<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
--------------
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings
entries.
Institutional Investment Manager Filing this Report:
Name: Emerson Investment Management, Inc.
Address: 11 Beacon Street
Boston, Massachusetts 02108
Form 13F File Number: 28-6048
The institutional investment manager filing this report and the
person by whom it is signed hereby represent that the person
signing the report is authorized to submit it, that all
information contained herein is true, correct and complete, and
that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of
this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradford A. Gardner
Title: President
Phone: (617) 720-1516
Signature, Place, and Date of Signing:
/s/ Bradford A. Gardner Boston, MA 5/9/00
------------------------ ----------------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this
reporting manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this
report, and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the
holdings for this reporting manager are reported in this
report and a portion are reported by other reporting
manager(s).)
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 162 Data Records
Form 13F Information Table Value Total: $287,026
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file
number(s) of all institutional investment managers with respect
to which this report is filed, other than the manager filing this
report.
None
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<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST AUSTRALIA PRIME IBF 318653102 4615 1025558 SH SOLE 1025558
GLOBAL HIGH INCOME DOLLAR FD IBF 37933G108 5254 431114 SH SOLE 431114
STRATEGIC GLOBAL INCOME FD IBF 862719101 3711 371100 SH SOLE 371100
TEMPLETON GLOBAL GVT IBF 879929107 1003 172500 SH SOLE 172500
TEMPLETON GLOBAL INCOME IBF 880198106 1849 308150 SH SOLE 308150
DLJ HIGH YIELD BOND FUND BF 23322Y108 2938 370144 SH SOLE 370144
DUFF & PHELPS SEL BF 264324104 888 100729 SH SOLE 100729
KEMPER INCOME TRUST BF 48841G106 1685 207400 SH SOLE 207400
LOOMIS SAYLES BOND FUND BF 543487607 219 18246 SH SOLE 18246
MANAGED HIGH INCOME BF 56166C105 3529 427814 SH SOLE 427814
MFS INTERMED INCOME BF 55273C107 125 20480 SH SOLE 20480
MFS MULTIMARKET INCOME TRUST BF 552737108 6269 1078600 SH SOLE 1078600
OPPENHEIMER FUND BF 683933105 6485 843535 SH SOLE 843535
PILGRIM AMERICA PRIME BF 720906106 286 35500 SH SOLE 35500
PUTNAM MASS II TAX EXEMPT IN T BF 74683H309 188 21041 SH SOLE 21041
SENIOR HIGH INCOME BF 81721E107 955 149800 SH SOLE 149800
STEIN ROE INCOME FUND BF 537 58047 SH SOLE 58047
TRANSAMERICA INC SHRS BF 893506105 323 15000 SH SOLE 15000
USLIFE INCOME FUND BF 917324105 317 36000 SH SOLE 36000
VAN KAMPEN BOND FUND BF 920955101 1132 70460 SH SOLE 70460
