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<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alleghany Corporation
Address: 375 Park Avenue
New York, NY 10152
Form 13F File Number: 28-1590
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter R. Sismondo
Title: Vice President, Controller, Treasurer and Assistant Secretary
Phone: 212-752-1356
Signature, Place, and Date of Signing:
/s/Peter R. Sismondo New York, NY February 10, 2000
[Signature] [City, State] [Date]
<PAGE> 2
The Chicago Trust Company ("TCTC") is a wholly owned subsidiary of
Alleghany Asset Management, Inc. ("AAM"), and AAM and Underwriters Re Group,
Inc. ("URG") are wholly owned subsidiaries of Alleghany Corporation
("Alleghany"). Chicago Title and Trust Company ("CT&T"), which was a wholly
owned subsidiary of Alleghany until June 16, 1998, was spun-off by a
distribution on June 17, 1998 to Alleghany's stockholders of shares of a newly
formed holding company for CT&T called Chicago Title Corporation. AAM, which was
a wholly owned subsidiary of CT&T until June 9, 1998, was spun-off by CT&T to
Alleghany. TCTC, AAM and URG (each an "operating subsidiary") and CT&T are or
may be "institutional investment managers" for purposes of the reporting
requirements under Section 13(f) of the Securities Exchange Act of 1934 (the
"Act") and the rules promulgated thereunder. Alleghany itself does not in fact
exercise, and therefore disclaims, investment discretion with respect to any
Section 13(f) securities positions over which its operating subsidiaries or CT&T
in fact exercise investment discretion. CT&T itself does not and did not in fact
exercise, and therefore disclaims, investment discretion with respect to any
Section 13(f) securities positions over which AAM or TCTC in fact exercise
investment discretion (with the exception of securities owned by CT&T). AAM
itself does not in fact exercise, and therefore disclaims, investment discretion
with respect to any Section 13(f) securities positions over which TCTC in fact
exercises investment discretion. To the extent, however, that the ownership
interest of Alleghany or AAM in their operating subsidiaries, or prior to June
10, 1998, of CT&T in AAM, may nevertheless give rise to a Form 13F filing
obligation, the information required by Form 13F is reported herein by Alleghany
on behalf of itself, each operating subsidiary and CT&T. The securities
positions of Montag & Caldwell, Inc. ("M&C"), a wholly owned subsidiary of TCTC
which is an institutional investment manager subject to Section 13(f) of the
Act, are not reported herein. The securities positions managed by M&C are
reported in a Form 13F filed by M&C. TCTC owns a 40% interest in Veredus Asset
Management LLC ("Veredus"), an institutional investment manager subject to
Section 13(f) of the Act. The securities positions managed by Veredus are not
reported herein, but are reported in a Form 13F filed by Veredus.
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all
holdings are reported by other reporting manager(s).)
[X] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported by
other reporting manager(s).)
<PAGE> 3
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
Montag & Caldwell, Inc.
Veredus Asset Management LLC
<PAGE> 4
Form 13F SUMMARY PAGE
<TABLE>
<CAPTION>
Report Summary:
<S> <C>
Number of Other Included Managers: 4
Form 13F Information Table Entry Total: 565
Form 13F Information Table Value Total: $5,000,176
(thousands)
</TABLE>
List of Other Included Managers:
<TABLE>
<CAPTION>
No. Form 13F File Number Name
<S> <C> <C>
1 28-7262 Alleghany Asset Management, Inc.
2 28-635 Chicago Title and Trust Company
3 28-7258 The Chicago Trust Company
4 28-6342 Underwriters Re Group, Inc.
</TABLE>
<PAGE> 5
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
ARCH COAL 039380 3,393 300,000 SH
AAR CORP COM 000361105 906 50,500 SH
ADC TELECOMMUNICATIONS INC 000886101 859 11,825 SH
AFLAC INC 001055102 20,651 437,643 SH
AGCO CORP COM 001084102 791 58,900 SH
AES CORP 00130H105 29,406 393,385 SH
AIM EQUITY FDS CONSTELLATION FD CL A 001413202 14,864 366,933 SH
AMLI RESIDENTIAL PROPERTIES TRUST 001735109 4,910 243,229 SH
AMLI RESIDENTIAL PROPERTIES, L.P. 001735893 217 10,735 SH
A T & T CORPORATION 001957109 3,809 74,955 SH
AT&T CORP LIBERTY MEDIA CL A 001957208 584 10,288 SH
ABBOTT LABORATORIES 002824100 28,787 792,756 SH
ACNIELSEN CORP COM 004833109 862 35,000 SH
THE ACORN FUND 004851101 6,050 326,463 SH
THE ACORN INTERNATIONAL FUND 004851200 1,438 40,714 SH
AIM HIGH YIELD FUND CL A 008879835 313 38,790 SH
ALBERTO CULVER CO CL B CONV 013068101 831 32,200 SH
ALCOA INC 013817101 266 3,200 SH
ALLEGHANY CORP DEL 017175100 6,895 37,168 SH
CHICAGO TRUST SMALLCAP VALUE FD 017216201 10,717 1,115,254 SH
ALLEGHANY VEREDUS AGGRESSIVE GROWTH 017216300 9,272 473,542 SH
ALLEGHANY FDS EMERGING MKTS I 017216508 286 21,145 SH
ALLEGHANY/BLAIRLOGIE EMERGING MKTS N 017216607 1,386 102,848 SH
ALLEGHANY FDS INTL DEV FD I 017216706 810 58,674 SH
ALLEGHANY/BLAIRLOGIE INTL DEV CL N 017216805 4,041 293,010 SH
ALLOU HEALTH & BEAUTY INC CL A 019782101 102 15,300 SH
ALLSTATE CORP 020002101 1,315 54,651 SH
ALLTEL CORP 020039103 320 3,860 SH
ALPHA 1 BIOMEDICALS INC 020910105 - 27,500 SH
AMEREN CORP 023608102 3,373 102,997 SH
AMEREN CORP 023608102 567 17,339 SH
AMERICA ONLINE INC 02364J104 331 4,360 SH
AMERICAN BALANCED FD INC 024071102 10,193 706,899 SH
AMERICAN CENTY CAP PTFLS INC 025076506 504 91,756 SH
AMERICAN EXPRESS CO 025816109 2,183 13,132 SH
AMERICAN GENERAL CORP 026351106 1,141 15,041 SH
AMERICAN HOME PRODUCTS CORP 026609107 6,057 154,332 SH
AMERICAN INTERNATIONAL GROUP INC 026874107 46,996 434,640 SH
AMERICAN POWER CONVERSION 029066107 2,198 83,400 SH
AMERICAN WATER WORKS INC 030411102 373 17,550 SH
AMGEN INC 031162100 2,991 49,800 SH
ANDREW CORP COM 034425108 898 47,500 SH
ANHEUSER BUSCH COS INC 035229103 532 7,496 SH
ANNTAYLOR STORES CORP COM 036115103 758 22,000 SH
AON CORP 037389103 10,615 265,386 SH
APOLLO GROUP INC CL A 037604105 702 35,000 SH
APPLIED MATERIALS INC 038222105 380 3,000 SH
ARDENT SOFTWARE INC 039794102 294 7,550 SH
ARIEL FD 040337206 418 13,482 SH
ARIEL PREMIER BD A 040337404 218 22,336 SH
ASSOCIATES FIRST CAPITAL CORP 046008108 16,021 583,908 SH
