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<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alleghany Corporation
Address: 375 Park Avenue
New York, NY 10152
Form 13F File Number: 28-1590
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter R. Sismondo
Title: Vice President, Controller, Treasurer and Assistant Secretary
Phone: 212-752-1356
Signature, Place, and Date of Signing:
/s/Peter R. Sismondo New York, NY August 5, 1999
- --------------------------------------------------------------------------------
[Signature] [City, State] [Date]
<PAGE> 2
The Chicago Trust Company ("TCTC") is a wholly owned subsidiary of
Alleghany Asset Management, Inc. ("AAM"), and AAM and Underwriters Re Group,
Inc. ("URG") are wholly owned subsidiaries of Alleghany Corporation
("Alleghany"). Chicago Title and Trust Company ("CT&T"), which was a wholly
owned subsidiary of Alleghany until June 16, 1998, was spun-off by a
distribution on June 17, 1998 to Alleghany's stockholders of shares of a newly
formed holding company for CT&T called Chicago Title Corporation. AAM, which was
a wholly owned subsidiary of CT&T until June 9, 1998, was spun-off by CT&T to
Alleghany. TCTC, AAM and URG (each an "operating subsidiary") and CT&T are or
may be "institutional investment managers" for purposes of the reporting
requirements under Section 13(f) of the Securities Exchange Act of 1934 (the
"Act") and the rules promulgated thereunder. Alleghany itself does not in fact
exercise, and therefore disclaims, investment discretion with respect to any
Section 13(f) securities positions over which its operating subsidiaries or CT&T
in fact exercise investment discretion. CT&T itself does not and did not in fact
exercise, and therefore disclaims, investment discretion with respect to any
Section 13(f) securities positions over which AAM or TCTC in fact exercise
investment discretion (with the exception of securities owned by CT&T). AAM
itself does not in fact exercise, and therefore disclaims, investment discretion
with respect to any Section 13(f) securities positions over which TCTC in fact
exercises investment discretion. To the extent, however, that the ownership
interest of Alleghany or AAM in their operating subsidiaries, or prior to June
10, 1998, of CT&T in AAM, may nevertheless give rise to a Form 13F filing
obligation, the information required by Form 13F is reported herein by Alleghany
on behalf of itself, each operating subsidiary and CT&T. The securities
positions of Montag & Caldwell, Inc. ("M&C"), a wholly owned subsidiary of TCTC
which is an institutional investment manager subject to Section 13(f) of the
Act, are not reported herein. The securities positions managed by M&C are
reported in a Form 13F filed by M&C. TCTC owns a 40% interest in Veredus Asset
Management LLC ("Veredus"), an institutional investment manager subject to
Section 13(f) of the Act. The securities positions managed by Veredus are not
reported herein, but are reported in a Form 13F filed by Veredus.
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
<PAGE> 3
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
Montag & Caldwell, Inc.
Veredus Asset Management LLC
<PAGE> 4
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 581
Form 13F Information Table Value Total: $4,789,083
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1 28-7262 Alleghany Asset Management, Inc.
2 28-635 Chicago Title and Trust Company
3 28-7258 The Chicago Trust Company
4 28-6342 Underwriters Re Group, Inc.
<PAGE> 5
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- ------------------------------------------ --------------- ------------ ------------------------- -------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
ARCH COAL 039380 1,388 100,000 SH X 01
ADC TELECOMMUNICATIONS INC 000886101 539 11,825 SH X
ABM INDUSTRIES INC 000957100 494 16,100 SH X
AFLAC INC 001055102 20,212 422,194 SH X
AGCO CORP 001084102 838 74,100 SH X
AES CORP 00130H105 22,154 381,135 SH X
AIM EQUITY FDS CONSTELLATION FD CL A 001413202 10,590 319,172 SH X
AMLI RESIDENTIAL PROPERTIES TRUST 001735109 5,420 242,229 SH X
AMLI RESIDENTIAL PROPERTIES, L.P. 001735893 240 10,735 SH X
A T & T CORPORATION 001957109 4,218 75,583 SH X
AT&T CORP LIBERTY MEDIA A 001957208 1,113 30,288 SH X
ABACUS DIRECT CORP 002553105 2,105 23,000 SH X
ABBOTT LABORATORIES 002824100 36,280 799,576 SH X
THE ACORN FUND 004851101 1,222 65,730 SH X
THE ACORN INTERNATIONAL FUND 004851200 1,185 49,017 SH X
ALLEGHANY CORP DEL 017175100 7,027 37,987 SH X
CHICAGO TRUST SMALLCAP VALUE FD 017216201 9,960 977,427 SH X
ALLEGHANY VEREDUS AGGRESSIVE GROWTH 017216300 1,072 73,485 SH X
ALLEGHANY/BLAIRLOGIE EMERGING MKTS N 017216607 1,032 93,283 SH X
ALLEGHANY FDS INTL DEV FD I 017216706 208 16,610 SH X
ALLEGHANY/BLAIRLOGIE INTL DEV CL N 017216805 3,434 274,461 SH X
ALLIANT TECHSYSTEMS INC 018804104 467 5,400 SH X
ALLIED SIGNAL INC 019512102 701 11,122 SH X
ALLOU HEALTH & BEAUTY INC CL A 019782101 108 15,300 SH X
ALLSTATE CORP 020002101 2,019 56,281 SH X
ALLTEL CORP 020039103 262 3,670 SH X
ALPHA 1 BIOMEDICALS INC 020910105 1 27,500 SH X
AMEREN CORP 020910105 3,953 102,997 SH X
AMEREN CORP 023608102 678 17,654 SH X
AMERICA ONLINE INC 02364J104 317 2,880 SH X
AMERICA WEST HOLDINGS CORP B 023657208 170 9,000 SH X
AMCORE FINANCIAL INC 023912108 886 38,500 SH X
AMERICAN BALANCED FD INC 024071102 10,821 649,505 SH X
AMERICAN CENTY CAP PTFLS INC VAL FD INV 025076506 625 91,756 SH X
AMERICAN EXPRESS CO 025816109 1,957 15,037 SH X
AMERICAN GENERAL CORP 026351106 967 12,828 SH X
AMERICAN HOME PRODUCTS CORP 026609107 7,945 138,477 SH X
AMERICAN INTERNATIONAL GROUP INC 026874107 41,630 355,318 SH X
AMERICAN POWER CONVERSION 029066107 2,197 109,200 SH X
AMERICAN WATER WORKS INC 030411102 617 20,050 SH X
AMERITECH CORP NEW 030954101 5,575 75,852 SH X
AMGEN INC 031162100 1,504 24,700 SH X
ANDREW CORP 034425108 465 24,500 SH X
ANHEUSER BUSCH COS INC 035229103 532 7,496 SH X
AON CORP 037389103 11,121 269,606 SH X
APOLLO GROUP INC CL A 037604105 664 25,000 SH X
APPLIED MATERIALS INC 038222105 222 3,000 SH X
APTARGROUP INC 038336103 284 9,468 SH X
ARDENT SOFTWARE INC 039794102 351 16,500 SH X
ARIEL FD CALV ARIEL APP 040337206 501 13,058 SH X
ARIEL PREMIER BD A 040337404 220 22,019 SH X
ASSOCIATES FIRST CAPITAL CORP 046008108 24,104 544,767 SH X
ATLANTIC RICHFIELD CO 048825103 1,101 13,182 SH X
AUTOMATIC DATA PROCESSING INC 053015103 581 13,200 SH X
AUTONATION INC DEL 05329W102 333 18,700 SH X
AVIATION SALES CO. 053672101 897 22,700 SH X
AWARE INC MASS 05453N100 401 8,700 SH X
BP AMOCO SPON ADR 055622104 15,886 146,419 SH X
