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 1617 $ 0 $ 0 $ 18359
B) Second month of period $ 885 $ 0 $ 0 $ 15549
C) Third month of period $ 1053 $ 1497 $ 0 $ 14153
D) Fourth month of period $ 1353 $ 0 $ 0 $ 8348
E) Fifth month of period $ 915 $ 0 $ 0 $ 6787
F) Sixth month of period $ 1161 $ 921 $ 0 $ 7072
G) Total $ 6984 $ 2418 $ 0 $ 70268
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 2258
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 2.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 15548 $ 0 $ 0 $ 49540
B) Second month of period $ 9862 $ 0 $ 0 $ 48386
C) Third month of period $ 9842 $ 0 $ 0 $ 60568
D) Fourth month of period $ 10803 $ 0 $ 0 $ 36965
E) Fifth month of period $ 7070 $ 0 $ 0 $ 33207
F) Sixth month of period $ 9080 $ 0 $ 0 $ 30440
G) Total $ 62205 $ 0 $ 0 $ 259106
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 19621
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 3.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 2913 $ 0 $ 0 $ 17251
B) Second month of period $ 1324 $ 0 $ 0 $ 17473
C) Third month of period $ 2995 $ 0 $ 0 $ 14745
D) Fourth month of period $ 2779 $ 0 $ 0 $ 9271
E) Fifth month of period $ 2265 $ 0 $ 0 $ 6304
F) Sixth month of period $ 1660 $ 0 $ 0 $ 7506
G) Total $ 13936 $ 0 $ 0 $ 72550
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 1932
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 4.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 6031 $ 0 $ 0 $ 28379
B) Second month of period $ 5802 $ 2770 $ 0 $ 14022
C) Third month of period $ 13152 $ 1344 $ 0 $ 15643
D) Fourth month of period $ 9373 $ 1324 $ 0 $ 13396
E) Fifth month of period $ 12646 $ 1321 $ 0 $ 14058
F) Sixth month of period $ 13271 $ 1322 $ 0 $ 10729
G) Total $ 60275 $ 8081 $ 0 $ 96227
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 6974
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 5.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 487 $ 0 $ 0 $ 3719
B) Second month of period $ 310 $ 844 $ 0 $ 3655
C) Third month of period $ 1401 $ 444 $ 0 $ 2967
D) Fourth month of period $ 678 $ 440 $ 0 $ 3443
E) Fifth month of period $ 471 $ 434 $ 0 $ 3347
F) Sixth month of period $ 723 $ 430 $ 0 $ 2841
G) Total $ 4070 $ 2592 $ 0 $ 19972
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 1427
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 6.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 1042 $ 0 $ 0 $ 3790
B) Second month of period $ 389 $ 807 $ 0 $ 4387
C) Third month of period $ 524 $ 387 $ 0 $ 3590
D) Fourth month of period $ 574 $ 382 $ 0 $ 1853
E) Fifth month of period $ 784 $ 379 $ 0 $ 2682
F) Sixth month of period $ 726 $ 355 $ 0 $ 5333
G) Total $ 4039 $ 2307 $ 0 $ 21635
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 1804
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 8.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 7520 $ 0 $ 0 $ 5041
B) Second month of period $ 16426 $ 0 $ 0 $ 4929
C) Third month of period $ 19723 $ 0 $ 0 $ 12380
D) Fourth month of period $ 16771 $ 0 $ 0 $ 10788
E) Fifth month of period $ 31260 $ 0 $ 0 $ 24636
F) Sixth month of period $ 16208 $ 0 $ 0 $ 19285
G) Total $ 107908 $ 0 $ 0 $ 77059
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 5299
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 9.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 7536 $ 0 $ 0 $ 9495
B) Second month of period $ 12078 $ 0 $ 0 $ 16503
C) Third month of period $ 9714 $ 0 $ 0 $ 16637
D) Fourth month of period $ 6639 $ 0 $ 0 $ 6312
E) Fifth month of period $ 5653 $ 0 $ 0 $ 9219
F) Sixth month of period $ 3436 $ 0 $ 0 $ 3252
G) Total $ 45056 $ 0 $ 0 $ 61418
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 3950
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 10.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 46248 $ 0 $ 0 $ 24460
B) Second month of period $ 43440 $ 0 $ 0 $ 21144
C) Third month of period $ 54115 $ 0 $ 0 $ 33479
D) Fourth month of period $ 42837 $ 0 $ 0 $ 24254
E) Fifth month of period $ 32770 $ 0 $ 0 $ 19479
F) Sixth month of period $ 33600 $ 0 $ 0 $ 21613
G) Total $ 253010 $ 0 $ 0 $ 144429
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 38902
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 11.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 4881 $ 0 $ 0 $ 6582
B) Second month of period $ 6310 $ 2736 $ 0 $ 6167
C) Third month of period $ 6412 $ 1369 $ 0 $ 7823
D) Fourth month of period $ 4729 $ 1379 $ 0 $ 5541
E) Fifth month of period $ 4170 $ 1384 $ 0 $ 5033
F) Sixth month of period $ 4402 $ 1392 $ 0 $ 4826
G) Total $ 30904 $ 8261 $ 0 $ 35972
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 6333
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 12.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 10504 $ 0 $ 0 $ 8459
B) Second month of period $ 11298 $ 0 $ 0 $ 8914
C) Third month of period $ 27046 $ 0 $ 0 $ 26835
D) Fourth month of period $ 31945 $ 0 $ 0 $ 28745
E) Fifth month of period $ 44237 $ 0 $ 0 $ 43200
F) Sixth month of period $ 27908 $ 0 $ 0 $ 36854
G) Total $ 152938 $ 0 $ 0 $ 153007
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 5439
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being
28. Monthly Sales and Repurchases of filed for series 13.
Registrant's/Series' Shares:
Total NAV Total NAV Total NAV
of Shares of Shares Total NAV of Shares
Sold: New Sold: Reinv. of Shares Redeemed and
Month of Sales (Incl. of Dividends Sold: Repurchased
Current Period Exchanges) & Distributions Other (Incl. Exchanges)
(000's omitted) (000's omitted)
A) First month of period $ 13784 $ 0 $ 0 $ 7346
B) Second month of period $ 15595 $ 0 $ 0 $ 5224
C) Third month of period $ 20525 $ 0 $ 0 $ 11217
D) Fourth month of period $ 12514 $ 0 $ 0 $ 7079
E) Fifth month of period $ 14385 $ 0 $ 0 $ 10025
F) Sixth month of period $ 16424 $ 0 $ 0 $ 11099
G) Total $ 93227 $ 0 $ 0 $ 51990
H) Total NAV of Registrant's/Series' share sales during the
period subject to a sales load (000's omitted) $ 6989
(Note: 28H is the total of six months and must be
less than or equal to 28G1 + 28G2 + 28G3)
SCREEN NUMBER: 17
<PAGE>
This page being filed
for series 1.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 103
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 5.75%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 2.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 897
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 5.75%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 3.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 144
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 5.75%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 4.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 254
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 4.50%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 5.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 54
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 4.50%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 6.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 71
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 4.50%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 8.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 229
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 5.75%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 9.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 179
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 5.75%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 10.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 1797
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 5.75%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 11.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 229
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 4.50%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 12.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 217
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 5.75%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 13.
29. Was a front-end sales load deducted from any share sales
during the reporting period? (Y or N) ------------------------- Y
NOTE: If answer is 'N' (No), please jump to Screen Number 20.