ATLANTIC RICHFIELD CO 048825103 839 9,702 SH
AUTOMATIC DATA PROCESSING INC 053015103 743 13,800 SH
AUTONATION INC DEL 05329W102 162 17,500 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
ARCH COAL X 01 X
AAR CORP COM X 03 X
ADC TELECOMMUNICATIONS INC X 03 X
AFLAC INC X 03 X
AGCO CORP COM X 03 X
AES CORP X 03 X
AIM EQUITY FDS CONSTELLATION FD CL A X 03 X
AMLI RESIDENTIAL PROPERTIES TRUST X 03 X
AMLI RESIDENTIAL PROPERTIES, L.P. X 03 X
A T & T CORPORATION X 03 X
AT&T CORP LIBERTY MEDIA CL A X 03 X
ABBOTT LABORATORIES X 03 X
ACNIELSEN CORP COM X 03 X
THE ACORN FUND X 03 X
THE ACORN INTERNATIONAL FUND X 03 X
AIM HIGH YIELD FUND CL A X 03 X
ALBERTO CULVER CO CL B CONV X 03 X
ALCOA INC X 03 X
ALLEGHANY CORP DEL X 03 X
CHICAGO TRUST SMALLCAP VALUE FD X 03 X
ALLEGHANY VEREDUS AGGRESSIVE GROWTH X 03 X
ALLEGHANY FDS EMERGING MKTS I X 03 X
ALLEGHANY/BLAIRLOGIE EMERGING MKTS N X 03 X
ALLEGHANY FDS INTL DEV FD I X 03 X
ALLEGHANY/BLAIRLOGIE INTL DEV CL N X 03 X
ALLOU HEALTH & BEAUTY INC CL A X 03 X
ALLSTATE CORP X 03 X
ALLTEL CORP X 03 X
ALPHA 1 BIOMEDICALS INC X 03 X
AMEREN CORP X 02,03 X
AMEREN CORP X 03 X
AMERICA ONLINE INC X 03 X
AMERICAN BALANCED FD INC X 03 X
AMERICAN CENTY CAP PTFLS INC X 03 X
AMERICAN EXPRESS CO X 03 X
AMERICAN GENERAL CORP X 03 X
AMERICAN HOME PRODUCTS CORP X 03 X
AMERICAN INTERNATIONAL GROUP INC X 03 X
AMERICAN POWER CONVERSION X 03 X
AMERICAN WATER WORKS INC X 03 X
AMGEN INC X 03 X
ANDREW CORP COM X 03 X
ANHEUSER BUSCH COS INC X 03 X
ANNTAYLOR STORES CORP COM X 03 X
AON CORP X 03 X
APOLLO GROUP INC CL A X 03 X
APPLIED MATERIALS INC X 03 X
ARDENT SOFTWARE INC X 03 X
ARIEL FD X 03 X
ARIEL PREMIER BD A X 03 X
ASSOCIATES FIRST CAPITAL CORP X 03 X
ATLANTIC RICHFIELD CO X 03 X
AUTOMATIC DATA PROCESSING INC X 03 X
AUTONATION INC DEL X 03 X
</TABLE>
1
<PAGE> 6
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
AWARE INC MASS 05453N100 440 12,100 SH
BP AMOCO SPON ADR 055622104 17,128 288,774 SH
BT PYRAMID FDS 055847107 2,629 14,327 SH
BT INVT FDS 055922868 777 24,306 SH
BALDWIN & LYONS CL B 057755209 544 24,600 SH
BANK OF AMERICA CORP 060505104 465 9,273 SH
BANK ONE CORP 06423A103 2,283 71,352 SH
BARON ASSET BEN INT FD 068278100 3,654 62,178 SH
BAXTER INTERNATIONAL INC 071813109 988 15,718 SH
BELL & HOWELL CO NEW COM 077852101 846 26,600 SH
BELL ATLANTIC CORP 077853109 1,694 27,517 SH
BELLSOUTH CORP 079860102 4,668 99,717 SH
BERGER OMNI INVT FD TR 083902106 690 31,901 SH
BERGER OMNI SM CAP VALUE INS 083902205 3,463 159,788 SH
BERKSHIRE HATHAWAY INC DEL 084670108 224 4 SH
BERKSHIRE HATHAWAY INC DEL CL B 084670207 752 411 SH
BESTFOODS 08658U101 1,571 29,890 SH
BIOGEN INC 090597105 1,662 19,668 SH
BLACKROCK SMALL CAP GROWTH CL I 091928101 4,842 147,809 SH
WILLIAM BLAIR LEVERAGED CAPITAL 0929939A4 223 1,000,000 SH
BOEING CO 097023105 277 6,684 SH
BOISE CASCADE OFFICE PRODS C 097403109 330 22,000 SH
BOND FUND OF AMERICA INC 097873103 6,968 536,822 SH
OPP CONV BOND FUND SEC A 097877104 1,603 98,000 SH
BORDERS GROUP INC COM 099709107 562 35,000 SH
BOSTON SCIENTIFIC CORP 101137107 724 33,100 SH
BRANDYWINE FUND INC 10532D107 8,647 201,660 SH
BRINSON FDS INC NON U S EQUITY FD 10970C306 1,941 137,487 SH
BRINSON FDS MULTI ASSET PORTFOLIO 10970C900 2,661 3,150 SH
BRISTOL MYERS SQUIBB CO 110122108 5,137 80,040 SH
BROADWING INC COM 111620100 304 8,266 SH
BURLINGTON NORTHERN SANTA FE CORP 12189T104 255,226 10,524,773 SH
BURLINGTON NORTHERN SANTA FE CORP 12189T104 299 12,317 SH
BURLINGTON NORTHERN SANTA FE CORP 12189T104 180,043 7,424,469 SH
CBS CORP 12490K107 333 5,206 SH
CLECO CORP 12561W105 286 8,938 SH
CNF TRANSN INC COM 12612W104 1,104 32,000 SH
CHICAGO TRUST GROWTH & INCOME FUND 126413103 392,414 13,817,393 SH
CHICAGO TRUST MUNICIPAL BOND FUND 126413301 13,607 1,402,813 SH
MONTAG & CALDWELL GROWTH FUND 126413509 303,304 8,755,910 SH
MONTAG & CALDWELL BALANCED FUND 126413608 86,770 4,445,158 SH
CHICAGO TRUST TALON FUND 126413707 1,598 103,946 SH
CHICAGO TRUST BALANCED FUND 126413806 266,733 20,040,057 SH
MONTAG & CALDWELL GROWTH FD INSTL 126413889 167,572 4,787,781 SH
CVS CORP 126650100 251 6,300 SH
CAL DIVE INTL INC COM 127914109 931 28,200 SH
CALVERT TAX-FREE RESERVES 131620205 128 11,999 SH
CAMBREX CORP COM 132011107 1,350 39,200 SH
CANADIAN NATIONAL RAILWAY CO 136375102 1,134 42,800 SH
AMERICAN FUNDS CAP WORLD GROWTH 140543109 708 23,744 SH
CARDINAL HEALTH INC 14149Y108 30,707 641,407 SH
CARNIVAL CORP 143658102 27,634 577,965 SH
CAROLINA FIRST BANCSHARES IN 143875102 389 12,400 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
AWARE INC MASS X 03 X
BP AMOCO SPON ADR X 03 X
BT PYRAMID FDS X 03 X
BT INVT FDS X 03 X
BALDWIN & LYONS CL B X 03 X
BANK OF AMERICA CORP X 03 X
BANK ONE CORP X 03 X
BARON ASSET BEN INT FD X 03 X
BAXTER INTERNATIONAL INC X 03 X
BELL & HOWELL CO NEW COM X 03 X
BELL ATLANTIC CORP X 03 X
BELLSOUTH CORP X 03 X
BERGER OMNI INVT FD TR X 03 X
BERGER OMNI SM CAP VALUE INS X 03 X
BERKSHIRE HATHAWAY INC DEL X 03 X
BERKSHIRE HATHAWAY INC DEL CL B X 03 X
BESTFOODS X 03 X
BIOGEN INC X 03 X
BLACKROCK SMALL CAP GROWTH CL I X 03 X
WILLIAM BLAIR LEVERAGED CAPITAL X 03 X
BOEING CO X 03 X
BOISE CASCADE OFFICE PRODS C X 03 X
BOND FUND OF AMERICA INC X 03 X
OPP CONV BOND FUND SEC A X 03 X
BORDERS GROUP INC COM X 03 X
BOSTON SCIENTIFIC CORP X 03 X
BRANDYWINE FUND INC X 03 X
BRINSON FDS INC NON U S EQUITY FD X 03 X
BRINSON FDS MULTI ASSET PORTFOLIO X 03 X
BRISTOL MYERS SQUIBB CO X 03 X
BROADWING INC COM X 03 X
BURLINGTON NORTHERN SANTA FE CORP X 01 X
BURLINGTON NORTHERN SANTA FE CORP X 03 X
BURLINGTON NORTHERN SANTA FE CORP X 04 X
CBS CORP X 03 X
CLECO CORP X 03 X
CNF TRANSN INC COM X 03 X
CHICAGO TRUST GROWTH & INCOME FUND X 03 X
CHICAGO TRUST MUNICIPAL BOND FUND X 03 X
MONTAG & CALDWELL GROWTH FUND X 03 X
MONTAG & CALDWELL BALANCED FUND X 03 X
CHICAGO TRUST TALON FUND X 03 X
CHICAGO TRUST BALANCED FUND X 03 X
MONTAG & CALDWELL GROWTH FD INSTL X 03 X
CVS CORP X 03 X
CAL DIVE INTL INC COM X 03 X
CALVERT TAX-FREE RESERVES X 03 X
CAMBREX CORP COM X 03 X
CANADIAN NATIONAL RAILWAY CO X 03 X
AMERICAN FUNDS CAP WORLD GROWTH X 03 X
CARDINAL HEALTH INC X 03 X
CARNIVAL CORP X 03 X
CAROLINA FIRST BANCSHARES IN X 03 X
</TABLE>
2
<PAGE> 7
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
