<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:______________
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Emerson Investment Management, Inc.
Address: 11 Beacon Street
Boston, Massachusetts 02108
Form 13F File Number: 28-6048
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Bradford A. Gardner
Title: President
Phone: (617) 720-1516
Signature, Place, and Date of Signing:
/s/ Bradford A. Gardner Boston, MA 7/31/00
_______________________ _______________ ______________
[Signature] [City, State] [Date]
Report Type (Check only one.):
[XX] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: NONE
Form 13F Information Table Entry Total: 162 DATA RECORDS
Form 13F Information Table Value Total: $ 301,671
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
NONE
<PAGE>
EMERSON INVESTMENT MANAGEMENT, INC.
FORM 13F
JUNE 30, 2000
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIRST AUSTRALIA PRIME IBF 318653102 3632 785256 SH SOLE 785256
GLOBAL HIGH INCOME DOLLAR FD IBF 37933G108 6048 467450 SH SOLE 467450
STRATEGIC GLOBAL INCOME FD IBF 862719101 3990 380000 SH SOLE 380000
TEMPLETON GLOBAL GVT IBF 879929107 1043 179500 SH SOLE 179500
TEMPLETON GLOBAL INCOME IBF 880198106 2172 351105 SH SOLE 351105
DLJ HIGH YIELD BOND FUND BF 23322Y108 3102 420617 SH SOLE 420617
DUFF & PHELPS SEL BF 264324104 1289 133929 SH SOLE 133929
KEMPER INCOME TRUST BF 48841G106 1764 217100 SH SOLE 217100
LOOMIS SAYLES BOND FUND BF 543487607 213 18246 SH SOLE 18246
MANAGED HIGH INCOME BF 56166C105 3556 415311 SH SOLE 415311
MFS INTERMED INCOME BF 55273C107 131 20680 SH SOLE 20680
MFS MULTIMARKET INCOME TRUST BF 552737108 6875 1111100 SH SOLE 1111100
OPPENHEIMER FUND BF 683933105 6813 838575 SH SOLE 838575
PILGRIM AMERICA PRIME BF 720906106 333 37500 SH SOLE 37500
PUTNAM MASS II TAX EXEMPT IN T BF 74683H309 191 21337 SH SOLE 21337
SENIOR HIGH INCOME BF 81721E107 1031 151300 SH SOLE 151300
STEIN ROE INCOME FUND BF 531 58061 SH SOLE 58061
TRANSAMERICA INC SHRS BF 893506105 336 15000 SH SOLE 15000
USLIFE INCOME FUND BF 917324105 305 37000 SH SOLE 37000
VAN KAMPEN BOND FUND BF 920955101 1167 69660 SH SOLE 69660
AT&T CAPITAL CORP PFD 8.25% PFD 00206J209 2276 95600 SH SOLE 95600
BARCLAYS BANK PFD D PFD 06738C802 277 10800 SH SOLE 10800
BARCLAYS BANK PFD E PFD 06738C836 1284 55235 SH SOLE 55235
CITIGROUP CAPITAL VI PFD 17305L208 209 9880 SH SOLE 9880
DELTA AIR LINES PFD PFD 247361405 332 14600 SH SOLE 14600
EIX TRUST II 8.60% PFD 26853P206 228 9400 SH SOLE 9400
EQUITY OFFICE PROPERTIES TRUST PFD 294741202 6505 262825 SH SOLE 262825
FLEET CAPITAL TR VI PFD 8.8% PFD 33889T202 528 21100 SH SOLE 21100