30.A) Total front-end sales loads collected from sales (including exchanges) by
principal underwriter or by any underwriter which is an affiliated person
of the principal underwriter, of Registrant's/Series' shares during the
current period (000's omitted) ------------------------------ $ 311
B) What is the maximum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 5.75%
C) What is the minimum sales load rate in effect at the end of
the period as a percentage of the offering price? ----------- 0.00%
SCREEN NUMBER: 18
<PAGE>
This page being filed
for series 1.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 14
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 18
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 71
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 2.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 118
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 177
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 602
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 3.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 18
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 28
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 98
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 4.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 31
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 46
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 177
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 5.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 7
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 19
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 28
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 6.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 8
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 9
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 54
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 7.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 0
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 0
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 0
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 8.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 30
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 37
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 162
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 9.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 23
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 28
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 128
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 10.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 229
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 332
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 1236
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 11.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 28
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 32
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 168
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 12.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 28
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 55
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 134
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 13.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 40
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 40
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 231
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 32.
31.A) Net amount retained by Registrant's/Series' principal underwriter or by
any underwriter or dealer which is an affiliated person of the principal
underwriter thereof from front-end sales loads collected from sales of
Registrant's/Series' shares during the current period ($000's omitted).
------------------------------------ $ 3
31.B) Amount by which payout by Registrant's/Series' principal underwriter or by
any underwriter which is an affiliated person of the principal under- writer
thereof to persons or entities selling Registrant's/Series' shares exceeded
that reported in Item 30 ($000's omitted). -- $ 0
32.Amount Registrant's/Series' principal underwriter and any underwriters or
dealers which are affiliated persons of the principal underwriter paid to
dealers which are not affiliated persons of the principal underwriter for
selling Registrant's/Series' shares that were sold with a front-end sales
load during current period ($000's omitted). --- $ 0
33.Amount paid to a captive retail sales force of Registrant's/Series'
principal underwriter or of any underwriter or dealer which is an af-
filiated person of the principal underwriter for selling Registrant's shares
that were sold with a front-end sales load during current period ($000's
omitted). ------------------------------------ $ 0
SCREEN NUMBER: 19
<PAGE>
This page being filed
for series 1.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 93
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 2.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 292
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 3.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 70
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 4.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 274
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 5.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 39
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 6.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 52
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 8.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 24
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 9.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 73
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 10.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 464
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 11.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 181
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 12.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 145
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 13.
34. Did Registrant/Series impose a deferred or contingent
deferred sales load during the reporting period? (Y or N) ------ Y
NOTE: If answer is 'N' (No), skip the remaining questions on this screen
and proceed to Screen Number 21.
35. Total deferred or contingent deferred sales loads collected
during current period from redemptions and repurchases of
Registrant's/Series' shares ($000's omitted) ------------------ $ 75
36.A) Did Registrant/Series retain all monies collected from the
deferred or contingent deferred sales loads during the
reporting period? (Y or N) ----------------------------------- N
B) If the answer to sub-item 36A is 'N' (No), state the net amount
Registrant/Series retained from deferred or contingent deferred sales
loads ($000's omitted) ------------ $ 0
SCREEN NUMBER: 20
<PAGE>
This page being filed
for series 1.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 2.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 3.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 4.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 5.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 6.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 8.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 9.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 10.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 11.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 12.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being filed
for series 13.
37. Did Registrant/Series impose a redemption fee other than a deferred
or contingent sales load during the reporting period? (Y or N) --- N
NOTE: If answer is 'N' (No), go to item 39.
38. Total amount of redemption fees other than deferred or contingent
deferred sales loads collected from redemptions and repurchases of
Registrant's/Series' shares during the current period.
($000's omitted) ------------------------------------------------- $ 0
39. Were any account maintenance fees or other administrative fees imposed
directly on shareholders during the current period? (Y or N) ----- N
40. During the period, did the Registrant/Series have a plan of
distribution adopted pursuant to rule 12b-1? (Y or N) ------------ Y
NOTE: If answer is 'N' (No), jump to Screen 23 for your next screen.
41. During the period, did Registrant/Series use its assets directly
to make payments under the 12b-1 plan? (Y or N) ------------------ Y
NOTE: If answer is 'N' (No), go to next screen (Screen 22)
and begin answering at question 44.
SCREEN NUMBER: 21
<PAGE>
This page being
42. For the current period, indicate the filed for series 1.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 446
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 2.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 2813
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 3.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 478
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 4.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 740
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 5.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 257
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 6.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 141
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 8.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 274
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 9.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 621
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 10.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 5424
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 11.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 984
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 12.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 985
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
This page being
42. For the current period, indicate the filed for series 13.
percentage of total dollars paid directly
by Registrant/Series under the 12b-1 plan for each of the following:
(Round to the nearest whole percent)
A) Advertising ------------------------------------------------- 0%
B) Printing and mailing of prospectuses to other than
current shareholders ---------------------------------------- 0% C)
Payments to underwriters ------------------------------------ 100% D)
Payments to brokers or dealers ------------------------------ 0% E) Direct
payments to sales personnel -------------------------- 0% F) Payments to
banks and savings and loans --------------------- 0% G) Other uses, incl.
payments to investment adviser
separate from the advisory fee ------------------------------ 0%
H) Unallocated payments made for a combination of such services 0%
43. Total amount paid directly by Registrant/Series pursuant
to its 12b-1 plan ($000's omitted) ---------------------------- $ 875
44. If an investment adviser or other affiliated person of Registrant/Series
made unreimbursed payments pursuant to Registrant's/Series' 12b-1 plan,
state the total amount of such payments. ($000's omitted) ----- $ 0
SCREEN NUMBER: 22
<PAGE>
Contracts This page being filed
for series 1.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 200000 0.750%
B) of next - $ 300000 0.700%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 500000 0.650%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 2.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ N
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 200000 0.750%
B) of next - $ 300000 0.700%
C) of next - $ 1500000 0.650%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 2000000 0.600%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 3.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 200000 0.750%
B) of next - $ 300000 0.700%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 500000 0.650%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 4.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 100000 0.500%
B) of next - $ 0 0.000%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 100000 0.375%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 5.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 100000 0.500%
B) of next - $ 0 0.000%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 100000 0.375%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 6.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 200000 0.650%
B) of next - $ 300000 0.625%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 500000 0.600%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 7.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) ---------------
46. Did Registrant/Series pay more than one investment adviser directly for
investment advice during the period? (If 'Y' (Yes), answer items 47-52 in
the aggregate for all such investment advisers.) ------------
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) -------------------------------------------------
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 0 0.000%
B) of next - $ 0 0.000%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 0 0.000%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 8.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 200000 0.900%
B) of next - $ 300000 0.850%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 500000 0.800%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 9.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 200000 0.750%
B) of next - $ 300000 0.700%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 500000 0.650%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 10.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 1000000 1.050%
B) of next - $ 0 0.000%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 1000000 1.000%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 11.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 0.000%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 200000 0.650%
B) of next - $ 0 0.000%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 200000 0.600%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 12.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 1.050%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 0 0.000%
B) of next - $ 0 0.000%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 0 0.000%
SCREEN NUMBER: 23
<PAGE>
Contracts This page being filed
for series 13.
45. Did Registrant/Series have an advisory contract during the period?
(If 'N' (No), jump to screen 26 for your next screen.) --------------- Y
46. Did Registrant/Series pay more than one investment adviser directly
for investment advice during the period? (If 'Y' (Yes), answer items
47-52 in the aggregate for all such investment advisers.) ------------ Y
47. Was Registrant's/Series' advisory fee based solely on a percentage of
its assets? (Y or N) ------------------------------------------------- Y
48. If answer to 47 is 'Y' (Yes), fill in the table or the single fee rate
applied to Registrant's/Series' assets based on the advisory contract.