CASTLE (A M) & CO 148411101 965 82,092 SH
CATERPILLAR INC 149123101 535 11,366 SH
CENDANT CORP 151313103 372 14,009 SH
CENTEX CONSTRUCTION PRODUCTS 15231R109 729 18,700 SH
CENTRAL NEWSPAPERS INC 154647101 1,663 42,220 SH
CENTURY ALUM CO COM 156431108 591 39,700 SH
CHAMPION ENTERPRISES INC COM 158496109 428 50,000 SH
CHARTER ONE FINL INC COM 160903100 729 38,077 SH
CHASE MANHATTAN CORP NEW 16161A108 1,060 13,639 SH
CHEVRON CORP 166751107 1,482 17,111 SH
CHICAGO TITLE CORP 168228104 14,112 305,134 SH
CHIREX INC COM 170038103 1,178 81,100 SH
CIRCUIT CITY STORES INC 172737108 662 14,700 SH
CISCO SYSTEMS INC 17275R102 96,611 901,944 SH
CINTAS CORP 172908105 29,527 555,968 SH
CITIGROUP INC 172967101 1,084 19,464 SH
CITIZENS UTILS CO DEL SER B 177342201 526 37,075 SH
CLOROX CO 189054109 297 5,908 SH
COASTAL CARIBBEAN OILS & MINERALS 190432203 14 11,571 SH
COCA COLA CO 191216100 6,506 111,695 SH
COGNIZANT TECH SOLUTIONS CORP CL A 192446102 2,110 19,300 SH
COHEN & STEERS REALTY SHS INC 192476109 2,416 65,475 SH
COLGATE PALMOLIVE CO 194162103 1,729 26,598 SH
COMDISCO INC 200336105 4,346 116,674 SH
COMMERCIAL FEDERAL CORPORATI 201647104 600 33,700 SH
COMPUTER ASSOCIATE INTL INC 204912109 46,626 666,685 SH
COMPUTER SCIENCES CORP 205363104 42,392 447,998 SH
CONAGRA INC 205887102 2,168 95,567 SH
CONCORD EFS INC 206197105 3,172 123,167 SH
CONEXANT SYSTEMS INC 207142100 436 6,578 SH
CONNING MORTGAGE INVESTMENT TRUST 208216903 69 69,042 SH
BATTLE MOUNTAIN GOLD CO EURO 2084541 383 650,000 SH
CONSOLIDATED EDISON INC 209115104 1,327 38,461 SH
CONSOLIDATED NATURAL GAS CO 209615103 435 6,700 SH
CONVERGYS CORP 212485106 206 6,700 SH
COOPER INDS INC 216669101 219 5,431 SH
COSTCO WHOLESALE CORP 22160K105 885 9,700 SH
COURT MIICRO INVESTORS LLC 222740904 50 50,000 SH
COYOTE NETWORK SYS INC 22406P108 163 30,052 SH
CYTEC INDS INC COM 232820100 953 41,200 SH
DANIELSON HLDG CORP COM 236274106 322 56,000 SH
DAVIS N Y VENTURE FD INC 239080104 24,501 851,917 SH
DEAN FOODS CO 242361103 1,296 32,584 SH
DELL COMPUTER CORP 247025109 1,310 25,680 SH
DELUXE CORP 248019101 432 15,750 SH
DEXTER CORP COM 252165105 906 22,800 SH
DIEBOLD INC COM 253651103 376 16,000 SH
DISNEY WALT CO 254687106 2,427 82,972 SH
DODGE & COX BALANCED FUND 256201104 36,597 556,954 SH
DOUBLECLICK INC 258609304 534 2,110 SH
DOW CHEMICAL CO 260543103 1,150 8,603 SH
DU PONT E I DE NEMOURS & CO 263534109 2,355 35,756 SH
DUKE ENERGY CORP 264399106 271 5,399 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
CASTLE (A M) & CO X 03 X
CATERPILLAR INC X 03 X
CENDANT CORP X 03 X
CENTEX CONSTRUCTION PRODUCTS X 03 X
CENTRAL NEWSPAPERS INC X 03 X
CENTURY ALUM CO COM X 03 X
CHAMPION ENTERPRISES INC COM X 03 X
CHARTER ONE FINL INC COM X 03 X
CHASE MANHATTAN CORP NEW X 03 X
CHEVRON CORP X 03 X
CHICAGO TITLE CORP X 03 X
CHIREX INC COM X 03 X
CIRCUIT CITY STORES INC X 03 X
CISCO SYSTEMS INC X 03 X
CINTAS CORP X 03 X
CITIGROUP INC X 03 X
CITIZENS UTILS CO DEL SER B X 03 X
CLOROX CO X 03 X
COASTAL CARIBBEAN OILS & MINERALS X 03 X
COCA COLA CO X 03 X
COGNIZANT TECH SOLUTIONS CORP CL A X 03 X
COHEN & STEERS REALTY SHS INC X 03 X
COLGATE PALMOLIVE CO X 03 X
COMDISCO INC X 03 X
COMMERCIAL FEDERAL CORPORATI X 03 X
COMPUTER ASSOCIATE INTL INC X 03 X
COMPUTER SCIENCES CORP X 03 X
CONAGRA INC X 03 X
CONCORD EFS INC X 03 X
CONEXANT SYSTEMS INC X 03 X
CONNING MORTGAGE INVESTMENT TRUST X 02,03 X
BATTLE MOUNTAIN GOLD CO EURO X 03 X
CONSOLIDATED EDISON INC X 03 X
CONSOLIDATED NATURAL GAS CO X 03 X
CONVERGYS CORP X 03 X
COOPER INDS INC X 03 X
COSTCO WHOLESALE CORP X 03 X
COURT MIICRO INVESTORS LLC X 03 X
COYOTE NETWORK SYS INC X 03 X
CYTEC INDS INC COM X 03 X
DANIELSON HLDG CORP COM X 03 X
DAVIS N Y VENTURE FD INC X 03 X
DEAN FOODS CO X 03 X
DELL COMPUTER CORP X 03 X
DELUXE CORP X 03 X
DEXTER CORP COM X 03 X
DIEBOLD INC COM X 03 X
DISNEY WALT CO X 03 X
DODGE & COX BALANCED FUND X 03 X
DOUBLECLICK INC X 03 X
DOW CHEMICAL CO X 03 X
DU PONT E I DE NEMOURS & CO X 03 X
DUKE ENERGY CORP X 03 X
</TABLE>
3
<PAGE> 8
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
EMC CORPORATION 268648102 74,904 685,622 SH
EMC CORP SUB NT CONV 26865YAA2 17,361 1,800,000 SH
EASTMAN KODAK CO 277461109 425 6,428 SH
ECOLAB INC 278865100 34,666 886,058 SH
EDISON INTERNATIONAL 281020107 285 10,879 SH
ELAN PLC ADR 284131208 2,722 92,240 SH
ELDORADO BANCSHARES INC COM 28467W106 455 42,800 SH
ELECTRONIC ARTS INC 285512109 781 9,300 SH
ELECTRONIC DATA SYS CORP NEW 285661104 1,561 23,319 SH
EMERSON ELECTRIC CO 291011104 1,520 26,500 SH
ENRON CORP 293561106 1,030 23,224 SH
ENTERPRISE SMALL CO PFT A 293720850 3,438 403,074 SH
L M ERICSSON TELEPHONE COMPANY ADR 294821400 388 5,900 SH
ETHIKA CORP 297652109 2 40,000 SH
EUROPACIFIC GROWTH FUND SHARES OF 298706102 51,618 1,209,995 SH
EVERGREEN MUN TR TAX FREE FD A 300258746 112 16,468 SH
EXPEDITORS INTL WASH INC 302130109 4,570 104,300 SH
EXXON MOBIL CORP 30231G102 22,240 276,056 SH
FEDERAL HOME LOAN MORTGAGE CORP 313400301 28,066 596,355 SH
FEDERAL NATIONAL MORTGAGE ASSN 313586109 10,979 175,833 SH
FEDERAL SIGNAL CORP 313855108 3,552 221,118 SH
FIDELITY ADVISOR EQUITY PORT GROWTH 315805200 5,286 73,812 SH
FIDELITY ADVISOR SER GROWTH OPPORT 315807206 16,150 346,124 SH
FIDELITY ADVISOR HIGH YIELD FUND 315807305 1,744 153,350 SH
FIDELITY ADV SER II HIGH YIELD INSTL 315807875 298 26,749 SH
FIDELITY INVT TR 315910802 1,056 41,217 SH
FIDELITY CONTRAFUND INC 316071109 585 9,752 SH
FIDELITY UTILITY FUNDS 316128107 309 11,975 SH
FIDELITY EQUITY INCOME FUND 316138106 713 13,331 SH
FIDELITY COLCHESTER STREET T 316175405 9,830 9,829,560 SH
FIDELITY MAGELLAN FUND 316184100 5,636 41,250 SH
FIDELITY NATL CORP GA COM 316320100 649 85,400 SH
FIDELITY PURITAN FUND 316345107 1,722 90,479 SH
FIDELITY BLUE CHIP GROWTH FUND 316389303 294 4,889 SH
FIDELITY VALUE FUND 316464106 2,477 56,542 SH
FIFTH THIRD BANCORP 316773100 2,305 31,411 SH
FIRST BANCSHARES INC IND CAP STK 318685104 9,022 12,888 SH
FIRST CHARTER CORP COM 319439105 647 43,600 SH
FIRST DATA CORP 319963104 281 5,700 SH
FIRST FINL HLDGS INC COM 320239106 797 50,200 SH
FIRST UNION CORP 337358105 368 11,172 SH
FIRSTAR CORPORATION 33763V109 816 38,621 SH
FLAG INVS EQTY PRTNRS FD INC 33832P109 2,898 123,214 SH
