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Previous: HONEYWELL INTERNATIONAL INC, 13F-HR, 2000-08-08 |
Next: GREATER BAY BANCORP, S-4/A, 2000-08-08 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alleghany Corporation
Address: 375 Park Avenue
New York, NY 10152
Form 13F File Number: 28-1590
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter R. Sismondo
Title: Vice President, Controller, Treasurer and Assistant Secretary
Phone: 212-752-1356
Signature, Place, and Date of Signing:
/s/Peter R. Sismondo New York, NY August 8, 2000
-------------------------------------------------------------------------------
[Signature] [City, State] [Date]
<PAGE> 2
The Chicago Trust Company ("TCTC") is a wholly owned subsidiary of
Alleghany Asset Management, Inc. ("AAM"), and AAM is a wholly owned subsidiary
of Alleghany Corporation ("Alleghany"). TCTC and AAM (each an "operating
subsidiary") are or may be "institutional investment managers" for purposes of
the reporting requirements under Section 13(f) of the Securities Exchange Act of
1934 (the "Act") and the rules promulgated thereunder. Alleghany itself does not
in fact exercise, and therefore disclaims, investment discretion with respect to
any Section 13(f) securities positions over which its operating subsidiaries in
fact exercise investment discretion. AAM itself does not in fact exercise, and
therefore disclaims, investment discretion with respect to any Section 13(f)
securities positions over which TCTC in fact exercises investment discretion. To
the extent, however, that the ownership interest of Alleghany or AAM in their
operating subsidiaries may nevertheless give rise to a Form 13F filing
obligation, the information required by Form 13F is reported herein by Alleghany
on behalf of itself and each operating subsidiary. The securities positions of
Montag & Caldwell, Inc. ("M&C"), a wholly owned subsidiary of TCTC which is an
institutional investment manager subject to Section 13(f) of the Act, are not
reported herein. The securities positions managed by M&C are reported in a Form
13F filed by M&C. TCTC owns a 40% interest in Veredus Asset Management LLC
("Veredus"), an institutional investment manager subject to Section 13(f) of the
Act. The securities positions managed by Veredus are not reported herein, but
are reported in a Form 13F filed by Veredus.
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
Montag & Caldwell, Inc.
Veredus Asset Management LLC
<PAGE> 3
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 2
Form 13F Information Table Entry Total: 585
Form 13F Information Table Value Total: $5,182,575
(thousands)
List of Other Included Managers:
<TABLE>
<CAPTION>
No. Form 13F File Number Name
<S> <C> <C>
1 28-7262 Alleghany Asset Management, Inc.
2 28-7258 The Chicago Trust Company
</TABLE>
<PAGE> 4
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AFLAC INC 001055102 19,073 415,215 SH X 02 X
AES CORP 00130H105 35,402 775,936 SH X 02 X
AIM EQUITY FDS CONSTELLATION FD CL A 001413202 12,481 283,153 SH X 02 X
AIM HIGH YIELD FUND CL A 00142C706 279 39,315 SH X 02 X
AMLI RESIDENTIAL PROPERTIES TRUST 001735109 5,539 235,062 SH X 02 X
AMLI RESIDENTIAL PROPERTIES, L.P. 001735893 245 10,735 SH X 02 X
A T & T CORPORATION 001957109 2,498 78,504 SH X 02 X
AT&T CORP LIBERTY MEDIA CL A 001957208 502 20,576 SH X 02 X
ABBOTT LABORATORIES 002824100 18,293 410,488 SH X 02 X
ACNIELSEN CORP COM 004833109 880 40,000 SH X 02 X
THE ACORN FUND 004851101 5,234 303,923 SH X 02 X
THE ACORN INTERNATIONAL FUND 004851200 1,403 42,758 SH X 02 X
ADAMS EXPRESS CO 006212104 207 5,607 SH X 02 X
AGILENT TECHNOLOGIES INC 00846U101 1,200 16,268 SH X 02 X
AIM FDS GROUP VALUE FD CL A 008879306 913 18,776 SH X 02 X
ALBANY MOLECULAR RESEARCH 012423109 1,361 25,000 SH X 02 X
ALBERTO CULVER CO CL B CONV 013068101 1,678 54,900 SH X 02 X
ALCOA INC 013817101 268 9,220 SH X 02 X
ALCATEL SPONSORED ADR 013904305 1,454 21,870 SH X 02 X
ALLEGHANY CORP DEL 017175100 5,671 33,756 SH X 02 X
CHICAGO TRUST SMALLCAP VALUE FD #136 017216201 11,831 1,164,438 SH X 02 X
ALLEGHANY VEREDUS AGGRESSIVE GROWTH 017216300 36,009 1,529,047 SH X 02 X
ALLEGHANY FDS MNTG&CALD BAL I #230 017216409 13,157 682,056 SH X 02 X
ALLEGHANY FDS EMERGING MKTS I #250 017216508 382 30,499 SH X 02 X
ALLEGHANY/BLAIRLOGIE EMERGING MKTS N 017216607 1,611 129,086 SH X 02 X
ALLEGHANY FDS INTL DEV FD I #250 017216706 946 73,860 SH X 02 X
ALLEGHANY/BLAIRLOGIE INTL DEV CL N 017216805 3,886 304,069 SH X 02 X
ALLEGHANY/VEREDUS SCITECH FUND 017216854 2,000 200,000 SH X 01 X
ALLIANCE TECHNOLOGY FD INC 018780106 477 3,326 SH X 02 X
ALLOU HEALTH & BEAUTY INC CL A 019782101 190 26,500 SH X 02 X
