UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 1)
CIRRUS LOGIC, INC.
(Name of Issuer)
COMMON STOCK
(Title of Class of Securities)
172755100
(CUSIP Number)
Alfred Teo, Alpha Industries, Inc.
Page & Schuyler Avenues, P. O. Box 808
Lyndhurst, NJ 07071
(201) 933-6000
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
February 3, 1998
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule
13G to report the acquisition which is the subject of this
Schedule 13D, and is filing this schedule because of Rule 13d-
1(b)(3) or (4), check the following box: ___________.
Check the following box if a fee is being paid with the statement
_______________. (A fee is not required only if the reporting
person: (1) has a previous statement on file reporting
beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment
subsequent thereto reporting beneficial ownership of five percent
or less of such class.) (See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a
reporting person's initial filing on this form with respect to
the subject class of securities, and for any subsequent amendment
containing information which would alter disclosures provided in
a prior cover page.
The information required on the remainder of this cover page
shall not be deemed to be "filed" for the purpose of Section 18
of the Securities Exchange Act of 1934 ("Act") or otherwise
subject to the liabilities of that section of the Act but shall
be subject to all other provisions of the Act (however, see the
Notes).
1. NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alfred S. Teo and Annie Teo, Joint Tenants with Rights of
of Survivorship
Alfred Teo: SSN: ###-##-####
Annie Teo: SSN: ###-##-####
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)____
(b) XX
3. SEC USE ONLY
4. SOURCE OF FUNDS*
PF
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS ________
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey, U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7. SOLE VOTING POWER 4,935,000 shares
8. SHARED VOTING POWER
9. SOLE DISPOSITIVE POWER 4,935,000 shares
10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
4,935,000 shares
12. CHECK BOX IS THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* ________
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 7.36%
14. TYPE OF REPORTING PERSON* IN
1. NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
M.A.A.A. Trust FBO Mark, Andrew, Alan and Alfred Teo, Jr.
Annie Teo and Teren Seto Handelman, Co-Trustees
IRS #22-6584856
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)____
(b) XX
3. SEC USE ONLY
4. SOURCE OF FUNDS*
00 - Trust Funds
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS _______
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey, U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7. SOLE VOTING POWER 500,000 shares
8. SHARED VOTING POWER
9. SOLE DISPOSITIVE POWER 500,000 shares
10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
500,000 shares
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* ________
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .75%
14. TYPE OF REPORTING PERSON* 00 - Trust
1. NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alpha Industries, Inc. Retirement Plan dated January 1, 1984
Alfred Teo, Trustee
IRS I.D. #22-2408251
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)____
(b) XX
3. SEC USE ONLY
4. SOURCE OF FUNDS*
00 - Trust Funds
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS _______
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey, U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7. SOLE VOTING POWER 23,500 shares
8. SHARED VOTING POWER
9. SOLE DISPOSITIVE POWER 23,500 shares
10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
23,500 shares
12. CHECK BOX IS THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* __________
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .04%
14. TYPE OF REPORTING PERSON* 00 - Trust
1. NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Alpha Technologies, Inc.
IRS I.D. #22-301576
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a)____
(b) XX
3. SEC USE ONLY
4. SOURCE OF FUNDS*
WC
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS ________
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey, U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON
WITH:
7. SOLE VOTING POWER 15,600 shares
8. SHARED VOTING POWER
9. SOLE DISPOSITIVE POWER 15,600 shares
10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
15,600 shares
12. CHECK BOX IS THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES* _________
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) .02%
14. TYPE OF REPORTING PERSON* CO
1. NAME OF REPORTING PERSON
SS OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Lambda Financial Service Corp.
IRS I.D. #22-2899749
2. CHECK THE APPROPRIATE BOX IS A MEMBER OF A GROUP
3. SEC USE ONLY
4. SOURCE OF FUNDS*
WC
5. CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS __________
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E)
6. CITIZENSHIP OR PLACE OF ORGANIZATION
New Jersey, U.S.A.
