<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alleghany Corporation
Address: 375 Park Avenue
New York, NY 10152
Form 13F File Number: 28-1590
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter R. Sismondo
Title: Vice President, Controller, Treasurer and Assistant Secretary
Phone: 212-752-1356
Signature, Place, and Date of Signing:
/s/Peter R. Sismondo New York, NY November 13, 2000
--------------------------------------------------------------------------------
[Signature] [City, State] [Date]
<PAGE> 2
The Chicago Trust Company ("TCTC") is a wholly owned subsidiary of
Alleghany Asset Management, Inc. ("AAM"), and AAM is a wholly owned subsidiary
of Alleghany Corporation ("Alleghany"). TCTC and AAM (each an "operating
subsidiary") are or may be "institutional investment managers" for purposes of
the reporting requirements under Section 13(f) of the Securities Exchange Act of
1934 (the "Act") and the rules promulgated thereunder. Alleghany itself does not
in fact exercise, and therefore disclaims, investment discretion with respect to
any Section 13(f) securities positions over which its operating subsidiaries in
fact exercise investment discretion. AAM itself does not in fact exercise, and
therefore disclaims, investment discretion with respect to any Section 13(f)
securities positions over which TCTC in fact exercises investment discretion. To
the extent, however, that the ownership interest of Alleghany or AAM in their
operating subsidiaries may nevertheless give rise to a Form 13F filing
obligation, the information required by Form 13F is reported herein by Alleghany
on behalf of itself and each operating subsidiary. The securities positions of
Montag & Caldwell, Inc. ("M&C"), a wholly owned subsidiary of TCTC which is an
institutional investment manager subject to Section 13(f) of the Act, are not
reported herein. The securities positions managed by M&C are reported in a Form
13F filed by M&C. TCTC owns a 40% interest in Veredus Asset Management LLC
("Veredus"), an institutional investment manager subject to Section 13(f) of the
Act. The securities positions managed by Veredus are not reported herein, but
are reported in a Form 13F filed by Veredus.
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
Montag & Caldwell, Inc.
Veredus Asset Management LLC
<PAGE> 3
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 574
Form 13F Information Table Value Total: $5,203,278
(thousands)
List of Other Included Managers:
No. Form 13F File Number Name
1 28-7262 Alleghany Asset Management, Inc.
2 28-7258 The Chicago Trust Company
<PAGE> 4
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AFLAC INC 001055102 26,969 419,780 SH X 02 X
AES CORP 00130H105 46,090 672,801 SH X 02 X
AIM EQUITY FDS CONSTELLATION FD CL A 001413202 13,829 296,624 SH X 02 X
AIM HIGH YIELD FUND CL A 00142C706 245 37,534 SH X 02 X
AMLI RESIDENTIAL PROPERTIES TRUST 001735109 7,149 297,896 SH X 02 X
AMLI RESIDENTIAL PROPERTIES, L.P. 001735893 258 10,735 SH X 02 X
A T & T CORPORATION 001957109 2,361 80,354 SH X 02 X
AT&T CORP LIBERTY MEDIA CL A 001957208 372 20,576 SH X 02 X
ABBOTT LABORATORIES 002824100 19,024 399,969 SH X 02 X
ACNIELSON CORP. 004833109 1,000 42,000 SH X 02 X
THE ACORN FUND 004851101 2,509 133,025 SH X 02 X
THE ACORN INTERNATIONAL FUND 004851200 1,360 43,234 SH X 02 X
ADAMS EXPRESS CO 006212104 217 5,607 SH X 02 X
AETNA 008117103 11,613 200,000 SH X 01 X
AGILENT TECHNOLOGIES INC 00846U101 605 12,380 SH X 02 X
AIM FDS GROUP VALUE FD CL A 008879306 769 16,895 SH X 02 X
ALBANY MOLECULAR RESEARCH 012423109 3,371 60,000 SH X 02 X
ALCATEL SPONSORED ADR 013904305 1,171 18,630 SH X 02 X
ALLEGHANY CORP DEL 017175100 6,531 33,319 SH X 02 X
CHICAGO TRUST SMALLCAP VALUE FD #136 017216201 12,645 1,167,590 SH X 02 X
ALLEGHANY VEREDUS AGGRESSIVE GROWTH 017216300 42,204 1,824,661 SH X 02 X
ALLEGHANY FDS MNTG&CALD BAL I #230 017216409 12,347 673,955 SH X 02 X
ALLEGHANY FDS EMERGING MKTS I #251 017216508 332 31,539 SH X 02 X
ALLEGHANY/BLAIRLOGIE EMERGING MKTS N 017216607 1,359 129,199 SH X 02 X
ALLEGHANY FDS INTL DEV FD I #250 017216706 891 75,460 SH X 02 X
ALLEGHANY/BLAIRLOGIE INTL DEV CL N 017216805 3,556 302,089 SH X 02 X
ALLEGHANY/VEREDUS SCITECH FUND 017216854 1,898 200,415 SH X 01 X
CHICAGO TRUST GROWTH & INCOME CL I 017216870 49,565 1,621,335 SH X 02 X
ALLETE 018522102 586 26,468 SH X 02 X
ALLIANT TECHSYSTEMS INC. 018804104 1,002 12,200 SH X 02 X
ALLOU HEALTH & BEAUTY INC CL A 019782101 182 33,500 SH X 02 X
ALLSTATE CORP 020002101 1,804 51,916 SH X 02 X