FLAG INVS VALUE BLDR FD INC 33832R105 3,779 152,680 SH
FLORIDA PROGRESS CORP 341109106 330 7,800 SH
FLORIDA ROCK INDS INC COM 341140101 827 24,000 SH
FORD MOTOR CO DEL 345370100 737 13,840 SH
FORTUNE BRANDS INC 349631101 741 22,389 SH
93.0269% INT FRALICK FAMILY LLC 351684915 482 1 SH
FRANKLIN BALANCE SHEET INVT I 352423107 6,110 200,521 SH
FRANKLIN FEDERAL TAX FREE INCOME FD 353519101 171 15,072 SH
FRANKLIN SMALL CAP GRWTH 354713109 25,848 585,724 SH
FRIENDLY FUELS GROUP INC 357903103 1 76,000 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
EMC CORPORATION X 03 X
EMC CORP SUB NT CONV X 03 X
EASTMAN KODAK CO X 03 X
ECOLAB INC X 03 X
EDISON INTERNATIONAL X 03 X
ELAN PLC ADR X 03 X
ELDORADO BANCSHARES INC COM X 03 X
ELECTRONIC ARTS INC X 03 X
ELECTRONIC DATA SYS CORP NEW X 03 X
EMERSON ELECTRIC CO X 03 X
ENRON CORP X 03 X
ENTERPRISE SMALL CO PFT A X 03 X
L M ERICSSON TELEPHONE COMPANY ADR X 03 X
ETHIKA CORP X 03 X
EUROPACIFIC GROWTH FUND SHARES OF X 03 X
EVERGREEN MUN TR TAX FREE FD A X 03 X
EXPEDITORS INTL WASH INC X 03 X
EXXON MOBIL CORP X 03 X
FEDERAL HOME LOAN MORTGAGE CORP X 03 X
FEDERAL NATIONAL MORTGAGE ASSN X 03 X
FEDERAL SIGNAL CORP X 03 X
FIDELITY ADVISOR EQUITY PORT GROWTH X 03 X
FIDELITY ADVISOR SER GROWTH OPPORT X 03 X
FIDELITY ADVISOR HIGH YIELD FUND X 03 X
FIDELITY ADV SER II HIGH YIELD INSTL X 03 X
FIDELITY INVT TR X 03 X
FIDELITY CONTRAFUND INC X 03 X
FIDELITY UTILITY FUNDS X 03 X
FIDELITY EQUITY INCOME FUND X 03 X
FIDELITY COLCHESTER STREET T X 03 X
FIDELITY MAGELLAN FUND X 03 X
FIDELITY NATL CORP GA COM X 03 X
FIDELITY PURITAN FUND X 03 X
FIDELITY BLUE CHIP GROWTH FUND X 03 X
FIDELITY VALUE FUND X 03 X
FIFTH THIRD BANCORP X 03 X
FIRST BANCSHARES INC IND CAP STK X 03 X
FIRST CHARTER CORP COM X 03 X
FIRST DATA CORP X 03 X
FIRST FINL HLDGS INC COM X 03 X
FIRST UNION CORP X 03 X
FIRSTAR CORPORATION X 03 X
FLAG INVS EQTY PRTNRS FD INC X 03 X
FLAG INVS VALUE BLDR FD INC X 03 X
FLORIDA PROGRESS CORP X 03 X
FLORIDA ROCK INDS INC COM X 03 X
FORD MOTOR CO DEL X 03 X
FORTUNE BRANDS INC X 03 X
93.0269% INT FRALICK FAMILY LLC X 03 X
FRANKLIN BALANCE SHEET INVT I X 03 X
FRANKLIN FEDERAL TAX FREE INCOME FD X 03 X
FRANKLIN SMALL CAP GRWTH X 03 X
FRIENDLY FUELS GROUP INC X 03 X
</TABLE>
4
<PAGE> 9
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
FUNDAMENTAL INVESTORS 360802102 2,549 78,216 SH
GTE CORP 362320103 4,767 67,553 SH
GALLAGHER ARTHUR J & CO COM 363576109 919 14,200 SH
GALLAHER GROUP PLC SPONSORED ADR 363595109 175 11,332 SH
GAM INTERNATIONAL FUND 364590109 7,348 228,467 SH
GANNETT INC 364730101 748 9,170 SH
GAP INC 364760108 1,188 25,823 SH
GENERAL DYNAMICS CORP 369550108 846 16,044 SH
GENERAL ELECTRIC CO 369604103 93,148 601,924 SH
GENERAL MOTORS CORP 370442105 1,085 14,919 SH
GILLETTE CO 375766102 5,867 142,446 SH
GOVERNMENT SECURITIES INCOME FUND 383743499 2 38,883 SH
GRACO INC COM 384109104 900 25,100 SH
GRAINGER W W INC 384802104 1,232 25,750 SH
GUIDANT CORP 401698105 256 5,448 SH
HARLEY DAVIDSON INC 412822108 42,398 661,820 SH
HARMAN INTERNATIONAL 413086109 1,167 20,800 SH
HARMONIC INC 413160102 389 4,100 SH
OAKMARK INTERNATIONAL FUND HARRIS 413838202 267 18,153 SH
HEALTH MANAGEMENT ASSOCIATES INC 421933102 3,683 275,345 SH
HEWLETT PACKARD CO 428236103 4,896 43,037 SH
HOME DEPOT INC 437076102 2,794 40,650 SH
HONEYWELL INTERNATIONAL INC 438516106 990 17,164 SH
HORACE MANN EDUCATOR 440327104 873 44,500 SH
HOUGHTON MIFFLIN CO 441560109 1,852 43,900 SH
HOUSEHOLD INTERNATIONAL INC 441815107 2,088 56,042 SH
HUBBELL INC CL A 443510102 381 13,552 SH
HUBBELL INC CL B 443510201 261 9,588 SH
HUNTINGTON BANCSHARES INC 446150104 259 10,852 SH
ILLINOIS TOOL WORKS INC 452308109 53,389 790,212 SH
INCOME FUND OF AMERICA 453320103 2,361 149,989 SH
INDIANA ENERGY INC 454707100 342 19,249 SH
INGERSOLL RAND CO 456866102 318 5,790 SH
INFORMATION RESOURCES INC 456905108 490 53,000 SH
INGRAM MICRO INC 457153104 420 32,000 SH
INTEL CORP 458140100 4,635 56,312 SH
INTERMEDIATE BD FD AMER 458809100 2,136 165,235 SH
INTERNATIONAL BUSINESS MACHINES 459200101 5,708 52,907 SH
INTERPUBLIC GROUP OF COMPANIES INC 460690100 1,702 29,500 SH
INTERTAPE POLYMER GROUP INC 460919103 1,475 52,340 SH
INVESCO DYNAMICS FUND 46127G204 987 38,171 SH
INVESCO INCOME FDS INC SELECT 46128R100 163 26,848 SH
INVESCO VALUE TOTAL RETURN 46128W307 3,153 108,883 SH
INVESTMENT CO OF AMERICA 461308108 12,969 399,533 SH
IRWIN FINANCIAL CORP 464119106 507 28,480 SH
JDS UNIPHASE CORP 46612J101 597 3,700 SH
J P M INDUSTRIES INC CL A FORMERLY 46624D100 30 1,000,000 SH
JABIL CIRCUIT INC 466313103 1,351 18,500 SH
JANUS ASPEN SERIES INTERNATIONAL 471021816 1,003 26,515 SH
JANUS ASPEN SERIES AGGRESSIVE 471021857 1,932 32,791 SH
JANUS INVT FD WORLDWIDE FD 471023309 5,067 66,291 SH
JANUS INVT OVERSEAS FD 471023846 1,218 32,740 SH
JANUS INVT FD 471023853 1,767 40,327 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
FUNDAMENTAL INVESTORS X 03 X
GTE CORP X 03 X
GALLAGHER ARTHUR J & CO COM X 03 X
GALLAHER GROUP PLC SPONSORED ADR X 03 X
GAM INTERNATIONAL FUND X 03 X
GANNETT INC X 03 X
GAP INC X 03 X
GENERAL DYNAMICS CORP X 03 X
GENERAL ELECTRIC CO X 03 X
GENERAL MOTORS CORP X 03 X
GILLETTE CO X 03 X
GOVERNMENT SECURITIES INCOME FUND X 03 X
GRACO INC COM X 03 X
GRAINGER W W INC X 03 X
GUIDANT CORP X 03 X
HARLEY DAVIDSON INC X 03 X
HARMAN INTERNATIONAL X 03 X
HARMONIC INC X 03 X
OAKMARK INTERNATIONAL FUND HARRIS X 03 X
HEALTH MANAGEMENT ASSOCIATES INC X 03 X
HEWLETT PACKARD CO X 03 X
HOME DEPOT INC X 03 X
HONEYWELL INTERNATIONAL INC X 03 X
HORACE MANN EDUCATOR X 03 X
HOUGHTON MIFFLIN CO X 03 X
HOUSEHOLD INTERNATIONAL INC X 03 X
HUBBELL INC CL A X 03 X
HUBBELL INC CL B X 03 X
HUNTINGTON BANCSHARES INC X 03 X
ILLINOIS TOOL WORKS INC X 03 X
INCOME FUND OF AMERICA X 03 X
INDIANA ENERGY INC X 03 X
INGERSOLL RAND CO X 03 X
INFORMATION RESOURCES INC X 03 X
INGRAM MICRO INC X 03 X
INTEL CORP X 03 X
INTERMEDIATE BD FD AMER X 03 X
INTERNATIONAL BUSINESS MACHINES X 03 X
INTERPUBLIC GROUP OF COMPANIES INC X 03 X
INTERTAPE POLYMER GROUP INC X 03 X
INVESCO DYNAMICS FUND X 03 X
INVESCO INCOME FDS INC SELECT X 03 X
INVESCO VALUE TOTAL RETURN X 03 X
INVESTMENT CO OF AMERICA X 03 X
IRWIN FINANCIAL CORP X 03 X
JDS UNIPHASE CORP X 03 X
J P M INDUSTRIES INC CL A FORMERLY X 03 X