NUMBER OF SHARES BENEFICIALLY OWNED OF EACH REPORTING PERSON
WITH:
7. SOLE VOTING POWER: 30,000 shares
8. SHARED VOTING POWER
9. SOLE DISPOSITIVE POWER: 30,000 shares
10. SHARED DISPOSITIVE POWER
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING
PERSON: 30,000 shares
12. CHECK BOX IS THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*: ____________
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11): 0.04%
14. TYPE OF REPORTING PERSON*: CO
SCHEDULE 13D
CUSIP NO. 172755100
Item 1. Security and Issuer
No Par Value Common Stock
Cirrus Logic, Inc.
Michael L. Hackworth, Chairman of the Board, President, CEO
3100 West Warren Avenue
Fremont, CA 94538-642
ITEM 2. IDENTITY AND BACKGROUND
I. ALFRED TEO AND ANNIE TEO, JOINT TENANTS WITH RIGHTS OF
SURVIVORSHIP
(a) Alfred Teo and Annie Teo, husband and wife
(b) Residence: 783 West Shore Drive, Kinnelon, NJ 07405
(c) Annie Teo is a homemaker and interior decorator, being the
Director, President and Treasurer of TUK Associates, Inc. of
Kinnelon, New Jersey. Annie Teo is also a Building Manager.
Alfred Teo is engaged in the manufacture and distribution of
plastics and plastic products. Both Annie Teo and Alfred Teo
have interests in various partnerships and other entities
holding title to real property. Alfred Teo holds the below
described offices in the following corporations, all of which
are manufacturers and distributors of plastics and plastic
products:
Chairman, President and Director :
Sigma Extruding Corp.
Page & Schuyler Avenues, Lyndhurst, New Jersey 07071
Chairman, President and Director:
Omega Extruding Corp. of California
9614 Lucas Ranch Road, Rancho Cucamonga, California 91730
Chairman, President and Director:
Omega Plastic Corp.
Page & Schuyler Avenues, Lyndhurst, New Jersey 07071
Chairman, President and Director:
Beta Plastics Corp.
120 Amor Avenue, Carlstadt, New Jersey 07072
Chairman, Executive Vice President, Secretary and Director:
Delta Plastics Holding Corp. (a Delaware Corporation)
560 Ferry Street, Newark, New Jersey 07105
Chairman, Executive Vice President, Secretary and Director:
Delta Plastics Corporation (a New Jersey Corporation)
560 Ferry Street, Newark, New Jersey 07105
Chairman, Executive Vice President, Secretary and Director:
Delta Plastics Corporation (a Massachusetts Corporation)
560 Ferry Street, Newark, New Jersey 07105
Chairman, Executive Vice President, Secretary and Director:
Delta Plastics Corporation (a Georgia Corporation)
560 Ferry Street, Newark, New Jersey 07105
Chairman, Executive Vice President, Secretary and Director:
Delta Plastics Corp. of Illinois
1650 East 95th Street, Chicago, Illinois 60617
Chairman, Executive Vice President, Secretary and Director:
Delta Plastics Corp. of North Carolina
1206 Traywick Road, Marshville, North Carolina 28103
Chairman, Chief Executive Officer, Vice President, Treasurer
and Director:
Alpha Industries, Inc.
Page & Schuyler Avenues, Lyndhurst, New Jersey 07071
Chairman, Co-Chief Executive Officer, Treasurer, Secretary
and Director:
Zeta Consumer Products Corp.
Macomb, Illinois
Alfred Teo also holds the offices of President, Treasurer and
Chairman of the Board of Directors of Lambda Financial Service
Corp., Page & Schuyler Avenues, Lyndhurst, New Jersey. This
corporation is in the business of financial services.
Alfred Teo also holds the offices of Secretary, Treasurer and
Chairman of the Board of Directors of Alpha Technologies, Inc.,
88 Centennial Avenue, Piscataway, New Jersey. This corporation
is a computer network company.
Alfred Teo also holds the offices of President and Director
of Red Line Express Corp., Page & Schuyler Avenues, Lyndhurst,
New Jersey. This corporation is in the business of intra-state
and inter-state trucking.
Alfred Teo also holds the offices of Secretary, Treasurer and
Chairman of the Board of Directors of Discount Packaging Corp.,
50 Grafton Avenue, Newark, New Jersey 07104. This corporation is
in the packaging business.
