|
|
|
|
|
|
|
|
|
|
|
|
|
|
Previous: PINNACLE SYSTEMS INC, 424B3, 2000-05-09 |
Next: BALCOR REALTY INVESTORS 86 SERIES I, 10-Q, 2000-05-09 |
<PAGE> 1
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Alleghany Corporation
Address: 375 Park Avenue
New York, NY 10152
Form 13F File Number: 28-1590
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Peter R. Sismondo
Title: Vice President, Controller, Treasurer and Assistant Secretary
Phone: 212-752-1356
Signature, Place, and Date of Signing:
/s/Peter R. Sismondo New York, NY May 5, 2000
- --------------------------------------------------------------------------------
[Signature] [City, State] [Date]
<PAGE> 2
The Chicago Trust Company ("TCTC") is a wholly owned subsidiary of
Alleghany Asset Management, Inc. ("AAM"), and AAM and Underwriters Re Group,
Inc. ("URG") are wholly owned subsidiaries of Alleghany Corporation
("Alleghany"). TCTC, AAM and URG (each an "operating subsidiary") are or may be
"institutional investment managers" for purposes of the reporting requirements
under Section 13(f) of the Securities Exchange Act of 1934 (the "Act") and the
rules promulgated thereunder. Alleghany itself does not in fact exercise, and
therefore disclaims, investment discretion with respect to any Section 13(f)
securities positions over which its operating subsidiaries in fact exercise
investment discretion. AAM itself does not in fact exercise, and therefore
disclaims, investment discretion with respect to any Section 13(f) securities
positions over which TCTC in fact exercises investment discretion. To the
extent, however, that the ownership interest of Alleghany or AAM in their
operating subsidiaries may nevertheless give rise to a Form 13F filing
obligation, the information required by Form 13F is reported herein by Alleghany
on behalf of itself and each operating subsidiary. The securities positions of
Montag & Caldwell, Inc. ("M&C"), a wholly owned subsidiary of TCTC which is an
institutional investment manager subject to Section 13(f) of the Act, are not
reported herein. The securities positions managed by M&C are reported in a Form
13F filed by M&C. TCTC owns a 40% interest in Veredus Asset Management LLC
("Veredus"), an institutional investment manager subject to Section 13(f) of the
Act. The securities positions managed by Veredus are not reported herein, but
are reported in a Form 13F filed by Veredus.
Report Type (Check only one):
[ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ X ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this
reporting manager are reported in this report and a portion are reported
by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
Form 13F File Number Name
Montag & Caldwell, Inc.
Veredus Asset Management LLC
<PAGE> 3
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 3
Form 13F Information Table Entry Total: 563
Form 13F Information Table Value Total: $5,202,737
(thousands)
List of Other Included Managers:
<TABLE>
<CAPTION>
No. Form 13F File Number Name
<S> <C> <C>
1 28-7262 Alleghany Asset Management, Inc.
2 28-7258 The Chicago Trust Company
3 28-6342 Underwriters Re Group, Inc.