JABIL CIRCUIT INC X 03 X
JANUS ASPEN SERIES INTERNATIONAL X 03 X
JANUS ASPEN SERIES AGGRESSIVE X 03 X
JANUS INVT FD WORLDWIDE FD X 03 X
JANUS INVT OVERSEAS FD X 03 X
JANUS INVT FD X 03 X
</TABLE>
5
<PAGE> 10
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
JOHNSON & JOHNSON 478160104 6,392 68,542 SH
JOHNSON CONTROLS INC 478366107 28,161 495,141 SH
KANSAS CITY POWER & LIGHT CO 485134100 12,328 558,753 SH
KANSAS CITY POWER & LIGHT CO 485134100 35 1,600 SH
KANSAS CITY POWER & LIGHT CO 485134100 11,941 541,247 SH
KAUFMAN & BROAD HOME CORPORA 486168107 418 17,300 SH
KELLOGG CO 487836108 435 14,146 SH
KEMPER INSD CORPORATE TR UNIT SER 8 487903262 169 174,242 SH
KEMPER DREMAN FUND INC 48840B504 3,226 120,300 SH
KEMPER-DREMAN SMALL CAP VALU A FD 48840B876 249 13,373 SH
KEMPER MUNICIPAL BOND FUND CL A 488419201 133 14,167 SH
KEMPER US GOVERNMENT SECURITIES 488438102 230 27,839 SH
KENT ELECTRONICS CORP 490553104 1,299 57,100 SH
KERR MCGEE CORP SUB DEB CONV 492386AL1 465 498,000 SH
KIMBERLY CLARK CORP 494368103 2,024 30,930 SH
KOHLS CORP 500255104 22,710 314,600 SH
LG & E ENERGY CORP 501917108 197 11,287 SH
LEGG MASON VALUE TR INC 524659109 228 3,024 SH
LIFEPOINT HOSPITALS INC 53219L109 975 82,500 SH
LILLY ELI & CO 532457108 1,368 20,567 SH
LINCOLN NATIONAL CORP INDIANA 534187109 4,587 114,677 SH
LINEAR TECHNOLOGY CORPORATION 535678106 715 10,000 SH
LITTELFUSE INC 537008104 930 38,330 SH
LONGLEAF PARTNERS FUND SH BEN INT 543069108 1,959 95,617 SH
LORD ABBETT DEVELOPING GROWTH 544006109 1,131 54,997 SH
LUCENT TECHNOLOGIES INC 549463107 7,943 105,909 SH
MBNA CORP 55262L100 35,240 1,293,204 SH
MCI WORLDCOM INC 55268B106 2,798 52,736 SH
MAS FDS EQUITY PTFL 552913105 1,156 66,721 SH
MFS EMERGING GROWTH FUND CL A 552985103 17,958 269,686 SH
MFS SER TR VII CAP OPPTYS FD CL A 552988305 14,587 694,272 SH
MAGNA INTERNATIONAL INC-CL A 559222401 848 20,000 SH
MANPOWER 56418H100 884 23,500 SH
MARINE DRILLING COMPANIES 568240204 1,364 60,800 SH
MARSH & MCLENNAN COS INC 571748102 19,872 207,670 SH
MARRIOTT INTL INC NEW CL A 571903202 710 22,500 SH
MASSACHUSETTS INVESTORS GROWTH FUND 575719109 1,974 97,127 SH
MASSACHUSETTS INVESTORS TRUST 575736103 16,632 793,896 SH
MATTEL INC 577081102 299 22,753 SH
MAY DEPARTMENT STORES CO 577778103 217 6,734 SH
MAYTAG CORP 578592107 262 5,464 SH
MCDONALDS CORP 580135101 3,391 84,138 SH
MEDIAONE GROUP INC 58440J104 789 10,276 SH
MEDICAL CARE INT CONV DEBENTURE 584505AB7 275 278,000 SH
MEDICAL CARE INTL INC SUB DEB CONV 584505AC5 1,868 1,950,000 SH
MEDQUIST INC 584949101 774 30,000 SH
MEDTRONIC INC 585055106 4,791 131,490 SH
MEMORIAL GOVERNMENT BOND FUND 586015505 4,240 446,283 SH
MEMORIAL CORPORATE BOND FUND 586015604 30,839 3,301,798 SH
MEMORIAL GROWTH EQUITY FUND 586015703 7,314 585,173 SH
MEMORIAL VALUE EQUITY FUND 586015802 5,428 620,411 SH
MENTOR GRAPHICS CORP 587200106 1,211 92,500 SH
MERCK & CO INC 589331107 26,671 397,215 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
JOHNSON & JOHNSON X 03 X
JOHNSON CONTROLS INC X 03 X
KANSAS CITY POWER & LIGHT CO X 02,03 X
KANSAS CITY POWER & LIGHT CO X 03 X
KANSAS CITY POWER & LIGHT CO X 04 X
KAUFMAN & BROAD HOME CORPORA X 03 X
KELLOGG CO X 03 X
KEMPER INSD CORPORATE TR UNIT SER 8 X 03 X
KEMPER DREMAN FUND INC X 03 X
KEMPER-DREMAN SMALL CAP VALU A FD X 03 X
KEMPER MUNICIPAL BOND FUND CL A X 03 X
KEMPER US GOVERNMENT SECURITIES X 03 X
KENT ELECTRONICS CORP X 03 X
KERR MCGEE CORP SUB DEB CONV X 03 X
KIMBERLY CLARK CORP X 03 X
KOHLS CORP X 03 X
LG & E ENERGY CORP X 03 X
LEGG MASON VALUE TR INC X 03 X
LIFEPOINT HOSPITALS INC X 03 X
LILLY ELI & CO X 03 X
LINCOLN NATIONAL CORP INDIANA X 03 X
LINEAR TECHNOLOGY CORPORATION X 03 X
LITTELFUSE INC X 03 X
LONGLEAF PARTNERS FUND SH BEN INT X 03 X
LORD ABBETT DEVELOPING GROWTH X 03 X
LUCENT TECHNOLOGIES INC X 03 X
MBNA CORP X 03 X
MCI WORLDCOM INC X 03 X
MAS FDS EQUITY PTFL X 03 X
MFS EMERGING GROWTH FUND CL A X 03 X
MFS SER TR VII CAP OPPTYS FD CL A X 03 X
MAGNA INTERNATIONAL INC-CL A X 03 X
MANPOWER X 03 X
MARINE DRILLING COMPANIES X 03 X
MARSH & MCLENNAN COS INC X 03 X
MARRIOTT INTL INC NEW CL A X 03 X
MASSACHUSETTS INVESTORS GROWTH FUND X 03 X
MASSACHUSETTS INVESTORS TRUST X 03 X
MATTEL INC X 03 X
MAY DEPARTMENT STORES CO X 03 X
MAYTAG CORP X 03 X
MCDONALDS CORP X 03 X
MEDIAONE GROUP INC X 03 X
MEDICAL CARE INT CONV DEBENTURE X 03 X
MEDICAL CARE INTL INC SUB DEB CONV X 03 X
MEDQUIST INC X 03 X
MEDTRONIC INC X 03 X
MEMORIAL GOVERNMENT BOND FUND X 03 X
MEMORIAL CORPORATE BOND FUND X 03 X
MEMORIAL GROWTH EQUITY FUND X 03 X
MEMORIAL VALUE EQUITY FUND X 03 X
MENTOR GRAPHICS CORP X 03 X
MERCK & CO INC X 03 X
</TABLE>
6
<PAGE> 11
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
MEREDITH CORP 589433101 863 20,700 SH
MERRILL LYNCH & CO INC 590188108 1,065 12,781 SH
MERRILL LYNCH INSURED MUNICIPAL 590193108 194 26,804 SH
MICHAELS STORES INC. 594087108 972 34,300 SH
MICROSOFT CORP 594918104 57,276 490,637 SH
MIDWEST EXPRESS HLDGS INC 597911106 2,340 73,409 SH
MILACRON INC. 598709103 514 33,400 SH
MILLENNIUM INCOME FD L L C 599909900 4,183 42,679 SH
MINNESOTA MINING & MANUFACTURING CO 604059105 1,899 19,396 SH
MINNESOTA POWER INC 604110106 500 29,504 SH
MIRAGE RESORTS, INC. 60462E104 245 16,000 SH
MOLEX INC 608554101 2,561 45,174 SH
MONSANTO CO 611662107 677 19,110 SH
MONTANA POWER CO 612085100 363 10,062 SH
MONTGOMERY US FDS II 613923671 1,824 144,749 SH
MORGAN J P & CO INC 616880100 2,039 16,102 SH
MORGAN STANLEY DEAN WITTER U S 616969200 342 39,836 SH
MORGAN STANLEY DEAN WITTER & COMPANY 617446448 2,416 16,923 SH
MOTOROLA INC 620076109 8,835 59,997 SH
MUNDER FDS TR 626129761 230 7,414 SH
MUNICIPAL INVT TR FD UNIT 201ST 62622B327 318 320 SH
MUNICIPAL INVT TR FD UNIT 182ND 62623X385 246 402 SH
MUTUAL BENEFIT LIFE INSURANCE 6279959A3 431 431,139 SH
MYLAN LABS 628530107 504 20,000 SH
NATIONAL CITY BANCORPORATION 635312101 535 31,700 SH
NATIONAL CITY CORP 635405103 1,034 43,638 SH
NEW CENTY ENERGIES INC 64352U103 231 7,621 SH
NEW PERSPECTIVE FUND 648018109 13,262 450,490 SH
NEWBRIDGE NETWORKS CORP 650901101 1,015 45,000 SH
NEWELL RUBBERMAID INC 651229106 25,904 893,227 SH
NICHOLAS FUND 653735100 2,417 29,779 SH
NICOR INC 654086107 364 11,196 SH
NOBLE AFFILIATES INC 654894104 268 12,500 SH