ALPHA 1 BIOMEDICALS INC 020910105 2 27,500 SH X 02 X
AMEREN CORP 023608102 727 17,364 SH X 02 X
AMERICA ONLINE INC 02364J104 339 6,315 SH X 02 X
AMERICAN BALANCED FD INC 024071102 9,467 634,960 SH X 02 X
AMERICAN ELECTRIC POWER CO INC 025537101 339 8,659 SH X 02 X
AMERICAN EAGLE OUTFITTERS COM 02553E106 1,260 40,000 SH X 02 X
AMERICAN EXPRESS CO 025816109 2,232 36,731 SH X 02 X
AMERICAN GENERAL CORP 026351106 1,135 14,551 SH X 02 X
AMERICAN HOME PRODUCTS CORP 026609107 7,491 132,720 SH X 02 X
AMERICAN INTERNATIONAL GROUP INC 026874107 65,050 679,820 SH X 02 X
AMERICAN POWER CONVERSION 029066107 1,520 79,300 SH X 02 X
AMERICAN WATER WORKS INC 030411102 369 13,375 SH X 02 X
AMETEK INC. NEW 031100100 947 44,700 SH X 02 X
AMGEN INC 031162100 2,732 39,120 SH X 02 X
ANADARKO PETROLEUM CORP 032511107 415 6,236 SH X 02 X
ANALOG DEVICES INC 032654105 331 4,000 SH X 02 X
ANDREW CORP COM 034425108 472 18,000 SH X 02 X
ANHEUSER BUSCH COS INC 035229103 443 10,462 SH X 02 X
</TABLE>
1
<PAGE> 5
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
AON CORP 037389103 2,374 60,484 SH X 02 X
APOLLO GROUP INC CL A 037604105 1,396 35,000 SH X 02 X
APPLEBEE'S INTERNATIONAL, INC. 037899101 692 30,100 SH X 02 X
ARCH CHEMICALS INC 03937R102 188 10,320 SH X 02 X
ARCH COAL 039380100 10,380 1,038,000 SH X 01 X
ARIEL FD 040337206 493 14,643 SH X 02 X
ARIEL PREMIER BD A #523 040337404 227 23,005 SH X 02 X
ASSOCIATES FIRST CAPITAL CORP 046008108 25,763 677,964 SH X 02 X
AUTOMATIC DATA PROCESSING INC 053015103 348 5,200 SH X 02 X
AWARE INC MASS 05453N100 581 15,100 SH X 02 X
BP AMOCO SPON ADR 055622104 15,739 296,970 SH X 02 X
DEUTSCHE EQUITY 500 INDEX FD INVT 055847107 2,563 14,331 SH X 02 X
DEUTSCHE INTERNATIONAL EQUITY FD 055922868 674 24,813 SH X 02 X
BALDWIN & LYONS CL B 057755209 509 26,270 SH X 02 X
BALL CORP. 058498106 840 26,500 SH X 02 X
BANK OF AMERICA CORP 060505104 419 8,008 SH X 02 X
BANK NEW YORK INC 064057102 206 3,656 SH X 02 X
BANK ONE CORP 06423A103 1,975 51,889 SH X 02 X
BARON ASSET BEN INT FD #585 068278100 4,514 71,247 SH X 02 X
BAXTER INTERNATIONAL INC 071813109 1,257 15,753 SH X 02 X
BELLSOUTH CORP 079860102 3,899 96,293 SH X 02 X
BELO A H CORP DEL COM SER A 080555105 1,014 55,000 SH X 02 X
BERGER OMNI SM CAP VALUE INS #403 083902205 5,091 204,727 SH X 02 X
BERKSHIRE HATHAWAY INC DEL 084670108 322 5 SH X 02 X
BERKSHIRE HATHAWAY INC DEL CL B 084670207 644 311 SH X 02 X
BESTFOODS 08658U101 1,984 27,275 SH X 02 X
BIOGEN INC 090597105 1,530 25,068 SH X 02 X
BLACKROCK SMALL CAP GROWTH CL I #93 091928101 6,998 195,688 SH X 02 X
WILLIAM BLAIR LEVERAGED CAPITAL 0929939A4 226 1,000,000 SH X 02 X
BOEING CO 097023105 360 5,728 SH X 02 X
BOND FUND OF AMERICA INC 097873103 4,887 382,391 SH X 02 X
OPPENHEIMER CONV BOND SEC A #345 097877104 1,577 95,125 SH X 02 X
BORDERS GROUP INC COM 099709107 808 58,000 SH X 02 X
BOSTON SCIENTIFIC CORP 101137107 807 49,100 SH X 02 X
BRANDYWINE FUND INC 10532D107 9,642 208,656 SH X 02 X
BRINSON FDS MULTI ASSET PORTFOLIO 10970C900 2,685 2,837 SH X 02 X
BRISTOL MYERS SQUIBB CO 110122108 4,642 80,737 SH X 02 X
BROADWING INC COM 111620100 217 8,466 SH X 02 X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 387,031 17,949,242 SH X 01 X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 250 11,609 SH X 02 X
CBL & ASSOC PPTYS INC COM 124830100 1,033 41,200 SH X 02 X
CIGNA CORP 125509109 251 2,400 SH X 02 X
CLECO CORP 12561W105 403 8,624 SH X 02 X
CONSOLIDATED FREIGHTWAYS,INC. 12612W104 1,291 58,000 SH X 02 X
CHICAGO TRUST GROWTH & INCOME CL N 126413103 368,542 12,063,575 SH X 02 X
CHICAGO TRUST MUNICIPAL BOND FUND 126413301 13,455 1,363,250 SH X 02 X
MONTAG & CALDWELL GROWTH FUND #134 126413509 268,579 8,779,960 SH X 02 X
MONTAG & CALDWELL BALANCED FUND #130 126413608 96,531 5,269,164 SH X 02 X
CHICAGO TRUST TALON FUND #132 126413707 1,986 108,068 SH X 02 X
CHICAGO TRUST BALANCED FUND #131 126413806 277,905 19,695,607 SH X 02 X
MONTAG & CALDWELL GROWTH FD INSTL 126413889 144,893 4,676,989 SH X 02 X
</TABLE>
2
<PAGE> 6
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
CTS CORP. 126501105 557 11,000 SH X 02 X
CVS CORP 126650100 209 4,510 SH X 02 X
CALLON PETE CO 13123X102 512 32,400 SH X 02 X
CALPINE CORPORATION 131347106 3,126 29,950 SH X 02 X
CALVERT TAX-FREE RESERVES 131620205 132 12,379 SH X 02 X
CANADIAN NATIONAL RAILWAY CO 136375102 1,255 42,800 SH X 02 X
CARDINAL HEALTH INC 14149Y108 57,640 653,602 SH X 02 X
CARNIVAL CORP 143658102 1,012 41,100 SH X 02 X
CARTER WALLACE INC COM 146285101 1,518 62,100 SH X 02 X