AT&T CAPITAL CORP PFD 8.25% PFD 00206J209 2361 97500 SH SOLE 97500
BARCLAYS BANK PFD D PFD 06738C802 279 10800 SH SOLE 10800
BARCLAYS BANK PFD E PFD 06738C836 1265 55155 SH SOLE 55155
CITIGROUP CAPITAL VI PFD 17305L208 205 9880 SH SOLE 9880
DELTA AIR LINES PFD PFD 247361405 326 14600 SH SOLE 14600
EIX TRUST II 8.60% PFD 26853P206 223 9900 SH SOLE 9900
EQUITY OFFICE PROPERTIES TRUST PFD 294741202 5306 235175 SH SOLE 235175
GLACIER WTR TR PFD 376398202 230 14700 SH SOLE 14700
GLIMCHER REALTY PFD B PFD 379302201 683 46300 SH SOLE 46300
HIGHWOODS PROPERTIES PFD B PFD 431284306 1904 109975 SH SOLE 109975
RELIASTAR PFD A PFD 75952D200 1759 77300 SH SOLE 77300
ROYAL BANK SCOTLAND PFD I 8.0% PFD 780097861 746 33350 SH SOLE 33350
ROYAL BK SCOTLAND PFD H 7.25% PFD 780097879 1058 52405 SH SOLE 52405
TEXTRON CAPITAL PFD PFD 883198202 1890 85675 SH SOLE 85675
TRAVELERS P&C CAPITAL I PFD 893931204 334 14395 SH SOLE 14395
TXU CAP TRUST II 8.70% PFD 90210s204 259 10700 SH SOLE 10700
UNIONBANCAL FINL PFD PFD 90905Q109 227 11000 SH SOLE 11000
INCO LTD 453258AH8 3084 3612000 PRN SOLE 3612000
KERR-MCGEE CORP 492386AL1 1375 1447000 PRN SOLE 1447000
PHYCOR CV DEB INC 71940FAB6 6 15000 PRN SOLE 15000
ARCHSTONE COMMUN SER A CPFD 039581202 500 18600 SH SOLE 18600
CENDANT CORP SER I CV PFD CPFD 151313301 4407 153625 SH SOLE 153625
CRESCENT REAL ESTATES SER A CV CPFD 225756204 6708 470705 SH SOLE 470705
EQUITY RES PROP SER J CPFD 29476L826 2932 120275 SH SOLE 120275
KN ENERGY INC PFD CPFD 482620507 3591 76010 SH SOLE 76010
UTILICORP UNITED PFD CPFD 918005877 6707 301435 SH SOLE 301435
A T & T COM 001957109 5602 99483 SH SOLE 99483
ABBOTT LABS COM 002824100 239 6800 SH SOLE 6800
ADC TELECOMMUNICATIONS INC COM 000886101 2911 54025 SH SOLE 54025
ALLMERICA FINANCIAL CORP COM 019754100 1475 28925 SH SOLE 28925
AMERICA ONLINE INC COM 02364J104 1234 18300 SH SOLE 18300
AMERICAN EXPRESS CO COM 025816109 1988 13349 SH SOLE 13349
AMERICAN HOME PROD COM 026609107 257 4775 SH SOLE 4775
AMERICAN INT'L GROUP COM 026874107 5335 48717 SH SOLE 48717
ANALOG DEVICES COM 032654105 580 7200 SH SOLE 7200
ANHEUSER BUSCH COS COM 035229103 276 4440 SH SOLE 4440
APPLIED MATERIALS INC COM 038222105 207 2200 SH SOLE 2200
ARCHSTONE COMMUNITIES TRUST COM 039581103 1914 96000 SH SOLE 96000
</TABLE>
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<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT&T CORP LIBERTY MEDIA A COM 001957208 260 4378 SH SOLE 4378
AUTOMATIC DATA COM 053015103 312 6460 SH SOLE 6460
BANC ONE COM 06423A103 305 8876 SH SOLE 8876
BCE INC COM 05534B109 677 5400 SH SOLE 5400
BELL ATLANTIC CORP COM 077853109 525 8584 SH SOLE 8584
BENNETT ENVIRONMENTAL INC COM beva 43 12800 SH SOLE 12800
BERKSHIRE HATHAWAY INC CL B COM 084670207 537 295 SH SOLE 295