ALLSTATE CORP 020002101 1,160 52,151 SH X 02 X
ALLTEL CORP 020039103 245 3,942 SH X 02 X
ALPHA 1 BIOMEDICALS INC 020910105 3 27,500 SH X 02 X
AMEREN CORP 023608102 4,077 120,807 SH X 02 X
AMERICA ONLINE INC 02364J104 321 6,105 SH X 02 X
AMERICAN BALANCED FD INC 024071102 9,055 621,915 SH X 02 X
AMERICAN CENTY CAP PTFLS INC 025076506 351 66,908 SH X 02 X
AMERICAN CENTY INTL GROWTH INV FUND 025086109 207 14,552 SH X 02 X
AMERICAN ELECTRIC POWER CO INC 025537101 262 8,859 SH X 02 X
AMERICAN EAGLE OUTFITTERS COM 02553E106 560 40,000 SH X 02 X
AMERICAN EXPRESS CO 025816109 1,974 37,871 SH X 02 X
AMERICAN GENERAL CORP 026351106 888 14,551 SH X 02 X
AMERICAN HOME PRODUCTS CORP 026609107 8,505 144,778 SH X 02 X
AMERICAN INTERNATIONAL GROUP INC 026874107 52,659 448,167 SH X 02 X
AMERICAN POWER CONVERSION 029066107 2,775 68,000 SH X 02 X
AMERICAN WATER WORKS INC 030411102 354 14,175 SH X 02 X
AMGEN INC 031162100 2,748 39,120 SH X 02 X
ANALOG DEVICES INC 032654105 307 4,040 SH X 02 X
ANDREW CORP COM 034425108 605 18,000 SH X 02 X
ANHEUSER BUSCH COS INC 035229103 523 6,996 SH X 02 X
</TABLE>
1
<PAGE> 5
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AON CORP 037389103 1,883 60,624 SH X 02 X
APOLLO GROUP INC CL A 037604105 980 35,000 SH X 02 X
APPLE COMPUTER INC 037833100 313 5,980 SH X 02 X
APPLIED MATERIALS INC 038222105 208 2,300 SH X 02 X
APTARGROUP INC 038336103 202 7,468 SH X 02 X
ARCH CHEMICALS INC 03937R102 226 10,320 SH X 02 X
ARCH COAL INC. 039380100 7,996 1,038,000 SH X 01 X
ARIEL FD 040337206 503 16,142 SH X 02 X
ARIEL PREMIER BD A 040337404 235 24,084 SH X 02 X
ASSOCIATES FIRST CAPITAL CORP 046008108 14,181 635,543 SH X 02 X
ASTEC INDS INC COM 046224101 918 36,100 SH X 02 X
AUTOMATIC DATA PROCESSING INC 053015103 279 5,200 SH X 02 X
AWARE INC MASS 05453N100 874 17,100 SH X 02 X
BP AMOCO SPON ADR 055622104 16,850 297,572 SH X 02 X
DEUTSCHE EQUITY 500 INDEX FD INVT 055847107 2,883 15,923 SH X 02 X
DEUTSCHE INTERNATIONAL EQUITY FD 055922868 732 24,670 SH X 02 X
BALDWIN & LYONS CL B 057755209 449 26,270 SH X 02 X
BANK OF AMERICA CORP 060505104 742 17,089 SH X 02 X
BANK NEW YORK INC 064057102 356 7,656 SH X 02 X
BANK ONE CORP 06423A103 1,599 60,180 SH X 02 X
BARON ASSET BEN INT FD 068278100 3,907 67,357 SH X 02 X
BAXTER INTERNATIONAL INC 071813109 1,118 15,903 SH X 02 X
BELL ATLANTIC CORP 077853109 1,531 30,055 SH X 02 X
BELLSOUTH CORP 079860102 4,219 98,988 SH X 02 X
BELO A H CORP DEL COM SER A 080555105 952 55,000 SH X 02 X
BERGER OMNI INVT FD TR 083902106 621 27,603 SH X 02 X
BERGER OMNI SM CAP VALUE INS 083902205 4,061 180,171 SH X 02 X
BERKSHIRE HATHAWAY INC DEL 084670108 215 4 SH X 02 X
BERKSHIRE HATHAWAY INC DEL CL B 084670207 679 386 SH X 02 X
BESTFOODS 08658U101 1,889 27,275 SH X 02 X
BIOGEN INC 090597105 1,617 25,068 SH X 02 X
BLACKROCK SMALL CAP GROWTH CL I 091928101 7,254 203,146 SH X 02 X
WILLIAM BLAIR LEVERAGED CAPITAL 0929939A4 226 1,000,000 SH X 02 X
BOEING CO 097023105 277 6,628 SH X 02 X
BOND FUND OF AMERICA INC 097873103 6,338 497,080 SH X 02 X
OPPENHEIMER CONV BOND SEC A #345 097877104 1,732 104,448 SH X 02 X
BORDERS GROUP INC COM 099709107 545 35,000 SH X 02 X
BORG WARNER INC 099724106 1,163 33,100 SH X 02 X
BOSTON SCIENTIFIC CORP 101137107 726 33,100 SH X 02 X
BRANDYWINE FUND INC 10532D107 9,796 204,000 SH X 02 X
BRINSON FDS INC NON U S EQUITY FD 10970C306 2,104 155,046 SH X 02 X
BRINSON FDS MULTI ASSET PORTFOLIO 10970C900 2,759 2,916 SH X 02 X
BRISTOL MYERS SQUIBB CO 110122108 4,689 80,500 SH X 02 X
BROADWING INC COM 111620100 221 8,466 SH X 02 X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 411,711 17,949,242 SH X 01 X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 334 14,375 SH X 02 X
CBL & ASSOC PPTYS INC COM 124830100 1,027 41,200 SH X 02 X
CCB FINL CORP COM 124875105 777 21,000 SH X 02 X
CIGNA CORP 125509109 224 2,400 SH X 02 X
CLECO CORP 12561W105 289 8,624 SH X 02 X
CNF TRANSN INC COM 12612W104 1,502 66,000 SH X 02 X
</TABLE>
2
<PAGE> 6
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CHICAGO TRUST GROWTH & INCOME #133 126413103 409,110 14,185,520 SH X 02 X
CHICAGO TRUST MUNICIPAL BOND FUND 126413301 13,143 1,343,909 SH X 02 X
MONTAG & CALDWELL GROWTH FUND #134 126413509 306,908 9,177,883 SH X 02 X
MONTAG & CALDWELL BALANCED FUND #130 126413608 97,262 5,044,716 SH X 02 X
CHICAGO TRUST TALON FUND #132 126413707 1,875 102,928 SH X 02 X
CHICAGO TRUST BALANCED FUND #131 126413806 268,713 19,949,000 SH X 02 X
MONTAG & CALDWELL GROWTH FD INSTL 126413889 164,165 4,851,211 SH X 02 X
CVS CORP 126650100 208 5,210 SH X 02 X
CALPINE CORPORATION 131347106 1,931 29,700 SH X 02 X
CALVERT TAX-FREE RESERVES 131620205 130 12,243 SH X 02 X