CASTLE (A M) & CO 148411101 691 71,812 SH X 02 X
CATERPILLAR INC 149123101 365 11,766 SH X 02 X
CENDANT CORP 151313103 245 22,544 SH X 02 X
CENTURY SOUTH BKS INC COM 156683104 1,135 62,100 SH X 02 X
CHARTER ONE FINL INC COM 160903100 911 37,391 SH X 02 X
CHASE MANHATTAN CORP NEW 16161A108 2,004 43,393 SH X 02 X
CHESAPEAKE ENERGY 165167107 927 129,000 SH X 02 X
CHEVRON CORP 166751107 1,661 19,489 SH X 02 X
CIENA CORP 171779101 332 2,700 SH X 02 X
CIRCUIT CITY STORES INC 172737108 370 16,090 SH X 02 X
CISCO SYSTEMS INC 17275R102 77,869 1,409,400 SH X 02 X
CINTAS CORP 172908105 37,083 850,930 SH X 02 X
CITIGROUP INC 172967101 2,701 49,966 SH X 02 X
CITIZENS COMMUNICATIONS CO 17453B101 496 37,075 SH X 02 X
CLOROX CO 189054109 253 6,400 SH X 02 X
COASTAL CARIBBEAN OILS & MINERALS 190432203 12 11,571 SH X 02 X
COCA COLA CO 191216100 6,238 113,171 SH X 02 X
COGNIZANT TECH SOLUTIONS CORP CL A 192446102 2,610 66,900 SH X 02 X
COHEN & STEERS REALTY SHS INC #151 192476109 1,907 44,017 SH X 02 X
COLGATE PALMOLIVE CO 194162103 1,165 24,692 SH X 02 X
COLONIAL HIGH INCOME MUN TR 195743109 106 15,962 SH X 02 X
COLONIAL MUN INCOME TR SH BEN INT 195799101 113 18,505 SH X 02 X
COMDISCO INC 200336105 2,272 119,174 SH X 02 X
COMPAQ COMPUTER CORP 204493100 310 11,250 SH X 02 X
COMPUTER ASSOCIATE INTL INC 204912109 389 15,384 SH X 02 X
COMPUTER SCIENCES CORP 205363104 33,068 445,359 SH X 02 X
CONAGRA INC 205887102 2,014 100,367 SH X 02 X
CONCORD EFS INC 206197105 4,529 127,517 SH X 02 X
CONNING MORTGAGE INVESTMENT TRUST 208216903 25 25,150 SH X 02 X
BATTLE MOUNTAIN GOLD CO EURO 2084541 220 275,000 SH X 02 X
CONSOLIDATED EDISON INC 209115104 1,132 33,159 SH X 02 X
CONVERGYS CORP 212485106 268 6,900 SH X 02 X
COPPER MOUNTAIN NETWORKS INC 217510106 1,309 34,900 SH X 02 X
COSTCO WHOLESALE CORP 22160K105 772 22,100 SH X 02 X
COURT MIICRO INVESTORS LLC 222740904 50 50,000 SH X 02 X
COUSINS PPTYS INC COM 222795106 1,046 24,300 SH X 02 X
CYTEC INDS INC COM 232820100 505 15,100 SH X 02 X
D R HORTON INC 23331A109 1,340 77,935 SH X 02 X
DAVIS N Y VENTURE FD INC 239080104 45,296 1,449,015 SH X 02 X
DEAN FOODS CO 242361103 2,982 89,681 SH X 02 X
DELL COMPUTER CORP 247025109 27,112 880,385 SH X 02 X
DIAMOND TECH PARTNERS INC 252762109 1,485 20,000 SH X 02 X
</TABLE>
3
<PAGE> 7
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
DIEBOLD,INC. 253651103 903 34,000 SH X 02 X
DIGITAL LIGHTWAVE INC 253855100 654 9,000 SH X 02 X
DISNEY WALT CO 254687106 3,269 85,452 SH X 02 X
DODGE & COX BALANCED FUND #146 256201104 36,735 564,632 SH X 02 X
DOW CHEMICAL CO 260543103 745 29,859 SH X 02 X
DREYFUS GROWTH & VALUE 26200C882 1,140 18,888 SH X 02 X
DU PONT E I DE NEMOURS & CO 263534109 1,262 30,883 SH X 02 X
DUKE ENERGY CORP 264399106 364 4,247 SH X 02 X
EMC CORPORATION 268648102 113,738 1,144,621 SH X 02 X
EASTMAN KODAK CO 277461109 258 6,328 SH X 02 X
ECOLAB INC 278865100 32,867 911,363 SH X 02 X
EDWARDS LIFESCIENCES CORP. 28176E108 545 25,000 SH X 02 X
EL PASO ELECTRIC CO. 283677854 998 72,500 SH X 02 X
ELAN PLC ADR 284131208 4,114 75,140 SH X 02 X
ELECTOGLAS INC. 285324109 736 43,300 SH X 02 X
ELECTRONIC ARTS INC 285512109 681 13,800 SH X 02 X
ELECTRONIC DATA SYS CORP NEW 285661104 29,156 702,551 SH X 02 X
EMERSON ELECTRIC CO 291011104 1,354 20,209 SH X 02 X
ENERGIZER HLDGS INC 29266R108 234 9,569 SH X 02 X
ENRON CORP 293561106 1,221 13,934 SH X 02 X
ENTERPRISE SMALL CO PFT A #237 293720850 6,833 761,735 SH X 02 X
ETHIKA CORP 297652109 1 40,000 SH X 02 X
EUROPACIFIC GROWTH FUND SHARES OF 298706102 68,654 1,803,371 SH X 02 X
EVERGREEN MUN TR TAX FREE FD A 300258746 93 13,485 SH X 02 X
EXPEDITORS INTL WASH INC 302130109 4,664 103,500 SH X 02 X
EXXON MOBIL CORP 30231G102 22,900 257,005 SH X 02 X
FPL GROUP INC 302571104 278 4,233 SH X 02 X
FEDERAL HOME LOAN MORTGAGE CORP 313400301 42,116 779,016 SH X 02 X
FEDERAL NATIONAL MORTGAGE ASSN 313586109 11,563 161,725 SH X 02 X
FEDERAL SIGNAL CORP 313855108 4,395 221,118 SH X 02 X
FEDERATED HIGH INCOME BD FD 314195108 596 62,968 SH X 02 X
FEDERATED HIGH YIELD TR 314197104 421 56,726 SH X 02 X
FIDELITY ADV EQUITY GROWTH T #286 315805200 6,089 84,690 SH X 02 X
FIDELITY ADVISOR SER GROWTH OPPORT 315807206 13,830 321,924 SH X 02 X
FIDELITY ADV HIGH YIELD CL T #165 315807305 1,625 160,260 SH X 02 X
FIDELITY ADV HIGH YIELD INSTL 315807875 269 27,168 SH X 02 X
FIDELITY INSTL SHORT GOVERNMENT #662 315809400 96 10,480 SH X 02 X
FIDELITY DIVERSIFIED INTERNATIONAL 315910802 2,260 94,664 SH X 02 X
FIDELITY UTILITY FUNDS #311 316128107 300 12,390 SH X 02 X