GLIMCHER REALTY PFD B PFD 379302201 789 47100 SH SOLE 47100
HIGHWOODS PROPERTIES PFD B PFD 431284306 2040 108075 SH SOLE 108075
MOTOROLA CAP TR I PFD 620074203 209 10000 SH SOLE 10000
RELIASTAR PFD A PFD 75952D200 1791 78950 SH SOLE 78950
ROYAL BANK SCOTLAND PFD I 8.0% PFD 780097861 834 37150 SH SOLE 37150
ROYAL BK SCOTLAND PFD H 7.25% PFD 780097879 1093 52655 SH SOLE 52655
TEXTRON CAPITAL PFD PFD 883198202 2410 107725 SH SOLE 107725
TIME WARNER PFD T PFD 88731G204 230 9500 SH SOLE 9500
TRAVELERS P&C CAPITAL I PFD 893931204 329 14295 SH SOLE 14295
TXU CAP TRUST II 8.70% PFD 90210s204 259 10700 SH SOLE 10700
UNIONBANCAL FINL PFD PFD 90905Q109 226 11000 SH SOLE 11000
INCO LTD 453258AH8 3558 4161000 PRN SOLE 4161000
KERR-MCGEE CORP 492386AL1 1324 1390000 PRN SOLE 1390000
PHYCOR CV DEB INC 71940FAB6 3 15000 PRN SOLE 15000
ARCHSTONE COMMUN SER A CPFD 039581202 446 14400 SH SOLE 14400
CENDANT CORP SER I CV PFD CPFD 151313301 3602 165625 SH SOLE 165625
CRESCENT REAL ESTATES SER A CV CPFD 225756204 7675 495155 SH SOLE 495155
INTL PAPER CAP 5.25% CPFD 460137300 3258 83545 SH SOLE 83545
LINCOLN NATL CORP PFD I CPFD 534187604 6272 309730 SH SOLE 309730
UTILICORP UNITED PFD CPFD 918005877 7670 322965 SH SOLE 322965
A T & T COM 001957109 3370 106570 SH SOLE 106570
ABBOTT LABS COM 002824100 245 5500 SH SOLE 5500
ADC TELECOMMUNICATIONS INC COM 000886101 4678 55775 SH SOLE 55775
AGILENT TECHNOLOGIES COM 00846u101 740 10028 SH SOLE 10028
ALLMERICA FINANCIAL CORP COM 019754100 1544 29475 SH SOLE 29475
AMERICA ONLINE INC COM 02364J104 1172 22220 SH SOLE 22220
AMERICAN EXPRESS CO COM 025816109 2087 40047 SH SOLE 40047
AMERICAN GENERAL CORP COM 026351106 752 12335 SH SOLE 12335
AMERICAN HOME PROD COM 026609107 213 3625 SH SOLE 3625
AMERICAN INT'L GROUP COM 026874107 5791 49282 SH SOLE 49282
</TABLE>
<PAGE>
EMERSON INVESTMENT MANAGEMENT, INC.
FORM 13F
JUNE 30, 2000
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ANALOG DEVICES COM 032654105 547 7200 SH SOLE 7200
ANHEUSER BUSCH COS COM 035229103 324 4340 SH SOLE 4340
ARCHSTONE COMMUNITIES TRUST COM 039581103 2103 99850 SH SOLE 99850
AT&T CORP LIBERTY MEDIA A COM 001957208 212 8756 SH SOLE 8756
AUTOMATIC DATA COM 053015103 341 6360 SH SOLE 6360
BANKNORTH GROUP INC NEW COM 06646R107 1871 122179 SH SOLE 122179
BELL ATLANTIC CORP COM 077853109 416 8194 SH SOLE 8194
BENNETT ENVIRONMENTAL INC COM beva 27 12800 SH SOLE 12800
BERKSHIRE HATHAWAY INC CL B COM 084670207 519 295 SH SOLE 295
BIOGEN INC. COM 090597105 4130 64025 SH SOLE 64025
BIOMET INC COM COM 090613100 3096 80542 SH SOLE 80542
BMC SOFTWARE COM 055921100 1785 48928 SH SOLE 48928