Alfred Teo also holds the offices of Chairman, President and
Director of M & E Packaging Corp., Page & Schuyler Avenues,
Lyndhurst, New Jersey 07071. This corporation is in the
packaging business.
Alfred Teo also holds the offices of Chairman of the Board,
Secretary and Director of Fidelity Service Corp., Page &
Schuyler Avenue, Lyndhurst, New Jersey 07071. This corporation
is in the warehousing business.
Alfred Teo also holds the office of Secretary, Chairman of the
Board of Directors and Director of Hillman's, The Eye Care
Company, Inc., 125 Route 46 West, Totowa, New Jersey 07512. This
corporation is in the eye care business.
Alfred Teo also holds office of Chairman of the Board of
Directors and Chief Executive Officer of Tucker Housewares
Corp., 150 Clove Road, Little Falls, New Jersey.
Alfred Teo also holds office of Chairman of the Board of
Directors and Chief Executive Officer of Essex Plastics
Corp., Pompono Beach, Florida.
Alfred Teo is a member of the Board of Directors of Fleet
Bank, N.A., 1 Exchange Place, Jersey City, New Jersey.
Alfred Teo is a member of the Board of Directors of American
Banknote Corporation, 200 Park Avenue, 49th Floor, New York,
NY 10166.
Alfred Teo is a member of Board of Trustees of St. Joseph's
Hospital Foundation, 703 Main Street, Paterson, New Jersey.
Alfred Teo is a member of the Board of Trustees of Stevens
Institute of Technology, Castle Point on Hudson, Hoboken, New
Jersey.
(d) During the last five (5) years, neither Alfred Teo nor Annie
Teo have been convicted in a criminal proceeding.
(e) During the last five (5) years, neither Alfred Teo nor Annie
Teo have been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction as a result of
which they were subject to a judgment, decree or final order
enjoining future violations or prohibiting or mandating
activities subject to, federal or state securities laws or
finding any violation with respect to such laws.
(f) Alfred Teo and Annie Teo are United States citizens.
II. M.A.A.A. TRUST FBO MARK, ANDREW, ALAN & ALFRED TEO, JR.,
ANNIE TEO AND TEREN SETO HANDELMAN, CO-TRUSTEES
(a) M.A.A.A. Trust FBO Mark, Andrew, Alan & Alfred Teo, Jr.
(b) Place of organization: 783 West Shore Drive, Kinnelon, NJ
07405
(c) Principal business: Trust
(d) During the last five (5) years, neither Mark Teo, Andrew
Teo, Alan Teo, Alfred Teo, Jr., Annie Teo nor Teren Seto
Handelman have been convicted in a criminal proceeding.
(e) During the last five (5) years, neither Mark Teo, Andrew
Teo, Alan Teo, Alfred Teo, Jr., Annie Teo nor Teren Seto
Handelman have been a party to a civil proceeding of a judicial
or administrative body of competent jurisdiction as a result of
which they were subject to a judgment, decree or final order
enjoining future violations or prohibiting or mandating
activities subject to, federal or state securities laws or
finding any violation with respect to such laws.
III. ALPHA INDUSTRIES, INC. RETIREMENT PLAN
(a) Alpha Industries, Inc. Retirement Plan dated January 1,
1984, Alfred Teo, Trustee
(b) Place of Organization: Page & Schuyler Avenues, Lyndhurst,
New Jersey 07071
(c) Principal business: Trust
(d) During the last five (5) years, Alfred Teo has not been
convicted in a criminal proceeding.
(e) During the last five (5) years, Alfred Teo has not been a
party to a civil proceeding of a judicial or administrative
body of competent jurisdiction as a result of which he was
subject to a judgment, decree or final order enjoining future
violations or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation
with respect to such laws.
(f) Alfred Teo is a U.S. citizen.
IV. ALPHA TECHNOLOGIES, INC.
(a) Alpha Technologies, Inc., a Corporation of the State of New
Jersey
(b) Business Address: 88 Centennial Avenue, Piscataway, New
Jersey
(c) Principal business: computer consulting and sales.