FIDELITY MID-CAP STOCK FUND #337 316128404 251 9,289 SH X 02 X
FIDELITY EQUITY INCOME FUND #23 316138106 992 18,472 SH X 02 X
FIDELITY CONTRAFUND II #339 31617F205 416 30,431 SH X 02 X
FIDELITY MAGELLAN FUND #21 316184100 7,396 55,263 SH X 02 X
FIDELITY NATL CORP GA COM 316320100 911 124,000 SH X 02 X
FIDELITY NATIONAL FINL INC 316326107 213 8,704 SH X 02 X
FIDELITY BLUE CHIP GROWTH FUND #312 316389303 324 5,443 SH X 02 X
FIDELITY VALUE FUND #39 316464106 1,930 45,680 SH X 02 X
FIFTH THIRD BANCORP 316773100 2,401 44,566 SH X 02 X
FIRST BANCSHARES INC IND CAP STK 318685104 9,988 12,888 SH X 02 X
FIRST FINL HLDGS INC COM 320239106 1,192 77,700 SH X 02 X
FIRST NATL BANCORP INC ILL 320920101 496 7,344 SH X 02 X
</TABLE>
4
<PAGE> 8
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
FIRST UNION CORP 337358105 332 10,324 SH X 02 X
FIRSTAR CORPORATION 33763V109 677 30,258 SH X 02 X
FISERV INC 337738108 1,918 32,030 SH X 02 X
FLAG INVS EQTY PRTNRS FD INC 33832P109 2,057 90,628 SH X 02 X
FLAG INVS VALUE BLDR FD INC 33832R105 3,655 154,427 SH X 02 X
FLEET BOSTON FINANCIAL CORP 339030108 264 6,760 SH X 02 X
FLORIDA PROGRESS CORP 341109106 423 7,975 SH X 02 X
FORD MTR CO DEL PAR $0.01 345370860 581 22,810 SH X 02 X
FORTUNE BRANDS INC 349631101 554 20,889 SH X 02 X
93.0269% INT FRALICK FAMILY LLC 351684915 482 1 SH X 02 X
FRANKLIN BALANCE SHEET INVT I 352423107 7,220 211,472 SH X 02 X
FRANKLIN CALIF GROWTH FD CL I 35251D103 7,466 128,219 SH X 02 X
FRANKLIN INCOME FUND 353496300 61 26,114 SH X 02 X
FRANKLIN FEDERAL TAX FREE INCOME FD 353519101 223 19,177 SH X 02 X
FRANKLIN SMALL CAP GRWTH 354713109 57,831 1,141,095 SH X 02 X
FRIENDS IVORY SIME SOCIAL AWARENESS 35851R205 673 71,918 SH X 02 X
FRIENDS IVORY SIME EURO SOCIAL 35851R403 185 20,509 SH X 02 X
FUNDAMENTAL INVESTORS 360802102 2,839 83,659 SH X 02 X
GBC BANCORP CA 361475106 443 13,000 SH X 02 X
GABELLI WESTWOOD SMALL CAP EQUITY 361979883 218 9,855 SH X 02 X
GADZOOKS 362553109 1,019 57,000 SH X 02 X
GALLAHER GROUP PLC SPONSORED ADR 363595109 227 9,782 SH X 02 X
GAM INTERNATIONAL FUND 364590109 5,687 254,449 SH X 02 X
GANNETT INC 364730101 502 9,475 SH X 02 X
GENERAL DYNAMICS CORP 369550108 1,008 16,044 SH X 02 X
GENERAL ELECTRIC CO 369604103 93,433 1,617,061 SH X 02 X
GENERAL MOTORS CORP 370442105 795 12,223 SH X 02 X
DREYFUS GENERAL MUNICIPAL BOND FUND 370453102 1,057 79,121 SH X 02 X
GILLETTE CO 375766102 3,112 100,784 SH X 02 X
SCUDDER GLOBAL INTERNATIONAL FD #07 378947204 626 23,620 SH X 02 X
GOVERNMENT SECURITIES INCOME FUND 383743499 1 38,883 SH X 02 X
GRAINGER W W INC 384802104 471 17,900 SH X 02 X
GROWTH FD AMER INC 399874106 8,273 240,069 SH X 02 X
GUIDANT CORP 401698105 996 14,096 SH X 02 X
HARBOR CAPITAL APPRECIATION FUND #12 411511504 12,379 245,167 SH X 02 X
HARCOURT GEN INC COM 41163G101 295 5,000 SH X 02 X
HARLEY DAVIDSON INC 412822108 61,007 1,274,310 SH X 02 X
HARMAN INTL INDS INC COM 413086109 579 14,800 SH X 02 X
HARRIS ASSOC INVT TR OAKMARK FUND 413838103 611 22,641 SH X 02 X
OAKMARK INTERNATIONAL FUND HARRIS 413838202 280 18,153 SH X 02 X
HARRIS CORP. 413875105 739 26,000 SH X 02 X
HEALTH MANAGEMENT ASSOCIATES INC 421933102 4,267 204,995 SH X 02 X
HEARTLAND VALUE FUND 422359109 205 5,763 SH X 02 X
HEWLETT PACKARD CO 428236103 2,901 29,748 SH X 02 X
HIBERNIA CORP. CLASS A 428656102 1,022 83,400 SH X 02 X
HIGH YIELD HIGH INCOME FD COM 429904105 169 31,404 SH X 02 X
HOME DEPOT INC 437076102 27,791 524,310 SH X 02 X
HONEYWELL INTERNATIONAL INC 438516106 559 15,700 SH X 02 X
HORACE MANN ED 440327104 491 30,000 SH X 02 X
HOUGHTON MIFFLIN CO COM 441560109 2,182 55,600 SH X 02 X
HOUSEHOLD INTERNATIONAL INC 441815107 3,142 55,492 SH X 02 X
</TABLE>
5
<PAGE> 9
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
HUBBELL INC CL A 443510102 318 13,552 SH X 02 X
HUBBELL INC CL B 443510201 240 9,588 SH X 02 X
HUGHES SUPPLY INC 444482103 908 46,300 SH X 02 X
HUNTINGTON BANCSHARES INC 446150104 215 14,645 SH X 02 X
IMS HEALTH INC COM 449934108 706 34,000 SH X 02 X
ITT EDUCATIONAL SERVICES, INC. 45068B109 792 29,200 SH X 02 X
ILLINOIS TOOL WORKS INC 452308109 39,924 714,516 SH X 02 X
IMPATH INC 45255G101 5,429 86,000 SH X 02 X
INCOME FD AMER INC 453320103 1,856 118,131 SH X 02 X
INFORMIX CORP 456779107 85 20,500 SH X 02 X
INGRAM MICRO INC CL A 457153104 564 41,000 SH X 02 X
INTEL CORP 458140100 27,140 653,203 SH X 02 X
INTERMEDIATE BD FD AMER 458809100 1,772 134,951 SH X 02 X
INTEGRATED RESOURCES HIGH EQUITY 45898A909 110 110,000 SH X 02 X
INTERNATIONAL BUSINESS MACHINES 459200101 6,088 54,053 SH X 02 X