</TABLE>
<PAGE> 4
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ARCH COAL 039380 5,950 850,000 SH X 01 X
AAR CORP COM 000361105 661 39,600 SH X 02 X
AFLAC INC COM 001055102 19,233 422,135 SH X 02 X
AES CORP COM 00130H105 30,684 389,633 SH X 02 X
AIM EQUITY FDS CONSTELLATION FD CL A 001413202 18,138 391,667 SH X 02 X
AMLI RESIDENTIAL PROPERTIES TRUST 001735109 4,822 235,229 SH X 02 X
AMLI RESIDENTIAL PROPERTIES, L.P. 001735893 220 10,735 SH X 02 X
A T & T CORPORATION 001957109 4,396 78,068 SH X 02 X
AT&T CORP LIBERTY MEDIA CL A 001957208 610 10,288 SH X 02 X
AVT CORP 002420107 148 12,500 SH X 02 X
ABBOTT LABORATORIES 002824100 27,248 774,350 SH X 02 X
ACNIELSEN CORP COM 004833109 945 42,000 SH X 02 X
THE ACORN FUND 004851101 5,870 315,427 SH X 02 X
THE ACORN INTERNATIONAL FUND 004851200 1,391 35,113 SH X 02 X
ADAMS EXPRESS CO 006212104 210 5,607 SH X 02 X
AIM FDS GROUP VALUE FD CL A 008879306 983 18,468 SH X 02 X
AIM HIGH YIELD FUND CL A 008879835 280 36,820 SH X 02 X
ALBANY MOLECULAR RESEARCH 012423109 1,459 25,000 SH X 02 X
ALBERTO CULVER CO CL B CONV 013068101 767 32,200 SH X 02 X
ALCOA INC 013817101 225 3,200 SH X 02 X
ALLEGHANY CORP DEL 017175100 6,764 35,976 SH X 02 X
CHICAGO TRUST SMALLCAP VALUE FD 017216201 11,094 1,111,697 SH X 02 X
ALLEGHANY VEREDUS AGGRESSIVE GROWTH 017216300 30,613 1,209,028 SH X 02 X
ALLEGHANY FDS MNTG&CALD BAL I 017216409 11,316 585,408 SH X 02 X
ALLEGHANY FDS EMERGING MKTS I 017216508 389 28,557 SH X 02 X
ALLEGHANY/BLAIRLOGIE EMERGING MKTS N 017216607 1,748 129,018 SH X 02 X
ALLEGHANY FDS INTL DEV FD I 017216706 847 62,342 SH X 02 X
ALLEGHANY/BLAIRLOGIE INTL DEV CL N 017216805 4,273 315,083 SH X 02 X
ALLIANCE QUASAR FD INC 01877E107 266 9,398 SH X 02 X
ALLOU HEALTH & BEAUTY INC CL A 019782101 190 27,000 SH X 02 X
ALLSTATE CORP 020002101 1,367 57,391 SH X 02 X
ALLTEL CORP 020039103 210 3,332 SH X 02 X
ALPHA 1 BIOMEDICALS INC 020910105 4 27,500 SH X 02 X
ALZA CORP DEL COM 022615108 376 10,000 SH X 02 X
AMEREN CORP 023608102 3,753 121,322 SH X 02 X
AMERICA ONLINE INC 02364J104 336 4,985 SH X 02 X
AMERICAN BALANCED FD INC 024071102 9,004 626,595 SH X 02 X
AMERICAN CENTY CAP PTFLS INC 025076506 372 69,415 SH X 02 X
AMERICAN EXPRESS CO 025816109 1,810 12,157 SH X 02 X
AMERICAN FREIGHTWAYS CORP CO 02629V108 1,002 66,400 SH X 02 X
AMERICAN GENERAL CORP 026351106 816 14,551 SH X 02 X
AMERICAN HOME PRODUCTS CORP 026609107 8,088 150,482 SH X 02 X
AMERICAN INTL GROUP INC COM 026874107 50,748 463,449 SH X 02 X
AMERICAN PWR CONVERSION CORP 029066107 3,103 72,400 SH X 02 X
AMERICAN WATER WORKS INC 030411102 408 17,175 SH X 02 X
AMGEN INC 031162100 2,521 41,070 SH X 02 X