(d) During the last five (5) years, the Corporation has not been
convicted in a criminal proceeding.
(e) During the last five (5) years, the Corporation has not been
a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction as a result of which it was
subject to a judgment, decree or final order enjoining future
violations or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation
with respect to such laws.
(f) Not applicable
V. LAMBDA FINANCIAL SERVICE CORP.
(a) Lambda Financial Service Corp., a Corporatin of the
State of New Jersey
(b) Business Address: Page & Schuyler Avenues,
Lyndhurst, New Jersey 07071
(c) Principal businesss: financial services
(d) During the last five (5) years, the Corporation has not been
convicted in a criminal proceeding.
(e) During the last five (5) years, the Corporation has not been
a party to a civil proceeding of a judicial or administrative
body of competent jurisdiction as a result of which it was
subject to the judgment, decree or final order enjoining future
violations or prohibiting or mandating activities subject to,
federal or state securities laws or finding any violation with
repsect to such laws.
(f) Not applicable.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
The source of funds used by Alfred Teo and Annie Teo in making
the purchases was personal funds. The source of funds used by
M.A.A.A. Trust and Alpha Industries, Inc. Retirement Plan was
trust funds. The source of funds used by Alpha Technologies,
Inc. and Lambda Financial Service Corp. was corporate funds.
The aggregate amount of funds used in making the purchases
including brokerage commissions and other costs of execution
through the close of business on February 3, 1998 was:
Alfred Teo and Annie Teo,
Joint Tenants with Rights
of Survivorship $76,152,952.29
M.A.A.A. Trust FBO Mark
Andrew, Alan & Alfred Teo, Jr. $ 9,197,400.10
Alpha Industries, Inc.
Retirement Plan $ 272,812.50
Alpha Technologies, Inc. $ 394,986.70
Lambda Financial Service Corp. $ 337,031.25
Total $86,355,182.84
ITEM 4. PURPOSE OF TRANSACTION
The acquisition of the securities of the issuer was made for the
purpose of investment.
(a) The reporting persons may acquire additional securities of
the issuer or dispose of securities of the issuer from time
to time;
(b) The reporting persons have no plans or proposals which
relate to or would result in an extraordinary corporate
transaction, such as a merger, reorganization or liquidation,
involving the issuer or any of its subsidiaries;
(c) The reporting persons have no plans or proposals which
relate to or would result in a sale or transfer of a material
amount of assets of the issuer or any of its subsidiaries;
(d) The reporting persons have no plans or proposals which
relate to or would result in any change in the present board of
directors or management of the issuer, including any plans or
proposals to change the number or term of directors or to
fill any existing vacancies on the board;
(e) The reporting persons have no plans or proposals which
relate to or would result in any material change in the present
capitalization or dividend policy of the issuer;
(f) The reporting persons have no plans or proposals which
relate to or would result in any other material change in the
issuer's business or corporate structure including but not
limited to, if the issuer is a registered closed-end
investment company, any plans or proposals to make any
changes in its investment policy for which a vote is required
by section 13 of the Investment Company Act of 1940;
(g) The reporting persons have no plans or proposals which
relate to or would result in any changes in the issuer's charter,
bylaws or instruments corresponding thereto or other actions
which may impede the acquisition of control of the issuer by
any person;
(h) The reporting persons have no plans or proposals which
relate to or would result in causing a class of securities of the
issuer to be delisted from a national securities exchange or
to cease to be authorized to be quoted in any inter-dealer
quotation system of a registered national securities
association;
(i) The reporting persons have no plans or proposals which
relate to or would result in a class of equity securities of the
issuer becoming eligible for termination of registration
pursuant to Section 12(g)(4) of the Act; or
(j) The reporting persons have no plans or proposals which
relate to or would result in any action similar to any of those
enumerated above.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) As of the close of business on February 3, 1998, the
aggregate number and percentage of the class of securities
identified pursuant to Item 1 beneficially owned by each person
named in Item 2 is as follows:
Name Number Percentage
of Shares of Class
Alfred Teo and Annie Teo,
Joint Tenants with Rights
of Survivorship 4,935,000 7.36%
M.A.A.A. Trust
FBO Mark, Andrew,
Alan & Alfred Teo, Jr. 500,000 .75%
Alpha Industries, Inc.