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- -------------------------------------------- -------------- -----------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
ARCH COAL X
ADC TELECOMMUNICATIONS INC 03 X
ABM INDUSTRIES INC 03 X
AFLAC INC 03 X
AGCO CORP 03 X
AES CORP 03 X
AIM EQUITY FDS CONSTELLATION FD CL A 03 X
AMLI RESIDENTIAL PROPERTIES TRUST 03 X
AMLI RESIDENTIAL PROPERTIES, L.P. 03 X
A T & T CORPORATION 03 X
AT&T CORP LIBERTY MEDIA A 03 X
ABACUS DIRECT CORP 03 X
ABBOTT LABORATORIES 03 X
THE ACORN FUND 03 X
THE ACORN INTERNATIONAL FUND 03 X
ALLEGHANY CORP DEL 03 X
CHICAGO TRUST SMALLCAP VALUE FD 03 X
ALLEGHANY VEREDUS AGGRESSIVE GROWTH 03 X
ALLEGHANY/BLAIRLOGIE EMERGING MKTS N 03 X
ALLEGHANY FDS INTL DEV FD I 03 X
ALLEGHANY/BLAIRLOGIE INTL DEV CL N 03 X
ALLIANT TECHSYSTEMS INC 03 X
ALLIED SIGNAL INC 03 X
ALLOU HEALTH & BEAUTY INC CL A 03 X
ALLSTATE CORP 03 X
ALLTEL CORP 03 X
ALPHA 1 BIOMEDICALS INC 03 X
AMEREN CORP 02,03 X
AMEREN CORP 03 X
AMERICA ONLINE INC 03 X
AMERICA WEST HOLDINGS CORP B 03 X
AMCORE FINANCIAL INC 03 X
AMERICAN BALANCED FD INC 03 X
AMERICAN CENTY CAP PTFLS INC VAL FD INV 03 X
AMERICAN EXPRESS CO 03 X
AMERICAN GENERAL CORP 03 X
AMERICAN HOME PRODUCTS CORP 03 X
AMERICAN INTERNATIONAL GROUP INC 03 X
AMERICAN POWER CONVERSION 03 X
AMERICAN WATER WORKS INC 03 X
AMERITECH CORP NEW 03 X
AMGEN INC 03 X
ANDREW CORP 03 X
ANHEUSER BUSCH COS INC 03 X
AON CORP 03 X
APOLLO GROUP INC CL A 03 X
APPLIED MATERIALS INC 03 X
APTARGROUP INC 03 X
ARDENT SOFTWARE INC 03 X
ARIEL FD CALV ARIEL APP 03 X
ARIEL PREMIER BD A 03 X
ASSOCIATES FIRST CAPITAL CORP 03 X
ATLANTIC RICHFIELD CO 03 X
AUTOMATIC DATA PROCESSING INC 03 X
AUTONATION INC DEL 03 X
AVIATION SALES CO. 03 X
AWARE INC MASS 03 X
BP AMOCO SPON ADR 03 X
</TABLE>
1
<PAGE> 6
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- ------------------------------------------- ------------- -------------- -------------------------- --------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
BT PYRAMID FDS LRG CAP EQ INDX 055847107 2,266 13,098 SH X
BT INVT FDS INTL EQUITY FD 055922868 613 25,488 SH X
BALDWIN & LYONS CL B 057755209 627 26,500 SH X
BANK OF AMERICA CORP 060505104 892 12,173 SH X
BANK ONE CORP 06423A103 4,792 80,463 SH X
BARON ASSET BEN INT FD 068278100 3,592 59,244 SH X
BASSETT FURNITURE 070203104 873 38,700 SH X
BATTLE MOUNTAIN GOLD CONV $3.250 SER PFD 071593305 235 6,900 SH X
BAXTER INTERNATIONAL INC 071813109 941 15,518 SH X
BELL & HOWELL CO 077852101 828 21,900 SH X
BELL ATLANTIC CORP 077853109 1,560 23,861 SH X
BELLSOUTH CORP 079860102 5,068 109,885 SH X
BERGER OMNI INVT FD TR SM CAP VAL INV 083902106 699 31,344 SH X
BERGER OMNI SM CAP VALUE INS 083902205 961 43,009 SH X
BERKSHIRE HATHAWAY INC DEL 084670108 345 5 SH X
BERKSHIRE HATHAWAY INC DEL CL B 084670207 847 378 SH X
BESTFOODS 08658U101 1,599 32,300 SH X
BIOGEN INC 090597105 1,265 19,668 SH X
WILLIAM BLAIR LEVERAGED CAPITAL FD LTD PRTNSHP 0929939A4 223 1,000,000 SH X
BOEING CO 097023105 354 8,042 SH X
BOND FUND OF AMERICA INC 097873103 7,045 531,733 SH X
OPP CONV BOND FUND SEC A 097877104 1,167 74,208 SH X
BOSTON SCIENTIFIC CORP 101137107 1,173 26,700 SH X
BRANDYWINE FUND INC 10532D107 6,464 186,778 SH X
BRINSON FDS INC NON U S EQUITY FD 10970C306 1,682 136,299 SH X
BRINSON FDS MULTI ASSET PORTFOLIO 10970C900 3,446 4,079 SH X
BRINSON FDS U.S. SHORT/INTERM FXD INC 10970C918 807 31,164 SH X
BRISTOL MYERS SQUIBB CO 110122108 6,054 85,957 SH X
BRUNSWICK CORP 117043109 218 7,816 SH X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 460,963 14,869,773 SH X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 383 12,351 SH X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 230,159 7,424,469 SH X
CBS CORP 12490K107 208 4,760 SH X
CIGNA CORP 125509109 214 2,400 SH X
CLECO CORP 12561M107 271 8,938 SH X
CNF TRANSPORTATION INC 12612W104 614 16,000 SH X
CHICAGO TRUST GROWTH & INCOME FUND 126413103 411,536 14,681,974 SH X
CHICAGO TRUST MUNICIPAL BOND FUND 126413301 13,291 1,334,453 SH X
MONTAG & CALDWELL GROWTH FUND 126413509 247,043 7,596,622 SH X
MONTAG & CALDWELL BALANCED FUND 126413608 73,070 3,807,721 SH X
CHICAGO TRUST TALON FUND 126413707 1,587 104,998 SH X
CHICAGO TRUST BALANCED FUND 126413806 256,180 19,481,345 SH X
MONTAG & CALDWELL GROWTH FD INSTL CL 126413889 148,548 4,531,664 SH X
CVS CORP 126650100 309 6,100 SH X
CABOT INDUSTRIAL TRUST, REIT 127072106 395 18,600 SH X
CALLAWAY GOLF COMPANY 131193104 356 24,370 SH X
CALVERT TAX-FREE RESERVES LTD-TRM PORT CL A 131620205 126 11,796 SH X
CAMPBELL SOUP CO 134429109 278 6,000 SH X
CANADIAN NATIONAL RAILWAY CO 136375102 1,434 21,400 SH X
CANANDAIGUA BRANDS INC-CL A 137219200 618 11,800 SH X
CAPITAL TRUST-CL A 14052H100 413 91,700 SH X
AMERICAN FUNDS CAP WORLD GROWTH 140543109 637 23,082 SH X
CARDINAL HEALTH INC 14149Y108 35,858 559,184 SH X
CARNIVAL CORP 143658102 3,623 74,690 SH X
CATERPILLAR INC 149123101 682 11,366 SH X
CENDANT CORP 151313103 650 31,709 SH X
CENTEX CONSTRUCTION PRODUCTS 15231R109 754 22,100 SH X
CENTRAL NEWSPAPERS INC 154647101 1,583 42,220 SH X
CHAMPION ENTERPRISES INC 158496109 559 30,000 SH X
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- ------------------------------------------- --------------- ------------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
BT PYRAMID FDS LRG CAP EQ INDX 03 X
BT INVT FDS INTL EQUITY FD 03 X
BALDWIN & LYONS CL B 03 X
BANK OF AMERICA CORP 03 X
BANK ONE CORP 03 X
BARON ASSET BEN INT FD 03 X
BASSETT FURNITURE 03 X
BATTLE MOUNTAIN GOLD CONV $3.250 SER PFD 03 X
BAXTER INTERNATIONAL INC 03 X
BELL & HOWELL CO 03 X
BELL ATLANTIC CORP 03 X
BELLSOUTH CORP 03 X
BERGER OMNI INVT FD TR SM CAP VAL INV 03 X
BERGER OMNI SM CAP VALUE INS 03 X
BERKSHIRE HATHAWAY INC DEL 03 X
BERKSHIRE HATHAWAY INC DEL CL B 03 X
BESTFOODS 03 X
BIOGEN INC 03 X
WILLIAM BLAIR LEVERAGED CAPITAL FD LTD PRTNSHP 03 X
BOEING CO 03 X
BOND FUND OF AMERICA INC 03 X
OPP CONV BOND FUND SEC A 03 X
BOSTON SCIENTIFIC CORP 03 X
BRANDYWINE FUND INC 03 X
BRINSON FDS INC NON U S EQUITY FD 03 X
BRINSON FDS MULTI ASSET PORTFOLIO 03 X
BRINSON FDS U.S. SHORT/INTERM FXD INC 03 X
BRISTOL MYERS SQUIBB CO 03 X
BRUNSWICK CORP 03 X
BURLINGTON NORTHERN SANTA FE CORP 01 X
BURLINGTON NORTHERN SANTA FE CORP 03 X
BURLINGTON NORTHERN SANTA FE CORP 04 X
CBS CORP 03 X
CIGNA CORP 03 X
CLECO CORP 03 X
CNF TRANSPORTATION INC 03 X
CHICAGO TRUST GROWTH & INCOME FUND 03 X
CHICAGO TRUST MUNICIPAL BOND FUND 03 X
MONTAG & CALDWELL GROWTH FUND 03 X
MONTAG & CALDWELL BALANCED FUND 03 X
CHICAGO TRUST TALON FUND 03 X
CHICAGO TRUST BALANCED FUND 03 X
MONTAG & CALDWELL GROWTH FD INSTL CL 03 X
CVS CORP 03 X
CABOT INDUSTRIAL TRUST, REIT 03 X
CALLAWAY GOLF COMPANY 03 X
CALVERT TAX-FREE RESERVES LTD-TRM PORT CL A 03 X
CAMPBELL SOUP CO 03 X