ANALOG DEVICES INC 032654105 325 4,040 SH X 02 X
ANDREW CORP COM 034425108 964 42,500 SH X 02 X
ANHEUSER BUSCH COS INC 035229103 447 7,196 SH X 02 X
AON CORP COM 037389103 2,587 80,186 SH X 02 X
APOLLO GROUP INC CL A 037604105 987 35,000 SH X 02 X
APPLE COMPUTER INC 037833100 239 1,760 SH X 02 X
ARCH CHEMICALS INC 03937R102 206 10,320 SH X 02 X
</TABLE>
1
<PAGE> 5
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ARIEL FD 040337206 470 15,769 SH X 02 X
ARIEL PREMIER BD A 040337404 223 22,845 SH X 02 X
ASSOCIATES FIRST CAP CORP CL 046008108 12,764 596,130 SH X 02 X
ATLANTIC RICHFIELD CO 048825103 777 9,138 SH X 02 X
AUTOMATIC DATA PROCESSING INC 053015103 666 13,800 SH X 02 X
AWARE INC MASS 05453N100 646 16,100 SH X 02 X
BP AMOCO SPON ADR 055622104 15,166 284,798 SH X 02 X
BT PYRAMID FDS 055847107 2,702 14,478 SH X 02 X
DEUTSCHE INTERNATIONAL EQUITY FD 055922868 786 24,515 SH X 02 X
BALDWIN & LYONS CL B 057755209 509 26,270 SH X 02 X
BANK OF AMERICA CORP 060505104 430 8,208 SH X 02 X
BANK ONE CORP 06423A103 2,067 60,109 SH X 02 X
BARON ASSET BEN INT FD 068278100 4,541 70,081 SH X 02 X
BAXTER INTERNATIONAL INC 071813109 978 15,588 SH X 02 X
BELL ATLANTIC CORP 077853109 1,704 27,885 SH X 02 X
BELLSOUTH CORP 079860102 4,743 101,187 SH X 02 X
BERGER OMNI INVT FD TR 083902106 639 28,489 SH X 02 X
BERGER OMNI SM CAP VALUE INS 083902205 3,831 170,356 SH X 02 X
BERKSHIRE HATHAWAY INC DEL 084670108 229 4 SH X 02 X
BERKSHIRE HATHAWAY INC DEL CL B 084670207 748 411 SH X 02 X
BESTFOODS 08658U101 1,404 29,990 SH X 02 X
BIOGEN INC 090597105 1,374 19,668 SH X 02 X
BLACKROCK SMALL CAP GROWTH CL I 091928101 8,137 206,421 SH X 02 X
WILLIAM BLAIR LEVERAGED CAPITAL 0929939A4 223 1,000,000 SH X 02 X
BOEING CO 097023105 260 6,884 SH X 02 X
BOND FUND OF AMERICA INC 097873103 6,356 493,085 SH X 02 X
OPP CONV BOND FUND SEC A 097877104 1,768 103,282 SH X 02 X
BORDERS GROUP INC COM 099709107 602 35,000 SH X 02 X
BOSTON SCIENTIFIC CORP 101137107 705 33,100 SH X 02 X
BRANDYWINE FUND INC 10532D107 10,147 200,288 SH X 02 X
BRINSON FDS INC NON U S EQUITY FD 10970C306 2,027 149,952 SH X 02 X
BRINSON FDS MULTI ASSET PORTFOLIO 10970C900 2,463 2,916 SH X 02 X
BRISTOL MYERS SQUIBB CO 110122108 4,145 71,458 SH X 02 X
BROADWING INC COM 111620100 319 8,566 SH X 02 X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 239,439 10,524,773 SH X 01 X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 294 12,917 SH X 02 X
BURLINGTON NORTHERN SANTA FE CORP 12189T104 168,907 7,424,469 SH X 03 X
CCB FINL CORP COM 124875105 1,774 40,100 SH X 02 X
CBS CORP 12490K107 204 3,606 SH X 02 X
CLECO CORP 12561W105 287 8,624 SH X 02 X