Retirement Plan 23,500 0.04%
Alpha Technologies, Inc. 15,600 0.02%
Lambda Financial Service Corp. 30,000 0.04%
Total 5,503,500 8.21%
Note: Percentage of Class is based on 67,012,000 shares
outstanding as reported in the 10Q last filed by the Issuer
with the Securities Exchange Commission.
(b)
1. Alfred Teo and Annie Teo hold the shares listed next to
their names in paragraph (a) above as "joint tenants with rights
of survivorship" and, as such, jointly share the power to vote or
direct the vote, dispose of or direct the disposition of their
shares.
2. Alfred Teo holds an authorization to trade securities
on behalf of M.A.A.A. Trust and may therefore direct the
disposition of the shares of the issuer held by this Trust.
3. Alfred Teo is the Trustee of the Alpha Industries, Inc.
Retirement Plan dated January 1, 1984, and therefore has sole
power to vote or direct the vote, dispose of or direct the
disposition of the shares of the issuer held by this Retirement
Plan.
4. Alfred Teo holds a 50% interest in Alpha Technologies,
Inc. and may participate in voting or directing the vote,
disposing of or directing the disposition of the shares of the
issuer held by this corporation, but he does not control the
power to vote, direct the vote, dispose of or direct the
disposition of the shares of the issuer held by this corporation.
5. Alfred Teo holds the controlling interest in Lambda
Financial Service Corp. and therefore has sole power to
vote or direct the vote, dispose of or direct the disposition
of the shares of the issuer held by this corporation.
(c) Transactions in the class of securities reported that were
effected in the last sixty (60) days are shown on Exhibit A
attached hereto.
(d) Where an interest relates to more than five (5%) percent of
the class, persons having the right to receive or the power
to direct the receipt of dividends from, or the proceeds from
the sale of such securities are the same persons identified
in paragraph (b) above.
(e) Not applicable
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR
RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER
There are no contracts, arrangements, understandings or
relationships (legal or otherwise) among the persons named in
Item 2 and between such persons and any person with respect to
any securities of the issuer, including but not limited to
transfer or voting of any of the securities, finder's fees, joint
ventures, loan or option arrangements, puts or calls, guarantees
or profits, division of profits or loss, or the giving or
withholding of proxies.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
There are no written agreements relating to the filing of joint
acquisition statements as required by Rule 13d-1(f) (Section
240.13d-1(f)) and no written agreements, contracts, arrangements,
understandings, plans or proposals relating to (1) the borrowing
of funds to finance the acquisition as disclosed in Item 3; (2)
the acquisition of issuer control, liquidation, sale of assets,
merger, or change in business or corporate structure or any other
mater as disclosed in Item 4; and (3) the transfer or voting of
the securities, finder's fees, joint ventures, options, puts,
calls, guarantees of loans, guarantees against loss or of profit,
or the giving or withholding of any proxy as disclosed in Item 6.
STATEMENT PURSUANT TO RULE 13(d)-4
The undersigned reporting persons hereby declare that the filing
of this statement shall not be construed as an admission that one
or more of such reporting persons is(are), for the purposes of
sections 13(d) or 13(g) of the Securities Exchange Act of 1934,
the beneficial owner or owners of any of the securities covered
by this statement.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this
statement is true, complete and correct.
/s/ Alfred Teo, Individually
Dated: February 13, 1998
/s/ Annie Teo, Individually
Dated: February 13, 1998
/s/ Annie Teo, Trustee of the M.A.A.A. Trust
Dated: February 13, 1998
/s/ Teren Seto Handelman, Trustee of the M.A.A.A. Trust
Dated: February 13, 1998
/s/ Alfred Teo, Trustee of the Alpha Industries, Inc.
Retirement Plan
Dated: February 13, 1998
/s/ Alfred Teo, Chairman of the Board of Directors of
Alpha Technologies, Inc.
Dated: February 13, 1998
/s/ Alfred Teo, Chairman of the Board of Directors and
President of Lambda Financial Service Corp.