CANADIAN NATIONAL RAILWAY CO 03 X
CANANDAIGUA BRANDS INC-CL A 03 X
CAPITAL TRUST-CL A 03 X
AMERICAN FUNDS CAP WORLD GROWTH 03 X
CARDINAL HEALTH INC 03 X
CARNIVAL CORP 03 X
CATERPILLAR INC 03 X
CENDANT CORP 03 X
CENTEX CONSTRUCTION PRODUCTS 03 X
CENTRAL NEWSPAPERS INC 03 X
CHAMPION ENTERPRISES INC 03 X
</TABLE>
2
<PAGE> 7
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- ------------------------------------------ -------------- ------------- -------------------------- -------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
CHASE MANHATTAN CORP NEW 16161A108 1,181 13,654 SH X
CHEVRON CORP 166751107 1,629 17,139 SH X
CHICAGO TITLE CORP 168228104 6,960 195,031 SH X
CINCINNATI BELL INC 171870108 204 8,166 SH X
CISCO SYSTEMS INC 17275R102 64,326 997,836 SH X
CINTAS CORP 172908105 36,442 542,545 SH X
CITIGROUP INC 172967101 988 20,808 SH X
CITIZENS UTILS CO DEL SER B 177342201 407 36,585 SH X
CLOROX CO 189054109 214 2,000 SH X
COASTAL CARIBBEAN OILS & MINERALS 190432203 19 11,571 SH X
COCA COLA CO 191216100 7,026 113,320 SH X
COHEN & STEERS REALTY SHS INC 192476109 2,550 63,399 SH X
COLGATE PALMOLIVE CO 194162103 1,218 12,362 SH X
COMDISCO INC 200336105 3,066 119,674 SH X
COMMERCIAL FED CORP 201647104 816 35,200 SH X
COMMUNITY FIRST BANKSHARES 203902101 957 40,200 SH X
COMPUTER ASSOCIATE INTL INC 204912109 36,384 662,577 SH X
COMPUTER SCIENCES CORP 205363104 29,999 433,581 SH X
CONAGRA INC 205887102 2,371 89,053 SH X
CONCORD EFS INC 206197105 3,315 78,345 SH X
CONNING MORTGAGE INVESTMENT TRUST 208216903 81 81,025 SH X
BATTLE MOUNTAIN GOLD CO EURO CONV SUB DEB 6% 2084541 445 650,000 SH X
CONSOL ENERGY 20854P109 1,200 100,000 SH X
CONSOLIDATED EDISON INC 209115104 1,795 39,659 SH X
CONSOLIDATED FREIGHTWAYS CORP 209232107 655 51,000 SH X
CONSOLIDATED NATURAL GAS CO 209615103 459 7,551 SH X
COOPER INDS INC 216669101 282 5,431 SH X
CORNING INC 219350105 912 13,000 SH X
COSTCO COS INC 22160Q102 440 5,500 SH X
COURT MIICRO INVESTORS LLC 222740904 50 50,000 SH X
COVENTRY HEALTH CARE, INC. 222862104 717 65,700 SH X
COYOTE NETWORK SYS INC 22406P108 108 20,052 SH X
CYTEC INDUSTRIES INC. 232820100 1,020 32,000 SH X
DANIELSON HLDGS CORP 236274106 510 88,700 SH X
DAVIS N Y VENTURE FD INC CL A 239080104 18,928 654,962 SH X
DEAN FOODS CO 242361103 1,607 38,659 SH X
DELL COMPUTER CORP 247025109 468 12,640 SH X
DELPHI AUTOM0TIVE SYSTEMS CORP 247126105 188 10,192 SH X
DELUXE CORP 248019101 656 16,900 SH X
DEXTER CORP 252165105 702 17,200 SH X
DIEBOLD INC 253651103 460 16,000 SH X
DISNEY WALT CO 254687106 3,660 118,775 SH X
DODGE & COX BALANCED FUND 256201104 32,347 450,522 SH X
DONNELLEY RR & SONS 257867101 334 9,000 SH X
DOW CHEMICAL CO 260543103 1,206 9,503 SH X
DU PONT E I DE NEMOURS & CO 263534109 2,222 32,529 SH X
DUKE ENERGY CORP 264399106 324 5,939 SH X
EMC CORPORATION 268648102 40,917 743,945 SH X
EMC CORP SUB NT CONV 3.25% DTD 3/11/97 26865YAA2 8,753 1,800,000 SH X
EASTMAN KODAK CO 277461109 442 6,528 SH X
ECOLAB INC 278865100 32,601 747,313 SH X
EDISON INTERNATIONAL 281020107 284 10,608 SH X
ELAN PLC ADR 284131208 2,671 96,240 SH X
ELECTRONIC ARTS INC 285512109 526 9,700 SH X
ELECTRONIC DATA SYS CORP NEW 285661104 1,202 21,235 SH X
EMERSON ELECTRIC CO 291011104 2,030 32,267 SH X
ENERGAS RESOURCES INC 29265E108 10 26,000 SH X
ENRON CORP 293561106 618 7,562 SH X
ENTERPRISE SMALL CO PFT A 293720850 3,137 357,672 SH X
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- ------------------------------------------- --------------- -------------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
CHASE MANHATTAN CORP NEW
CHEVRON CORP 03 X
CHICAGO TITLE CORP 03 X
CINCINNATI BELL INC 03 X
CISCO SYSTEMS INC 03 X
CINTAS CORP 03 X
CITIGROUP INC 03 X
CITIZENS UTILS CO DEL SER B 03 X
CLOROX CO 03 X
COASTAL CARIBBEAN OILS & MINERALS 03 X
COCA COLA CO 03 X
COHEN & STEERS REALTY SHS INC 03 X
COLGATE PALMOLIVE CO 03 X
COMDISCO INC 03 X
COMMERCIAL FED CORP 03 X
COMMUNITY FIRST BANKSHARES 03 X
COMPUTER ASSOCIATE INTL INC 03 X
COMPUTER SCIENCES CORP 03 X
CONAGRA INC 03 X
CONCORD EFS INC HP 03 X
CONNING MORTGAGE INVESTMENT TRUST 03 X
BATTLE MOUNTAIN GOLD CO EURO CONV SUB DEB 6% 01 X
CONSOL ENERGY 03 X
CONSOLIDATED EDISON INC 03 X
CONSOLIDATED FREIGHTWAYS CORP 03 X
CONSOLIDATED NATURAL GAS CO 03 X
COOPER INDS INC 03 X
CORNING INC 03 X
COSTCO COS INC 03 X
COURT MIICRO INVESTORS LLC 03 X
COVENTRY HEALTH CARE, INC. 03 X
COYOTE NETWORK SYS INC 03 X
CYTEC INDUSTRIES INC. 04 X
DANIELSON HLDGS CORP 03 X
DAVIS N Y VENTURE FD INC CL A 03 X
DEAN FOODS CO 03 X
DELL COMPUTER CORP 03 X
DELPHI AUTOM0TIVE SYSTEMS CORP 03 X
DELUXE CORP 03 X
DEXTER CORP 03 X
DIEBOLD INC 03 X
DISNEY WALT CO 03 X
DODGE & COX BALANCED FUND 03 X
DONNELLEY RR & SONS 03 X
DOW CHEMICAL CO 03 X
DU PONT E I DE NEMOURS & CO 03 X
DUKE ENERGY CORP 03 X
EMC CORPORATION 03 X
EMC CORP SUB NT CONV 3.25% DTD 3/11/97 03 X
EASTMAN KODAK CO 03 X
ECOLAB INC 03 X
EDISON INTERNATIONAL 03 X
ELAN PLC ADR 03 X
ELECTRONIC ARTS INC 03 X
ELECTRONIC DATA SYS CORP NEW 03 X
EMERSON ELECTRIC CO 03 X
ENERGAS RESOURCES INC 03 X
ENRON CORP 03 X
ENTERPRISE SMALL CO PFT A 03 X
</TABLE>
<PAGE> 8
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- ------------------------------------------- --------- ---------- ---------------------------- -------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
EQUITABLE RESOURCES INC 294549100 1,193 31,600 SH X
ETHIKA CORP 297652109 1 40,000 SH X
EUROPACIFIC GROWTH FUND SHARES OF BENEF INT 298706102 26,262 810,812 SH X
EVERGREEN MUN TR TAX FREE FD A 300258746 98 13,409 SH X
EXPEDITORS INTL WASH INC 302130109 3,673 134,800 SH X
EXXON CORP 302290101 18,040 233,897 SH X
FPL GROUP INC 302571104 363 6,636 SH X
FEDERAL HOME LOAN MORTGAGE CORP 313400301 34,197 589,604 SH X
FEDERAL NATIONAL MORTGAGE ASSN 313586109 11,973 175,433 SH X
FEDERAL SIGNAL CORP 313855108 4,940 233,118 SH X
FIDELITY ADVISOR EQUITY PORT GROWTH 315805200 4,321 67,183 SH X
FIDELITY ADVISOR SER GROWTH OPPORT CL A FD 168 315807206 16,097 300,708 SH X
FIDELITY ADVISOR HIGH YIELD FUND SER II CL T 315807305 1,686 144,093 SH X
FIDELITY UTILITY FUNDS 316128107 280 11,164 SH X
FIDELITY EQUITY INCOME FUND 316138106 689 11,173 SH X
FIDELITY MAGELLAN FUND 316184100 4,960 38,217 SH X
FIDELITY NATIONAL CORP 316320100 458 50,500 SH X
FIDELITY PURITAN FUND 316345107 1,700 82,268 SH X
FIDELITY BLUE CHIP GROWTH FUND 316389303 263 4,807 SH X
FIDELITY VALUE FUND 316464106 302 5,304 SH X
FIFTH THIRD BANCORP 316773100 2,122 31,871 SH X
FIRST BANCSHARES INC IND CAP STK 318685104 9,022 12,888 SH X
FIRST DATA CORP 319963104 293 6,000 SH X
FIRST FINANCIAL HLDGS 320239106 554 29,500 SH X
FIRST MIDWEST BANCORP INC 320867104 552 13,900 SH X