SINGLE FEE RATE ------- 1.050%
STEP: ASSET VALUE ($000's omitted) ANNUAL FEE RATE
A) first - $ 0 0.000%
B) of next - $ 0 0.000%
C) of next - $ 0 0.000%
D) of next - $ 0 0.000%
E) of next - $ 0 0.000%
F) of next - $ 0 0.000%
G) of next - $ 0 0.000%
H) of next - $ 0 0.000%
I) of next - $ 0 0.000%
J) of next - $ 0 0.000%
K) over - $ 0 0.000%
SCREEN NUMBER: 23
<PAGE>
This page being
ADVISORY FEE filed for series 1.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 2.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 3.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 4.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 5.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 6.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 8.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 9.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 10.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 11.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 12.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being
ADVISORY FEE filed for series 13.
(Y or N)
49. Was Registrant's/Series' advisory fee during the period based
solely on a percentage of its income? -------------------------- N
50. Was Registrant's/Series' advisory fee during the period based
on some combined percentage of its income & assets? ------------ N
51. Was Registrant's/Series' advisory fee during the period based
in whole or in part on its investment performance? ------------- N
52. Was Registrant's/Series' advisory fee during the period based
in whole or in part upon the assets, income or performance of
other registrants? --------------------------------------------- N
53.A) Were the expenses of the Registrant/Series limited or re- duced at any
time during the period by some agreement or understanding other than by
blue sky laws? ------------------- N [ If 53A is 'Y' (Yes), was limitation
that applied during
current period based upon: ]
B) Assets? C) Income? (Y or N)
SCREEN NUMBER: 24
<PAGE>
This page being filed
for ALL series.
54. Indicate below whether services were supplied or paid for wholly or in
substantial part by investment adviser(s) or administrator(s) in connection
with the advisory or administrative contract(s) but for which the adviser(s)
or administrator(s) are not reimbursed by the Registrant:
(Y or N)
A) Occupancy and office rental ------------------------------------------ Y B)
Clerical and bookkeeping services ------------------------------------ Y C)
Accounting services -------------------------------------------------- N D)
Services of independent auditors ------------------------------------- N E)
Services of outside counsel ------------------------------------------ N F)
Registration and filing fees ----------------------------------------- N G)
Stationery, supplies and printing ------------------------------------ N H)
Salaries & compensation of Registrant's interested directors --------- Y I)
Salaries & compensation of Registrant's disinterested directors ------ N J)
Salaries & compensation of Registrant's officers who are not directors Y K)
Reports to current shareholders -------------------------------------- Y L)
Determination of offering and redemption prices ---------------------- N M)
Trading department --------------------------------------------------- Y N)
Prospectus preparation and printing for current shareholders --------- Y O)
Other ---------------------------------------------------------------- N
SCREEN NUMBER: 25
<PAGE>
This page being filed
for series 1.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- Y
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 2.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- N
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 3.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- Y
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 4.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- Y
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 5.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- Y
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 6.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- Y
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 8.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- N
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 9.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- N
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 10.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- Y
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 11.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- N
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 12.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- Y
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being filed
for series 13.
MISCELLANEOUS INFORMATION
55. Did Registrant/Series have any of the following
outstanding at any time during the current period (Y or N)
which exceeded 1% of aggregate net assets?
A) Overdrafts -------------------------------------------------- Y
B) Bank Loans -------------------------------------------------- N
56. During the period did the Registrant's/Series' investment adviser(s)
have advisory clients other than investment companies? --------- Y
57. Did the Registrant/Series adjust the number of its shares
outstanding by means of a stock split or stock dividend? ------- N
SCREEN NUMBER: 26
<PAGE>
This page being
CLASSIFICATION filed for series 1.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 2.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 3.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 4.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 5.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 6.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 8.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 9.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 10.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 11.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 12.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 13.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? N If
answer is 'Y' (Yes), are any of the following types of contracts funded by
the Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------ Y
60.A) Was Registrant/Series a diversified investment company at any
time during the reporting period? ------------------------------ Y
B) Is Registrant/Series a diversified investment company as of the
end of the reporting period? ----------------------------------- Y
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 2500
SCREEN NUMBER: 27
<PAGE>
This page being
CLASSIFICATION filed for series 41.
(Y or N)
58.A) Is Registrant/Series a separate account of an insurance company? If answer
is 'Y' (Yes), are any of the following types of contracts funded by the
Registrant:
B) Variable annuity contracts? --------------------------------- C)
Scheduled premium variable life contracts? ------------------ D) Flexible
premium variable life contracts? ------------------- E) Other types of
insurance products registered under
the Securities Act of 1933? ---------------------------------
59. Is Registrant/Series a management investment company? ------------
60.A) Was Registrant/Series a diversified investment company at any time during
the reporting period? ------------------------------
B) Is Registrant/Series a diversified investment company as of the end of the
reporting period? -----------------------------------
61. What is the lowest minimum initial investment required by
Registrant/Series from an investor that is not an employee or
otherwise affiliated with the Registrant/Series, its adviser,
principal underwriter or other affiliated entity? $ 0
SCREEN NUMBER: 27
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 1.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- N
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 2.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- N
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 3.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- N
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 4.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- Y
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.6% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 4.6% N) U.S. Government Agency 26.2%
O) State and Municipal tax-free 0.0% P) Corporate 44.2%
Q) All other 21.3%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 5.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- Y
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 98.5% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 6.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- Y
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 1.4% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 66.1% N) U.S. Government Agency 30.9%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 8.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- N
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 9.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- N
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 10.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- N
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 11.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- Y
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 4.9% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 26.3%
Q) All other 58.6%
R) Investments other than debt securities 8.9%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 12.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- N
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
62.A) Does the Registrant/Series invest primarily in This page being
debt securities, including convertible debt filed for series 13.
securities, options & futures on debt
securities or indices of debt securities? (Y or N) ----------- N
NOTE: If answer is 'N' (No), jump to Screen Number 30.
If answer is 'Y' (Yes), state the percentage of net assets
in each type at the end of the current period:
SHORT-TERM MATURITIES
B) U.S. Treasury 0.0% C) U.S. Government Agency 0.0%
D) Repurchase agreements 0.0% F) Bank Certificates of
E) State and Municipal tax-free 0.0% deposit-Domestic 0.0%
G) Bank Certificates of deposit-Foreign 0.0% H) Bankers acceptances 0.0%
I) Commercial paper taxable 0.0% J) Time deposits 0.0%
K) Options 0.0% L) All other 0.0%
INTERMEDIATE & LONG-TERM MATURITIES
M) U.S. Treasury 0.0% N) U.S. Government Agency 0.0%
O) State and Municipal tax-free 0.0% P) Corporate 0.0%
Q) All other 0.0%
R) Investments other than debt securities 0.0%
SCREEN NUMBER: 28
<PAGE>
This page being filed
for series 1.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 2.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 3.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 4.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 9.3 years
64.A) Is the timely payment of principal and interest on any of the
instruments listed in item 62 insured or guaranteed by an entity
other than the issuer? (Y or N) ----------------------------------- N
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- N [If answer is
'N' (No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 5.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B:16.6 years
64.A) Is the timely payment of principal and interest on any of the
instruments listed in item 62 insured or guaranteed by an entity
other than the issuer? (Y or N) ----------------------------------- N
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- N [If answer is
'N' (No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 6.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B:15.8 years
64.A) Is the timely payment of principal and interest on any of the
instruments listed in item 62 insured or guaranteed by an entity
other than the issuer? (Y or N) ----------------------------------- N
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- N [If answer is
'N' (No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 7.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 8.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 9.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 10.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 11.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B:17.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 12.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
This page being filed
for series 13.