BOEING CO COM 097023105 499 11925 SH SOLE 11925
BOSTON SCIENTIFIC CORP COM 101137107 389 17745 SH SOLE 17745
BP AMOCO PLC - SPONS ADR COM 055622104 970 17151 SH SOLE 17151
BRISTOL MYERS SQUIBB COM 110122108 2236 38384 SH SOLE 38384
CABLEVISION COM 12686C109 5603 82544 SH SOLE 82544
CARNIVAL COPR CL A COM 143658102 404 20725 SH SOLE 20725
CHALCO INDUSTRIES INC COM 0 61295 SH SOLE 61295
CHASE MANHATTAN CORP COM 16161A108 1240 26912 SH SOLE 26912
CHEVRON CORPORATION COM 166751107 383 4520 SH SOLE 4520
CISCO SYSTEMS INC COM 17275R102 5120 80548 SH SOLE 80548
CITIGROUP INC COM 172967101 5376 89234 SH SOLE 89234
CITIZENS TRUST CO COUDERSPORT COM 274 9547 SH SOLE 9547
CLAYTON HOMES COM 184190106 539 67350 SH SOLE 67350
CMGI INC COM 125750109 452 9870 SH SOLE 9870
COLGATE PALMOLIVE COM 194162103 2699 45085 SH SOLE 45085
COMPUTER ASSOCIATES COM 204912109 4326 84504 SH SOLE 84504
CONOCO INC CL A COM 208251306 1474 66990 SH SOLE 66990
CONSTELLATION ENERGY GROUP COM 214 6561 SH SOLE 6561
CONVERGYS CORP COM 212485106 1650 31800 SH SOLE 31800
CVS COM 126650100 1651 41270 SH SOLE 41270
DELPHI FINANCIAL GRP COM 247131105 1120 33016 SH SOLE 33016
DISNEY (WALT) COM 254687106 556 14320 SH SOLE 14320
EL PASO NATURAL GAS COM 283905107 267 5241 SH SOLE 5241
ELI LILLY COM 532457108 486 4870 SH SOLE 4870
EMC CORP MASS COM 268648102 804 10450 SH SOLE 10450
EQUITY RESIDENTIAL PROP TR COM 29476L107 839 18241 SH SOLE 18241
EXXON MOBIL CORP COM 30231g102 2258 28758 SH SOLE 28758
FEDERAL NAT MORTGAGE COM 313586109 559 10705 SH SOLE 10705
FEDEX CORPORATION COM 31428X106 2137 56245 SH SOLE 56245
FLEETBOSTON FINL CORP COM COM 339030108 1766 51950 SH SOLE 51950
GENERAL ELECTRIC CO COM 369604103 8605 162364 SH SOLE 162364
GILLETTE CO COM 375766102 1173 33575 SH SOLE 33575
GT GROUP TELECOM IN CL B COM 362359408 395 25000 SH SOLE 25000
GTE CORP COM 362320103 251 4026 SH SOLE 4026
HALLIBURTON CO COM 406216101 3855 81695 SH SOLE 81695
HARRAH'S ENTERTAINMENT INC COM 413619107 1024 48895 SH SOLE 48895
HEALTHCARE REALTY TRUST COM 421946104 194 11395 SH SOLE 11395
HEINZ H J CO COM 423074103 1902 43485 SH SOLE 43485
HEWLETT PACKARD CO COM 428236103 2006 16067 SH SOLE 16067
HOME DEPOT COM 437076102 4372 87548 SH SOLE 87548
HONEYWELL CORP COM 438516106 2344 69576 SH SOLE 69576
IBM COM 459200101 6474 59086 SH SOLE 59086
INTEL CORP COM 458140100 10129 75764 SH SOLE 75764
JOHNSON & JOHNSON COM 478160104 5294 51968 SH SOLE 51968
LINEAR TECHNOLOGY COM 535678106 262 4100 SH SOLE 4100
LSI LOGIC CORP COM 502161102 277 5120 SH SOLE 5120
</TABLE>
<PAGE>
EMERSON INVESTMENT MANAGEMENT, INC.