FIRST UNION CORP 337358105 526 11,172 SH X
FIRSTAR CORPORATION 33763V109 1,136 40,584 SH X
FLAG INVS VALUE BLDR FD INC 33832R105 3,692 146,148 SH X
FLORIDA PROGRESS CORP 341109106 600 14,534 SH X
FLORSHEIM GROUP INC 343302105 459 78,900 SH X
FORD MOTOR CO DEL 345370100 786 13,940 SH X
FORT JAMES CORP 347471104 223 5,887 SH X
FORTUNE BRANDS INC 349631101 1,071 25,873 SH X
93.0269% INT FRALICK FAMILY LLC 351684915 693 1 SH X
FRANKLIN BALANCE SHEET INVT I 352423107 5,413 162,344 SH X
FRANKLIN CALIF TAX FREE INCOME FUND 352518104 100 14,026 SH X
FRANKLIN FEDERAL TAX FREE INCOME FD 353519101 169 14,068 SH X
FRANKLIN REAL ESTATE SECS TR SH BEN INT CL I 354602104 362 23,908 SH X
FRANKLIN SMALL CAP GRWTH 354713109 11,964 449,784 SH X
FRIENDLY FUELS GROUP INC 357903103 13 76,000 SH X
FUNDAMENTAL INVESTORS 360802102 2,422 73,591 SH X
GTE CORP 362320103 5,536 73,328 SH X
GABLES RESIDENTIAL TRUST 362418105 758 31,400 SH X
GALLAGHER (ARTHUR J.) & CO 363576109 832 16,800 SH X
GALLAHER GROUP PLC SPONSORED ADR 363595109 369 15,082 SH X
GAM INTERNATIONAL FUND 364590109 7,924 300,280 SH X
GANNETT INC 364730101 626 8,770 SH X
GAP INC 364760108 1,130 22,425 SH X
GENERAL DYNAMICS CORP 369550108 1,133 16,444 SH X
GENERAL ELECTRIC CO 369604103 68,864 609,416 SH X
GENERAL MILLS INC 370334104 260 3,233 SH X
GENERAL MOTORS CORP 370442105 964 14,604 SH X
GILLETTE CO 375766102 6,660 162,454 SH X
GOODYEAR TIRE & RUBBER CO 382550101 223 3,800 SH X
GRAINGER W W INC 384802104 1,351 25,100 SH X
GRANITE CONSTRUCTION INC 387328107 451 15,400 SH X
GUIDANT CORP 401698105 253 4,944 SH X
HCC INS HLDGS INC 404132102 690 30,380 SH X
HCR MANOR CARE INC. 404134108 460 19,000 SH X
</TABLE>
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- ------------------------------------------- --------- ------------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
EQUITABLE RESOURCES INC 03 X
ETHIKA CORP 03 X
EUROPACIFIC GROWTH FUND SHARES OF BENEF INT 03 X
EVERGREEN MUN TR TAX FREE FD A 03 X
EXPEDITORS INTL WASH INC 03 X
EXXON CORP 03 X
FPL GROUP INC 03 X
FEDERAL HOME LOAN MORTGAGE CORP 03 X
FEDERAL NATIONAL MORTGAGE ASSN 03 X
FEDERAL SIGNAL CORP 03 X
FIDELITY ADVISOR EQUITY PORT GROWTH 03 X
FIDELITY ADVISOR SER GROWTH OPPORT CL A FD 168 03 X
FIDELITY ADVISOR HIGH YIELD FUND SER II CL T 03 X
FIDELITY UTILITY FUNDS 03 X
FIDELITY EQUITY INCOME FUND 03 X
FIDELITY MAGELLAN FUND 03 X
FIDELITY NATIONAL CORP 03 X
FIDELITY PURITAN FUND 03 X
FIDELITY BLUE CHIP GROWTH FUND 03 X
FIDELITY VALUE FUND 03 X
FIFTH THIRD BANCORP 03 X
FIRST BANCSHARES INC IND CAP STK 03 X
FIRST DATA CORP 03 X
FIRST FINANCIAL HLDGS 03 X
FIRST MIDWEST BANCORP INC 03 X
FIRST UNION CORP 03 X
FIRSTAR CORPORATION 03 X
FLAG INVS VALUE BLDR FD INC 03 X
FLORIDA PROGRESS CORP 03 X
FLORSHEIM GROUP INC 03 X
FORD MOTOR CO DEL 03 X
FORT JAMES CORP 03 X
FORTUNE BRANDS INC 03 X
93.0269% INT FRALICK FAMILY LLC 03 X
FRANKLIN BALANCE SHEET INVT I 03 X
FRANKLIN CALIF TAX FREE INCOME FUND 03 X
FRANKLIN FEDERAL TAX FREE INCOME FD 03 X
FRANKLIN REAL ESTATE SECS TR SH BEN INT CL I 03 X
FRANKLIN SMALL CAP GRWTH 03 X
FRIENDLY FUELS GROUP INC 03 X
FUNDAMENTAL INVESTORS 03 X
GTE CORP 03 X
GABLES RESIDENTIAL TRUST 03 X
GALLAGHER (ARTHUR J.) & CO 03 X
GALLAHER GROUP PLC SPONSORED ADR 03 X
GAM INTERNATIONAL FUND 03 X
GANNETT INC 03 X
GAP INC 03 X
GENERAL DYNAMICS CORP 03 X
GENERAL ELECTRIC CO 03 X
GENERAL MILLS INC 03 X
GENERAL MOTORS CORP 03 X
GILLETTE CO 03 X
GOODYEAR TIRE & RUBBER CO 03 X
GRAINGER W W INC 03 X
GRANITE CONSTRUCTION INC 03 X
GUIDANT CORP 03 X
HCC INS HLDGS INC 03 X
HCR MANOR CARE INC. 03 X
</TABLE>
<PAGE> 9
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- -------------------------------------------- ---------- ---------- -------------------------- -------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
HARLAND CO. 412693103 750 37,600 SH X
HARLEY DAVIDSON INC 412822108 35,583 654,416 SH X
HARRIS ASSOC INVT TR OAKMARK FUND 413838103 3,266 82,151 SH X
OAKMARK INTERNATIONAL FUND HARRIS ASSOC INV TR 413838202 273 18,153 SH X
HAYES LEMMERZ INTL INC 420781106 429 14,600 SH X
HEALTH MANAGEMENT ASSOCIATES INC 421933102 21,239 1,887,847 SH X
HELMERICH & PAYNE INC 423452101 476 20,000 SH X
HEWLETT PACKARD CO 428236103 4,427 44,045 SH X
HOME DEPOT INC 437076102 1,872 29,046 SH X
HONEYWELL INC 438506107 406 3,500 SH X
HORACE MANN EDUCATOR 440327104 476 17,500 SH X
HOUGHTON MIFFLIN CO 441560109 1,501 31,900 SH X
HOUSEHOLD INTERNATIONAL INC 441815107 2,743 57,892 SH X
HUBBELL INC CL A 443510102 540 13,552 SH X
HUBBELL INC CL B 443510201 435 9,588 SH X
HUNTINGTON BANCSHARES INC 446150104 345 9,866 SH X
IHOP CORP 449623107 421 17,500 SH X
ILLINOIS TOOL WORKS INC 452308109 56,467 689,836 SH X
INCOME FUND OF AMERICA 453320103 2,693 152,423 SH X
INDIANA ENERGY INC 454707100 410 19,249 SH X
INGERSOLL RAND CO 456866102 374 5,790 SH X
INTEL CORP 458140100 3,184 53,508 SH X
INTERMEDIATE BD FD AMER SH BEN INT 458809100 1,995 151,698 SH X
INTERNATIONAL BUSINESS MACHINES 459200101 7,104 54,964 SH X
INTERNATIONAL MULTIFOODS CORP 460043102 356 15,800 SH X
INTERPUBLIC GROUP OF COMPANIES INC 460690100 888 10,250 SH X
INTERTAPE POLYMER GROUP INC 460919103 1,531 52,340 SH X
INVESCO INCOME FDS INC SEL INC FD 461277204 153 24,403 SH X
INVESCO VALUE TR TOTAL RETURN FD 46128D309 3,407 103,191 SH X
INVESTMENT CO OF AMERICA 461308108 10,555 307,640 SH X
IONICS INC 462218108 664 18,180 SH X
IPALCO ENTERPRISES INC 462613100 241 11,360 SH X
IRWIN FINANCIAL CORP 464119106 555 28,480 SH X
J P M INDUSTRIES INC CL A 46624D100 30 1,000,000 SH X
JABIL CIRCUIT INC 466313103 821 18,200 SH X
JANUS INVT FD WORLDWIDE FD 471023309 2,248 42,077 SH X
JANUS INVT OVERSEAS FD 471023846 335 15,039 SH X
JOHNSON & JOHNSON 478160104 6,104 62,283 SH X
JOHNSON CONTROLS INC 478366107 28,824 415,846 SH X
KANSAS CITY POWER & LIGHT CO 485134100 14,248 558,753 SH X
KANSAS CITY POWER & LIGHT CO 485134100 41 1,600 SH X
KANSAS CITY POWER & LIGHT CO 485134100 13,802 541,247 SH X
KELLOGG CO 487836108 779 23,586 SH X
KEMPER INSD CORPORATE TR UNIT SER 8 487903262 174 174,242 SH X
KELLY SERVICES INC CL A 488152208 210 6,531 SH X
KEMPER DREMAN FUND INC 48840B504 4,086 114,395 SH X
KEMPER-DREMAN SMALL CAP VALU A FD 48840B876 1,403 71,940 SH X
KEMPER MUNICIPAL BOND FUND CL A 488419201 135 13,810 SH X
KEMPER US GOVERNMENT SECURITIES FD CL A 488438102 230 27,148 SH X
KERR MCGEE CORP SUB DEB CONV 7.5% DTD 5/17/89 492386AL1 493 498,000 SH X
KIMBERLY CLARK CORP 494368103 1,727 30,302 SH X
KOHLS CORP 500255104 23,658 307,013 SH X
LG & E ENERGY CORP 501917108 280 13,291 SH X
LEE ENTERPRISES INC 523768109 220 7,200 SH X
LILLY ELI & CO 532457108 1,779 24,831 SH X
LINCOLN NATIONAL CORP INDIANA 534187109 7,575 144,792 SH X