63. State the dollar weighted average portfolio maturity at the end of the
period covered by this report in days or, if longer than 1 yr.,
in years to one decimal place: A: 0 days
B: 0.0 years
64.A) Is the timely payment of principal and interest on any of the instruments
listed in item 62 insured or guaranteed by an entity other than the
issuer? (Y or N) -----------------------------------
B) Is the issuer of any instrument covered in item 62 delinquent or in
default as to payment of principal or interest at the end of the current
period? (Y or N) -------------------------------------- [If answer is 'N'
(No), jump to screen 30 for your next screen.]
65. In computations of NAV per share, is any part of the value
attributed to instruments identified in sub-item 64B derived
from insurance or guarantees? (Y or N) ------------------------------
SCREEN NUMBER: 29
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 1.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- Y
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- N C)
Capital appreciation -------------------------------------- N D) Growth
---------------------------------------------------- N E) Growth and
income ----------------------------------------- Y F) Income
---------------------------------------------------- N G) Total return
---------------------------------------------- N
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- Y
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 2.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- Y
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- N C)
Capital appreciation -------------------------------------- N D) Growth
---------------------------------------------------- Y E) Growth and
income ----------------------------------------- N F) Income
---------------------------------------------------- N G) Total return
---------------------------------------------- N
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 3.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- Y
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- N C)
Capital appreciation -------------------------------------- N D) Growth
---------------------------------------------------- Y E) Growth and
income ----------------------------------------- N F) Income
---------------------------------------------------- N G) Total return
---------------------------------------------- N
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 4.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- N
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- C)
Capital appreciation -------------------------------------- D) Growth
---------------------------------------------------- E) Growth and
income ----------------------------------------- F) Income
---------------------------------------------------- G) Total return
----------------------------------------------
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 5.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- N
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- C)
Capital appreciation -------------------------------------- D) Growth
---------------------------------------------------- E) Growth and
income ----------------------------------------- F) Income
---------------------------------------------------- G) Total return
----------------------------------------------
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 6.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- N
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- C)
Capital appreciation -------------------------------------- D) Growth
---------------------------------------------------- E) Growth and
income ----------------------------------------- F) Income
---------------------------------------------------- G) Total return
----------------------------------------------
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 8.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- Y
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- N C)
Capital appreciation -------------------------------------- N D) Growth
---------------------------------------------------- N E) Growth and
income ----------------------------------------- N F) Income
---------------------------------------------------- N G) Total return
---------------------------------------------- Y
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- Y
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 9.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- Y
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- N C)
Capital appreciation -------------------------------------- N D) Growth
---------------------------------------------------- Y E) Growth and
income ----------------------------------------- N F) Income
---------------------------------------------------- N G) Total return
---------------------------------------------- N
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 10.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- Y
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- N C)
Capital appreciation -------------------------------------- N D) Growth
---------------------------------------------------- Y E) Growth and
income ----------------------------------------- N F) Income
---------------------------------------------------- N G) Total return
---------------------------------------------- N
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 11.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- N
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- C)
Capital appreciation -------------------------------------- D) Growth
---------------------------------------------------- E) Growth and
income ----------------------------------------- F) Income
---------------------------------------------------- G) Total return
----------------------------------------------
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 12.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- Y
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- N C)
Capital appreciation -------------------------------------- Y D) Growth
---------------------------------------------------- N E) Growth and
income ----------------------------------------- N F) Income
---------------------------------------------------- N G) Total return
---------------------------------------------- N
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- Y
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
66.A) Is the Registrant/Series a fund that This page being
usually invests in equity securities, filed for series 13.
options & futures on equity securities,
indices of equity securities or securities
convertible into equity securities? ----------------------------- Y
If answer is 'N', go to item 67. Otherwise place a 'Y' on the line below which
best describes its primary investment objective (place an 'N' on other lines).
B) Aggressive capital appreciation --------------------------- N C)
Capital appreciation -------------------------------------- Y D) Growth
---------------------------------------------------- N E) Growth and
income ----------------------------------------- N F) Income
---------------------------------------------------- N G) Total return
---------------------------------------------- N
67. Is the Registrant/Series a balanced fund? (Y or N) ---------------- N
68. Does the Registrant/Series have more than 50% of its net assets
at the end of the current period invested in:
A) The securities of issuers engaged primarily in the pro-
duction or distribution of precious metals? (Y or N) ------ N
B) The securities of issuers located primarily in countries
other than the United States? (Y or N) -------------------- N
69. Is the Registrant/Series an index fund? (Y or N) ------------------ N
SCREEN NUMBER: 30
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 1.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y N
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y N
N) Loaning portfolio securities N N
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y N
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 2.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y Y
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y N
N) Loaning portfolio securities N N
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y N
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 3.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y N
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y N
N) Loaning portfolio securities N N
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y Y
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 4.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y Y
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y N
N) Loaning portfolio securities Y Y
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y N
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 5.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities N N
C) Writing or investing in options on debt securities N N
D) Writing or investing in options on stock indices N N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures N N
G) Writing or investing in options on futures Y Y
H) Writing or investing in options on stock index futures N N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y N
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers N N
M) Currency exchange transactions N N
N) Loaning portfolio securities N N
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y N
Q) Margin purchases N N
R) Short selling N N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 6.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities N N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices N N
E) Writing or investing in interest rate futures Y Y
F) Writing or investing in stock index futures N N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures N N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y N
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers N N
M) Currency exchange transactions N N
N) Loaning portfolio securities Y N
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y N
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 8.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y Y
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y Y
N) Loaning portfolio securities Y Y
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y Y
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 9.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y N
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y N
N) Loaning portfolio securities Y Y
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y N
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 10.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y Y
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y Y
N) Loaning portfolio securities Y Y
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y Y
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 11.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y Y
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y N
N) Loaning portfolio securities Y Y
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y N
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 12.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y N
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y N
K) Investments in shares of other investment companies Y Y
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y Y
N) Loaning portfolio securities Y Y
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y Y
Q) Margin purchases N N
R) Short selling Y N
SCREEN NUMBER: 31
<PAGE>
This page being
INVESTMENT PRACTICES filed for series 13.
70. Activity Permitted by invest- Engaged in
ment policies? this period?