CNF TRANSN INC COM 12612W104 1,027 37,000 SH X 02 X
CHICAGO TRUST GROWTH & INCOME FUND 126413103 407,291 14,063,922 SH X 02 X
CHICAGO TRUST MUNICIPAL BOND FUND 126413301 13,093 1,336,017 SH X 02 X
MONTAG & CALDWELL GROWTH FUND 126413509 305,835 9,088,710 SH X 02 X
MONTAG & CALDWELL BALANCED FUND 126413608 88,396 4,573,001 SH X 02 X
CHICAGO TRUST TALON FUND 126413707 1,716 101,869 SH X 02 X
CHICAGO TRUST BALANCED FUND 126413806 273,067 20,167,436 SH X 02 X
MONTAG & CALDWELL GROWTH FD INSTL 126413889 167,869 4,932,984 SH X 02 X
CVS CORP 126650100 236 6,300 SH X 02 X
CACI INTERNATIONAL INC CL A 127190304 254 8,475 SH X 02 X
CALVERT TAX-FREE RESERVES 131620205 129 12,116 SH X 02 X
CANADIAN NATIONAL RAILWAY CO 136375102 1,142 42,800 SH X 02 X
CARDINAL HEALTH INC COM 14149Y108 29,305 638,799 SH X 02 X
</TABLE>
2
<PAGE> 6
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
CARNIVAL CORP COM 143658102 15,633 630,015 SH X 02 X
CAROLINA FIRST BANCSHARES IN 143875102 355 12,400 SH X 02 X
CARTER WALLACE INC COM 146285101 844 45,000 SH X 02 X
CASTLE (A M) & CO 148411101 1,061 84,909 SH X 02 X
CATERPILLAR INC 149123101 440 11,166 SH X 02 X
CENDANT CORP 151313103 382 20,684 SH X 02 X
CENTURY ALUM CO COM 156431108 985 71,800 SH X 02 X
CENTURY SOUTH BKS INC COM 156683104 780 37,600 SH X 02 X
CHAMPION ENTERPRISES INC COM 158496109 288 50,000 SH X 02 X
CHARTER ONE FINL INC COM 160903100 819 39,007 SH X 02 X
CHASE MANHATTAN CORP NEW 16161A108 1,272 14,589 SH X 02 X
CHEVRON CORP 166751107 1,845 19,961 SH X 02 X
CHIREX INC COM 170038103 1,566 81,100 SH X 02 X
CIRCUIT CITY STORES INC 172737108 1,126 18,500 SH X 02 X
CISCO SYS INC COM 17275R102 115,911 1,499,252 SH X 02 X
CINTAS CORP COM 172908105 33,175 846,921 SH X 02 X
CITIGROUP INC 172967101 1,774 29,617 SH X 02 X
CITIZENS UTILS CO DEL SER B 177342201 607 37,075 SH X 02 X
CITY NATL CORP COM 178566105 1,944 57,700 SH X 02 X
CLOROX CO 189054109 251 7,608 SH X 02 X
COASTAL CARIBBEAN OILS & MINERALS 190432203 9 11,571 SH X 02 X
COCA COLA CO 191216100 5,446 116,021 SH X 02 X
COGNIZANT TECH SOLUTIONS CORP CL A 192446102 3,857 61,700 SH X 02 X
COHEN & STEERS REALTY SHS INC 192476109 2,430 65,781 SH X 02 X
COLGATE PALMOLIVE CO 194162103 1,471 26,098 SH X 02 X
COMDISCO INC 200336105 4,486 101,674 SH X 02 X
COMMERCIAL FEDERAL CORPORATI 201647104 1,568 94,300 SH X 02 X
COMPUTER ASSOC INTL INC COM 204912109 39,614 669,310 SH X 02 X
COMPUTER SCIENCES CORP COM 205363104 35,489 448,511 SH X 02 X
CONAGRA INC 205887102 1,725 95,167 SH X 02 X
CONCORD EFS INC 206197105 3,224 140,517 SH X 02 X
CONEXANT SYSTEMS INC 207142100 404 5,698 SH X 02 X
CONNING MORTGAGE INVESTMENT TRUST 208216903 65 65,423 SH X 02 X