LINEAR TECHNOLOGY CORPORATION 535678106 672 10,000 SH X
LITTELFUSE INC 537008104 738 38,330 SH X
LOCKHEED MARTIN CORPORATION 539830109 209 5,624 SH X
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- ------------------------------------------------ ----------------------------------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C> <C>
HARLAND CO. 03 X
HARLEY DAVIDSON INC 03 X
HARRIS ASSOC INVT TR OAKMARK FUND 03 X
OAKMARK INTERNATIONAL FUND HARRIS ASSOC INV TR 03 X
HAYES LEMMERZ INTL INC 03 X
HEALTH MANAGEMENT ASSOCIATES INC 03 X
HELMERICH & PAYNE INC 03 X
HEWLETT PACKARD CO 03 X
HOME DEPOT INC 03 X
HONEYWELL INC 03 X
HORACE MANN EDUCATOR 03 X
HOUGHTON MIFFLIN CO 03 X
HOUSEHOLD INTERNATIONAL INC 03 X
HUBBELL INC CL A 03 X
HUBBELL INC CL B 03 X
HUNTINGTON BANCSHARES INC 03 X
IHOP CORP 03 X
ILLINOIS TOOL WORKS INC 03 X
INCOME FUND OF AMERICA 03 X
INDIANA ENERGY INC 03 X
INGERSOLL RAND CO 03 X
INTEL CORP 03 X
INTERMEDIATE BD FD AMER SH BEN INT 03 X
INTERNATIONAL BUSINESS MACHINES 03 X
INTERNATIONAL MULTIFOODS CORP 03 X
INTERPUBLIC GROUP OF COMPANIES INC 03 X
INTERTAPE POLYMER GROUP INC 03 X
INVESCO INCOME FDS INC SEL INC FD 03 X
INVESCO VALUE TR TOTAL RETURN FD 03 X
INVESTMENT CO OF AMERICA 03 X
IONICS INC 03 X
IPALCO ENTERPRISES INC 03 X
IRWIN FINANCIAL CORP 03 X
J P M INDUSTRIES INC CL A 03 X
JABIL CIRCUIT INC 03 X
JANUS INVT FD WORLDWIDE FD 03 X
JANUS INVT OVERSEAS FD 03 X
JOHNSON & JOHNSON 03 X
JOHNSON CONTROLS INC 03 X
KANSAS CITY POWER & LIGHT CO 02,03 X
KANSAS CITY POWER & LIGHT CO 03 X
KANSAS CITY POWER & LIGHT CO 04 X
KELLOGG CO 03 X
KEMPER INSD CORPORATE TR UNIT SER 8 03 X
KELLY SERVICES INC CL A 03 X
KEMPER DREMAN FUND INC 03 X
KEMPERDREMAN SMALL CAP VALU A FD 03 X
KEMPER MUNICIPAL BOND FUND CL A 03 X
KEMPER US GOVERNMENT SECURITIES FD CL A 03 X
KERR MCGEE CORP SUB DEB CONV 7.5% DTD 5/17/89 03 X
KIMBERLY CLARK CORP 03 X
KOHLS CORP 03 X
LG & E ENERGY CORP 03 X
LEE ENTERPRISES INC 03 X
LILLY ELI & CO 03 X
LINCOLN NATIONAL CORP INDIANA 03 X
LINEAR TECHNOLOGY CORPORATION 03 X
LITTELFUSE INC 03 X
LOCKHEED MARTIN CORPORATION 03 X
</TABLE>
5
<PAGE> 10
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- ----------------------------------------- ---------- ---------- -------------------------- --------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
LONGLEAF PARTNERS FUND SH BEN INT 543069108 2,318 78,353 SH X
LUCENT TECHNOLOGIES INC 549463107 6,923 102,648 SH X
MBNA CORP 55262L100 38,264 1,249,430 SH X
MCI WORLDCOM INC 55268B106 2,083 24,208 SH X
MFS EMERGING GROWTH FUND CL A 552985103 10,599 211,258 SH X
MFS SER TR VII CAP OPPTYS FD CL A 552988305 19,001 964,507 SH X
MANPOWER 56418H100 758 33,500 SH X
MARSH & MCLENNAN COS INC 571748102 1,543 20,390 SH X
MARRIOTT INTL INC NEW CL A 571903202 855 22,900 SH X
MASSACHUSETTS INVESTORS GROWTH FUND 575719109 1,215 68,099 SH X
MASSACHUSETTS INVESTORS TRUST 575736103 17,531 825,002 SH X
MATTEL INC 577081102 866 33,160 SH X
MAY DEPARTMENT STORES CO 577778103 215 5,264 SH X
MAYTAG CORP 578592107 381 5,464 SH X
MCDONALDS CORP 580135101 3,634 88,348 SH X
MEDIAONE GROUP INC 58440J104 787 10,584 SH X
MEDICAL CARE INT CONV DEB 7% DTD 8/1/90 584505AB7 290 293,000 SH X
MEDICAL CARE INTL INC SUB DEB CONV 144A 6.75% 584505AC5 1,697 1,950,000 SH X
MEDQUIST INC 584949101 1,313 30,000 SH X
MEDTRONIC INC 585055106 5,189 66,635 SH X
MEMORIAL GOVERNMENT BOND FUND 586015505 1,073 109,900 SH X
MEMORIAL CORPORATE BOND FUND 586015604 27,957 2,909,206 SH X
MEMORIAL GROWTH EQUITY FUND 586015703 3,119 240,508 SH X
MEMORIAL VALUE EQUITY FUND 586015802 1,772 182,360 SH X
MENTOR GRAPHICS CORP 587200106 818 64,000 SH X
MERCK & CO INC 589331107 29,304 397,266 SH X
MERRILL LYNCH INSURED MUNICIPAL BD FD PORT A 590193108 209 26,804 SH X
MICHAELS STORES INC. 594087108 1,116 36,600 SH X
MICROSOFT CORP 594918104 42,812 474,827 SH X
MID ATLANTIC MEDICAL SERVICES 59523C107 939 95,100 SH X
MIDWEST EXPRESS HLDGS INC 597911106 2,521 74,159 SH X
MILACRON INC. 598709103 1,254 67,800 SH X
MILLENNIUM INCOME FD L L C 599909900 5,150 51,500 SH X
MINNESOTA MINING & MANUFACTURING CO 604059105 1,673 19,246 SH X
MINNESOTA POWER INC 604110106 642 32,304 SH X
MOBIL CORP 607059102 2,991 30,286 SH X
MOLEX INC 608554101 1,671 45,174 SH X
MONSANTO CO 611662107 780 19,710 SH X
MONTANA POWER CO 612085100 257 3,633 SH X
MONTGOMERY US FDS II INTL GRT INSTL 613923671 1,416 139,087 SH X
MORGAN J P & CO INC 616880100 2,306 16,414 SH X
MORGAN STANLEY DEAN WITTER U S GOVT SEC TR 616969200 430 48,605 SH X
MORGAN STANLEY DEAN WITTER & COMPANY 617446448 1,850 18,032 SH X
MOTOROLA INC 620076109 5,431 57,322 SH X
MUNDER FDS TR 626129761 266 9,089 SH X
MUNICIPAL INVT TR FD UNIT 201ST 62622B327 318 320 SH X
MUNICIPAL INVT TR FD UNIT 182ND 62623X385 246 402 SH X
MUTUAL BENEFIT LIFE INSURANCE CONTRACT 6279959A3 431 431,139 SH X
MYLAN LABS 628530107 875 33,000 SH X
NATIONAL CITY CORP 635405103 1,201 18,327 SH X
NATIONAL HEALTH INVESTORS, INC 63633D104 294 12,900 SH X
NEW CENTY ENERGIES INC 64352U103 295 7,624 SH X
NEW PERSPECTIVE FUND 648018109 11,068 426,681 SH X
NEWBRIDGE NETWORKS CORP 650901101 920 32,000 SH X
NEWELL RUBBERMAID INC 651229106 37,271 802,799 SH X
NICHOLAS FUND 653735100 2,592 30,677 SH X
NICOR INC 654086107 422 11,066 SH X
NIKE INC CL B 654106103 225 3,550 SH X
NOBLE AFFILIATES INC 654894104 338 12,000 SH X
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- -------------------------------------------- --------- -----------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
LONGLEAF PARTNERS FUND SH BEN INT 03 X
LUCENT TECHNOLOGIES INC 03 X
MBNA CORP 03 X
MCI WORLDCOM INC 03 X
MFS EMERGING GROWTH FUND CL A 03 X
MFS SER TR VII CAP OPPTYS FD CL A 03 X
MANPOWER 03 X
MARSH & MCLENNAN COS INC 03 X
MARRIOTT INTL INC NEW CL A 03 X
MASSACHUSETTS INVESTORS GROWTH FUND 03 X
MASSACHUSETTS INVESTORS TRUST 03 X
MATTEL INC 03 X
MAY DEPARTMENT STORES CO 03 X
MAYTAG CORP 03 X
MCDONALDS CORP 03 X
MEDIAONE GROUP INC 03 X
MEDICAL CARE INT CONV DEB 7% DTD 8/1/90 03 X
MEDICAL CARE INTL INC SUB DEB CONV 144A 6.75% 03 X
MEDQUIST INC 03 X
MEDTRONIC INC 03 X
MEMORIAL GOVERNMENT BOND FUND 03 X
MEMORIAL CORPORATE BOND FUND 03 X
MEMORIAL GROWTH EQUITY FUND 03 X
MEMORIAL VALUE EQUITY FUND 03 X
MENTOR GRAPHICS CORP 03 X
MERCK & CO INC 03 X
MERRILL LYNCH INSURED MUNICIPAL BD FD PORT A 03 X
MICHAELS STORES INC. 03 X
MICROSOFT CORP 03 X
MID ATLANTIC MEDICAL SERVICES 03 X
MIDWEST EXPRESS HLDGS INC 03 X
MILACRON INC. 03 X
MILLENNIUM INCOME FD L L C 03 X
MINNESOTA MINING & MANUFACTURING CO 03 X
MINNESOTA POWER INC 03 X
MOBIL CORP 03 X
MOLEX INC 03 X
MONSANTO CO 03 X
MONTANA POWER CO 03 X
MONTGOMERY US FDS II INTL GRT INSTL 03 X
MORGAN J P & CO INC 03 X
MORGAN STANLEY DEAN WITTER U S GOVT SEC TR 03 X