NORFOLK SOUTHERN CORP 655844108 279 13,642 SH
NORTEL NETWORKS CORP COM 656569100 628 6,220 SH
NORTHERN INSTL FDS 665278685 1,684 88,376 SH
NORTHERN TRUST CORP 665859104 7,784 146,878 SH
NUVEEN INSURED QUALITY MUNICIPAL FD 67062N103 161 12,150 SH
NUVEEN FLAGSHIP MUN TR MUN BD FD 67065Q400 132 14,861 SH
OM GROUP INC 670872100 1,178 34,190 SH
OAK ASSOCS FDS WHITE OAK GROWTH STK 671081107 1,589 26,001 SH
OFFSHORE LOGISTICS 676255102 150 16,000 SH
OLD KENT FINANCIAL CORP 679833103 2,091 59,117 SH
OLIN CORP PAR $1.00 680665205 911 46,000 SH
OMNICARE INC 681904108 2,839 236,595 SH
OMNICARE INC SUB DEB CONV 681904AD0 375 555,000 SH
OMNICOM GROUP 681919106 45,039 450,384 SH
OPPENHEIMER CAP APPREC FD 68379A107 1,460 27,235 SH
OPPENHEIMER QUEST OPPORT VALUE A FD 68380E106 28,424 824,852 SH
OPPENHEIMER QUEST GLB VAL FD CL A 68380G101 556 29,957 SH
OPPENHEIMER QUEST VALUE CL A FD 68380H109 13,158 702,483 SH
OPPENHEIMER U S GOVT TR CL A 683810105 3,035 335,407 SH
OPPENHEIMER QST CP VL FD INC 68381A103 6,097 204,876 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
MEREDITH CORP X 03 X
MERRILL LYNCH & CO INC X 03 X
MERRILL LYNCH INSURED MUNICIPAL X 03 X
MICHAELS STORES INC. X 03 X
MICROSOFT CORP X 03 X
MIDWEST EXPRESS HLDGS INC X 03 X
MILACRON INC. X 03 X
MILLENNIUM INCOME FD L L C X 03 X
MINNESOTA MINING & MANUFACTURING CO X 03 X
MINNESOTA POWER INC X 03 X
MIRAGE RESORTS, INC. X 03 X
MOLEX INC X 03 X
MONSANTO CO X 03 X
MONTANA POWER CO X 03 X
MONTGOMERY US FDS II X 03 X
MORGAN J P & CO INC X 03 X
MORGAN STANLEY DEAN WITTER U S X 03 X
MORGAN STANLEY DEAN WITTER & COMPANY X 03 X
MOTOROLA INC X 03 X
MUNDER FDS TR X 03 X
MUNICIPAL INVT TR FD UNIT 201ST X 03 X
MUNICIPAL INVT TR FD UNIT 182ND X 03 X
MUTUAL BENEFIT LIFE INSURANCE X 03 X
MYLAN LABS X 03 X
NATIONAL CITY BANCORPORATION X 03 X
NATIONAL CITY CORP X 03 X
NEW CENTY ENERGIES INC X 03 X
NEW PERSPECTIVE FUND X 03 X
NEWBRIDGE NETWORKS CORP X 03 X
NEWELL RUBBERMAID INC X 03 X
NICHOLAS FUND X 03 X
NICOR INC X 03 X
NOBLE AFFILIATES INC X 03 X
NORFOLK SOUTHERN CORP X 03 X
NORTEL NETWORKS CORP COM X 03 X
NORTHERN INSTL FDS X 03 X
NORTHERN TRUST CORP X 03 X
NUVEEN INSURED QUALITY MUNICIPAL FD X 03 X
NUVEEN FLAGSHIP MUN TR MUN BD FD X 03 X
OM GROUP INC X 03 X
OAK ASSOCS FDS WHITE OAK GROWTH STK X 03 X
OFFSHORE LOGISTICS X 03 X
OLD KENT FINANCIAL CORP X 03 X
OLIN CORP PAR $1.00 X 03 X
OMNICARE INC X 03 X
OMNICARE INC SUB DEB CONV X 03 X
OMNICOM GROUP X 03 X
OPPENHEIMER CAP APPREC FD X 03 X
OPPENHEIMER QUEST OPPORT VALUE A FD X 03 X
OPPENHEIMER QUEST GLB VAL FD CL A X 03 X
OPPENHEIMER QUEST VALUE CL A FD X 03 X
OPPENHEIMER U S GOVT TR CL A X 03 X
OPPENHEIMER QST CP VL FD INC X 03 X
</TABLE>
7
<PAGE> 12
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
ORACLE CORP 68389X105 1,868 16,667 SH
OPPENHEIMER GLOBAL FD 683924104 454 7,264 SH
OPPENHEIMER GLBL GWTH & INCM CL A 683943104 290 9,957 SH
ORBITAL ENGINE CORP LTD SPON ADR NEW 685563306 151 35,000 SH
PE CORP-PE BIOSYSTEMS GROUP 69332S102 482 4,000 SH
PIMCO FDS MULTI MANAGER SER 69338T211 1,284 49,786 SH
PIMCO FDS MULTI MANAGER SER 69338T278 3,023 217,650 SH
PIMCO LOW DURATION FUND 693390304 2,354 239,276 SH
PIMCO FDS TOTAL RETURN FUND A 693390445 13,388 1,352,290 SH
PIMCO TOTAL RETURN FUND INSTL CL 693390700 8,622 870,903 SH
PARK NATIONAL CORP 700658107 2,117 22,050 SH
PARKER HANNIFIN CORP 701094104 455 8,880 SH
PAYCHEX INC 704326107 44,516 1,113,352 SH
PEOPLES ENERGY CORP 711030106 1,280 38,203 SH
PEP BOYS MANNY MOE & JACK SUB 713278AJ8 828 1,600,000 SH
PEPSICO INC 713448108 1,371 38,900 SH
PERFORMANCE FOOD GROUP CO 713755106 924 37,900 SH
PFIZER INC 717081103 42,086 1,297,429 SH
PHILIP MORRIS COS INC 718154107 3,266 141,972 SH
PHOENIX EQUITY SER FD 718939507 8,174 516,380 SH
PIKE BANCORP 721462109 383 38 SH
PILGRIM INTL VALUE CL A 721462810 463 27,178 SH
PILGRIM MUT FDS 72146E533 891 50,829 SH
PILGRIM MUT FDS 72146E756 1,034 46,969 SH
PIONEER GROUP 723684106 252 16,000 SH
PITNEY BOWES INC 724479100 31,181 645,396 SH
PITTWAY CORP 725790109 243 5,400 SH
PITTWAY CORP DEL CL A 725790208 260 5,802 SH
PLUM CREEK TIMBER CO INC 729251108 371 14,848 SH
PRAXAIR INC 74005P104 24,619 489,326 SH
PRECISION CASTPARTS CORP 740189105 686 26,130 SH
THE PRIVATE INVESTMENT LIMITED 742100XA3 142 200,000 SH
PROCTER & GAMBLE CO 742718109 45,217 412,695 SH
PROTEIN DESIGN LABS INC 74369L103 210 3,000 SH
PUTNAM AMERICAN GOVT INC FUND CL A 74644B102 115 13,991 SH
PUTNAM CONV INCOME GROWTH TR 746476100 2,252 113,243 SH
PUTNAM OTC EMERGING GRWTH FD 746847102 4,371 118,091 SH
PUTNAM TAX FREE INCOME TR 746872209 137 10,201 SH
PUTNAM INTL GROWTH FD 746932102 10,333 348,161 SH
PUTNAM VISTA FD INC 747011104 1,311 75,084 SH
QUAKER OATS CO 747402105 1,162 17,701 SH
QUALCOMM INC 747525103 1,207 6,850 SH
RS INVT TR DIVERSIFIED GROWTH 74972H804 1,363 41,299 SH
RAINIER INVT MGMT MUT FDS 750869109 3,624 122,072 SH
RAINIER INVT MGMT MUT FDS 750869208 2,335 89,428 SH
RALSTON-RALSTON PURINA GROUP 751277302 953 34,190 SH
RAYTHEON CO CL B 755111408 257 9,686 SH
REGAL BELOIT 758750103 819 39,700 SH
RELIANT ENERGY INC COM 75952J108 221 9,642 SH
REPUBLIC SECURITY FINL CORP 760758102 871 122,000 SH
RESCON TECHNOLOGY CORP 760844100 1 31,000 SH
RESERVE FD INC 761056209 2,553 2,553,243 SH
REUTERS HLDGS PLC SPONS ADR COM 76132M102 524 6,479 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
ORACLE CORP X 03 X
OPPENHEIMER GLOBAL FD X 03 X
OPPENHEIMER GLBL GWTH & INCM CL A X 03 X
ORBITAL ENGINE CORP LTD SPON ADR NEW X 03 X
PE CORP-PE BIOSYSTEMS GROUP X 03 X
PIMCO FDS MULTI MANAGER SER X 03 X
PIMCO FDS MULTI MANAGER SER X 03 X
PIMCO LOW DURATION FUND X 03 X
PIMCO FDS TOTAL RETURN FUND A X 03 X
PIMCO TOTAL RETURN FUND INSTL CL X 03 X
PARK NATIONAL CORP X 03 X
PARKER HANNIFIN CORP X 03 X
PAYCHEX INC X 03 X
PEOPLES ENERGY CORP X 03 X
PEP BOYS MANNY MOE & JACK SUB X 03 X
PEPSICO INC X 03 X
PERFORMANCE FOOD GROUP CO X 03 X
PFIZER INC X 03 X
PHILIP MORRIS COS INC X 03 X
PHOENIX EQUITY SER FD X 03 X
PIKE BANCORP X 03 X
PILGRIM INTL VALUE CL A X 03 X
PILGRIM MUT FDS X 03 X
PILGRIM MUT FDS X 03 X
PIONEER GROUP X 01 X
PITNEY BOWES INC X 03 X
PITTWAY CORP X 03 X
PITTWAY CORP DEL CL A X 03 X
PLUM CREEK TIMBER CO INC X 03 X
PRAXAIR INC X 03 X
PRECISION CASTPARTS CORP X 03 X