BIOGEN INC. COM 090597105 4114 58875 SH SOLE 58875
BIOMET INC COM COM 090613100 2762 75932 SH SOLE 75932
BMC SOFTWARE COM 055921100 2205 44653 SH SOLE 44653
BOEING CO COM 097023105 462 12225 SH SOLE 12225
BOSTON SCIENTIFIC CORP COM 101137107 501 23495 SH SOLE 23495
BP AMOCO PLC - SPONS ADR COM 055622104 799 15011 SH SOLE 15011
BRISTOL MYERS SQUIBB COM 110122108 2102 36234 SH SOLE 36234
CABLEVISION COM 12686C109 5015 82544 SH SOLE 82544
CARNIVAL COPR CL A COM 143658102 375 15125 SH SOLE 15125
CHALCO INDUSTRIES INC COM 0 61295 SH SOLE 61295
CHASE MANHATTAN CORP COM 16161A108 825 9458 SH SOLE 9458
CHEVRON CORPORATION COM 166751107 418 4520 SH SOLE 4520
CISCO SYSTEMS INC COM 17275R102 7340 94944 SH SOLE 94944
CITIGROUP INC COM 172967101 5091 85026 SH SOLE 85026
CITIZENS TRUST CO COUDERSPORT COM 274 9547 SH SOLE 9547
CMGI INC COM 125750109 317 2800 SH SOLE 2800
COLGATE PALMOLIVE COM 194162103 2457 43585 SH SOLE 43585
COMPUTER ASSOCIATES COM 204912109 4678 79044 SH SOLE 79044
CONOCO INC CL A COM 208251306 1417 57550 SH SOLE 57550
CONSTELLATION ENERGY GROUP COM 209 6561 SH SOLE 6561
CONVERGYS CORP COM 212485106 1024 26460 SH SOLE 26460
CVS COM 126650100 1176 31310 SH SOLE 31310
DAIMLERCHRYSLER AG COM D1668R123 316 4836 SH SOLE 4836
DELPHI FINANCIAL GRP COM 247131105 1300 42813 SH SOLE 42813
DISNEY (WALT) COM 254687106 783 18980 SH SOLE 18980
EL PASO NATURAL GAS COM 283905107 208 5140 SH SOLE 5140
ELI LILLY COM 532457108 549 8770 SH SOLE 8770
EMC CORP MASS COM 268648102 671 5325 SH SOLE 5325
ENRON CORP COM 293561106 809 10800 SH SOLE 10800
EQUITY RESIDENTIAL PROP TR COM 29476L107 738 18372 SH SOLE 18372
EXXON MOBIL CORP COM 30231g102 2251 28858 SH SOLE 28858
FEDERAL NAT MORTGAGE COM 313586109 563 9945 SH SOLE 9945
FEDEX CORPORATION COM 31428X106 2676 68945 SH SOLE 68945
FLEETBOSTON FINL CORP COM COM 339030108 1840 50400 SH SOLE 50400
GENERAL ELECTRIC CO COM 369604103 8122 52188 SH SOLE 52188
GILLETTE CO COM 375766102 1329 35275 SH SOLE 35275
GTE CORP COM 362320103 217 3053 SH SOLE 3053
HALLIBURTON CO COM 406216101 3165 76965 SH SOLE 76965
HARRAH'S ENTERTAINMENT INC COM 413619107 876 47175 SH SOLE 47175
HEALTHCARE REALTY TRUST COM 421946104 280 16695 SH SOLE 16695
HEINZ H J CO COM 423074103 1161 33285 SH SOLE 33285
HEWLETT PACKARD CO COM 428236103 1914 14442 SH SOLE 14442
HOME DEPOT COM 437076102 5439 84323 SH SOLE 84323
HONEYWELL CORP COM 438516106 3218 61076 SH SOLE 61076
IBM COM 459200101 6771 57261 SH SOLE 57261
INTEL CORP COM 458140100 10868 82369 SH SOLE 82369
J P MORGAN COM 616880100 240 1824 SH SOLE 1824
JOHNSON & JOHNSON COM 478160104 3416 48628 SH SOLE 48628
LSI LOGIC CORP COM 502161102 467 6420 SH SOLE 6420
LUCENT TECHNOLOGIES INC COM 549463107 3579 57726 SH SOLE 57726
MEDTRONIC COM 585055106 2093 40696 SH SOLE 40696
</TABLE>