CANADIAN NATIONAL RAILWAY CO 136375102 1,249 42,800 SH X 02 X
CARDINAL HEALTH INC 14149Y108 47,869 646,881 SH X 02 X
CARNIVAL CORP 143658102 12,176 624,340 SH X 02 X
CARRIER ACCESS CORP 144460102 201 3,800 SH X 02 X
CARTER WALLACE INC COM 146285101 1,250 62,100 SH X 02 X
CASTLE (A M) & CO 148411101 628 75,575 SH X 02 X
CATERPILLAR INC 149123101 378 11,166 SH X 02 X
CENDANT CORP 151313103 332 23,544 SH X 02 X
CENTURY SOUTH BKS INC COM 156683104 738 39,100 SH X 02 X
CHAMPION ENTERPRISES INC COM 158496109 244 50,000 SH X 02 X
CHARTER ONE FINL INC COM 160903100 860 37,391 SH X 02 X
CHASE MANHATTAN CORP NEW 16161A108 1,971 42,793 SH X 02 X
CHEVRON CORP 166751107 1,685 19,836 SH X 02 X
CHOICEPOINT INC COM 170388102 1,304 29,300 SH X 02 X
CIENA CORP 171779101 217 1,300 SH X 02 X
CIRCUIT CITY STORES INC 172737108 755 22,740 SH X 02 X
CISCO SYSTEMS INC 17275R102 89,594 1,409,775 SH X 02 X
CINTAS CORP 172908105 30,597 835,510 SH X 02 X
CITIGROUP INC 172967101 2,362 39,080 SH X 02 X
CITIZENS COMMUNICATIONS CO 17453B101 639 37,075 SH X 02 X
CLOROX CO 189054109 341 7,608 SH X 02 X
COASTAL CARIBBEAN OILS & MINERALS 190432203 12 11,571 SH X 02 X
COCA COLA CO 191216100 6,868 119,585 SH X 02 X
COGNIZANT TECH SOLUTIONS CORP CL A 192446102 2,041 61,500 SH X 02 X
COHEN & STEERS REALTY SHS INC 192476109 1,648 41,701 SH X 02 X
COLGATE PALMOLIVE CO 194162103 1,562 26,098 SH X 02 X
COLONIAL HIGH INCOME MUN TR 195743109 99 15,962 SH X 02 X
COLONIAL MUN INCOME TR SH BEN INT 195799101 108 18,505 SH X 02 X
COMDISCO INC 200336105 2,269 101,674 SH X 02 X
COMPUTER ASSOCIATE INTL INC 204912109 34,678 677,455 SH X 02 X
COMPUTER SCIENCES CORP 205363104 33,197 444,481 SH X 02 X
CONAGRA INC 205887102 2,047 107,367 SH X 02 X
CONCORD EFS INC 206197105 3,316 127,517 SH X 02 X
CONEXANT SYSTEMS INC 207142100 277 5,698 SH X 02 X
CONNING MORTGAGE INVESTMENT TRUST 208216903 31 31,287 SH X 02 X
BATTLE MOUNTAIN GOLD CO EURO 2084541 341 455,000 SH X 02 X
CONSOLIDATED EDISON INC 209115104 970 32,759 SH X 02 X
CONVERGYS CORP 212485106 358 6,900 SH X 02 X
COPPER MOUNTAIN NETWORKS INC 217510106 2,679 30,400 SH X 02 X
COSTCO WHOLESALE CORP 22160K105 730 22,100 SH X 02 X
COURT MICRO INVESTORS LLC 222740904 50 50,000 SH X 02 X
</TABLE>
3
<PAGE> 7
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COUSINS PPTYS INC COM 222795106 936 24,300 SH X 02 X
CULLEN FROST BANKERS INC COM 229899109 937 35,600 SH X 02 X
CYTEC INDS INC COM 232820100 817 33,100 SH X 02 X
D R HORTON INC COM 23331A109 970 71,500 SH X 02 X
DAVIS N Y VENTURE FD INC 239080104 43,765 1,418,182 SH X 02 X
DEAN FOODS CO 242361103 2,871 90,581 SH X 02 X
DELL COMPUTER CORP 247025109 30,885 626,085 SH X 02 X
DELUXE CORP 248019101 371 15,750 SH X 02 X
DIEBOLD INC COM 253651103 808 29,000 SH X 02 X
DISNEY WALT CO 254687106 2,919 75,202 SH X 02 X
DODGE & COX BALANCED FUND 256201104 35,408 566,892 SH X 02 X
DOW CHEMICAL CO 260543103 928 30,309 SH X 02 X
DREYFUS GROWTH & VALUE 26200C882 1,006 16,655 SH X 02 X
DU PONT E I DE NEMOURS & CO 263534109 1,432 32,596 SH X 02 X
DUKE ENERGY CORP 264399106 265 4,677 SH X 02 X
DYNEGY INC CL A 26816Q101 209 3,062 SH X 02 X
EMC CORPORATION 268648102 102,447 1,330,905 SH X 02 X
EASTMAN KODAK CO 277461109 377 6,328 SH X 02 X
ECOLAB INC 278865100 35,262 902,693 SH X 02 X
EDWARDS LIFESCIENCES CORP CO 28176E108 463 25,000 SH X 02 X
ELAN PLC ADR 284131208 4,221 87,140 SH X 02 X
ELECTROGLAS INC COM 285324109 932 43,300 SH X 02 X
ELECTRONIC ARTS INC 285512109 678 9,300 SH X 02 X
ELECTRONIC DATA SYS CORP NEW 285661104 27,545 667,768 SH X 02 X
EMERSON ELECTRIC CO 291011104 1,359 22,509 SH X 02 X
ENERGIZER HLDGS INC 29266R108 205 11,229 SH X 02 X
ENRON CORP 293561106 970 15,034 SH X 02 X
ENTERPRISE SMALL CO PFT A 293720850 4,831 559,166 SH X 02 X
ETHIKA CORP 297652109 2 40,000 SH X 02 X
EUROPACIFIC GROWTH FUND SHARES OF 298706102 76,163 1,829,946 SH X 02 X
EVERGREEN MUN TR TAX FREE FD A 300258746 113 16,622 SH X 02 X
EXPEDITORS INTL WASH INC 302130109 4,917 103,500 SH X 02 X
EXXON MOBIL CORP 30231G102 20,324 258,899 SH X 02 X
FPL GROUP INC 302571104 202 4,056 SH X 02 X
FEDERAL HOME LOAN MORTGAGE CORP 313400301 25,233 623,041 SH X 02 X
FEDERAL NATIONAL MORTGAGE ASSN 313586109 8,483 162,148 SH X 02 X
FEDERAL SIGNAL CORP 313855108 3,649 221,118 SH X 02 X
FIDELITY ADVISOR EQUITY PORT GROWTH 315805200 6,289 84,360 SH X 02 X
FIDELITY ADVISOR SER GROWTH OPPORT 315807206 14,409 323,864 SH X 02 X
FIDELITY ADVISOR HIGH YIELD FUND 315807305 1,638 156,722 SH X 02 X
FIDELITY ADV SER II HIGH YIELD INSTL 315807875 338 33,116 SH X 02 X
FIDELITY INVT TR 315910802 2,407 97,643 SH X 02 X
FIDELITY UTILITY FUNDS 316128107 314 12,380 SH X 02 X
FIDELITY EQUITY INCOME FUND 316138106 864 17,144 SH X 02 X