THE PRIVATE INVESTMENT LIMITED X 03 X
PROCTER & GAMBLE CO X 03 X
PROTEIN DESIGN LABS INC X 03 X
PUTNAM AMERICAN GOVT INC FUND CL A X 03 X
PUTNAM CONV INCOME GROWTH TR X 03 X
PUTNAM OTC EMERGING GRWTH FD X 03 X
PUTNAM TAX FREE INCOME TR X 03 X
PUTNAM INTL GROWTH FD X 03 X
PUTNAM VISTA FD INC X 03 X
QUAKER OATS CO X 03 X
QUALCOMM INC X 03 X
RS INVT TR DIVERSIFIED GROWTH X 03 X
RAINIER INVT MGMT MUT FDS X 03 X
RAINIER INVT MGMT MUT FDS X 03 X
RALSTON-RALSTON PURINA GROUP X 03 X
RAYTHEON CO CL B X 03 X
REGAL BELOIT X 03 X
RELIANT ENERGY INC COM X 03 X
REPUBLIC SECURITY FINL CORP X 03 X
RESCON TECHNOLOGY CORP X 03 X
RESERVE FD INC X 03 X
REUTERS HLDGS PLC SPONS ADR COM X 03 X
</TABLE>
8
<PAGE> 13
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
ROBOTIC VISION SYSTEMS INC 771074101 270 29,500 SH
ROCKWELL INTL CORP NEW 773903109 261 5,448 SH
ROWAN COMPANIES 779382100 900 41,500 SH
ROWE T PRICE EQUITY INC FD 779547108 1,619 65,265 SH
ROWE T PRICE MID-CAP GRW FD 779556109 7,770 193,611 SH
ROYAL DUTCH PETE CO N Y REGISTRY SH 780257804 15,583 257,296 SH
RUDDICK CORP 781258108 822 53,000 SH
RUSSELL FRANK INVT CO EQUITY I FD 782493100 6,065 161,907 SH
RUSSELL FRANK INVT CO EQUITY II FD 782493209 2,968 83,120 SH
RUSSELL FRANK INVT CO EQUITY III FD 782493308 1,347 51,434 SH
RUSSELL FRANK INVT CO FIXED INCOME I 782493407 5,171 255,104 SH
RUSSELL FRANK INVT CO INTL FD 782493605 4,492 96,246 SH
RUSSELL FRANK INVT CO EQUITY Q 782493811 7,971 191,845 SH
SBC COMMUNICATIONS INC 78387G103 7,774 159,460 SH
SDL INC 784076101 1,673 7,675 SH
SLM HLDG CORP 78442A109 608 14,400 SH
SSGA FDS 784924706 2,390 118,953 SH
ST PAUL COMPANIES INC 792860108 246 7,282 SH
SAKS INC 79377W108 560 36,000 SH
SANMINA CORP 800907107 1,653 16,550 SH
SARA LEE CORP 803111103 1,927 87,326 SH
SCHERING PLOUGH CORP 806605101 14,298 337,400 SH
SCHLUMBERGER LTD 806857108 26,573 472,880 SH
SCHOLASTIC CORP 807066105 778 12,500 SH
SCHRODER REAL ESTATE VALUE - 807999107 1,144 1,000,000 SH
SCHRODER INTERNATIONAL EQUITY FUND 808088207 1,875 104,132 SH
SCHULMAN INC 808194104 930 57,100 SH
CHARLES SCHWAB CORPORATION 808513105 33,114 864,707 SH
SEARS ROEBUCK & CO 812387108 720 23,681 SH
SELECTED AMERICAN FUND 816221105 3,162 88,306 SH
SELIGMAN COMMUN & INFO FD 816333108 1,891 40,012 SH
SELIGMAN FRONTIER FD INC CL A 816334106 684 40,706 SH
SELIGMAN HIGH INCOME FD SER 816336309 312 49,866 SH
SENSORMATIC ELECTRONICS CORP 817265101 1,046 60,000 SH
SERVICEMASTER CO 81760N109 203 16,470 SH
SIGMA ALDRICH CORP 826552101 300 10,000 SH
SKYLINE FD 830833208 8,953 563,060 SH
SKYLINE FD SMALL CAP VALUE PLUS 830833406 1,246 100,866 SH
AMERICAN FUNDS SMALLCAP WORLD 831681101 2,285 58,375 SH
SMITHKLINE BEECHAM PLC 832378301 736 11,473 SH
SOGEN FDS INC INTL FD 834058505 1,585 64,308 SH
SOLECTRON CORP 834182107 41,145 432,541 SH
SOUND SHORE FD INC 836083105 379 12,866 SH
SOUTHERN CO 842587107 217 9,228 SH
SPECIALTY EQUIPMENT COS 847497203 938 39,200 SH
SPECTRA FD INC 847561107 413 30,714 SH
SPECTRX INC 847635109 256 21,500 SH
SPRINT CORP (FON GROUP) 852061100 2,050 30,450 SH
SPRINT CORP (PCS GROUP) 852061506 840 8,199 SH
STARBUCKS CORP 855244109 1,307 53,920 SH
STATE STR CORP 857477103 380 5,200 SH
STERLING COMM INC 859205106 1,890 55,615 SH
STERLING SOFTWARE INC 859547101 1,311 41,600 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
ROBOTIC VISION SYSTEMS INC X 03 X
ROCKWELL INTL CORP NEW X 03 X
ROWAN COMPANIES X 03 X
ROWE T PRICE EQUITY INC FD X 03 X
ROWE T PRICE MID-CAP GRW FD X 03 X
ROYAL DUTCH PETE CO N Y REGISTRY SH X 03 X
RUDDICK CORP X 03 X
RUSSELL FRANK INVT CO EQUITY I FD X 03 X
RUSSELL FRANK INVT CO EQUITY II FD X 03 X
RUSSELL FRANK INVT CO EQUITY III FD X 03 X
RUSSELL FRANK INVT CO FIXED INCOME I X 03 X
RUSSELL FRANK INVT CO INTL FD X 03 X
RUSSELL FRANK INVT CO EQUITY Q X 03 X
SBC COMMUNICATIONS INC X 03 X
SDL INC X 03 X
SLM HLDG CORP X 03 X
SSGA FDS X 03 X
ST PAUL COMPANIES INC X 03 X
SAKS INC X 03 X
SANMINA CORP X 03 X
SARA LEE CORP X 03 X
SCHERING PLOUGH CORP X 03 X
SCHLUMBERGER LTD X 03 X
SCHOLASTIC CORP X 03 X
SCHRODER REAL ESTATE VALUE - X 03 X
SCHRODER INTERNATIONAL EQUITY FUND X 03 X
SCHULMAN INC X 03 X
CHARLES SCHWAB CORPORATION X 03 X
SEARS ROEBUCK & CO X 03 X
SELECTED AMERICAN FUND X 03 X
SELIGMAN COMMUN & INFO FD X 03 X
SELIGMAN FRONTIER FD INC CL A X 03 X
SELIGMAN HIGH INCOME FD SER X 03 X
SENSORMATIC ELECTRONICS CORP X 03 X
SERVICEMASTER CO X 03 X
SIGMA ALDRICH CORP X 03 X
SKYLINE FD X 03 X
SKYLINE FD SMALL CAP VALUE PLUS X 03 X
AMERICAN FUNDS SMALLCAP WORLD X 03 X
SMITHKLINE BEECHAM PLC X 03 X
SOGEN FDS INC INTL FD X 03 X
SOLECTRON CORP X 03 X
SOUND SHORE FD INC X 03 X
SOUTHERN CO X 03 X
SPECIALTY EQUIPMENT COS X 03 X
SPECTRA FD INC X 03 X
SPECTRX INC X 03 X
SPRINT CORP (FON GROUP) X 03 X
SPRINT CORP (PCS GROUP) X 03 X
STARBUCKS CORP X 03 X
STATE STR CORP X 03 X
STERLING COMM INC X 03 X
STERLING SOFTWARE INC X 03 X
</TABLE>
9
<PAGE> 14
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
SUN MICROSYSTEMS INC 866810104 89,129 1,151,183 SH
SUNTRUST BANKS INC 867914103 275 4,000 SH
SYBRON INTL CORP WI 87114F106 23,992 971,875 SH
SYLVAN LEARNING SYS 871399101 302 23,000 SH
SYSCO CORP 871829107 52,952 1,338,437 SH
TCF FINL CORP 872275102 276 11,100 SH
TECH DATA CORP 878237106 407 15,000 SH
TECHNOLOGY RESEARCH CORP NEW 878727304 36 28,500 SH
TELLABS INC 879664100 60,434 941,705 SH
TEMPLETON DEVELOPING MKTS TR 88018W104 1,503 96,280 SH
TEMPLETON EMERGING MARKETS FUND 880191101 183 13,500 SH
TEMPLETON FOREIGN FUND 880196209 20,287 1,808,069 SH
TEMPLETON GROWTH FD INC 880199104 8,743 438,002 SH
TEMPLETON INSTL FDS INC 880210208 617 47,819 SH
TENET HEALTHCARE CORP SUB NT 88033GAD2 3,311 4,100,000 SH
TEREX CORP 880779103 941 33,900 SH
TEXACO INC 881694103 784 14,440 SH
TEXAS INSTRUMENTS INC 882508104 271 2,800 SH
THERMO ELECTRON CORP SUB DEB CONV 883556AF9 8,514 10,075,000 SH
THOMAS & BETTS CORP 884315102 271 8,500 SH
3COM CORP 885535104 358 7,612 SH
TORCHMARK CORP 891027104 374 12,896 SH
TORO CO 891092108 1,078 28,900 SH
TRAVELERS PROP CASUALTY-CL A 893939108 137 4,000 SH
TRIBUNE CO NEW 896047107 8,876 161,200 SH
TRUE NORTH COMM 897844106 894 20,000 SH
TRUMP HOTEL & CASINO RESORTS INC 898168109 1,337 396,094 SH