INTERPUBLIC GROUP OF COMPANIES INC 460690100 944 27,700 SH X 02 X
INVESCO DYNAMICS FUND 46127G204 2,239 70,178 SH X 02 X
INVESCO INCOME FDS INC SELECT 46128R100 1,261 209,512 SH X 02 X
INVESTMENT CO OF AMERICA 461308108 13,509 413,869 SH X 02 X
IPALCO ENTERPRISES INC 462613100 205 8,960 SH X 02 X
IRWIN FINANCIAL CORP 464119106 630 38,480 SH X 02 X
JDS UNIPHASE CORP 46612J101 911 9,620 SH X 02 X
J P M INDUSTRIES INC CL A FORMERLY 46624D100 30 1,000,000 SH X 02 X
JABIL CIRCUIT INC 466313103 2,122 37,400 SH X 02 X
JANUS INVT FD 471023200 3,577 85,298 SH X 02 X
JANUS INVT FD WORLDWIDE FD #41 471023309 11,507 156,004 SH X 02 X
JANUS OLYMPUS FUND #56 471023754 1,203 22,290 SH X 02 X
JANUS ENTERPRISE FUND #50 471023804 1,776 22,783 SH X 02 X
JANUS INVT OVERSEAS FD #54 471023846 1,920 54,677 SH X 02 X
JANUS INVT FD 471023853 1,701 39,973 SH X 02 X
JANUS BALANCED FUND #51 471023879 294 12,726 SH X 02 X
JANUS ADVISOR AGGRESSIVE GROWTH #502 47102R306 2,291 43,996 SH X 02 X
JANUS ADVISOR WORLDWIDE FUND #503 47102R876 802 18,969 SH X 02 X
JANUS ADVISOR INTERNATIONAL #507 47102R884 912 25,513 SH X 02 X
JOHNSON & JOHNSON 478160104 5,259 55,987 SH X 02 X
JOHNSON CONTROLS INC 478366107 27,560 518,331 SH X 02 X
KEITHLEY INSTRUMENTS INC 487584104 2,200 31,200 SH X 02 X
KELLOGG CO 487836108 224 9,252 SH X 02 X
KEMPER INSD CORPORATE TR UNIT SER 8 487903262 171 174,242 SH X 02 X
KEMPER DREMAN FUND INC 48840B504 2,151 65,952 SH X 02 X
KEMPER-DREMAN SMALL CAP VALU A FD 48840B876 275 15,292 SH X 02 X
KEMPER MUNICIPAL BOND FUND CL A 488419201 140 14,551 SH X 02 X
KEMPER US GOVERNMENT SECURITIES 488438102 241 28,918 SH X 02 X
KEMPER GOVERNMENT SECURITIES TRUST 488903154 2 91,604 SH X 02 X
KERR MCGEE CORP SUB DEB CONV 492386AL1 660 668,000 SH X 02 X
KIMBERLY CLARK CORP 494368103 1,596 28,588 SH X 02 X
KOHLS CORP 500255104 40,849 708,109 SH X 02 X
LEGATO SYS INC COM 524651106 578 43,000 SH X 02 X
LEGG MASON VALUE TR INC 524659109 330 4,900 SH X 02 X
LILLY ELI & CO 532457108 1,622 19,992 SH X 02 X
LINCOLN NATIONAL CORP INDIANA 534187109 5,323 110,595 SH X 02 X
</TABLE>
6
<PAGE> 10
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
LITTELFUSE INC 537008104 1,573 53,000 SH X 02 X
LONGLEAF PARTNERS FUND SH BEN INT 543069108 1,971 89,409 SH X 02 X
LORD ABBETT DEVELOPING GROWTH 544006109 1,485 84,203 SH X 02 X
LORD ABBETT DEVELOPING GRWTH CL Y 544006505 3,461 194,333 SH X 02 X
LUCENT TECHNOLOGIES INC 549463107 3,757 123,186 SH X 02 X
MAF BANCORP INC. 55261R108 1,070 43,000 SH X 02 X
MBNA CORP 55262L100 48,459 1,258,666 SH X 02 X
MAS FDS EQUITY PTFL #21 552913105 1,155 66,827 SH X 02 X
MFS EMERGING GROWTH FUND CL A #7 552985103 18,246 283,461 SH X 02 X
MFS SER TR VII CAP OPPTYS CL A #23 552988305 18,636 815,921 SH X 02 X
MMC NETWORKS INC 55308N102 215 1,700 SH X 02 X
MAGNA INTL INC CL A 559222401 1,211 28,000 SH X 02 X
MANAGED MUN FD INC ISI MNGD SHS 561661109 211 20,300 SH X 02 X
MANUFACTURED HOME CMNTYS INC 564682102 566 22,625 SH X 02 X
MANULIFE MONEY MARKET FD 56501A921 213 12,665 SH X 02 X
MANULIFE BALANCED FD 56501A947 453 26,974 SH X 02 X
MANULIFE GROWTH FD 56501A954 522 30,698 SH X 02 X
MANULIFE SCIENCE & TECHNOLOGY FD 56501A996 412 11,374 SH X 02 X
MANULIFE FINL CORP 56501R106 1,400 67,456 SH X 02 X
MARSH & MCLENNAN COS INC 571748102 37,316 281,095 SH X 02 X
MARRIOTT INTL INC NEW CL A 571903202 820 22,500 SH X 02 X
MASSACHUSETTS INVESTORS GROWTH #13 575719109 4,306 197,180 SH X 02 X
MASSACHUSETTS INVESTORS TRUST #12 575736103 15,471 725,309 SH X 02 X
MATTEL,INC. 577081102 917 82,000 SH X 02 X
MCDONALDS CORP 580135101 2,684 88,903 SH X 02 X
MCKESSON CORP. 58155Q103 886 29,000 SH X 02 X
MEDICAL CARE INTL INC SUB DEB CONV 584505AC5 1,779 1,950,000 SH X 02 X
MEDTRONIC INC 585055106 4,118 79,490 SH X 02 X
MEMORIAL CORPORATE BOND FUND 586015604 12,693 1,345,993 SH X 02 X
MENTOR GRAPHICS CORP COM 587200106 861 36,500 SH X 02 X
MERCK & CO INC 589331107 30,473 409,368 SH X 02 X
MERRILL LYNCH & CO INC 590188108 1,630 24,702 SH X 02 X
MERRILL LYNCH INSURED MUNICIPAL 590193108 199 26,804 SH X 02 X
MICROSOFT CORP 594918104 42,385 702,749 SH X 02 X
MILACRON INC COM 598709103 1,085 81,500 SH X 02 X
MILLENNIUM INCOME FD L L C 599909900 1,874 19,121 SH X 02 X
MINNESOTA MINING & MANUFACTURING CO 604059105 1,607 17,631 SH X 02 X
MOLEX INC 608554101 3,073 56,464 SH X 02 X
MONTANA POWER CO 612085100 336 10,062 SH X 02 X
MONTGOMERY US FDS II 613923671 1,597 149,569 SH X 02 X
MORGAN J P & CO INC 616880100 2,320 14,202 SH X 02 X
MORGAN STANLEY DEAN WITTER U S 616969200 348 39,836 SH X 02 X