FIDELITY COLCHESTER STREET T 316175405 4,328 4,328,397 SH X 02 X
FIDELITY HASTINGS STR TR 31617F205 404 25,499 SH X 02 X
FIDELITY MAGELLAN FUND 316184100 7,503 55,727 SH X 02 X
FIDELITY NATL CORP GA COM 316320100 751 121,400 SH X 02 X
FIDELITY NATIONAL FINL INC 316326107 2,221 121,239 SH X 02 X
FIDELITY BLUE CHIP GROWTH FUND 316389303 326 5,239 SH X 02 X
FIDELITY VALUE FUND 316464106 1,958 47,249 SH X 02 X
</TABLE>
4
<PAGE> 8
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FIFTH THIRD BANCORP 316773100 1,879 29,711 SH X 02 X
FIRST BANCSHARES INC IND CAP STK 318685104 9,988 12,888 SH X 02 X
FIRST CHARTER CORP COM 319439105 1,664 106,310 SH X 02 X
FIRST DATA CORP 319963104 233 4,700 SH X 02 X
FIRST FINL HLDGS INC COM 320239106 1,064 77,700 SH X 02 X
FIRST NATL BANCORP INC ILL 320920101 507 7,344 SH X 02 X
FIRSTAR CORPORATION 33763V109 811 38,500 SH X 02 X
FISERV INC 337738108 953 22,030 SH X 02 X
FLAG INVS EQTY PRTNRS FD INC 33832P109 1,977 92,728 SH X 02 X
FLAG INVS VALUE BLDR FD INC 33832R105 3,467 153,486 SH X 02 X
FLEET BOSTON FINANCIAL CORP 339030108 625 18,373 SH X 02 X
FLORIDA PROGRESS CORP 341109106 374 7,975 SH X 02 X
FLORIDA ROCK INDS INC COM 341140101 919 25,800 SH X 02 X
FORD MOTOR CO DEL 345370100 764 17,766 SH X 02 X
FORTUNE BRANDS INC 349631101 501 21,739 SH X 02 X
93.0269% INT FRALICK FAMILY LLC 351684915 482 1 SH X 02 X
FRANKLIN BALANCE SHEET INVT I 352423107 6,744 214,354 SH X 02 X
FRANKLIN CALIF GROWTH FD CL I 35251D103 5,477 101,694 SH X 02 X
FRANKLIN FEDERAL TAX FREE INCOME FD 353519101 128 11,144 SH X 02 X
FRANKLIN SMALL CAP GRWTH 354713109 55,271 1,126,360 SH X 02 X
FRIENDLY FUELS GROUP INC 357903103 80 76,000 SH X 02 X
FRIENDS IVORY SIME SOCIAL AWARENESS 35851R205 696 71,732 SH X 02 X
FRIENDS IVORY SIME EURO SOCIAL 35851R403 214 21,754 SH X 02 X
FULLER H B CO COM 359694106 1,441 31,700 SH X 02 X
FUNDAMENTAL INVESTORS 360802102 2,825 83,721 SH X 02 X
GABELLI WESTWOOD SMALL CAP EQUITY 361979883 216 9,538 SH X 02 X
GTE CORP 362320103 2,637 42,365 SH X 02 X
GALLAGHER ARTHUR J & CO COM 363576109 533 12,700 SH X 02 X
GALLAHER GROUP PLC SPONSORED ADR 363595109 209 9,782 SH X 02 X
GAM INTERNATIONAL FUND 364590109 6,310 240,385 SH X 02 X
GANNETT INC 364730101 589 9,850 SH X 02 X
GAP INC 364760108 425 13,611 SH X 02 X
GARDNER DENVER INC COM 365558105 1,221 68,300 SH X 02 X
GENERAL DYNAMICS CORP 369550108 854 16,344 SH X 02 X
GENERAL ELECTRIC CO 369604103 86,537 1,647,079 SH X 02 X
GENERAL MILLS INC 370334104 202 5,266 SH X 02 X
GENERAL MOTORS CORP 370442105 761 13,108 SH X 02 X
GILLETTE CO 375766102 4,008 114,718 SH X 02 X
SCUDDER GLOBAL INTERNATIONAL FUND 378947204 622 20,224 SH X 02 X
GOVERNMENT SECURITIES INCOME FUND 383743499 1 38,883 SH X 02 X
GRACE W R & CO DEL NEW COM 38388F108 857 70,700 SH X 02 X
GRAINGER W W INC 384802104 650 21,100 SH X 02 X
GROWTH FD AMER INC 399874106 2,671 78,971 SH X 02 X
GUIDANT CORP 401698105 790 15,948 SH X 02 X
HARBOR CAPITAL APPRECIATION FUND 411511504 12,720 241,133 SH X 02 X
HARCOURT GEN INC COM 41163G101 272 5,000 SH X 02 X
HARLEY DAVIDSON INC 412822108 48,979 1,272,173 SH X 02 X
HARMAN INTL INDS INC COM 413086109 1,037 17,000 SH X 02 X
HARRIS ASSOC INVT TR OAKMARK FUND 413838103 555 21,846 SH X 02 X
OAKMARK INTERNATIONAL FUND HARRIS 413838202 285 18,153 SH X 02 X
HARRIS CORP DEL COM 413875105 852 26,000 SH X 02 X
</TABLE>
5
<PAGE> 9
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
HEALTH MANAGEMENT ASSOCIATES INC 421933102 2,922 223,702 SH X 02 X
HEWLETT PACKARD CO 428236103 4,028 32,257 SH X 02 X
HIGH YIELD HIGH INCOME FD COM 429904105 171 31,122 SH X 02 X
HOME DEPOT INC 437076102 2,266 45,385 SH X 02 X
HONEYWELL INTERNATIONAL INC 438516106 529 15,700 SH X 02 X
HORACE MANN EDUCATORS CORP 440327104 450 30,000 SH X 02 X
HOUGHTON MIFFLIN CO COM 441560109 2,596 55,600 SH X 02 X
HOUSEHOLD INTERNATIONAL INC 441815107 2,318 55,792 SH X 02 X
HUBBELL INC CL A 443510102 351 13,552 SH X 02 X
HUBBELL INC CL B 443510201 244 9,588 SH X 02 X
HUNTINGTON BANCSHARES INC 446150104 220 13,932 SH X 02 X
HYPERION SOLUTIONS CORP 44914M104 227 7,000 SH X 02 X
IMS HEALTH INC COM 449934108 432 24,000 SH X 02 X
ILLINOIS TOOL WORKS INC 452308109 48,236 846,248 SH X 02 X
IMPATH INC 45255G101 2,333 43,000 SH X 02 X
INCOME FD AMER INC 453320103 1,775 116,803 SH X 02 X
INFORMIX CORP 456779107 118 15,925 SH X 02 X
INGRAM MICRO INC CL A 457153104 715 41,000 SH X 02 X
INTEL CORP 458140100 34,235 256,116 SH X 02 X
INTERMEDIATE BD FD AMER 458809100 2,109 162,593 SH X 02 X
INTEGRATED RESOURCES HIGH EQUITY 45898A909 110 110,000 SH X 02 X
INTERNATIONAL BUSINESS MACHINES 459200101 5,919 54,025 SH X 02 X
INTERPUBLIC GROUP OF COMPANIES INC 460690100 959 22,300 SH X 02 X