(Y or N) (Y or N)
A) Writing or investing in repurchase agreements Y Y
B) Writing or investing in options on equities Y Y
C) Writing or investing in options on debt securities Y N
D) Writing or investing in options on stock indices Y N
E) Writing or investing in interest rate futures Y N
F) Writing or investing in stock index futures Y N
G) Writing or investing in options on futures Y N
H) Writing or investing in options on stock index futures Y N
I) Writing or investing in other commodity futures N N
J) Investments in restricted securities Y N
K) Investments in shares of other investment companies Y N
L) Investments in securities of foreign issuers Y Y
M) Currency exchange transactions Y N
N) Loaning portfolio securities Y Y
O) Borrowing of money Y N
P) Purchases/sales by certain exempted affiliated persons Y Y
Q) Margin purchases N N
R) Short selling Y Y
SCREEN NUMBER: 31
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 1.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 166732 B)
Sales [including all maturities] ($000's omitted) ----------- $ 229266 C)
Monthly average value of portfolio ($000's omitted) --------- $ 231389 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 72%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 3239
C) Net dividend income ----------------------------------------- $ 987
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 0
EXPENSES
F) Advisory fees ----------------------------------------------- $ 855
G) Administrator(s) fees --------------------------------------- $ 41
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 2.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 2547939 B)
Sales [including all maturities] ($000's omitted) ----------- $ 2746190 C)
Monthly average value of portfolio ($000's omitted) --------- $ 1854118 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 137%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 418
C) Net dividend income ----------------------------------------- $ 17004
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 0
EXPENSES
F) Advisory fees ----------------------------------------------- $ 6254
G) Administrator(s) fees --------------------------------------- $ 363
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 3.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 215983 B)
Sales [including all maturities] ($000's omitted) ----------- $ 279766 C)
Monthly average value of portfolio ($000's omitted) --------- $ 228687 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 94%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 293
C) Net dividend income ----------------------------------------- $ 1972
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 0
EXPENSES
F) Advisory fees ----------------------------------------------- $ 885
G) Administrator(s) fees --------------------------------------- $ 42
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 4.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 128210 B)
Sales [including all maturities] ($000's omitted) ----------- $ 156973 C)
Monthly average value of portfolio ($000's omitted) --------- $ 296215 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 43%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 12075
C) Net dividend income ----------------------------------------- $ 0
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 39
EXPENSES
F) Advisory fees ----------------------------------------------- $ 620
G) Administrator(s) fees --------------------------------------- $ 56
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 5.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 122010 B)
Sales [including all maturities] ($000's omitted) ----------- $ 138078 C)
Monthly average value of portfolio ($000's omitted) --------- $ 159571 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 80%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 5196
C) Net dividend income ----------------------------------------- $ 0
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 0
EXPENSES
F) Advisory fees ----------------------------------------------- $ 363
G) Administrator(s) fees --------------------------------------- $ 28
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 6.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 299174 B)
Sales [including all maturities] ($000's omitted) ----------- $ 316475 C)
Monthly average value of portfolio ($000's omitted) --------- $ 89301 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 335%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 3268
C) Net dividend income ----------------------------------------- $ 0
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 0
EXPENSES
F) Advisory fees ----------------------------------------------- $ 291
G) Administrator(s) fees --------------------------------------- $ 15
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 8.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 131490 B)
Sales [including all maturities] ($000's omitted) ----------- $ 101243 C)
Monthly average value of portfolio ($000's omitted) --------- $ 119270 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 85%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 162
C) Net dividend income ----------------------------------------- $ 454
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 64
EXPENSES
F) Advisory fees ----------------------------------------------- $ 560
G) Administrator(s) fees --------------------------------------- $ 23
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 9.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 150354 B)
Sales [including all maturities] ($000's omitted) ----------- $ 172414 C)
Monthly average value of portfolio ($000's omitted) --------- $ 268329 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 56%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 74
C) Net dividend income ----------------------------------------- $ 640
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 16
EXPENSES
F) Advisory fees ----------------------------------------------- $ 990
G) Administrator(s) fees --------------------------------------- $ 49
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 10.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 4490942 B)
Sales [including all maturities] ($000's omitted) ----------- $ 4432569 C)
Monthly average value of portfolio ($000's omitted) --------- $ 1478589 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 300%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 4651
C) Net dividend income ----------------------------------------- $ 5497
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 936
EXPENSES
F) Advisory fees ----------------------------------------------- $ 8516
G) Administrator(s) fees --------------------------------------- $ 315
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 11.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 8476
B) Sales [including all maturities] ($000's omitted) ----------- $ 21864
C) Monthly average value of portfolio ($000's omitted) --------- $ 278629
D) Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 3%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 13467
C) Net dividend income ----------------------------------------- $ 593
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 22
EXPENSES
F) Advisory fees ----------------------------------------------- $ 918
G) Administrator(s) fees --------------------------------------- $ 52
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 12.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 264788 B)
Sales [including all maturities] ($000's omitted) ----------- $ 261329 C)
Monthly average value of portfolio ($000's omitted) --------- $ 273626 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 96%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 409
C) Net dividend income ----------------------------------------- $ 2646
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 97
EXPENSES
F) Advisory fees ----------------------------------------------- $ 1524
G) Administrator(s) fees --------------------------------------- $ 54
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
71. Portfolio turnover rate for the current filed for series 13.
reporting period
A) Purchases ($000's omitted) ---------------------------------- $ 294760 B)
Sales [including all maturities] ($000's omitted) ----------- $ 255885 C)
Monthly average value of portfolio ($000's omitted) --------- $ 209193 D)
Percent turnover (use lesser of 71A) or 71B) divided by 71C)) 122%
NOTE: Item 71D) should be a whole number; round if necessary.
FINANCIAL INFORMATION
72.A) How many months do the answers to 72 and 73 cover? ----------- 6 months
INCOME (000's omitted)
B) Net interest income ----------------------------------------- $ 504
C) Net dividend income ----------------------------------------- $ 237
D) Account maintenance fees ------------------------------------ $ 0
E) Net other income -------------------------------------------- $ 90
EXPENSES
F) Advisory fees ----------------------------------------------- $ 1313
G) Administrator(s) fees --------------------------------------- $ 46
(Negative answers are allowed)
H) Salaries and other compensation ----------------------------- $ 0
SCREEN NUMBER: 32
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 1.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 359
J) Custodian fees ------------------------------------- $ 59
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 29
M) Directors' fees ------------------------------------ $ 8
N) Registration fees ---------------------------------- $ 25
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 18
S) Legal fees ----------------------------------------- $ 7
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 446
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 6
X) Total expenses ------------------------------------- $ 1853
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 2.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 1584
J) Custodian fees ------------------------------------- $ 143
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 62
M) Directors' fees ------------------------------------ $ 43
N) Registration fees ---------------------------------- $ 79
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 33
S) Legal fees ----------------------------------------- $ 25
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 2813
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 22
X) Total expenses ------------------------------------- $ 11420
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 3.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 400
J) Custodian fees ------------------------------------- $ 91
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 77
M) Directors' fees ------------------------------------ $ 8
N) Registration fees ---------------------------------- $ 24
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 16
S) Legal fees ----------------------------------------- $ 19
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 478
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 7
X) Total expenses ------------------------------------- $ 2047
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 4.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 298
J) Custodian fees ------------------------------------- $ 75
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 22
M) Directors' fees ------------------------------------ $ 9
N) Registration fees ---------------------------------- $ 30
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 17
S) Legal fees ----------------------------------------- $ 8
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 740
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 5
X) Total expenses ------------------------------------- $ 1881
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 5.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 64
J) Custodian fees ------------------------------------- $ 45
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 8
M) Directors' fees ------------------------------------ $ 7
N) Registration fees ---------------------------------- $ 17
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 18
S) Legal fees ----------------------------------------- $ 3
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 257
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 4
X) Total expenses ------------------------------------- $ 812
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 6.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 101
J) Custodian fees ------------------------------------- $ 40
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 11
M) Directors' fees ------------------------------------ $ 5
N) Registration fees ---------------------------------- $ 16
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 14
S) Legal fees ----------------------------------------- $ 2
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 141
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 3
X) Total expenses ------------------------------------- $ 641
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 8.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 207
J) Custodian fees ------------------------------------- $ 137
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 19
M) Directors' fees ------------------------------------ $ 6
N) Registration fees ---------------------------------- $ 43
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 28
S) Legal fees ----------------------------------------- $ 3
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 274
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 4
X) Total expenses ------------------------------------- $ 1304
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 9.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 301
J) Custodian fees ------------------------------------- $ 62
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 16
M) Directors' fees ------------------------------------ $ 9
N) Registration fees ---------------------------------- $ 26
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 15
S) Legal fees ----------------------------------------- $ 6
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 621
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 6
X) Total expenses ------------------------------------- $ 2102
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 10.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 1608
J) Custodian fees ------------------------------------- $ 324
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 108
M) Directors' fees ------------------------------------ $ 39
N) Registration fees ---------------------------------- $ 112
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 22
S) Legal fees ----------------------------------------- $ 30
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 5424
U) Amortization of organization expenses -------------- $ 0
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 34
X) Total expenses ------------------------------------- $ 16533
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 11.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 245
J) Custodian fees ------------------------------------- $ 83
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 18
M) Directors' fees ------------------------------------ $ 9
N) Registration fees ---------------------------------- $ 39
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 24
S) Legal fees ----------------------------------------- $ 7
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 984
U) Amortization of organization expenses -------------- $ 5
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 9
X) Total expenses ------------------------------------- $ 2393
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 12.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 534
J) Custodian fees ------------------------------------- $ 340
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 71
M) Directors' fees ------------------------------------ $ 9
N) Registration fees ---------------------------------- $ 20
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 25
S) Legal fees ----------------------------------------- $ 17
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 985
U) Amortization of organization expenses -------------- $ 6
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 12
X) Total expenses ------------------------------------- $ 3599
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 32) filed for series 13.