MORGAN STANLEY DEAN WITTER & COMPANY 617446448 3,492 38,192 SH X 02 X
MORGAN STANLEY DEAN WITTER HIGH 61745P205 35 10,121 SH X 02 X
MORGAN STANLEY DEAN WITTER HIGH 61745P304 125 33,279 SH X 02 X
MORGAN STANLEY DEAN WITTER MUN 61745P452 115 13,978 SH X 02 X
MOTOROLA INC 620076109 5,975 202,528 SH X 02 X
MUNDER FDS INC 626124648 559 8,623 SH X 02 X
MUNDER FDS TR 626129761 300 9,981 SH X 02 X
MUNICIPAL INVT TR FD UNIT 201ST 62622B327 297 320 SH X 02 X
MUTUAL BENEFIT LIFE INSURANCE 6279959A3 431 431,139 SH X 02 X
</TABLE>
7
<PAGE> 11
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
NATIONAL CITY CORP 635405103 1,398 63,571 SH X 02 X
NEW PERSPECTIVE FUND 648018109 20,598 718,464 SH X 02 X
NEW SALEM FUND L P 64860A904 250 1 SH X 02 X
NEW YORK TIMES CO CLASS A 650111107 826 21,000 SH X 02 X
NEWELL RUBBERMAID INC 651229106 1,679 73,614 SH X 02 X
NEWPORT NEWS SHIPBUILDING 652228107 924 21,300 SH X 02 X
NEXTEL COMMUNICATIONS INC CL A 65332V103 374 8,000 SH X 02 X
NICHOLAS FUND 653735100 2,296 33,054 SH X 02 X
NICOR INC 654086107 458 12,654 SH X 02 X
NOBLE AFFILIATES INC 654894104 446 12,000 SH X 02 X
NOKIA CORP SPONSORED ADR 654902204 42,809 1,073,368 SH X 02 X
NOBLE DRILLING CORP 655042109 253 5,000 SH X 02 X
NORFOLK SOUTHERN CORP 655844108 229 15,664 SH X 02 X
NORTEL NETWORKS CORP NEW 656568102 404 6,790 SH X 02 X
NORTHERN INSTL FDS 665278685 1,852 95,968 SH X 02 X
NORTHERN TRUST CORP 665859104 8,523 95,903 SH X 02 X
NUVEEN INSURED QUALITY MUNICIPAL FD 67062N103 165 12,150 SH X 02 X
NUVEEN FLAGSHIP MUN TR MUN BD FD 67065Q400 105 11,590 SH X 02 X
NUVEEN MUNICIPAL VALUE FUND INC 670928100 109 12,543 SH X 02 X
OAK ASSOCS FDS WHITE OAK GROWTH STK 671081107 5,577 69,636 SH X 02 X
OLD KENT FINANCIAL CORP 679833103 1,715 59,281 SH X 02 X
OMNICARE INC 681904108 4,384 271,900 SH X 02 X
OMNICARE INC SUB DEB CONV 681904AD0 1,906 2,555,000 SH X 02 X
OMNICOM GROUP 681919106 34,708 475,857 SH X 02 X
OPPENHEIMER CAP APPREC FD 68379A107 1,752 30,151 SH X 02 X
OPPENHEIMER QUEST OPPORTUNITY VALUE 68380E106 25,150 722,496 SH X 02 X
OPPENHEIMER QUEST GLOBAL VALUE CL A 68380G101 544 30,719 SH X 02 X
OPPENHEIMER QUEST VALUE CL A #225 68380H109 362 19,331 SH X 02 X
OPPENHEIMER U S GOVERNMENT CL A #220 683810105 3,030 330,015 SH X 02 X
ORACLE CORP 68389X105 587 7,454 SH X 02 X
OPPENHEIMER GLOBAL CL A #330 683924104 983 14,571 SH X 02 X
OPPENHEIMER GLBL GWTH & INCM CL A 683943104 2,212 73,672 SH X 02 X
ORBITAL ENGINE CORP LTD SPON ADR NEW 685563306 222 25,000 SH X 02 X
PE CORP-PE BIOSYSTEMS GROUP 69332S102 763 6,550 SH X 02 X
PE CORP CELLERA GENOMIC 69332S201 230 2,300 SH X 02 X
PIMCO FDS MULTI MANAGER SER 693389421 4,525 57,147 SH X 02 X
PIMCO FDS MULTI MANAGER SER 69338T278 966 62,869 SH X 02 X
PIMCO LOW DURATION FUND #36 693390304 2,474 250,944 SH X 02 X
PIMCO FDS TOTAL RETURN FUND A 693390445 20,833 2,064,720 SH X 02 X
PIMCO TOTAL RETURN FUND INSTL CL #35 693390700 9,712 962,532 SH X 02 X
PALM INC 696642107 503 9,488 SH X 02 X
PARK NATIONAL CORP 700658107 2,016 21,000 SH X 02 X
PARKER DRILLING CO 701081AD3 203 239,000 SH X 02 X
PARKER HANNIFIN CORP 701094104 291 8,630 SH X 02 X
PAYCHEX INC 704326107 7,192 137,000 SH X 02 X
PAYDEN & RYGEL INVT GROUP 704329101 2,125 214,190 SH X 02 X
PEOPLES ENERGY CORP 711030106 1,786 53,518 SH X 02 X
PEP BOYS MANNY MOE & JACK SUB 713278AJ8 571 965,000 SH X 02 X
PEPSICO INC 713448108 2,077 45,140 SH X 02 X
PFIZER INC 717081103 61,511 1,369,225 SH X 02 X
PHARMACIA CORPORATION 71713U102 1,511 25,098 SH X 02 X
</TABLE>
8
<PAGE> 12
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
PHILIP MORRIS COS INC 718154107 2,706 91,912 SH X 02 X
PHOENIX EQUITY SER FD 718939507 8,384 530,611 SH X 02 X
PIER 1 IMPORTS INC 720279108 2,067 152,400 SH X 02 X
PIKE BANCORP 721462109 416 38 SH X 02 X
PILGRIM INTL VALUE CL A 721462810 621 37,073 SH X 02 X
PILGRIM MUT FDS 72146E533 1,013 52,105 SH X 02 X
PILGRIM MUT FDS 72146E756 1,482 85,102 SH X 02 X
PILGRIM INTL SMALL CAP GROWTH CL A 72146E889 366 9,322 SH X 02 X
PIONEER NATURAL RESOUCES CO 723787107 999 70,400 SH X 02 X
PITNEY BOWES INC 724479100 20,588 522,046 SH X 02 X
PLUM CREEK TIMBER CO INC 729251108 282 12,648 SH X 02 X
PRAXAIR INC 74005P104 14,851 397,363 SH X 02 X
THE PRIVATE INVESTMENT LIMITED 742100XA3 142 200,000 SH X 02 X
PROCTER & GAMBLE CO 742718109 11,163 166,614 SH X 02 X
PROSPERITY BANCSHARES INC 743606105 1,797 96,800 SH X 02 X
PUTNAM AMERICAN GOVT INC FUND CL A 74644B102 154 18,194 SH X 02 X
PUTNAM CONV INCOME GROWTH TR 746476100 1,134 58,790 SH X 02 X