MORGAN STANLEY DEAN WITTER & COMPANY 03 X
MOTOROLA INC 03 X
MUNDER FDS TR 03 X
MUNICIPAL INVT TR FD UNIT 201ST 03 X
MUNICIPAL INVT TR FD UNIT 182ND 03 X
MUTUAL BENEFIT LIFE INSURANCE CONTRACT 03 X
MYLAN LABS 03 X
NATIONAL CITY CORP 03 X
NATIONAL HEALTH INVESTORS, INC 03 X
NEW CENTY ENERGIES INC 03 X
NEW PERSPECTIVE FUND 03 X
NEWBRIDGE NETWORKS CORP 03 X
NEWELL RUBBERMAID INC 03 X
NICHOLAS FUND 03 X
NICOR INC 03 X
NIKE INC CL B 03 X
NOBLE AFFILIATES INC 03 X
</TABLE>
5
<PAGE> 11
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- ------------------------------------------ ---------- ---------- -------------------------- --------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
NORFOLK SOUTHERN CORP 655844108 568 18,843 SH X
NORTEL NETWORKS CORP COM 656569100 378 4,360 SH X
NORTH AMERICAN VACCINE, INC 657201109 243 49,900 SH X
NORTHERN TRUST CORP 665859104 7,778 80,184 SH X
NORTHSTAR TR INTL VALUE FD A 66704E406 223 15,658 SH X
NUVEEN INSURED QUALITY MUNICIPAL FD 67062N103 186 12,350 SH X
NUVEEN FLAGSHIP MUN TR MUN BD FD CL R 67065Q400 139 14,861 SH X
OM GROUP INC 670872100 1,180 34,190 SH X
NUVEEN MUNICIPAL VALUE FUND INC 670928100 207 22,566 SH X
OFFICE DEPOT INC 676220106 1,258 57,000 SH X
OFFSHORE LOGISTICS 676255102 495 45,000 SH X
OLD KENT FINANCIAL CORP 679833103 519 12,389 SH X
OLIN CORP PAR $1.00 680665205 754 57,200 SH X
OMNICARE INC 681904108 11,665 923,890 SH X
OMNICOM GROUP 681919106 34,935 436,678 SH X
OPPENHEIMER CAP APPREC FD CL A 68379A107 1,186 25,395 SH X
OPPENHEIMER QUEST OPPORT VALUE A FD 68380E106 31,459 795,424 SH X
OPPENHEIMER QUEST GLB VAL FD CL A 68380G101 476 23,014 SH X
OPPENHEIMER QUEST VALUE CL A FD 68380H109 15,466 668,953 SH X
OPPENHEIMER U S GOVT TR CL A 683810105 3,255 351,479 SH X
OPPENHEIMER QST CP VL FD INC CL A 68381A103 6,659 190,082 SH X
ORACLE CORP 68389X105 659 17,732 SH X
ORBITAL ENGINE CORP LTD SPON ADR NEW 685563306 79 35,000 SH X
ORTHODONTIC CTRS AMER INC 68750P103 1,064 75,370 SH X
PBHG FDS INC GRWTH ADVSR 69316H882 331 12,179 SH X
PE CORPPE BIOSYSTEMS GROUP 69332S102 230 2,000 SH X
PIMCO FDS MULTI MANAGER SER MID CAP GR CL A 69338T211 1,383 60,557 SH X
PIMCO FDS MULTI MANAGER SER SM CAP VAL FD A 69338T278 3,256 205,171 SH X
PIMCO LOW DURATION FUND 693390304 2,179 218,563 SH X
PIMCO FDS TOTAL RETURN FUND A 693390445 12,309 1,215,151 SH X
PIMCO TOTAL RETURN FUND INSTL CL 693390700 7,689 758,996 SH X
PARK NATIONAL CORP 700658107 2,400 24,000 SH X
PARKER HANNIFIN CORP 701094104 596 13,026 SH X
PAYCHEX INC 704326107 35,173 1,104,677 SH X
PEOPLES ENERGY CORP 711030106 445 11,799 SH X
PEP BOYS MANNY MOE & JACK SUB LIQUID YLD 713278AJ8 440 800,000 SH X
PEPSICO INC 713448108 1,149 29,700 SH X
PERFORMANCE FOOD GROUP CO 713755106 1,031 37,900 SH X
PFIZER INC 717081103 46,811 428,604 SH X
PHILIP MORRIS COS INC 718154107 6,331 157,529 SH X
PIKE BANCORP 721462109 421 44 SH X
PILGRIM MUT FDS SML CAP GRWTH A 72146E533 865 45,343 SH X
PILGRIM MUT FDS EMERG COUNTRS A 72146E756 610 36,531 SH X
PIONEER CAP GROWTH FD CL A 723635108 1,038 46,862 SH X
PIONEER GROUP 723684106 276 16,000 SH X
PITNEY BOWES INC 724479100 32,462 505,239 SH X
PITTWAY CORP DEL CL A 725790208 301 8,802 SH X
PLUM CREEK TIMBER COMPANY 729237107 432 13,848 SH X
PRAXAIR INC 74005P104 22,602 461,841 SH X
PRECISION CASTPARTS CORP 740189105 1,175 27,630 SH X
PRIME BANCSHARES INC 74157H108 884 49,600 SH X
THE PRIVATE INVESTMENT LIMITED PRTNRSHP I 742100XA3 142 200,000 SH X
PROCTER & GAMBLE CO 742718109 35,793 401,049 SH X
PUTNAM AMERICAN GOVT INC FUND CL A 74644B102 119 13,991 SH X
PUTNAM CONV INCOME GROWTH TR SH BEN INT 746476100 2,326 111,435 SH X
PUTNAM OTC EMERGING GRWTH FD SH BEN INT CL A 746847102 2,067 108,260 SH X
PUTNAM INTL GROWTH FD CL A 746932102 3,869 178,777 SH X
PUTNAM VISTA FD INC CL A 747011104 941 64,023 SH X
QUAKER OATS CO 747402105 1,241 18,701 SH X
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- ----------------------------------------- --------- -----------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
NORFOLK SOUTHERN CORP 03 X
NORTEL NETWORKS CORP COM 03 X
NORTH AMERICAN VACCINE, INC 03 X
NORTHERN TRUST CORP 03 X
NORTHSTAR TR INTL VALUE FD A 03 X
NUVEEN INSURED QUALITY MUNICIPAL FD 03 X
NUVEEN FLAGSHIP MUN TR MUN BD FD CL R 03 X
OM GROUP INC 03 X
NUVEEN MUNICIPAL VALUE FUND INC 03 X
OFFICE DEPOT INC 03 X
OFFSHORE LOGISTICS 03 X
OLD KENT FINANCIAL CORP 03 X
OLIN CORP PAR $1.00 03 X
OMNICARE INC 03 X
OMNICOM GROUP 03 X
OPPENHEIMER CAP APPREC FD CL A 03 X
OPPENHEIMER QUEST OPPORT VALUE A FD 03 X
OPPENHEIMER QUEST GLB VAL FD CL A 03 X
OPPENHEIMER QUEST VALUE CL A FD 03 X
OPPENHEIMER U S GOVT TR CL A 03 X
OPPENHEIMER QST CP VL FD INC CL A 03 X
ORACLE CORP 03 X
ORBITAL ENGINE CORP LTD SPON ADR NEW 03 X
ORTHODONTIC CTRS AMER INC 03 X
PBHG FDS INC GRWTH ADVSR 03 X
PE CORPPE BIOSYSTEMS GROUP 03 X
PIMCO FDS MULTI MANAGER SER MID CAP GR CL A 03 X
PIMCO FDS MULTI MANAGER SER SM CAP VAL FD A 03 X
PIMCO LOW DURATION FUND 03 X
PIMCO FDS TOTAL RETURN FUND A 03 X
PIMCO TOTAL RETURN FUND INSTL CL 03 X
PARK NATIONAL CORP 03 X
PARKER HANNIFIN CORP 03 X
PAYCHEX INC 03 X
PEOPLES ENERGY CORP 03 X
PEP BOYS MANNY MOE & JACK SUB LIQUID YLD 03 X
PEPSICO INC 03 X
PERFORMANCE FOOD GROUP CO 03 X
PFIZER INC 03 X
PHILIP MORRIS COS INC 03 X
PIKE BANCORP 03 X
PILGRIM MUT FDS SML CAP GRWTH A 03 X
PILGRIM MUT FDS EMERG COUNTRS A 03 X
PIONEER CAP GROWTH FD CL A 03 X
PIONEER GROUP 01 X
PITNEY BOWES INC 03 X
PITTWAY CORP DEL CL A 03 X
PLUM CREEK TIMBER COMPANY 03 X
PRAXAIR INC 03 X
PRECISION CASTPARTS CORP 03 X
PRIME BANCSHARES INC 03 X
THE PRIVATE INVESTMENT LIMITED PRTNRSHP I 03 X
PROCTER & GAMBLE CO 03 X
PUTNAM AMERICAN GOVT INC FUND CL A 03 X
PUTNAM CONV INCOME GROWTH TR SH BEN INT 03 X
PUTNAM OTC EMERGING GRWTH FD SH BEN INT CL A 03 X
PUTNAM INTL GROWTH FD CL A 03 X
PUTNAM VISTA FD INC CL A 03 X
QUAKER OATS CO 03 X
</TABLE>
7
<PAGE> 12
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- ----------------------------------------- --------- -------- -------------------------- --------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
QUALCOMM INC 747525103 229 1,600 SH X
QUINTILES TRANSNATIONAL CORP 748767100 1,529 36,410 SH X
RAINIER INVT MGMT MUT FDS SML MID/CAP EQ 750869208 2,017 89,428 SH X
RALSTON-RALSTON PURINA GROUP 751277302 1,077 35,390 SH X
RAYTHEON CO CL B 755111408 1,322 18,746 SH X
REGAL BELOIT 758750103 820 34,700 SH X
RELIANT ENERGY INC COM 75952J108 342 12,372 SH X
REPUBLIC SECURITY FINL CORP 760758102 706 84,500 SH X
RESCON TECHNOLOGY CORP 760844100 1 31,000 SH X
RESERVE FD INC CL B-GOVT PORT 761056209 5,863 5,863,441 SH X
REUTERS HLDGS PLC SPONS ADR COM 76132M102 653 8,058 SH X