INTERTAPE POLYMER GROUP INC 460919103 898 52,000 SH X 02 X
INVESCO DYNAMICS FUND 46127G204 1,601 55,413 SH X 02 X
INVESCO INCOME FDS INC SELECT 46128R100 148 24,639 SH X 02 X
INVESCO VALUE TOTAL RETURN 46128W307 2,994 110,435 SH X 02 X
INVESTMENT CO OF AMERICA 461308108 12,308 377,408 SH X 02 X
IRWIN FINANCIAL CORP 464119106 556 38,480 SH X 02 X
JDS UNIPHASE CORP 46612J101 1,121 9,350 SH X 02 X
J P M INDUSTRIES INC CL A FORMERLY 46624D100 30 1,000,000 SH X 02 X
JABIL CIRCUIT INC 466313103 1,856 37,400 SH X 02 X
JANUS ASPEN WORLDWIDE GROWTH 471021774 358 7,488 SH X 02 X
JANUS ASPEN SERIES INTERNATIONAL 471021816 924 23,335 SH X 02 X
JANUS ASPEN SERIES AGRESSIVE 471021857 1,604 29,262 SH X 02 X
JANUS INVT FD 471023200 3,491 83,337 SH X 02 X
JANUS INVT FD WORLDWIDE FD 471023309 12,063 154,183 SH X 02 X
JANUS OLYMPUS FUND #56 471023754 1,113 20,601 SH X 02 X
JANUS ENTERPRISE FUND #50 471023804 221 2,785 SH X 02 X
JANUS INVT OVERSEAS FD 471023846 2,200 58,247 SH X 02 X
JANUS INVT FD 471023853 2,046 48,388 SH X 02 X
JANUS BALANCED FUND #51 471023879 258 11,047 SH X 02 X
JOHN HANCOCK SMALL CAP GROWTH FD A 478032105 462 29,345 SH X 02 X
JOHNSON & JOHNSON 478160104 6,086 59,737 SH X 02 X
JOHNSON CONTROLS INC 478366107 25,839 503,546 SH X 02 X
KANSAS CITY POWER & LIGHT CO 485134100 12,608 560,353 SH X 02 X
KEITHLEY INSTRUMENTS INC 487584104 697 8,000 SH X 02 X
KELLOGG CO 487836108 269 9,046 SH X 02 X
KEMPER INSD CORPORATE TR UNIT SER 8 487903262 169 174,242 SH X 02 X
KEMPER DREMAN FUND INC 48840B504 3,279 122,896 SH X 02 X
KEMPER-DREMAN SMALL CAP VALU A FD 48840B876 273 15,680 SH X 02 X
</TABLE>
6
<PAGE> 10
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
KEMPER MUNICIPAL BOND FUND CL A 488419201 139 14,551 SH X 02 X
KEMPER US GOVERNMENT SECURITIES 488438102 237 28,712 SH X 02 X
KERR MCGEE CORP SUB DEB CONV 492386AL1 449 471,000 SH X 02 X
KIMBERLY CLARK CORP 494368103 1,693 29,495 SH X 02 X
KOHLS CORP 500255104 38,724 696,178 SH X 02 X
LG & E ENERGY CORP 501917108 247 10,335 SH X 02 X
LEGATO SYS INC COM 524651106 513 34,000 SH X 02 X
LEGG MASON VALUE TR INC 524659109 292 4,408 SH X 02 X
LILLY ELI & CO 532457108 2,044 20,467 SH X 02 X
LINCOLN NATIONAL CORP INDIANA 534187109 4,028 111,516 SH X 02 X
LITTELFUSE INC 537008104 1,862 38,000 SH X 02 X
LONGLEAF PARTNERS FUND SH BEN INT 543069108 1,915 91,083 SH X 02 X
LORD ABBETT DEVELOPING GROWTH 544006109 1,540 86,795 SH X 02 X
LORD ABBETT DEVELOPING GRWTH CL Y 544006505 3,549 198,400 SH X 02 X
LUCENT TECHNOLOGIES INC 549463107 7,366 125,366 SH X 02 X
MBNA CORP 55262L100 33,879 1,249,037 SH X 02 X
MAS FDS EQUITY PTFL 552913105 1,257 72,103 SH X 02 X
MFS EMERGING GROWTH FUND CL A #7 552985103 19,403 280,302 SH X 02 X
MFS SER TR VII CAP OPPTYS CL A #23 552988305 18,039 795,379 SH X 02 X
MAGNA ENTMT CORP CL A 559211107 30 4,600 SH X 02 X
MAGNA INTL INC CL A 559222401 1,418 30,000 SH X 02 X
MANAGED MUN FD INC ISI MNGD SHS 561661109 209 20,300 SH X 02 X
MANPOWER INC COM 56418H100 512 16,000 SH X 02 X
MANUFACTURED HOME CMNTYS INC 564682102 467 19,491 SH X 02 X
MANULIFE MONEY MARKET FD 56501A921 210 12,665 SH X 02 X
MANULIFE BALANCED FD 56501A947 448 26,974 SH X 02 X
MANULIFE GROWTH FD 56501A954 516 30,698 SH X 02 X
MANULIFE SCIENCE & TECHNOLOGY FD 56501A996 415 11,374 SH X 02 X
MANULIFE FINL CORP 56501R106 1,202 67,456 SH X 02 X
MARSH & MCLENNAN COS INC 571748102 28,397 271,900 SH X 02 X
MARRIOTT INTL INC NEW CL A 571903202 812 22,500 SH X 02 X
MASSACHUSETTS INVESTORS GROWTH #13 575719109 3,573 169,729 SH X 02 X
MASSACHUSETTS INVESTORS TRUST #12 575736103 15,485 739,483 SH X 02 X
MATTEL INC COM 577081102 1,002 76,000 SH X 02 X
MCDONALDS CORP 580135101 3,023 91,778 SH X 02 X
MCKESSON HBOC INC COM 58155Q103 984 47,000 SH X 02 X
MEDIAONE GROUP INC 58440J104 732 10,984 SH X 02 X
MEDICAL CARE INTL INC SUB DEB CONV 584505AC5 1,716 1,950,000 SH X 02 X
MEDTRONIC INC 585055106 4,274 85,790 SH X 02 X
MEMORIAL GOVERNMENT BOND FUND 586015505 4,436 460,203 SH X 02 X
MEMORIAL CORPORATE BOND FUND 586015604 13,686 1,470,067 SH X 02 X
MEMORIAL VALUE EQUITY FUND 586015802 5,262 671,147 SH X 02 X
MENTOR GRAPHICS CORP COM 587200106 1,139 57,500 SH X 02 X
MERCK & CO INC 589331107 30,692 400,561 SH X 02 X
MEREDITH CORP COM 589433101 790 23,400 SH X 02 X
MERRILL LYNCH & CO INC 590188108 1,444 12,551 SH X 02 X
MERRILL LYNCH INSURED MUNICIPAL 590193108 197 26,804 SH X 02 X
MICROSOFT CORP 594918104 55,229 690,479 SH X 02 X
MILACRON INC COM 598709103 1,182 81,500 SH X 02 X
MILLENNIUM INCOME FD L L C 599909900 1,874 19,121 SH X 02 X
MINNESOTA MINING & MANUFACTURING CO 604059105 1,587 19,196 SH X 02 X
</TABLE>
7
<PAGE> 11
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MINNESOTA POWER INC 604110106 500 28,868 SH X 02 X