FORM 13F
JUNE 30, 2000
<TABLE>
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LUCENT TECHNOLOGIES INC COM 549463107 3596 60697 SH SOLE 60697
MCKESSON HBOC INC COM 58155Q103 682 32550 SH SOLE 32550
MEDTRONIC COM 585055106 2232 44816 SH SOLE 44816
MERCK & CO INC COM 589331107 3873 50540 SH SOLE 50540
MICROSOFT INC COM 594918104 1331 16636 SH SOLE 16636
NEW PLAN EXECL REALTY TRUST COM 648053106 294 22600 SH SOLE 22600
NOKIA CORP COM 654902204 527 10560 SH SOLE 10560
NORTEL NETWORKS CORP COM 656568102 4578 67074 SH SOLE 67074
ORACLE SYSTEMS COM 68389X105 2152 25600 SH SOLE 25600
PEPSICO INC COM 713448108 1197 26930 SH SOLE 26930
PFIZER INC COM 717081103 7194 149875 SH SOLE 149875
PROCTER & GAMBLE CO COM 742718109 304 5305 SH SOLE 5305
ROSS STORES INC COM 778296103 344 20150 SH SOLE 20150
ROYAL DUTCH PET CO NY COM 780257804 309 5020 SH SOLE 5020
SAFEGUARD SCIENTIFICS INC COM 786449108 758 23650 SH SOLE 23650
SARA LEE CORP COM 803111103 544 28165 SH SOLE 28165
SBC COMMUNICATIONS COM 78387G103 576 13328 SH SOLE 13328
SCHERING-PLOUGH COM 806605101 1288 25511 SH SOLE 25511
SCHLUMBERGER LTD COM 806857108 2173 29116 SH SOLE 29116
SMITHKLINE BEECHAM ORD ADR COM 832378301 567 8700 SH SOLE 8700
STAPLES INC COM 855030102 1231 80084 SH SOLE 80084
STRYKER CORP COM 863667101 1803 41200 SH SOLE 41200
SUN MICROSYSTEMS COM 866810104 7108 78166 SH SOLE 78166
SYSCO CORP COM 871829107 1860 44150 SH SOLE 44150
TELLABS INC COM 879664100 367 5365 SH SOLE 5365
TEXACO INC COM 881694103 3122 58627 SH SOLE 58627
THERMO ELECTRON COM 883556102 1028 48784 SH SOLE 48784
TJX COMPANIES INC COM 872540109 1437 76644 SH SOLE 76644
TYCO INTERNATIONAL LTD COM 902124106 2480 52357 SH SOLE 52357
UNITED PARCEL SERVICE CL B COM 911312106 230 3900 SH SOLE 3900
UNITED TECHNOLOGIES COM 913017109 3296 55985 SH SOLE 55985
UNUMPROVIDENT CORPORATION COM 91529Y106 227 11300 SH SOLE 11300
USX-MARATHON GROUP COM 902905827 328 13100 SH SOLE 13100
UTILICORP COM 918005109 1017 51145 SH SOLE 51145
VERTEX PHARMACEUTICAL COM 92532F100 414 3930 SH SOLE 3930
VIRGINIA COMM BANCORP COM COM 409 30848 SH SOLE 30848
VODAFONE GROUP PLC SPONSORED A COM 92857T107 434 10465 SH SOLE 10465
WALMART COM 931142103 516 8953 SH SOLE 8953
WASHINGTON MUTUAL INC COM 939322103 1517 52538 SH SOLE 52538
WORLDCOM INC COM 98157d106 4137 90170 SH SOLE 90170
20TH CENTURY ULTRA MF 025083882 361 8198 SH SOLE 8198
GOVT SECURITES INC FUND MF 383744521 2 10919 SH SOLE 10919
JANUS FD INC MF 471023101 1053 23189 SH SOLE 23189
JANUS INVT FD WORLDWIDE FD MF 471023309 745 9521 SH SOLE 9521
OAK VALUE FUND MF 900733106 460 18311 SH SOLE 18311
VANGUARD INDEX TR 500 PORT MF 922908108 580 4325 SH SOLE 4325
REPORT SUMMARY 162 DATA RECORDS 301671 0 OTHER MANAGERS ON WHOSE BEHALF REPORT IS FILED
</TABLE>