ROBERTSON STEPHENS INVT TR DIVSFD GRTH 770648855 798 36,404 SH X
ROBOTIC VISION SYSTEMS INC 771074101 868 229,500 SH X
ROCKWELL INTL CORP NEW 773903109 467 7,688 SH X
ROWAN COMPANIES 779382100 627 34,000 SH X
ROWE T PRICE EQUITY INC FD 779547108 1,645 56,535 SH X
ROWE T PRICE MIDCAP GRW FD 779556109 6,237 164,486 SH X
ROWE T PRICE VALUE FD INC 779578103 326 15,562 SH X
ROYAL DUTCH PETE CO N Y REG SH PAR N GLDR 1.25 780257804 16,605 275,596 SH X
RUSSELL FRANK INVT CO EQUITY I FD 782493100 5,149 132,205 SH X
RUSSELL FRANK INVT CO EQUITY II FD 782493209 2,655 80,917 SH X
RUSSELL FRANK INVT CO EQUITY III FD 782493308 1,436 47,320 SH X
RUSSELL FRANK INVT CO FIXED INCOME I 782493407 5,044 239,050 SH X
RUSSELL FRANK INVT CO INTL FD 782493605 3,953 99,186 SH X
RUSSELL FRANK INVT CO EQUITY Q 782493811 7,473 168,538 SH X
SBC COMMUNICATIONS INC 78387G103 3,173 54,709 SH X
SLM HLDG CORP 78442A109 660 14,400 SH X
STI CLASSIC FDS VALUE INCOME STOCK TR 784766834 3,400 256,247 SH X
SSGA FDS SMALL CAP FD 784924706 2,261 124,221 SH X
ST PAUL BANCORP INC 792848103 1,473 57,753 SH X
ST PAUL COMPANIES INC 792860108 257 8,082 SH X
SAKS INC 79377W108 693 24,000 SH X
SANMINA CORP 800907107 1,024 13,500 SH X
SANTA FE SNYDER CORP 80218K105 591 77,500 SH X
SARA LEE CORP 803111103 1,902 83,836 SH X
SCHERING PLOUGH CORP 806605101 17,793 338,900 SH X
SCHLUMBERGER LTD 806857108 24,396 383,056 SH X
SCHRODER REAL ESTATE VALUE--ENHAN FD B 807999107 1,144 1,000,000 SH X
SCHRODER INTERNATIONAL EQUITY FUND 808088207 3,260 202,007 SH X
SCHULMAN INC 808194104 214 12,500 SH X
CHARLES SCHWAB CORPORATION 808513105 46,759 427,578 SH X
SCUDDER EQUITY TR VALUE FD 81114T208 609 24,546 SH X
SEARS ROEBUCK & CO 812387108 1,138 25,536 SH X
SELIGMAN COMMUN & INFO FD CL A SHS 816333108 1,178 33,137 SH X
SELIGMAN FRONTIER FD INC CL A 816334106 568 41,004 SH X
SENSORMATIC ELECTRONICS CORP 817265101 836 60,000 SH X
SERVICE CORP INTL 817565104 301 15,600 SH X
SERVICEMASTER CO 81760N109 331 17,665 SH X
SIGMA ALDRICH CORP 826552101 345 10,000 SH X
SKYLINE FD SPECIAL EQU PTF 830833208 12,126 603,267 SH X
SKYLINE FD SMALL CAP VALUE PLUS 830833406 1,713 139,683 SH X
SKYLINE SMALL CAP CONTRARIAN 830833604 82 10,092 SH X
SKYWEST INC 830879102 174 7,000 SH X
AMERICAN FUNDS SMALLCAP WORLD 831681101 1,839 63,830 SH X
SMITH INTL INC 832110100 652 15,000 SH X
SMITHKLINE BEECHAM PLC ADR REPSTG ORD A 832378301 780 11,800 SH X
J.M. SMUCKER CO CLASS B 832696207 612 32,200 SH X
SOGEN FDS INC INTL FD 834058505 1,306 52,227 SH X
SOLECTRON CORP 834182107 28,234 423,370 SH X
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- --------------------------------------------- ---------- -------------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
QUALCOMM INC 03 X
QUINTILES TRANSNATIONAL CORP 03 X
RAINIER INVT MGMT MUT FDS SML MID/CAP EQ 03 X
RALSTONRALSTON PURINA GROUP 03 X
RAYTHEON CO CL B 03 X
REGAL BELOIT 03 X
RELIANT ENERGY INC COM 03 X
REPUBLIC SECURITY FINL CORP 03 X
RESCON TECHNOLOGY CORP 03 X
RESERVE FD INC CL BGOVT PORT 03 X
REUTERS HLDGS PLC SPONS ADR COM 03 X
ROBERTSON STEPHENS INVT TR DIVSFD GRTH 03 X
ROBOTIC VISION SYSTEMS INC 03 X
ROCKWELL INTL CORP NEW 03 X
ROWAN COMPANIES 03 X
ROWE T PRICE EQUITY INC FD 03 X
ROWE T PRICE MIDCAP GRW FD 03 X
ROWE T PRICE VALUE FD INC 03 X
ROYAL DUTCH PETE CO N Y REG SH PAR N GLDR 1.25 03 X
RUSSELL FRANK INVT CO EQUITY I FD 03 X
RUSSELL FRANK INVT CO EQUITY II FD 03 X
RUSSELL FRANK INVT CO EQUITY III FD 03 X
RUSSELL FRANK INVT CO FIXED INCOME I 03 X
RUSSELL FRANK INVT CO INTL FD 03 X
RUSSELL FRANK INVT CO EQUITY Q 03 X
SBC COMMUNICATIONS INC 03 X
SLM HLDG CORP 03 X
STI CLASSIC FDS VALUE INCOME STOCK TR 03 X
SSGA FDS SMALL CAP FD 03 X
ST PAUL BANCORP INC 03 X
ST PAUL COMPANIES INC 03 X
SAKS INC 03 X
SANMINA CORP 03 X
SANTA FE SNYDER CORP 03 X
SARA LEE CORP 03 X
SCHERING PLOUGH CORP 03 X
SCHLUMBERGER LTD 03 X
SCHRODER REAL ESTATE VALUE ENHAN FD B 03 X
SCHRODER INTERNATIONAL EQUITY FUND 03 X
SCHULMAN INC 03 X
CHARLES SCHWAB CORPORATION 03 X
SCUDDER EQUITY TR VALUE FD 03 X
SEARS ROEBUCK & CO 03 X
SELIGMAN COMMUN & INFO FD CL A SHS 03 X
SELIGMAN FRONTIER FD INC CL A 03 X
SENSORMATIC ELECTRONICS CORP 03 X
SERVICE CORP INTL 03 X
SERVICEMASTER CO 03 X
SIGMA ALDRICH CORP 03 X
SKYLINE FD SPECIAL EQU PTF 03 X
SKYLINE FD SMALL CAP VALUE PLUS 03 X
SKYLINE SMALL CAP CONTRARIAN 03 X
SKYWEST INC 03 X
AMERICAN FUNDS SMALLCAP WORLD 03 X
SMITH INTL INC 03 X
SMITHKLINE BEECHAM PLC ADR REPSTG ORD A 03 X
J.M. SMUCKER CO CLASS B 03 X
SOGEN FDS INC INTL FD 03 X
SOLECTRON CORP 03 X
</TABLE>
8
<PAGE> 13
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- -------------------------------------------- ---------- ---------- -------------------------- -------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
SOUND SHORE FD INC 836083105 381 12,126 SH X
SOUTHERN CO 842587107 256 9,628 SH X
SPECIALTY EQUIPMENT COS 847497203 1,160 39,400 SH X
SPECTRA FD INC 847561107 257 25,672 SH X
SPECTRX INC 847635109 123 15,800 SH X
SPRINT CORP (FON GROUP) 852061100 1,714 32,332 SH X
SPRINT CORP (PCS GROUP) 852061506 477 8,372 SH X
STARBUCKS CORP 855244109 2,025 53,920 SH X
STERLING COMM INC 859205106 2,056 55,929 SH X
STERLING SOFTWARE INC 859547101 1,100 41,600 SH X
STRIDE RITE CORP 863314100 875 84,800 SH X
SUN MICROSYSTEMS INC 866810104 42,553 617,695 SH X
SUNTRUST BANKS INC 867914103 278 4,000 SH X
SWIFT TRANSPORTATION CO INC 870756103 470 21,400 SH X
SYBRON INTL CORP WI 87114F106 21,277 771,965 SH X
SYSCO CORP 871829107 40,082 1,344,485 SH X
TCF FINL CORP 872275102 310 11,100 SH X
TECHNOLOGY RESEARCH CORP NEW 878727304 52 28,500 SH X
TELLABS INC 879664100 64,599 955,939 SH X
TEMPLETON DEVELOPING MKTS TR SH BEN INT CL I 88018W104 1,259 89,620 SH X
TEMPLETON EMERGING MARKETS FUND 880191101 201 13,500 SH X
TEMPLETON FOREIGN FUND 880196209 17,351 1,684,567 SH X
TEMPLETON GROWTH FD INC CL I 880199104 7,599 388,317 SH X
TENET HEALTHCARE CORP 88033G100 538 29,000 SH X
TENET HEALTHCARE CORP SUB NT EXCH 6% 88033GAD2 1,341 1,600,000 SH X
TEVA PHARMACEUTICAL INDS, AD 881624209 667 13,500 SH X
TEXACO INC 881694103 957 15,340 SH X
TEXAS INSTRUMENTS INC 882508104 259 1,800 SH X
THERMO ELECTRON CORP SUB DEB CONV 4.25% 883556AF9 8,647 9,575,000 SH X
THOMAS & BETTS CORP 884315102 638 13,500 SH X
3COM CORP 885535104 203 7,612 SH X
TORCHMARK CORP 891027104 441 12,896 SH X
TORO CO 891092108 910 23,100 SH X
TOWER AUTOMOTIVE INC 891707101 1,026 40,320 SH X
TRAVELERS PROP CASUALTY-CL A 893939108 352 9,000 SH X
TRIANGLE BANCORP INC 895835106 661 39,000 SH X
TRIAD GUARANTY INC 895925105 466 26,000 SH X
TRIBUNE CO NEW 896047107 7,087 81,347 SH X
TRUE NORTH COMM 897844106 750 25,000 SH X
TRUMP HOTEL & CASINO RESORTS INC 898168109 1,000 219,188 SH X