MOLEX INC 608554101 2,718 56,464 SH X 02 X
MONTANA POWER CO 612085100 357 10,062 SH X 02 X
MONTGOMERY US FDS II 613923671 1,733 152,014 SH X 02 X
MORGAN J P & CO INC 616880100 1,674 15,202 SH X 02 X
MORGAN STANLEY DEAN WITTER U S 616969200 345 39,836 SH X 02 X
MORGAN STANLEY DEAN WITTER & COMPANY 617446448 3,163 37,999 SH X 02 X
MORGAN STANLEY DEAN WITTER HIGH 61745P205 39 10,121 SH X 02 X
MORGAN STANLEY DEAN WITTER HIGH 61745P304 131 33,279 SH X 02 X
MORGAN STANLEY DEAN WITTER MUN 61745P452 117 13,978 SH X 02 X
MORRISON KNUDSEN CORP 61844A109 825 113,800 SH X 02 X
MOTOROLA INC 620076109 6,300 209,993 SH X 02 X
MUNDER FDS INC 626124648 420 5,991 SH X 02 X
MUNDER FDS TR 626129761 286 9,296 SH X 02 X
MUNICIPAL INVT TR FD UNIT 201ST 62622B327 300 320 SH X 02 X
MUTUAL BENEFIT LIFE INSURANCE 6279959A3 431 431,139 SH X 02 X
NATIONAL CITY CORP 635405103 1,085 63,571 SH X 02 X
NEW PERSPECTIVE FUND 648018109 23,812 769,610 SH X 02 X
NEW YORK TIMES CO CLASS A 650111107 830 21,000 SH X 02 X
NEWELL RUBBERMAID INC 651229106 2,775 107,768 SH X 02 X
NEWPORT NEWS SHIPBUILDING 652228107 783 21,300 SH X 02 X
NEXTEL COMMUNICATIONS INC CL A 65332V103 502 8,200 SH X 02 X
NICHOLAS FUND 653735100 2,502 37,024 SH X 02 X
NICOR INC 654086107 457 14,006 SH X 02 X
NOBLE AFFILIATES INC 654894104 447 12,000 SH X 02 X
NOKIA CORP SPONSORED ADR 654902204 41,886 838,063 SH X 02 X
NOBLE DRILLING CORP 655042109 206 5,000 SH X 02 X
NORFOLK SOUTHERN CORP 655844108 237 15,967 SH X 02 X
NORTEL NETWORKS CORP NEW 656568102 801 11,630 SH X 02 X
NORTHERN INSTL FDS 665278685 1,766 92,705 SH X 02 X
NORTHERN TRUST CORP 665859104 7,865 120,878 SH X 02 X
NUVEEN INSURED QUALITY MUNICIPAL FD 67062N103 159 12,150 SH X 02 X
NUVEEN FLAGSHIP MUN TR MUN BD FD 67065Q400 104 11,590 SH X 02 X
OAK ASSOCS FDS WHITE OAK GROWTH STK 671081107 4,258 53,704 SH X 02 X
OLD KENT FINANCIAL CORP 679833103 1,511 56,463 SH X 02 X
OMNICARE INC 681904108 2,775 306,100 SH X 02 X
OMNICARE INC SUB DEB CONV 681904AD0 1,731 2,555,000 SH X 02 X
OMNICOM GROUP 681919106 41,202 462,617 SH X 02 X
OPPENHEIMER CAP APPREC FD 68379A107 1,725 29,331 SH X 02 X
OPPENHEIMER QUEST OPPORTUNITY VALUE 68380E106 24,646 739,903 SH X 02 X
OPPENHEIMER QUEST GLOBAL VALUE CL A 68380G101 566 31,104 SH X 02 X
OPPENHEIMER QUEST VALUE CL A #225 68380H109 313 17,560 SH X 02 X
OPPENHEIMER U S GOVERNMENT CL A #220 683810105 2,948 323,575 SH X 02 X
ORACLE CORP 68389X105 633 7,534 SH X 02 X
OPPENHEIMER GLOBAL CL A #330 683924104 876 12,763 SH X 02 X
OPPENHEIMER GLBL GWTH & INCM CL A 683943104 2,323 71,215 SH X 02 X
ORBITAL ENGINE CORP LTD SPON ADR NEW 685563306 216 25,000 SH X 02 X
PE CORP-PE BIOSYSTEMS GROUP 69332S102 485 7,350 SH X 02 X
PIMCO FDS MULTI MANAGER SER 693389421 1,420 19,645 SH X 02 X
PIMCO FDS MULTI MANAGER SER 69338T278 2,143 151,752 SH X 02 X
PIMCO LOW DURATION FUND 693390304 2,478 252,589 SH X 02 X
</TABLE>
8
<PAGE> 12
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PIMCO FDS TOTAL RETURN FUND A 693390445 18,809 1,886,568 SH X 02 X
PIMCO TOTAL RETURN FUND INSTL CL 693390700 9,096 912,288 SH X 02 X
PARK NATIONAL CORP 700658107 1,906 21,000 SH X 02 X
PARKER HANNIFIN CORP 701094104 296 8,630 SH X 02 X
PAYCHEX INC 704326107 7,292 173,605 SH X 02 X
PAYDEN & RYGEL INVT GROUP 704329101 2,112 214,190 SH X 02 X
PEOPLES ENERGY CORP 711030106 295 9,117 SH X 02 X
PEP BOYS MANNY MOE & JACK SUB 713278AJ8 849 1,500,000 SH X 02 X
PEPSICO INC 713448108 2,030 45,690 SH X 02 X
PERFORMANCE FOOD GROUP CO 713755106 1,222 38,200 SH X 02 X
PFIZER INC 717081103 65,312 1,360,649 SH X 02 X
PHARMACIA CORPORATION 71713U102 1,018 19,694 SH X 02 X
PHILIP MORRIS COS INC 718154107 2,664 100,312 SH X 02 X
PHILLIPS PETROLEUM CO 718507106 285 5,612 SH X 02 X
PHOENIX EQUITY SER FD 718939507 8,523 536,401 SH X 02 X
PIER 1 IMPORTS INC 720279108 1,486 152,400 SH X 02 X
PIKE BANCORP 721462109 416 38 SH X 02 X
PILGRIM INTL VALUE CL A 721462810 693 39,742 SH X 02 X
PILGRIM MUT FDS 72146E533 962 52,364 SH X 02 X
PILGRIM MUT FDS 72146E756 1,571 77,847 SH X 02 X
PILGRIM INTL SMALL CAP GROWTH CL A 72146E889 283 6,900 SH X 02 X
PITNEY BOWES INC 724479100 21,290 532,251 SH X 02 X
PLUM CREEK TIMBER CO INC 729251108 357 13,730 SH X 02 X
PRAXAIR INC 74005P104 15,005 400,780 SH X 02 X
THE PRIVATE INVESTMENT LIMITED 742100XA3 142 200,000 SH X 02 X
PROCTER & GAMBLE CO 742718109 21,601 377,302 SH X 02 X
PROSPERITY BANCSHARES INC 743606105 1,573 96,800 SH X 02 X
PUTNAM AMERICAN GOVT INC FUND CL A 74644B102 117 13,991 SH X 02 X
PUTNAM CONV INCOME GROWTH TR 746476100 1,242 64,689 SH X 02 X
PUTNAM OTC EMERGING GRWTH FD 746847102 3,961 121,734 SH X 02 X
PUTNAM INTL GROWTH FD 746932102 13,139 439,143 SH X 02 X