EXPENSES (Negative answers are allowed) For the period covered by this form
($000's omitted)
72.I) Shareholder servicing agent fees ------------------- $ 340
J) Custodian fees ------------------------------------- $ 159
K) Postage -------------------------------------------- $ 0
L) Printing expenses ---------------------------------- $ 24
M) Directors' fees ------------------------------------ $ 9
N) Registration fees ---------------------------------- $ 24
O) Taxes ---------------------------------------------- $ 0
P) Interest ------------------------------------------- $ 0
Q) Bookkeeping fees paid to anyone
performing this service ---------------------------- $ 0
R) Auditing fees -------------------------------------- $ 23
S) Legal fees ----------------------------------------- $ 5
T) Marketing/distribution payments including
payments pursuant to a rule 12b-1 plan ------------- $ 875
U) Amortization of organization expenses -------------- $ 4
V) Shareholder meeting expenses ----------------------- $ 0
W) Other expenses ------------------------------------- $ 8
X) Total expenses ------------------------------------- $ 2831
SCREEN NUMBER: 33
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 1.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 89
Z) Net investment income ------------------------------ $ 2463
AA) Realized capital gains ----------------------------- $ 0
BB) Realized capital losses ---------------------------- $ 14588
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 5597
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 1587
2. Dividends for a second class of open-end
company shares -----------------------------------$ 309
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.1300
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.0700
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 2.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 121
Z) Net investment income ------------------------------ $ 6123
AA) Realized capital gains ----------------------------- $ 171327 BB) Realized
capital losses ---------------------------- $ 0 CC) 1. Net unrealized
appreciation during the period --- $ 288563
2. Net unrealized depreciation during the period --- $ 0
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.0000
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.0000
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 3.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 43
Z) Net investment income ------------------------------ $ 261
AA) Realized capital gains ----------------------------- $ 0
BB) Realized capital losses ---------------------------- $ 13518
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 2407
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.0000
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.0000
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 4.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ 10234
AA) Realized capital gains ----------------------------- $ 0
BB) Realized capital losses ---------------------------- $ 6718
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 3194
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 6353
2. Dividends for a second class of open-end
company shares -----------------------------------$ 2678
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.4000
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.3600
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 5.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ 4384
AA) Realized capital gains ----------------------------- $ 0
BB) Realized capital losses ---------------------------- $ 1321
CC) 1. Net unrealized appreciation during the period --- $ 1860
2. Net unrealized depreciation during the period --- $ 0
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 3472
2. Dividends for a second class of open-end
company shares -----------------------------------$ 301
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.1800
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.1500
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 6.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ 2626
AA) Realized capital gains ----------------------------- $ 0
BB) Realized capital losses ---------------------------- $ 2865
CC) 1. Net unrealized appreciation during the period --- $ 4381
2. Net unrealized depreciation during the period --- $ 0
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 2264
2. Dividends for a second class of open-end
company shares -----------------------------------$ 218
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.3200
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.2800
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 8.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ -624
AA) Realized capital gains ----------------------------- $ 12332
BB) Realized capital losses ---------------------------- $ 0
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 17272
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.0000
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.0000
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 9.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 27
Z) Net investment income ------------------------------ $ -1345
AA) Realized capital gains ----------------------------- $ 24481
BB) Realized capital losses ---------------------------- $ 0
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 13473
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.0000
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.0000
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 10.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 8
Z) Net investment income ------------------------------ $ -5441
AA) Realized capital gains ----------------------------- $ 139706
BB) Realized capital losses ---------------------------- $ 0
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 227547
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.0000
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.0000
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 11.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ 11688
AA) Realized capital gains ----------------------------- $ 0
BB) Realized capital losses ---------------------------- $ 4725
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 3243
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 4998
2. Dividends for a second class of open-end
company shares -----------------------------------$ 4622
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.4800
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.4400
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 12.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ -447
AA) Realized capital gains ----------------------------- $ 50155
BB) Realized capital losses ---------------------------- $ 0
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 68320
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.0000
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.0000
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being
FINANCIAL INFORMATION (Cont. from Screen 33) filed for series 13.
EXPENSES (Negative answers are allowed For the period covered by this form on
this screen for 72Z only) ($000's omitted)
72.Y) Expense reimbursements ----------------------------- $ 0
Z) Net investment income ------------------------------ $ -2000
AA) Realized capital gains ----------------------------- $ 36497
BB) Realized capital losses ---------------------------- $ 0
CC) 1. Net unrealized appreciation during the period --- $ 0
2. Net unrealized depreciation during the period --- $ 26416
DD) 1. Total income dividends for which record date
passed during the period ------------------------ $ 0
2. Dividends for a second class of open-end
company shares -----------------------------------$ 0
EE) Total capital gains distributions for which
record date passed during the period --------------- $ 0
73. Distributions per share for which record date passed during the period:
NOTE: Show in fractions of a cent if so declared.
A) 1. Dividends from net investment income ------------ $ 0.0000
2. Dividends for a second class of open-end
company shares ---------------------------------- $ 0.0000
B) Distribution of capital gains ---------------------- $ 0.0000
C) Other distributions -------------------------------- $ 0.0000
SCREEN NUMBER: 34
<PAGE>
This page being filed
for series 1.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 1
B) Repurchase agreements ------------------------------ $ 0
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 501
D) Long-term debt securities including
convertible debt------------------------------------ $ 72153
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0
F) Common stock --------------------------------------- $ 129503
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 1769
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 1732
M) All other assets ----------------------------------- $ 0
N) Total assets --------------------------------------- $ 205658
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 2.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 3
B) Repurchase agreements ------------------------------ $ 0
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 465
D) Long-term debt securities including
convertible debt------------------------------------ $ 0
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0 F) Common stock
--------------------------------------- $ 1711790 G) Options on equities
-------------------------------- $ 0 H) Options on all futures
----------------------------- $ 0 I) Other investments
---------------------------------- $ 0 J) Receivables from portfolio
instruments sold -------- $ 28663 K) Receivables from affiliated persons
---------------- $ 0 L) Other receivables ----------------------------------
$ 8855 M) All other assets ----------------------------------- $ 0 N) Total
assets --------------------------------------- $ 1749776
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 3.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 6
B) Repurchase agreements ------------------------------ $ 7168
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 865
D) Long-term debt securities including
convertible debt------------------------------------ $ 0
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0
F) Common stock --------------------------------------- $ 207140
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 909
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 790
M) All other assets ----------------------------------- $ 0
N) Total assets --------------------------------------- $ 216878
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 4.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 5
B) Repurchase agreements ------------------------------ $ 0
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 1844
D) Long-term debt securities including
convertible debt------------------------------------ $ 290769
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0
F) Common stock --------------------------------------- $ 0
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 3372
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 6543
M) All other assets ----------------------------------- $ 11555
N) Total assets --------------------------------------- $ 314088
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 5.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 0
B) Repurchase agreements ------------------------------ $ 0
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 0
D) Long-term debt securities including
convertible debt------------------------------------ $ 153997
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0
F) Common stock --------------------------------------- $ 0
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 3161
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 2634
M) All other assets ----------------------------------- $ 0
N) Total assets --------------------------------------- $ 159792
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 6.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 1
B) Repurchase agreements ------------------------------ $ 1156
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 0
D) Long-term debt securities including
convertible debt------------------------------------ $ 80861
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0
F) Common stock --------------------------------------- $ 0
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 38
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 0
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 1666
M) All other assets ----------------------------------- $ 0
N) Total assets --------------------------------------- $ 83721
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 8.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 1