TYCO INTL LTD 902124106 18,337 193,531 SH X
UAM FDS INC FMA SM CO PTFLO 902555796 627 44,473 SH X
UAM FDS INC DSI DSPLND VL 902555879 2,981 230,229 SH X
UAM FDS TR FPA CRSNT PT IS 902556851 2,211 146,731 SH X
UICI 902737105 962 34,836 SH X
US BANCORP DEL 902973106 239 7,153 SH X
USAA MUT FD INC INC STK FD 903288603 4,888 228,106 SH X
US CAN CORP 90328W105 1,549 69,600 SH X
UNILEVER N V-W/I COM 904784709 349 5,000 SH X
UNICOM CORPORATION 904911104 469 12,158 SH X
UNION PACIFIC CORP 907818108 751 12,884 SH X
UNISYS CORP 909214108 364 9,357 SH X
UNISYS CORP SERIES A PREFERRED CONV $3.75 909214207 220 3,372 SH X
UNITED ASSET MGMT CORP 909420101 626 27,500 SH X
U S WEST INC NEW 91273H101 1,127 19,195 SH X
U S TRUST CORP NEW 91288L105 219 2,357 SH X
UNITED TECHNOLOGIES CORP 913017109 2,184 30,337 SH X
UNOCAL CORP 915289102 206 5,194 SH X
VANGUARD SPECIALIZED PTFLS REIT INDX PTFL 921908703 119 10,523 SH X
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- ------------------------------------------- -------- -------------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
SOUND SHORE FD INC 03 X
SOUTHERN CO 03 X
SPECIALTY EQUIPMENT COS 03 X
SPECTRA FD INC 03 X
SPECTRX INC 03 X
SPRINT CORP (FON GROUP) 03 X
SPRINT CORP (PCS GROUP) 03 X
STARBUCKS CORP 03 X
STERLING COMM INC 03 X
STERLING SOFTWARE INC 03 X
STRIDE RITE CORP 03 X
SUN MICROSYSTEMS INC 03 X
SUNTRUST BANKS INC 03 X
SWIFT TRANSPORTATION CO INC 03 X
SYBRON INTL CORP WI 03 X
SYSCO CORP 03 X
TCF FINL CORP 03 X
TECHNOLOGY RESEARCH CORP NEW 03 X
TELLABS INC 03 X
TEMPLETON DEVELOPING MKTS TR SH BEN INT CL I 03 X
TEMPLETON EMERGING MARKETS FUND 03 X
TEMPLETON FOREIGN FUND 03 X
TEMPLETON GROWTH FD INC CL I 03 X
TENET HEALTHCARE CORP 03 X
TENET HEALTHCARE CORP SUB NT EXCH 6% 03 X
TEVA PHARMACEUTICAL INDS, AD 03 X
TEXACO INC 03 X
TEXAS INSTRUMENTS INC 03 X
THERMO ELECTRON CORP SUB DEB CONV 4.25% 03 X
THOMAS & BETTS CORP 03 X
3COM CORP 03 X
TORCHMARK CORP 03 X
TORO CO 03 X
TOWER AUTOMOTIVE INC 03 X
TRAVELERS PROP CASUALTY-CL A 03 X
TRIANGLE BANCORP INC 03 X
TRIAD GUARANTY INC 03 X
TRIBUNE CO NEW 03 X
TRUE NORTH COMM 03 X
TRUMP HOTEL & CASINO RESORTS INC 03 X
TYCO INTL LTD 03 X
UAM FDS INC FMA SM CO PTFLO 03 X
UAM FDS INC DSI DSPLND VL 03 X
UAM FDS TR FPA CRSNT PT IS 03 X
UICI 03 X
US BANCORP DEL 03 X
USAA MUT FD INC INC STK FD 03 X
US CAN CORP 03 X
UNILEVER N V-W/I COM 03 X
UNICOM CORPORATION 03 X
UNION PACIFIC CORP 03 X
UNISYS CORP 03 X
UNISYS CORP SERIES A PREFERRED CONV $3.75 03 X
UNITED ASSET MGMT CORP 03 X
U S WEST INC NEW 03 X
U S TRUST CORP NEW 03 X
UNITED TECHNOLOGIES CORP 03 X
UNOCAL CORP 03 X
VANGUARD SPECIALIZED PTFLS REIT INDX PTFL 03 X
</TABLE>
9
<PAGE> 14
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 6/30/99
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6
- ----------------------------------------- ---------- ----------- -------------------------- --------------------
INVESTMENT
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION
VALUE PRN AMT PRN CALL SOLE SHRD OTHER
(X 1000) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
VANGUARD WORLD FUND INTERNATIONAL GR FD 921910204 2,694 138,322 SH X
VANGUARD GROWTH & INCOME FD #93 921913109 4,044 116,212 SH X
VANGUARD BALANCED INDEX FUND 921931101 7,424 384,043 SH X
VANGUARD WELLINGTON FUND INC 921935102 17,000 547,878 SH X
VANGUARD/PRIMECAP FD INC 921936100 2,310 41,632 SH X
VANGUARD WELLESLEY INCOME FUND 921938106 8,832 414,264 SH X
VANGUARD/TRUSTEES EQTY FD INTL PTFLO 921939203 803 28,684 SH X
VANGUARD WINDSOR FUND INC 922018106 271 14,888 SH X
VANGUARD/WINDSOR FD INC VANG/WIND II 922018205 732 22,299 SH X
VANGUARD INSTITUTIONAL INDEX 922040100 277,682 2,211,022 SH X
VANGUARD MONEY MKT RESVS INC FED PORT 922906300 2,417 2,416,734 SH X
VANGUARD MUNICIPAL INTERMEDIATE TERM BD FD 922907209 291 22,356 SH X
VANGUARD INDEX TRUST 500 PORTFOLIO 922908108 7,562 59,621 SH X
VANGUARD INDEX SMALL CAPITALIZATION STK FD 922908702 401 17,266 SH X
VERITAS DGC INC 92343P107 952 52,000 SH X
VICTOR COMMODITY POOL 925990103 221 106 SH X
VISIO CORP 927914101 1,989 52,250 SH X
VITESSE SEMICONDUCTOR CORP 928497106 4,775 70,820 SH X
VODAFONE AIRTOUCH PLC 92857T107 963 4,886 SH X
WPS RESOURCES CORP 92931B106 463 15,448 SH X
WAL MART STORES INC 931142103 1,344 27,854 SH X
WALDEN RESIDENTIAL PROPS INC 931210108 1,056 49,100 SH X
WALGREEN CO 931422109 71,370 2,429,644 SH X
WALLACE COMPUTER SERVICES INC. 932270101 1,603 64,100 SH X
WARBURG PINCUS EMERGING GRW 933909103 2,252 53,437 SH X
WARNER LAMBERT CO 934488107 1,611 23,308 SH X
WASHINGTON GAS LIGHT CO 938837101 390 15,000 SH X
WASHINGTON MUTUAL INVESTORS FUND 939330106 22,980 642,253 SH X
WEITZ PARTNERS INC VALUE FD 948906102 4,120 212,265 SH X
WELLS FARGO CO 949746101 40,997 958,981 SH X
WEYERHAEUSER CO 962166104 251 3,650 SH X
WHITMAN CORP 96647R107 286 15,900 SH X
WISCONSIN ENERGY CORP 976657106 588 23,484 SH X
WRIGLEY WILLIAM JR CO 982526105 577 6,473 SH X
XEROX CORP 984121103 404 6,850 SH X
ZEBRA TECHNOLOGIES CORP-CL 989207105 275 7,175 SH X
COVERED BRIDGES 990275232 23 23,000 SH X
LORAL SPACE & COMMUNICATIONS G56462107 904 50,200 SH X
TOMMY HILFIGER CORP G8915Z102 1,328 18,120 SH X
TOTAL 4,789,083 176,216,204
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 7 COLUMN 8
- ----------------------------------------- ---------- -----------------
VOTING
NAME OF ISSUER AND TITLE OF CLASS MANAGER AUTHORITY
SOLE SHRD NONE
(A) (B) (C)
<S> <C> <C> <C> <C>
VANGUARD WORLD FUND INTERNATIONAL GR FD 03 X
VANGUARD GROWTH & INCOME FD #93 03 X
VANGUARD BALANCED INDEX FUND 03 X
VANGUARD WELLINGTON FUND INC 03 X
VANGUARD/PRIMECAP FD INC 03 X
VANGUARD WELLESLEY INCOME FUND 03 X
VANGUARD/TRUSTEES EQTY FD INTL PTFLO 03 X
VANGUARD WINDSOR FUND INC 03 X
VANGUARD/WINDSOR FD INC VANG/WIND II 03 X
VANGUARD INSTITUTIONAL INDEX 03 X
VANGUARD MONEY MKT RESVS INC FED PORT 03 X
VANGUARD MUNICIPAL INTERMEDIATE TERM BD FD 03 X
VANGUARD INDEX TRUST 500 PORTFOLIO 03 X
VANGUARD INDEX SMALL CAPITALIZATION STK FD 03 X
VERITAS DGC INC 03 X
VICTOR COMMODITY POOL 03 X
VISIO CORP 03 X
VITESSE SEMICONDUCTOR CORP 03 X
VODAFONE AIRTOUCH PLC 03 X
WPS RESOURCES CORP 03 X
WAL MART STORES INC 03 X
WALDEN RESIDENTIAL PROPS INC 03 X
WALGREEN CO 03 X
WALLACE COMPUTER SERVICES INC. 03 X
WARBURG PINCUS EMERGING GRW 03 X
WARNER LAMBERT CO 03 X
WASHINGTON GAS LIGHT CO 03 X
WASHINGTON MUTUAL INVESTORS FUND 03 X
WEITZ PARTNERS INC VALUE FD 03 X
WELLS FARGO CO 03 X
WEYERHAEUSER CO 03 X
WHITMAN CORP 03 X
WISCONSIN ENERGY CORP 03 X
WRIGLEY WILLIAM JR CO 03 X
XEROX CORP 03 X
ZEBRA TECHNOLOGIES CORP-CL 03 X
COVERED BRIDGES 03 X
LORAL SPACE & COMMUNICATIONS 03 X
TOMMY HILFIGER CORP 03 X
TOTAL
</TABLE>
10
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