TYCO INTL LTD 902124106 1,380 35,404 SH
UAM FDS INC 902555796 522 37,175 SH
UICI 902737105 398 37,659 SH
USAA MUT FD INC 903288603 4,276 239,822 SH
US CAN CORP 90328W105 1,397 70,300 SH
UNILEVER N V - W/I COM 904784709 272 5,000 SH
UNICOM CORPORATION 904911104 442 13,210 SH
UNION CARBIDE CORP 905581104 202 3,030 SH
UNION PACIFIC CORP 907818108 627 14,348 SH
UNISYS CORP 909214108 470 14,714 SH
UNITED ASSET MGMT CORP 909420101 913 49,200 SH
UNITED PARCEL SVC INC CL B 911312106 314 4,550 SH
U S WEST INC NEW 91273H101 1,423 19,767 SH
US TRUST CORP 91288L105 890 11,100 SH
UNITED TECHNOLOGIES CORP 913017109 1,400 21,537 SH
V F CORP 918204108 216 7,216 SH
VALERO ENERGY CORP 91913Y100 952 47,900 SH
SCUDDER EQUITY TR VALUE FD 920390101 579 24,546 SH
VAN KAMP CAP EMRGING GROWTH 92113B106 1,710 19,567 SH
VAN KAMP CAP EQTY INCM CL C 92113D300 92 12,150 SH
VANGUARD SPECIALIZED PTFLS 921908703 109 11,069 SH
VANGUARD WORLD FUND INTERNATIONAL 921910204 4,065 180,757 SH
VANGUARD GROWTH & INCOME FD #93 921913109 4,618 124,530 SH
VANGUARD BALANCED INDEX FUND 921931101 7,629 377,301 SH
VANGUARD WELLINGTON FUND INC 921935102 16,352 584,809 SH
VANGUARD / PRIMECAP FD INC 921936100 2,770 44,623 SH
</TABLE>
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
SUN MICROSYSTEMS INC X 03 X
SUNTRUST BANKS INC X 03 X
SYBRON INTL CORP WI X 03 X
SYLVAN LEARNING SYS X 03 X
SYSCO CORP X 03 X
TCF FINL CORP X 03 X
TECH DATA CORP X 03 X
TECHNOLOGY RESEARCH CORP NEW X 03 X
TELLABS INC X 03 X
TEMPLETON DEVELOPING MKTS TR X 03 X
TEMPLETON EMERGING MARKETS FUND X 03 X
TEMPLETON FOREIGN FUND X 03 X
TEMPLETON GROWTH FD INC X 03 X
TEMPLETON INSTL FDS INC X 03 X
TENET HEALTHCARE CORP SUB NT X 03 X
TEREX CORP X 03 X
TEXACO INC X 03 X
TEXAS INSTRUMENTS INC X 03 X
THERMO ELECTRON CORP SUB DEB CONV X 03 X
THOMAS & BETTS CORP X 03 X
3COM CORP X 03 X
TORCHMARK CORP X 03 X
TORO CO X 03 X
TRAVELERS PROP CASUALTY-CL A X 03 X
TRIBUNE CO NEW X 03 X
TRUE NORTH COMM X 03 X
TRUMP HOTEL & CASINO RESORTS INC X 03 X
TYCO INTL LTD X 03 X
UAM FDS INC X 03 X
UICI X 03 X
USAA MUT FD INC X 03 X
US CAN CORP X 03 X
UNILEVER N V - W/I COM X 03 X
UNICOM CORPORATION X 03 X
UNION CARBIDE CORP X 03 X
UNION PACIFIC CORP X 03 X
UNISYS CORP X 03 X
UNITED ASSET MGMT CORP X 03 X
UNITED PARCEL SVC INC CL B X 03 X
U S WEST INC NEW X 03 X
US TRUST CORP X 03 X
UNITED TECHNOLOGIES CORP X 03 X
V F CORP X 03 X
VALERO ENERGY CORP X 03 X
SCUDDER EQUITY TR VALUE FD X 03 X
VAN KAMP CAP EMRGING GROWTH X 03 X
VAN KAMP CAP EQTY INCM CL C X 03 X
VANGUARD SPECIALIZED PTFLS X 03 X
VANGUARD WORLD FUND INTERNATIONAL X 03 X
VANGUARD GROWTH & INCOME FD #93 X 03 X
VANGUARD BALANCED INDEX FUND X 03 X
VANGUARD WELLINGTON FUND INC X 03 X
VANGUARD / PRIMECAP FD INC X 03 X
</TABLE>
10
<PAGE> 15
SECURITIES AND EXCHANGE COMMISSION FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 12/31/99
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 3 COLUMN 4 COLUMN 5
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/
VALUE PRIN AMT PRN CALL
(X 1000)
<S> <C> <C> <C> <C> <C>
VANGUARD BD INDEX FD INC 921937108 262 27,374 SH
VANGUARD WELLESLEY INCOME FUND 921938106 14,677 778,662 SH
VANGUARD / TRUSTEES EQTY FD 921939203 3,101 106,486 SH
VANGUARD WINDSOR FUND INC 922018106 226 14,888 SH
VANGUARD / WINDSOR FD INC 922018205 4,063 162,714 SH
VANGUARD FIXED INCOME SEC FD 922031208 392 53,008 SH
VANGUARD FIXED INCOME SEC FD 922031307 446 45,325 SH
VANGUARD FIXED INCOME SEC FD 922031604 148 14,917 SH
VANGUARD INSTITUTIONAL INDEX 922040100 337,134 2,515,737 SH
VANGUARD MONEY MKT RESVS INC 922906300 2,747 2,746,639 SH
VANGUARD MUNICIPAL INTERMEDIATE 922907209 285 22,356 SH
VANGUARD INDEX TRUST 500 PORTFOLIO 922908108 15,247 112,664 SH
VANGUARD INDEX SMALL CAPITALIZATION 922908702 464 19,626 SH
VISIO CORP 927914101 2,482 52,250 SH
VITESSE SEMICONDUCTOR CORP 928497106 6,951 132,540 SH
VODAFONE AIRTOUCH PLC 92857T107 1,230 24,840 SH
WPG NETWORKING FUND LP 92930A919 250 250,000 SH
WPS RESOURCES CORP 92931B106 389 15,448 SH
WAL MART STORES INC 931142103 1,614 23,354 SH
WALDEN RESIDENTIAL PROPS INC 931210108 1,008 46,600 SH
WALGREEN CO 931422109 70,469 2,409,219 SH
WALLACE COMPUTER SERVICES IN 932270101 682 41,000 SH
WARNER LAMBERT CO 934488107 1,869 22,808 SH
WASHINGTON MUTUAL INVESTORS FUND 939330106 21,629 731,704 SH
WEITZ PARTNERS INC 948906102 5,605 279,954 SH
WELLS FARGO CO 949746101 23,082 570,797 SH
WEYERHAEUSER CO 962166104 262 3,650 SH
WHITMAN CORP 96647R107 209 15,609 SH
WILMINGTON TRUST COMPANY DEL 971807102 844 17,500 SH
WISCONSIN ENERGY CORP 976657106 464 24,134 SH
WORLD INVT SER INC 981487838 201 5,414 SH
WRIGLEY WILLIAM JR CO 982526105 507 6,115 SH
LORAL SPACE & COMMUNICATIONS G56462107 856 35,200 SH
TOMMY HILFIGER CORP G8915Z102 941 40,240 SH
TRANSOCEAN SEDCO FOREX INC G90078109 3,087 91,634 SH
TOTAL 5,000,176 192,598,719
</TABLE>
11
<TABLE>
<CAPTION>
COLUMN 1 & 2 COLUMN 6 COLUMN 7 COLUMN 8
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS DISCRETION MANAGER AUTHORITY
SOLE SHRD OTHER SOLE SHRD NONE
(A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C>
VANGUARD BD INDEX FD INC X 03 X
VANGUARD WELLESLEY INCOME FUND X 03 X
VANGUARD / TRUSTEES EQTY FD X 03 X
VANGUARD WINDSOR FUND INC X 03 X
VANGUARD / WINDSOR FD INC X 03 X
VANGUARD FIXED INCOME SEC FD X 03 X
VANGUARD FIXED INCOME SEC FD X 03 X
VANGUARD FIXED INCOME SEC FD X 03 X
VANGUARD INSTITUTIONAL INDEX X 03 X
VANGUARD MONEY MKT RESVS INC X 03 X
VANGUARD MUNICIPAL INTERMEDIATE X 03 X
VANGUARD INDEX TRUST 500 PORTFOLIO X 03 X
VANGUARD INDEX SMALL CAPITALIZATION X 03 X
VISIO CORP X 03 X
VITESSE SEMICONDUCTOR CORP X 03 X
VODAFONE AIRTOUCH PLC X 03 X
WPG NETWORKING FUND LP X 03 X
WPS RESOURCES CORP X 03 X
WAL MART STORES INC X 03 X
WALDEN RESIDENTIAL PROPS INC X 03 X
WALGREEN CO X 03 X
WALLACE COMPUTER SERVICES IN X 03 X
WARNER LAMBERT CO X 03 X
WASHINGTON MUTUAL INVESTORS FUND X 03 X
WEITZ PARTNERS INC X 03 X
WELLS FARGO CO X 03 X
WEYERHAEUSER CO X 03 X
WHITMAN CORP X 03 X
WILMINGTON TRUST COMPANY DEL X 03 X
WISCONSIN ENERGY CORP X 03 X
WORLD INVT SER INC X 03 X
WRIGLEY WILLIAM JR CO X 03 X
LORAL SPACE & COMMUNICATIONS X 03 X
TOMMY HILFIGER CORP X 03 X
TRANSOCEAN SEDCO FOREX INC X 03 X
TOTAL
</TABLE>
11
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