B) Repurchase agreements ------------------------------ $ 3249
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 0
D) Long-term debt securities including
convertible debt------------------------------------ $ 0
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0
F) Common stock --------------------------------------- $ 122575
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 2480
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 499
M) All other assets ----------------------------------- $ 22144
N) Total assets --------------------------------------- $ 150948
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 9.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 1
B) Repurchase agreements ------------------------------ $ 5638
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 0
D) Long-term debt securities including
convertible debt------------------------------------ $ 0
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0
F) Common stock --------------------------------------- $ 269023
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 0
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 264
M) All other assets ----------------------------------- $ 0
N) Total assets --------------------------------------- $ 274926
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 10.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 28 B) Repurchase
agreements ------------------------------ $ 153711 C) Short-term debt
securities other than
repurchase agreements ------------------------------ $ 96156
D) Long-term debt securities including
convertible debt------------------------------------ $ 0
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0 F) Common stock
--------------------------------------- $ 1451387 G) Options on equities
-------------------------------- $ 0 H) Options on all futures
----------------------------- $ 0 I) Other investments
---------------------------------- $ 0 J) Receivables from portfolio
instruments sold -------- $ 38896 K) Receivables from affiliated persons
---------------- $ 0 L) Other receivables ----------------------------------
$ 4918 M) All other assets ----------------------------------- $ 0 N) Total
assets --------------------------------------- $ 1745097
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 11.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 1 B) Repurchase
agreements ------------------------------ $ 14066 C) Short-term debt
securities other than
repurchase agreements ------------------------------ $ 0
D) Long-term debt securities including
convertible debt------------------------------------ $ 244959
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 10822
F) Common stock --------------------------------------- $ 14993
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 0
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 4991
M) All other assets ----------------------------------- $ 8923
N) Total assets --------------------------------------- $ 298754
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 12.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 389
B) Repurchase agreements ------------------------------ $ 9197
C) Short-term debt securities other than
repurchase agreements ------------------------------ $ 0
D) Long-term debt securities including
convertible debt------------------------------------ $ 0
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 3167
F) Common stock --------------------------------------- $ 262274
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 5710
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 2337
M) All other assets ----------------------------------- $ 1094
N) Total assets --------------------------------------- $ 284168
SCREEN NUMBER: 35
<PAGE>
This page being filed
for series 13.
As of the end of current reporting
74. Condensed balance sheet data: period (000's omitted except
for per share amounts)
A) Cash ----------------------------------------------- $ 0 B) Repurchase
agreements ------------------------------ $ 15400 C) Short-term debt
securities other than
repurchase agreements ------------------------------ $ 0
D) Long-term debt securities including
convertible debt------------------------------------ $ 0
E) Preferred, convertible preferred, and
adjustable rate preferred stock -------------------- $ 0
F) Common stock --------------------------------------- $ 249265
G) Options on equities -------------------------------- $ 0
H) Options on all futures ----------------------------- $ 0
I) Other investments ---------------------------------- $ 0
J) Receivables from portfolio instruments sold -------- $ 5495
K) Receivables from affiliated persons ---------------- $ 0
L) Other receivables ---------------------------------- $ 1428
M) All other assets ----------------------------------- $ 0
N) Total assets --------------------------------------- $ 271587
SCREEN NUMBER: 35
<PAGE>
This page being
(Continued from Screen 35) filed for series 1.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 228
P) Amounts owed to affiliated persons --------------------------- $ 20
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 1050
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 204360
U) 1. Number of shares outstanding ------------------------------ 11136
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 4269
V) 1. Net asset value per share (to nearest cent) --------------- $ 10.81
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 10.73
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 15680 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 2.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 24206
P) Amounts owed to affiliated persons --------------------------- $ 203
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 2285
S) Senior equity ------------------------------------------------ $ 0 T) Net
assets of common shareholders ---------------------------- $ 1723082 U) 1.
Number of shares outstanding ------------------------------ 1588214
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 115573
V) 1. Net asset value per share (to nearest cent) --------------- $ 10.35
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 10.01
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 80595 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 3.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 818
P) Amounts owed to affiliated persons --------------------------- $ 25
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 475
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 215560
U) 1. Number of shares outstanding ------------------------------ 161333
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 43107
V) 1. Net asset value per share (to nearest cent) --------------- $ 7.05
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 6.72
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 18225 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 4.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 540
P) Amounts owed to affiliated persons --------------------------- $ 27
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 16317
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 297204
U) 1. Number of shares outstanding ------------------------------ 15847
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 8050
V) 1. Net asset value per share (to nearest cent) --------------- $ 11.40
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 11.40
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 17020 Y) Total
value of assets in segregated accounts ----------------- $ 4844
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 5.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 2647
P) Amounts owed to affiliated persons --------------------------- $ 15
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 819
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 156311
U) 1. Number of shares outstanding ------------------------------ 141880
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 14432
V) 1. Net asset value per share (to nearest cent) --------------- $ 7.22
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 7.22
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 4127 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 6.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 0
P) Amounts owed to affiliated persons --------------------------- $ 10
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 336
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 83375
U) 1. Number of shares outstanding ------------------------------ 72158
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 8555
V) 1. Net asset value per share (to nearest cent) --------------- $ 10.65
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 10.65
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 6292 Y) Total
value of assets in segregated accounts ----------------- $ 5208
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 8.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 124
P) Amounts owed to affiliated persons --------------------------- $ 283
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 25638
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 124903
U) 1. Number of shares outstanding ------------------------------ 70528
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 35218
V) 1. Net asset value per share (to nearest cent) --------------- $ 22.15
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 21.45
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 11404 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 9.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 0
P) Amounts owed to affiliated persons --------------------------- $ 31
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 270
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 274625
U) 1. Number of shares outstanding ------------------------------ 195685
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 75675
V) 1. Net asset value per share (to nearest cent) --------------- $ 23.93
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 21.97
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 18385 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 10.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 149693
P) Amounts owed to affiliated persons --------------------------- $ 228
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 3063
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 1592113
U) 1. Number of shares outstanding ------------------------------ 615806
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 752316
V) 1. Net asset value per share (to nearest cent) --------------- $ 23.22
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 21.85
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 94945 Y) Total
value of assets in segregated accounts ----------------- $ 77044
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 11.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 0
P) Amounts owed to affiliated persons --------------------------- $ 31
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 10076
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 288647
U) 1. Number of shares outstanding ------------------------------ 123485
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 125481
V) 1. Net asset value per share (to nearest cent) --------------- $ 11.36
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 11.35
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 15630 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 12.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 5602
P) Amounts owed to affiliated persons --------------------------- $ 41
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 750
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 277775
U) 1. Number of shares outstanding ------------------------------ 117664
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 131921
V) 1. Net asset value per share (to nearest cent) --------------- $ 18.61
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 17.95
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 27147 Y) Total
value of assets in segregated accounts ----------------- $ 19884
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 13.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 8568
P) Amounts owed to affiliated persons --------------------------- $ 36
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 884
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 262099
U) 1. Number of shares outstanding ------------------------------ 104451
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 124221
V) 1. Net asset value per share (to nearest cent) --------------- $ 24.60
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 23.90
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 22379 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being
(Continued from Screen 35) filed for series 35.