PUTNAM OTC EMERGING GRWTH FD 746847102 3,312 109,424 SH X 02 X
PUTNAM U S GOVT INCOME TR 746885102 228 18,183 SH X 02 X
PUTNAM INTL GROWTH FD 746932102 12,269 446,639 SH X 02 X
PUTNAM VISTA FD INC 747011104 1,775 83,742 SH X 02 X
PUTNAM VOYAGER FD INC 747012102 6,063 200,747 SH X 02 X
QUAKER OATS CO 747402105 1,133 14,316 SH X 02 X
QUALCOMM INC 747525103 260 3,650 SH X 02 X
QWEST COMMUNICATIONS INTL INC 749121109 1,703 35,389 SH X 02 X
RS EMERGING GROWTH FUND #252 74972H101 982 15,882 SH X 02 X
RS INVT TR DIVERSIFIED GROWTH 74972H804 1,811 57,514 SH X 02 X
R-2000 CORPORATION 749746103 20 20,000 SH X 02 X
RAINIER INVT MGMT MUT FDS 750869109 3,662 119,174 SH X 02 X
RAINIER INVT MGMT MUT FDS 750869208 2,661 89,428 SH X 02 X
RALSTON-RALSTON PURINA GROUP 751277302 585 24,710 SH X 02 X
RAYMOND JAMES FINANCIAL INC. 754730109 1,100 33,400 SH X 02 X
RAYTHEON CO CL B 755111408 209 7,342 SH X 02 X
REPUBLIC SECURITY FINL CORP 760758102 997 201,200 SH X 02 X
RESCON TECHNOLOGY CORP 760844100 1 31,000 SH X 02 X
REUTERS HLDGS PLC SPONS ADR COM 76132M102 701 6,240 SH X 02 X
ROWE T PRICE EQUITY INC FD 779547108 1,483 60,266 SH X 02 X
ROWE T PRICE MID-CAP GRW FD 64 779556109 10,561 235,630 SH X 02 X
ROWE T PRICE SCIENCE & TECHNOLOGY 77957M102 2,447 39,515 SH X 02 X
ROYAL DUTCH PETE CO N Y REGISTRY SH 780257804 15,580 259,947 SH X 02 X
RUSSELL FRANK INVT CO EQUITY I FD 782493100 3,403 94,272 SH X 02 X
RUSSELL FRANK INVT CO EQUITY II FD 782493209 3,057 76,868 SH X 02 X
RUSSELL FRANK INVT CO FIXED INCOME I 782493407 3,455 164,676 SH X 02 X
RUSSELL FRANK INVT CO SHORT 782493506 1,689 91,656 SH X 02 X
RUSSELL FRANK INVT CO INTL FD 782493605 4,126 100,949 SH X 02 X
RUSSELL FRANK INVT CO 782493746 253 25,556 SH X 02 X
RUSSELL FRANK INVT CO EQUITY Q 782493811 8,977 217,726 SH X 02 X
RYANS FAMILY STEAK HOUSE, INC. 783519101 544 70,700 SH X 02 X
SBC COMMUNICATIONS INC 78387G103 8,464 169,718 SH X 02 X
SDL INC 784076101 4,916 15,895 SH X 02 X
SL GREEN REALTY CORP 78440X101 1,058 37,700 SH X 02 X
</TABLE>
9
<PAGE> 13
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C>
SAFECO CORP 786429100 13,625 500,000 SH X 01 X
SAKS INC 79377W108 1,027 104,000 SH X 02 X
SALOMON BROS FD INC 795477108 231 12,945 SH X 02 X
SANMINA CORP 800907107 3,127 33,400 SH X 02 X
SARA LEE CORP 803111103 1,280 63,007 SH X 02 X
SCHERING PLOUGH CORP 806605101 14,121 303,275 SH X 02 X
SCHLUMBERGER LTD 806857108 37,338 453,603 SH X 02 X
SCHOLASTIC CORP 807066105 199 2,500 SH X 02 X
SCHRODER REAL ESTATE VALUE - 807999107 1,108 1,000,000 SH X 02 X
SCHRODER INTERNATIONAL EQUITY FUND 808088207 1,857 109,412 SH X 02 X
CHARLES SCHWAB CORPORATION 808513105 47,602 1,341,627 SH X 02 X
SEAGATE TECHNOLOGY 811804103 256 3,700 SH X 02 X
SEARS ROEBUCK & CO 812387108 784 24,188 SH X 02 X
SELECTED AMERICAN FUND 816221105 4,362 113,252 SH X 02 X
SENSORMATIC ELECTRONICS CORP 817265101 836 55,700 SH X 02 X
SIGMA ALDRICH CORP 826552101 496 15,000 SH X 02 X
SKYLINE FD 830833208 8,446 456,031 SH X 02 X
AMERICAN FUNDS SMALLCAP WORLD 831681101 2,246 55,820 SH X 02 X
SMITHKLINE BEECHAM PLC 832378301 721 10,500 SH X 02 X
SNAP-ON INC 833034101 846 35,900 SH X 02 X
SOLECTRON CORP 834182107 43,249 937,647 SH X 02 X
SOUND SHORE FD INC #07 836083105 451 13,782 SH X 02 X
SOUTHWEST AIRLINES CO. 844741108 849 35,000 SH X 02 X
SPECTRA FD INC #30 847561107 354 29,717 SH X 02 X
SPECTRX INC 847635109 257 24,500 SH X 02 X
SPRINT CORP (FON GROUP) 852061100 782 26,652 SH X 02 X
SPRINT CORP (PCS GROUP) 852061506 508 14,458 SH X 02 X
STARBUCKS CORP 855244109 2,264 56,520 SH X 02 X
STATE STR CORP 857477103 976 7,500 SH X 02 X
STRONG CORPORATE BOND FUND 862912102 175 16,680 SH X 02 X
SUN LIFE FINANCIAL SVCS CANADA INC 866796105 1,037 50,274 SH X 02 X
SUN MICROSYSTEMS INC 866810104 77,735 664,651 SH X 02 X
SYBRON INTL CORP WI 87114F106 22,763 948,455 SH X 02 X
SYMBOL TECHNOLOGIES, INC. 871508107 467 13,000 SH X 02 X
SYNAVANT INC. 87157A105 11 1,700 SH X 02 X
SYSCO CORP 871829107 62,065 1,340,137 SH X 02 X
TCF FINL CORP 872275102 418 11,100 SH X 02 X
TECH DATA CORP 878237106 343 8,000 SH X 02 X
TECHNOLOGY RESEARCH CORP NEW 878727304 252 84,000 SH X 02 X
TELLABS INC 879664100 10,102 211,550 SH X 02 X
TEMPLETON DEVELOPING MKTS TR 88018W104 1,342 116,161 SH X 02 X
TEMPLETON FOREIGN FUND 880196209 23,082 2,256,231 SH X 02 X
TEMPLETON GROWTH FD INC 880199104 3,720 194,964 SH X 02 X
TEMPLETON INSTL FDS INC 880210208 466 48,715 SH X 02 X
TENET HEALTHCARE CORP SUB NT 88033GAD2 3,696 4,375,000 SH X 02 X
TEXACO INC 881694103 778 14,812 SH X 02 X