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<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
- ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MERCK & CO INC COM 589331107 3090 49740 SH SOLE 49740
MICROSOFT INC COM 594918104 1714 16136 SH SOLE 16136
NEW PLAN EXECL REALTY TRUST COM 648053106 380 27600 SH SOLE 27600
NOKIA CORP COM 654902204 653 2940 SH SOLE 2940
NORTEL NETWORKS CORP COM 656568102 3541 28100 SH SOLE 28100
ORACLE SYSTEMS COM 68389X105 2018 25850 SH SOLE 25850
PEOPLES HERITAGE FINL GRP COM 711147108 1769 117929 SH SOLE 117929
PEPSICO INC COM 713448108 922 26430 SH SOLE 26430
PFIZER INC COM 717081103 4418 120828 SH SOLE 120828
PROCTER & GAMBLE CO COM 742718109 264 4645 SH SOLE 4645
RELIASTAR FINANCIAL CORP COM 75952U103 1259 37170 SH SOLE 37170
ROSS STORES INC COM 778296103 656 27250 SH SOLE 27250
ROYAL DUTCH PET CO NY COM 780257804 302 5220 SH SOLE 5220
SAFEGUARD SCIENTIFICS INC COM 786449108 405 5875 SH SOLE 5875
SARA LEE CORP COM 803111103 360 20010 SH SOLE 20010
SBC COMMUNICATIONS COM 78387G103 743 17632 SH SOLE 17632
SCHERING-PLOUGH COM 806605101 905 24286 SH SOLE 24286
SCHLUMBERGER LTD COM 806857108 2550 33336 SH SOLE 33336
SMITHKLINE BEECHAM ORD ADR COM 832378301 781 11825 SH SOLE 11825
STAPLES INC COM 855030102 1304 65202 SH SOLE 65202
STRYKER CORP COM 863667101 1437 20600 SH SOLE 20600
SUN MICROSYSTEMS COM 866810104 8266 88216 SH SOLE 88216
SYSCO CORP COM 871829107 1535 42500 SH SOLE 42500
TEXACO INC COM 881694103 3042 56587 SH SOLE 56587
THERMO ELECTRON COM 883556102 1170 57409 SH SOLE 57409
TJX COMPANIES INC COM 872540109 1664 75019 SH SOLE 75019
TYCO INTERNATIONAL LTD COM 902124106 997 19882 SH SOLE 19882
UNITED PARCEL SERVICE CL B COM 911312106 233 3700 SH SOLE 3700
UNITED TECHNOLOGIES COM 913017109 3072 48610 SH SOLE 48610
USX-MARATHON GROUP COM 902905827 388 14900 SH SOLE 14900
UTILICORP COM 918005109 945 52345 SH SOLE 52345
VERTEX PHARMACEUTICAL COM 92532F100 217 4630 SH SOLE 4630
VIRGINIA COMM BANCORP COM COM 410 28044 SH SOLE 28044
VODAFONE GROUP PLC SPONSORED A COM 92857T107 501 9015 SH SOLE 9015
WALMART COM 931142103 502 8878 SH SOLE 8878
WARNER LAMBERT CO COM 934488107 1016 10400 SH SOLE 10400
WASHINGTON MUTUAL INC COM 939322103 1207 45538 SH SOLE 45538
WORLDCOM INC COM 98157d106 3577 78932 SH SOLE 78932
20TH CENTURY ULTRA MF 025083882 402 8198 SH SOLE 8198
AIM WEINGARTEN FUND CL A MF 001413301 210 6148 SH SOLE 6148
BARRON ASSET FUND MF 068278100 235 3625 SH SOLE 3625
GOVT SECURITES INC FUND MF 383744521 2 10919 SH SOLE 10919
JANUS FD INC MF 471023101 1128 23189 SH SOLE 23189
JANUS INVT FD WORLDWIDE FD MF 471023309 814 9521 SH SOLE 9521
OAK VALUE FUND MF 900733106 452 18311 SH SOLE 18311
VANGUARD INDEX TR 500 PORT MF 922908108 803 5816 SH SOLE 5816
REPORT SUMMARY 162 DATA RECORDS 287026 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