Dated: February 13, 1998
EXHIBIT A
A/C: ALFRED S. TEO & ANNIE TEO JT. TEN
DATE TRANS LOT/ID QUANTITY TRD PRC AMT/PRIN
12/9/97 BUY 15000.00 13.375 200625.00
12/9/97 BUY 2500.00 13.469 33671.88
12/9/97 BUY 7500.00 13.438 100781.25
12/9/97 BUY 27000.00 13.000 351000.00
12/9/97 BUY 2500.00 13.500 33750.00
12/9/97 BUY 22500.00 13.469 303,046.88
12/10/97 BUY 23000.00 12.625 290378.00
12/11/97 BUY 30000.00 11 7/8 356238.12
12/12/97 BUY 8500.00 11 5/8 98809.20
12/12/97 BUY 30000.00 11 3/4 352488.25
12/16/97 BUY 295000.00 12.125 3576875.00
12/23/97 BUY 40000.00 10.75 430003.00
12/23/97 BUY 30000.00 10 5/8 318739.37
12/23/97 BUY 6500.00 10 3/4 69872.57
12/23/97 BUY 2500.00 10 7/8 27186.59
12/23/97 BUY 5000.00 11 54998.16
12/24/97 BUY 16000.00 10.625 170003.00
12/24/97 BUY 50000.00 10 5/8 531232.29
1/05/98 BUY 10000.00 11.188 111878.00
1/05/98 BUY 5000.00 11.188 55937.50
1/08/98 BUY 10000.00 11.00 110003.00
1/09/98 BUY 3000.00 10.813 32437.50
1/09/98 BUY 2000.00 10.688 21375.00
1/09/98 BUY 15000.00 10.25 153753.00
1/13/98 BUY 5000.00 10.438 52187.50
1/13/98 BUY 5000.00 10.125 50628.00
1/21/98 BUY 20000.00 10.813 216253.00
1/23/98 BUY 20000.00 10.813 216253.00
1/26/98 BUY 5000.00 10.125 50628.00
1/26/98 BUY 25000.00 10.188 254687.50
1/27/98 BUY 23500.00 10.063 236468.75
1/27/98 BUY 27000.00 9.998 269940.90
1/27/98 BUY 25000.00 10.000 250000.00
1/27/98 BUY 25000.00 9.938 248437.50
1/28/98 BUY 5000.00 10.063 50315.50
1/29/98 BUY 20000.00 10.125 202503.00
1/29/98 BUY 10000.00 10.125 101250.00
2/02/98 BUY 10000.00 11.188 111878.00
2/03/98 BUY 7000.00 11.125 77875.00
2/03/98 BUY 5000.00 11.063 55315.50
A/C: MAAA TRUST FBO Mark, Andrew, Alan and Alfred Teo, Jr.
Annie Teo and Teren Seto Handelman, Co-Trustees
DATE TRANS LOT/ID QUANTITY TRD PRC AMT/PRIN
11/24/97 SELL 30000.00 13.9275 417811.07
12/16/97 SELL 295000.00 12 1/6 3558318.88
A/C: ALPHA INDUSTRIES RETIREMENT PLAN
DATE TRANS LOT/ID QUANTITY TRD PRC AMT/PRIN
12/29/97 BUY 4000.00 10 1/16 40250.00
12/29/97 BUY 4000.00 10 1/8 40500.00
1/12/98 BUY 500.00 10 1/8 5062.50
1/12/98 BUY 3000.00 10 1/8 30375.00
A/C: ALPHA TECHNOLOGIES, INC.
DATE TRANS LOT/ID QUANTITY TRD PRC AMT/PRIN
12/11/97 SELL 30000.00 12 1/8 363737.87
12/12/97 SELL 15000.00 11 5/8 174369.18
2/09/98 BUY 600.00 10 5/8 6375.00
A/C: LAMBDA FINANCIAL SERVICE CORP.
DATE TRANS LOT/ID QUANTITY TRD PRC AMT/PRIN
1/05/98 BUY 2500.00 11 3/16 27968.75
1/05/98 BUY 5000.00 11 3/16 55937.50
1/05/98 BUY 7500.00 11 1/4 84375.00
1/5/98 BUY 15000.00 11 1/4 168750.00