PUTNAM VISTA FD INC 747011104 1,656 81,439 SH X 02 X
PUTNAM VOYAGER FD INC 747012102 6,913 221,299 SH X 02 X
QUAKER OATS CO 747402105 1,097 14,601 SH X 02 X
QUALCOMM INC 747525103 237 3,950 SH X 02 X
RS EMERGING GROWTH FUND 74972H101 740 11,482 SH X 02 X
RS INVT TR DIVERSIFIED GROWTH 74972H804 1,917 57,747 SH X 02 X
RAINIER INVT MGMT MUT FDS 750869109 3,882 129,151 SH X 02 X
RAINIER INVT MGMT MUT FDS 750869208 2,500 89,428 SH X 02 X
RALSTON-RALSTON PURINA GROUP 751277302 592 29,690 SH X 02 X
REPUBLIC SECURITY FINL CORP 760758102 1,003 201,200 SH X 02 X
RESCON TECHNOLOGY CORP 760844100 1 31,000 SH X 02 X
REUTERS HLDGS PLC SPONS ADR COM 76132M102 624 6,240 SH X 02 X
ROWE T PRICE EQUITY INC FD 779547108 1,342 57,958 SH X 02 X
ROWE T PRICE MID-CAP GRW FD 779556109 9,696 228,454 SH X 02 X
ROWE T PRICE SCIENCE & TECHNOLOGY 77957M102 2,563 41,342 SH X 02 X
ROYAL DUTCH PETE CO N Y REGISTRY SH 780257804 15,659 254,347 SH X 02 X
RUSSELL FRANK INVT CO EQUITY I FD 782493100 3,995 112,807 SH X 02 X
RUSSELL FRANK INVT CO EQUITY II FD 782493209 3,283 86,711 SH X 02 X
RUSSELL FRANK INVT CO FIXED INCOME I 782493407 3,588 173,234 SH X 02 X
RUSSELL FRANK INVT CO SHORT 782493506 1,755 96,110 SH X 02 X
</TABLE>
9
<PAGE> 13
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
RUSSELL FRANK INVT CO INTL FD 782493605 4,530 102,811 SH X 02 X
RUSSELL FRANK INVT CO 782493746 259 22,814 SH X 02 X
RUSSELL FRANK INVT CO EQUITY Q 782493811 9,709 236,920 SH X 02 X
SBC COMMUNICATIONS INC 78387G103 7,526 173,993 SH X 02 X
SDL INC 784076101 4,485 15,725 SH X 02 X
SL GREEN REALTY CORP 78440X101 1,008 37,700 SH X 02 X
SLM HLDG CORP 78442A109 533 14,250 SH X 02 X
SAFECO CORP 786429100 9,938 500,000 SH X 01 X
SAKS INC 79377W108 1,103 105,000 SH X 02 X
SANMINA CORP 800907107 2,864 33,500 SH X 02 X
SANTA FE SNYDER CORP 80218K105 913 80,300 SH X 02 X
SARA LEE CORP 803111103 1,242 64,746 SH X 02 X
SCHERING PLOUGH CORP 806605101 15,856 313,975 SH X 02 X
SCHLUMBERGER LTD 806857108 34,716 465,220 SH X 02 X
SCHOLASTIC CORP 807066105 244 4,000 SH X 02 X
SCHRODER REAL ESTATE VALUE - 807999107 1,108 1,000,000 SH X 02 X
SCHRODER INTERNATIONAL EQUITY FUND 808088207 2,028 109,751 SH X 02 X
CHARLES SCHWAB CORPORATION 808513105 44,990 1,337,992 SH X 02 X
SEAGATE TECHNOLOGY 811804103 204 3,700 SH X 02 X
SEARS ROEBUCK & CO 812387108 806 24,703 SH X 02 X
SELECTED AMERICAN FUND 816221105 3,356 88,120 SH X 02 X
SELIGMAN COMMUN & INFO FD 816333108 2,158 44,012 SH X 02 X
SENSORMATIC ELECTRONICS CORP 817265101 881 55,700 SH X 02 X
SERVICEMASTER CO 81760N109 164 14,446 SH X 02 X
SIGMA ALDRICH CORP 826552101 439 15,000 SH X 02 X
SKYLINE FD 830833208 7,752 452,813 SH X 02 X
AMERICAN FUNDS SMALLCAP WORLD 831681101 2,522 61,625 SH X 02 X
SMITHKLINE BEECHAM PLC 832378301 684 10,500 SH X 02 X
SNAP-ON INC 833034101 956 35,900 SH X 02 X
SOLECTRON CORP 834182107 39,135 934,557 SH X 02 X
SOUND SHORE FD INC 836083105 409 14,076 SH X 02 X
SOUTHWEST AIRLINES CO 844741108 758 40,000 SH X 02 X
SPECTRA FD INC 847561107 400 32,553 SH X 02 X
SPECTRX INC 847635109 257 24,500 SH X 02 X
SPRINGS INDUSTRIES, INC 851783100 924 28,700 SH X 02 X
SPRINT CORP (FON GROUP) 852061100 1,349 26,452 SH X 02 X
SPRINT CORP (PCS GROUP) 852061506 860 14,458 SH X 02 X
STARBUCKS CORP 855244109 2,044 53,520 SH X 02 X
STATE STR CORP 857477103 827 7,800 SH X 02 X
STRONG CORPORATE BOND FUND 862912102 167 16,066 SH X 02 X
SUN LIFE FINANCIAL SVCS CANADA INC 866796105 848 50,274 SH X 02 X
SUN MICROSYSTEMS INC 866810104 76,719 843,526 SH X 02 X
SYBRON INTL CORP WI 87114F106 19,768 997,740 SH X 02 X
SYSCO CORP 871829107 56,196 1,334,037 SH X 02 X
TCF FINL CORP 872275102 285 11,100 SH X 02 X
TECH DATA CORP 878237106 566 13,000 SH X 02 X
TECHNOLOGY RESEARCH CORP NEW 878727304 101 49,000 SH X 02 X
TELEFONOS DE MEXICO S A AMERICAN 879403780 250 4,384 SH X 02 X
TELLABS INC 879664100 23,040 336,658 SH X 02 X
TEMPLETON DEVELOPING MKTS TR 88018W104 1,542 117,512 SH X 02 X
TEMPLETON EMERGING MARKETS FUND 880191101 132 13,500 SH X 02 X
</TABLE>
10
<PAGE> 14
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
-----------------------------------------------------------------------------------------------------------------------------------
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
-----------------------------------------------------------------------------------------------------------------------------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TEMPLETON FOREIGN FUND 880196209 24,383 2,289,488 SH X 02 X
TEMPLETON GROWTH FD INC 880199104 3,798 195,146 SH X 02 X
TEMPLETON INSTL FDS INC 880210208 528 48,607 SH X 02 X
TENET HEALTHCARE CORP SUB NT 88033GAD2 3,632 4,375,000 SH X 02 X
