<PAGE>
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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
------------------------------
FORM 10-K405/A
ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF
THE SECURITIES EXCHANGE ACT OF 1934
FOR THE FISCAL YEAR ENDED APRIL 30, 1995
COMMISSION FILE NUMBER 0-13804
------------------------
THE CHICAGO DOCK AND CANAL TRUST
(Exact name of registrant as specified in its charter)
<TABLE>
<S> <C>
ILLINOIS 36-2476640
(State or other jurisdiction (I.R.S. Employer
of incorporation) Identification Number)
</TABLE>
455 EAST ILLINOIS STREET, SUITE 565, CHICAGO, ILLINOIS 60611
(Address of Principal Executive Offices)
(312) 467-1870
(Registrant's Telephone Number, Including Area Code)
------------------------------
SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE ACT:
NONE
SECURITIES REGISTERED PURSUANT TO SECTION 12(G) OF THE ACT:
<TABLE>
<CAPTION>
NAME OF EACH EXCHANGE
TITLE OF EACH CLASS ON WHICH REGISTERED
------------------------------------------------ ----------------------
<S> <C>
Common Shares of Beneficial Interest-no par Not Listed
value
</TABLE>
------------------------------
Indicate by check mark whether the Registrant (1) has filed all reports
required to be filed by Section 13 or 15(d) of the Securities Exchange Act of
1934 during the preceding 12 months (or for such shorter period that the
registrant was required to file such reports) with the Commission, and (2) has
been subject to the filing requirements for at least the past 90 days.
<TABLE>
<S> <C>
Yes X No
---------
------------
</TABLE>
Indicate by check mark if disclosure of delinquent filers pursuant to Item
405 of Regulation S-K is not contained herein, and will not be contained, to the
best of registrant's knowledge, in definitive proxy or information statements
incorporated by reference in Part III of this Form 10-K or any amendment to this
Form 10-K. /X/
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<PAGE>
THE CHICAGO DOCK AND CANAL TRUST AND SUBSIDIARIES
INDEX TO EXHIBITS
(ITEM 14(A))
<TABLE>
<CAPTION>
DESCRIPTION
<C> <S>
27 Financial Data Schedule for the fiscal year ended April 30, 1995 is filed herewith.
</TABLE>
53
<PAGE>
SIGNATURE
Pursuant to the requirements of Section 13 or 15(d) of the Securities
Exchange Act of 1934, the Registrant has duly caused this report to be signed in
its behalf by the undersigned, thereunto duly authorized.
THE CHICAGO DOCK AND CANAL TRUST
By /s/ CHARLES R. GARDNER
------------------------------------
Charles R. Gardner, President and
Trustee (Principal Executive
Officer)
Date _________August 17, 1995_________
By /s/ DAVID R. TINKHAM
------------------------------------
David R. Tinkham, Vice President
(Principal Financial Officer)
Date _________August 17, 1995_________
Pursuant to the requirements of the Securities Exchange Act of 1934, this
report has been signed below by the following persons in behalf of the
Registrant and in the capacities and on the dates indicated:
<TABLE>
<S> <C>
/s/ KENNETH S. AXELSON
------------------------------------------------------------------------------------------ Date August 17, 1995
Kenneth S. Axelson, Trustee
/s/ EDWARD MCCORMICK BLAIR, JR.
------------------------------------------------------------------------------------------ Date August 17, 1995
Edward McCormick Blair, Jr., Trustee
/s/ PETER J.P. BRICKFIELD
------------------------------------------------------------------------------------------ Date August 17, 1995
Peter J.P. Brickfield, Trustee
/s/ OGDEN MCCLURG HUNNEWELL
------------------------------------------------------------------------------------------ Date August 17, 1995
Ogden McClurg Hunnewell, Trustee
/s/ GEORGE A. RANNEY, JR.
------------------------------------------------------------------------------------------ Date August 17, 1995
George A. Ranney, Jr., Trustee
/s/ CHARLES N. SEIDLITZ
------------------------------------------------------------------------------------------ Date August 17, 1995
Charles N. Seidlitz, Trustee
/s/ NANCY W. TROWBRIDGE
------------------------------------------------------------------------------------------ Date August 17, 1995
Nancy W. Trowbridge, Trustee
/s/ ROBERT E. WOOD II
------------------------------------------------------------------------------------------ Date August 17, 1995
Robert E. Wood II, Trustee
</TABLE>
52
<TABLE> <S> <C>
<PAGE>
<ARTICLE> 5
<MULTIPLIER> 1,000
<S> <C>
<PERIOD-TYPE> 12-MOS
<FISCAL-YEAR-END> APR-30-1995
<PERIOD-START> MAY-01-1994
<PERIOD-END> APR-30-1995
<CASH> 1,674
<SECURITIES> 3,855
<RECEIVABLES> 34,006
<ALLOWANCES> 0
<INVENTORY> 0
<CURRENT-ASSETS> 0
<PP&E> 93,952
<DEPRECIATION> 11,638
<TOTAL-ASSETS> 123,276
<CURRENT-LIABILITIES> 0
<BONDS> 27,369
<COMMON> 3,101
0
0
<OTHER-SE> 79,796
<TOTAL-LIABILITY-AND-EQUITY> 123,276
<SALES> 0
<TOTAL-REVENUES> 22,389
<CGS> 0
<TOTAL-COSTS> 0
<OTHER-EXPENSES> 19,657
<LOSS-PROVISION> 0
<INTEREST-EXPENSE> 3,751
<INCOME-PRETAX> (2,881)
<INCOME-TAX> 0
<INCOME-CONTINUING> (2,881)
<DISCONTINUED> 0
<EXTRAORDINARY> 2,067
<CHANGES> 0
<NET-INCOME> (814)
<EPS-PRIMARY> (0.14)
<EPS-DILUTED> (0.14)
</TABLE>