Condensed balance sheet data: As of the end of current reporting
period (000's omitted except for per
share amounts and number of accounts)
74.O) Payables for portfolio instruments purchased ----------------- $ 0
P) Amounts owed to affiliated persons --------------------------- $ 0
Q) Senior long-term debt ---------------------------------------- $ 0
R) Other liabilities: 1. Reverse repurchase agreements --------- $ 0
2. Short sales --------------------------- $ 0
3. Written options ----------------------- $ 0
4. All other liabilities ----------------- $ 0
S) Senior equity ------------------------------------------------ $ 0
T) Net assets of common shareholders ---------------------------- $ 0
U) 1. Number of shares outstanding ------------------------------ 0
2. Number of shares outstanding of a second class of shares
of open-end company --------------------------------------- 0
V) 1. Net asset value per share (to nearest cent) --------------- $ 0.00
2. Net asset value per share of a second class of open-end
company shares (to nearest cent) -------------------------- $ 0.00
W) Mark-to-market net asset value per share
for money market funds only (to 4 decimals) ------------------ $ 0.0000 X)
Total number of shareholder accounts ------------------------- 0 Y) Total
value of assets in segregated accounts ----------------- $ 0
SCREEN NUMBER: 36
<PAGE>
This page being filed
for series 1.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 231389
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 2.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 1854118
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 3.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 228687
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 4.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 296215
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 5.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 159571
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 6.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 89301
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 8.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 119270
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 9.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 268329
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 10.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 1478589
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 11.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 278629
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 12.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 276626
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
This page being filed
for series 13.
75. Average net assets during the current reporting period
($000's omitted). Answer only one:
A) Daily average (for money market funds) ----------------------- $ 0
B) Monthly average (for all other funds) ----------------------- $ 209193
76. Market price per share at end of period (closed-end funds only) $ 0.00
SCREEN NUMBER: 37
<PAGE>
77.A) Is the Registrant filing any of the following attachments
with the current filing of Form N-SAR? (ANSWER FOR ALL
SERIES AS A GROUP) (Y or N) ------------------------------- Y
NOTE: If answer is 'Y' (Yes), mark those items
below being filed as an attachment to this Filed as
form or incorporated by reference. Attachment
B) Accountant's report on internal control ------------------- N C) Matters
submitted to a vote of security holders ----------- N D) Policies with
respect to security investment -------------- N E) Legal proceedings
----------------------------------------- N F) Changes in security for debt
------------------------------ N G) Defaults and arrears on senior securities
----------------- N H) Changes in control of Registrant
-------------------------- N I) Terms of new or amended securities
------------------------ N J) Revaluation of assets or restatement of
capital share account ------------------------------------- N K) Changes
in Registrant's certifying account ---------------- N L) Changes in
accounting principles and practices ------------ N M) Mergers
--------------------------------------------------- N N) Actions required to
be reported pursuant to Rule 2a-7 ----- N O) Transactions effected pursuant
to Rule 10f-3 -------------- Y P) Information required to be filed pursuant
to exemptive orders --------------------------------------- N
(Item 77 continued on next screen)
SCREEN NUMBER: 38
<PAGE>
77. (Continued) Mark those items below being filed as
an attachment to this form or incorporated form Filed as
or incorporated by reference. Attachment
Q1) Exhibits -------------------------------------------------- N
Q2) Any information called for by instructions to
sub-item 77Q2 --------------------------------------------- N
Q3) Any information called for by instructions to
sub-item 77Q3 --------------------------------------------- N
78. Does the Registrant have any wholly-owned investment company
subsidiaries whose operating & financial data are consolidated
with that of Registrant in this report? (Y or N) N
NOTE: If answer is 'N' (No), jump to Screen 41.
SCREEN NUMBER: 39
<PAGE>
79. List the '811' numbers and names of Registrant's wholly owned
investment company subsidiaries consolidated in this report.
811 Number Subsidiary Name
811-
811-
811-
811-
811-
811-
811-
811-
811-
811-
Press Ctrl-Left Arrow for previous, Ctrl-Right Arrow for next/more.
SCREEN NUMBER: 40
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
1.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
2.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
3.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
4.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
5.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
6.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
8.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
9.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
10.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
11.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
12.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT This page
being filed for series
13.
Screens 41 & 42 are to be filed only once each year, at the end of
Registrant's/Series' fiscal year.
80. Fidelity bond(s) in effect at the end of the period:
A) Insurer name:
B) Second insurer:
C) Aggregate face amount of coverage for Registrant/Series on
all bonds on which it is named as an insured (000's omitted): $ 0
81. A) Is the bond part of a joint fidelity bond(s) shared
with other investment companies, or other entities? (Y or N) -
B) If answer to 81A is 'Y' (Yes), how many other investment companies, or
other entities are covered by the bond? (Count each series as a separate
investment company.) -------- 0
82. A) Does the mandatory coverage of the fidelity bond
have a deductible? (Y or N) ----------------------------------
B) If the answer to 82A is 'Y' (Yes), what is the
amount of the deductible? ($000's omitted) ------------------ $ 0
SCREEN NUMBER: 41
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 1.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 2.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 3.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 4.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 5.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 6.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 8.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 9.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 10.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 11.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 12.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
ANNUAL SUPPLEMENT (Continued)
This page being filed
for series 13.
83.A) Were any claims with respect to this Registrant/ Series filed under the
bond during the period? (Y or N) --------
B) If the answer to 83 A) is 'Y' (Yes), what was the
total amount of such claims? ($000's omitted) ----------------- $ 0
84.A) Were any losses incurred with respect to this Registrant/Series that could
have been filed as a claim under the fidelity bond but were not? (Y or N)
-----------
B) If the answer to 84 A) is 'Y' (Yes), what was the
total amount of such losses? ($000's omitted) ----------------- $ 0
85.A) Are Registrant's/Series' officers and directors covered as officers and
directors of Registrant/Series under any errors and omissions insurance
policy owned by the Registrant/Series or anyone else (Y or N) ---------
B) Were any claims filed under such policy during the
period with respect to the Registrant/Series? (Y or N) ---------
SCREEN NUMBER: 42
<PAGE>
Closed-End Investment Companies Only
86. Sales, repurchases, and redemptions of
Registrant's securities:
Number of Shares Net
or Principal Consideration
Amount of Debt Received or Paid
($000's omitted) ($000's omitted)
Common Stock:
A) Sales 0 $ 0
B) Repurchases 0 $ 0
Preferred Stock:
C) Sales 0 $ 0
D) Repurchases and Redemptions 0 $ 0
Debt Securities
E) Sales $ 0 $ 0
F) Repurchases and Redemptions $ 0 $ 0
SCREEN NUMBER: 43
<PAGE>
Closed-End Investment Companies Only
87. Securities of Registrant registered on a
national securities exchange or listed
on NASDAQ:
CUSIP or Ticker
Title of each class of securities NASDAQ No. Symbol
A)
B)
C)
88. Did Registrant have any of the following outstanding which exceeded 1% of
aggregate net assets at any time during the period?
(Y or N)
A) Notes or bonds ------------------------------ B) Uncovered options
--------------------------- C) Margin loans --------------------------------
D) Preferred stock -----------------------------
SCREEN NUMBER: 44
<PAGE>
ITEM 770 TRANSACTIONS PURSUANT TO RULE 10F-3
This Exhibit is being filed for series 12
Issuer: Telia AB
Underwriting Syndicate Members
Joint Global Co-ordinators: Morgan Stanley Dean Witter
UBS Warburg
Global Managers: ABN AMRO Rothschild
JP Morgan Securities Ltd.
Co-Lead Managers: Carnegie Securities
Enskilda Securities
Junior Co-Lead Managers: Commerzbank
Credit Agricole Indosuez
Nomura International
Terms: Purchase Price $9.856 per share
Spread $0.079
Basis for Board Determination: Rule 10f-3 Reporting Form completed
by sub-adviser