TERSORO PETE CORP 881609101 1,218 120,300 SH X 02 X
TEXACO INC 881694103 773 14,507 SH X 02 X
TEXAS INSTRUMENTS INC 882508104 474 6,906 SH X 02 X
THERMO ELECTRON CORP SUB DEB CONV 883556AF9 8,487 9,225,000 SH X 02 X
THOMAS & BETTS CORP 884315102 669 35,000 SH X 02 X
3COM CORP 885535104 297 5,162 SH X 02 X
TORCHMARK CORP 891027104 289 11,696 SH X 02 X
TRANS WORLD ENTERTAINMENT CP 89336Q100 1,087 89,900 SH X 02 X
TRIBUNE CO NEW 896047107 5,536 158,150 SH X 02 X
TRUMP HOTEL & CASINO RESORTS INC 898168109 989 351,761 SH X 02 X
UAM FDS INC 902555796 470 30,857 SH X 02 X
UICI 902737105 247 37,659 SH X 02 X
USAA MUT FD INC 903288603 2,308 130,790 SH X 02 X
US CAN CORP 90328W105 975 56,100 SH X 02 X
UNILEVER N V - W/I COM 904784709 215 5,000 SH X 02 X
UNICOM CORPORATION 904911104 434 11,230 SH X 02 X
UNION PACIFIC CORP 907818108 594 15,844 SH X 02 X
UNISYS CORP 909214108 1,045 71,714 SH X 02 X
UNITED ASSET MGMT CORP 909420101 1,159 49,600 SH X 02 X
UNITED PARCEL SVC INC CL B 911312106 256 4,350 SH X 02 X
U S WEST INC NEW 91273H101 1,845 21,514 SH X 02 X
UNITED TECHNOLOGIES CORP 913017109 1,284 21,802 SH X 02 X
UNIVERSAL HEALTH SERVICES-B 913903100 482 7,300 SH X 02 X
VALERO ENERGY CORP 91913Y100 1,543 48,600 SH X 02 X
SCUDDER EQUITY TR VALUE FD 920390101 574 24,546 SH X 02 X
VALUE LINE AGGRESIVE INCOME 920394103 378 57,997 SH X 02 X
VAN KAMP CAP EMRGING GROWTH 92113B106 10,238 105,387 SH X 02 X
VANGUARD SPECIALIZED PTFLS 921908703 124 11,407 SH X 02 X
VANGUARD WORLD INTL GROWTH #81 921910204 9,789 424,136 SH X 02 X
VANGUARD GROWTH & INCOME FD #93 921913109 4,548 129,416 SH X 02 X
VANGUARD BALANCED INDEX FUND #2 921931101 7,966 395,327 SH X 02 X
VANGUARD WELLINGTON FUND INC #21 921935102 14,586 537,857 SH X 02 X
VANGUARD / PRIMECAP FD INC 921936100 3,222 45,208 SH X 02 X
VANGUARD BD INDEX TOTAL BD MKT #84 921937108 529 55,012 SH X 02 X
VANGUARD INTER TERM BOND INDEX #314 921937306 112 11,816 SH X 02 X
VANGUARD WELLESLEY INCOME FUND #27 921938106 11,695 624,381 SH X 02 X
VANGUARD TRUSTEE INTERNATIONAL #46 921939203 3,288 113,569 SH X 02 X
VANGUARD WINDSOR FUND INC 922018106 222 14,888 SH X 02 X
VANGUARD WINDSOR II #73 922018205 3,683 150,204 SH X 02 X
VANGUARD FIXED INCOME HIGH YIELD #29 922031208 441 62,112 SH X 02 X
VANGUARD FIXED INCOME GNMA #36 922031307 246 24,788 SH X 02 X
VANGUARD INSTITUTIONAL INDEX #94 922040100 365,377 2,750,296 SH X 02 X
VARCO INTERNATIONAL INC 922122106 716 30,800 SH X 02 X
VECTREN CORPORATION 92240G101 416 24,143 SH X 02 X
VANGUARD MONEY MKT RESVS INC 922906300 3,733 3,732,664 SH X 02 X
VANGUARD MUNICIPAL INTERMEDIATE 922907209 440 34,148 SH X 02 X
VANGUARD INDEX TRUST 500 #40 922908108 15,584 116,170 SH X 02 X
</TABLE>
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SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 06/30/2000
<TABLE>
<CAPTION>
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COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
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INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGER AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VANGUARD TOTAL STOCK INDEX FUND #85 922908306 4,864 148,396 SH X 02 X
VANGUARD VALUE INDEX FUND #06 922908405 3,847 179,871 SH X 02 X
VANGUARD INDEX SMALL CAPITALIZATION 922908702 506 20,867 SH X 02 X
VANGUARD MID-CAP INDEX FUND #859 922908843 798 65,364 SH X 02 X
VIACOM INC CL B NON-VOTING 925524308 933 13,676 SH X 02 X
VITESSE SEMICONDUCTOR CORP 928497106 6,787 92,250 SH X 02 X
VODAFONE AIRTOUCH PLC 92857T107 1,086 26,010 SH X 02 X
WPG NETWORKING FUND LP 92930A919 250 250,000 SH X 02 X
WPS RESOURCES CORP 92931B106 414 13,748 SH X 02 X
WAL MART STORES INC 931142103 1,262 22,114 SH X 02 X
WALGREEN CO 931422109 75,634 2,353,204 SH X 02 X
WALLACE COMPUTER SERVICES IN 932270101 731 74,000 SH X 02 X
WASHINGTON MUTUAL INVESTORS FUND 939330106 27,624 982,028 SH X 02 X
WASTE MGMT INC DEL SUB NT CONV 94106LAA7 2,835 3,040,000 SH X 02 X
BANKERS TRUST PYRAMID GIC FUND II 944599M14 411 411,328 SH X 02 X
WEITZ PARTNERS INC 948906102 5,423 295,199 SH X 02 X
WELLS FARGO CO 949746101 18,849 480,219 SH X 02 X
WHITMAN CORP COM 96647R107 139 11,409 SH X 02 X
WILMINGTON TRUST COMPANY DEL 971807102 1,197 28,000 SH X 02 X
WISCONSIN ENERGY CORP 976657106 492 24,828 SH X 02 X
WORLDCOM INC 98157D106 2,801 61,066 SH X 02 X
WYNDHAM INTL INC CL A 983101106 50 20,000 SH X 02 X
ZOMAX INC 989929104 714 54,400 SH X 02 X
DAIMLERCHRYSLER AG D1668R123 442 8,497 SH X 02 X
TRANSOCEAN SEDCO FOREX INC G90078109 2,982 55,814 SH X 02 X
ORTHOFIX INTERNATIONAL N V N6748L102 1,573 88,000 SH X 02 X
TOTAL 5,182,575 198,874,854
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