TEXAS INSTRUMENTS INC 882508104 670 14,140 SH X 02 X
THERMO ELECTRON CORP SUB DEB CONV 883556AF9 7,739 8,200,000 SH X 02 X
THOMAS & BETTS CORP. 884315102 471 27,000 SH X 02 X
THOR INDUSTRIES, INC. 885160101 49 2,100 SH X 02 X
TORCHMARK CORP 891027104 326 11,696 SH X 02 X
</TABLE>
10
<PAGE> 14
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
TORRAY FUND 891402109 291 6,666 SH X 02 X
TRANSPORT WORLD MUSIC CORP. 89336Q100 902 89,900 SH X 02 X
TRIBUNE CO NEW 896047107 6,746 154,650 SH X 02 X
TRUMP HOTEL & CASINO RESORTS INC 898168109 1,049 419,469 SH X 02 X
UAM FDS INC 902555796 546 32,703 SH X 02 X
UICI 902737105 264 37,659 SH X 02 X
USAA MUT FD INC 903288603 2,174 122,211 SH X 02 X
USA EDUCATION INC 90390U102 734 15,250 SH X 02 X
UNILEVER N V - W/I COM 904784709 241 5,000 SH X 02 X
UNICOM CORPORATION 904911104 658 11,710 SH X 02 X
UNION PACIFIC CORP 907818108 543 13,944 SH X 02 X
UNISYS CORP 909214108 1,709 151,850 SH X 02 X
UNITED PARCEL SVC INC CL B 911312106 234 4,150 SH X 02 X
UNITED TECHNOLOGIES CORP 913017109 1,517 21,877 SH X 02 X
VALERO ENERGY CORP 91913Y100 1,710 48,600 SH X 02 X
SCUDDER EQUITY TR VALUE FD 920390101 633 24,546 SH X 02 X
VALUE LINE AGGRESIVE INCOME 920394103 267 45,758 SH X 02 X
VAN KAMP CAP EMRGING GROWTH 92113B106 11,559 111,430 SH X 02 X
VANGUARD SPECIALIZED PTFLS 921908703 133 11,601 SH X 02 X
VANGUARD DEVELOPED MARKET INDEX #227 921909701 1,999 210,417 SH X 02 X
VANGUARD WORLD INTL GROWTH #81 921910204 9,613 462,356 SH X 02 X
VANGUARD GROWTH & INCOME FD #93 921913109 4,692 131,398 SH X 02 X
VANGUARD BALANCED INDEX FUND #2 921931101 8,025 395,731 SH X 02 X
VANGUARD WELLINGTON FUND INC #21 921935102 14,856 528,285 SH X 02 X
VANGUARD / PRIMECAP FD INC 921936100 3,108 45,208 SH X 02 X
VANGUARD BD INDEX TOTAL BD MKT #84 921937108 547 56,207 SH X 02 X
VANGUARD INTER TERM BOND INDEX #314 921937306 115 11,816 SH X 02 X
VANGUARD WELLESLEY INCOME FUND #27 921938106 11,905 602,775 SH X 02 X
VANGUARD WINDSOR FUND INC 922018106 239 14,888 SH X 02 X
VANGUARD WINDSOR II #73 922018205 4,052 149,450 SH X 02 X
VANGUARD AIRLINES INC 92201B208 15 10,000 SH X 02 X
VANGUARD FIXED INCOME HIGH YIELD #29 922031208 462 65,626 SH X 02 X
VANGUARD FIXED INCOME GNMA #36 922031307 294 29,275 SH X 02 X
VANGUARD INSTITUTIONAL INDEX #94 922040100 363,124 2,765,181 SH X 02 X
VECTREN CORPORATION 92240G101 490 24,143 SH X 02 X
VANGUARD MONEY MKT RESVS INC 922906300 3,953 3,953,115 SH X 02 X
VANGUARD MUNICIPAL INTERMEDIATE 922907209 153 11,792 SH X 02 X
VANGUARD INDEX TRUST 500 #40 922908108 15,796 119,135 SH X 02 X
VANGUARD TOTAL STOCK INDEX FUND #85 922908306 5,264 160,574 SH X 02 X
VANGUARD VALUE INDEX FUND #06 922908405 3,992 172,228 SH X 02 X
VANGUARD INDEX SMALL CAPITALIZATION 922908702 510 20,867 SH X 02 X
VANGUARD MID-CAP INDEX FUND #859 922908843 878 64,072 SH X 02 X
VANGUARD EXTENDED MARKET INDEX #856 922908884 9,518 253,143 SH X 02 X
VERIZON COMMUNICATIONS 92343V104 3,751 77,453 SH X 02 X
VIACOM INC CL B NON-VOTING 925524308 809 13,840 SH X 02 X
VITESSE SEMICONDUCTOR CORP 928497106 8,205 92,250 SH X 02 X
VODAFONE GROUP PLC-SP ADR 92857W100 959 25,935 SH X 02 X
WMS INDUSTRIES, INC. 929297109 1,274 56,600 SH X 02 X
WPG NETWORKING FUND LP 92930A919 250 250,000 SH X 02 X
WPS RESOURCES CORP 92931B106 414 12,648 SH X 02 X
WAL MART STORES INC 931142103 1,100 22,854 SH X 02 X
</TABLE>
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<PAGE> 15
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 09/30/2000
<TABLE>
<CAPTION>
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COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C>
WALGREEN CO 931422109 88,759 2,339,599 SH X 02 X
WALLACE COMPUTER SERVICES INC. 932270101 851 55,800 SH X 02 X
MORRISON KNUDSEN CORP 938862109 539 47,100 SH X 02 X
WASHINGTON MUTUAL INVESTORS FUND 939330106 30,427 1,020,677 SH X 02 X
WASTE MGMT INC DEL SUB NT CONV 94106LAA7 2,839 3,040,000 SH X 02 X
WEITZ PARTNERS INC 948906102 6,462 319,263 SH X 02 X
WELLS FARGO CO 949746101 21,654 471,369 SH X 02 X
WESTERN RESOURCES 959425109 794 36,700 SH X 02 X
WHITMAN CORP COM 96647R107 324 28,009 SH X 02 X
WILMINGTON TRUST COMPANY DEL 971807102 1,502 28,000 SH X 02 X
WISCONSIN ENERGY CORP 976657106 462 23,169 SH X 02 X
WORLDCOM INC 98157D106 1,002 32,995 SH X 02 X
ZOMAX INC 989929104 591 84,400 SH X 02 X
TRANSOCEAN SEDCO FOREX INC G90078109 3,283 55,999 SH X 02 X
ORTHOFIX INTERNATIONAL N V N6748L102 2,178 88,000 SH X 02 X
GRAND TOTAL 5,203,278 190,730,757
</TABLE>
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