BATTLE MOUNTAIN GOLD CO EURO 2084541 328 555,000 SH X 02 X
CONSOLIDATED EDISON INC 209115104 1,004 34,461 SH X 02 X
CONVERGYS CORP 212485106 279 7,200 SH X 02 X
COPPER MOUNTAIN NETWORKS INC 217510106 2,491 30,400 SH X 02 X
COSTCO WHOLESALE CORP 22160K105 973 18,500 SH X 02 X
COURT MIICRO INVESTORS LLC 222740904 50 50,000 SH X 02 X
COYOTE NETWORK SYS INC 22406P108 331 30,052 SH X 02 X
CULLEN FROST BANKERS INC COM 229899109 1,660 62,800 SH X 02 X
CYTEC INDS INC COM 232820100 1,642 53,600 SH X 02 X
DAVIS N Y VENTURE FD INC 239080104 40,886 1,294,260 SH X 02 X
DEAN FOODS CO 242361103 784 29,284 SH X 02 X
DELL COMPUTER CORP COM 247025109 20,159 373,555 SH X 02 X
DELUXE CORP 248019101 418 15,750 SH X 02 X
DIEBOLD INC COM 253651103 413 15,000 SH X 02 X
DISNEY WALT CO 254687106 3,100 75,147 SH X 02 X
DODGE & COX BALANCED FUND 256201104 36,413 571,092 SH X 02 X
DOUBLECLICK INC 258609304 393 4,200 SH X 02 X
DOW CHEMICAL CO 260543103 1,004 8,803 SH X 02 X
DREYFUS GROWTH & VALUE 26200C882 922 14,085 SH X 02 X
DU PONT E I DE NEMOURS & CO 263534109 1,882 35,556 SH X 02 X
</TABLE>
3
<PAGE> 7
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
DUKE ENERGY CORP 264399106 253 4,827 SH X 02 X
E M C CORP MASS COM 268648102 88,896 707,627 SH X 02 X
EASTMAN KODAK CO 277461109 350 6,428 SH X 02 X
ECOLAB INC COM 278865100 33,222 905,523 SH X 02 X
EDISON INTERNATIONAL 281020107 169 10,181 SH X 02 X
ELAN PLC ADR 284131208 4,296 90,440 SH X 02 X
ELDORADO BANCSHARES INC COM 28467W106 326 42,800 SH X 02 X
ELECTRONIC ARTS INC 285512109 662 9,300 SH X 02 X
ELECTRONIC DATA SYS CORP NEW 285661104 1,497 23,319 SH X 02 X
EMERSON ELECTRIC CO 291011104 1,216 22,889 SH X 02 X
ENRON CORP 293561106 1,246 16,634 SH X 02 X
ENTERPRISE SMALL CO PFT A 293720850 3,880 452,226 SH X 02 X
ETHIKA CORP 297652109 4 40,000 SH X 02 X
EUROPACIFIC GROWTH FUND SHARES OF 298706102 70,425 1,578,674 SH X 02 X
EVERGREEN MUN TR TAX FREE FD A 300258746 114 16,582 SH X 02 X
EXPEDITORS INTL WASH INC 302130109 4,115 103,500 SH X 02 X
EXXON MOBIL CORP 30231G102 20,989 269,299 SH X 02 X
FEDERAL HOME LN MTG CORP COM 313400301 27,056 612,300 SH X 02 X
FEDERAL NATIONAL MORTGAGE ASSN 313586109 9,788 173,033 SH X 02 X
FEDERAL SIGNAL CORP 313855108 3,994 221,118 SH X 02 X
FIDELITY ADVISOR EQUITY PORT GROWTH 315805200 6,229 80,712 SH X 02 X
FIDELITY ADVISOR SER GROWTH OPPORT 315807206 15,135 326,898 SH X 02 X
FIDELITY ADVISOR HIGH YIELD FUND 315807305 1,629 147,573 SH X 02 X
FIDELITY ADV SER II HIGH YIELD INSTL 315807875 336 31,065 SH X 02 X
FIDELITY INVT TR 315910802 2,674 104,092 SH X 02 X
FIDELITY UTILITY FUNDS 316128107 344 12,375 SH X 02 X
FIDELITY EQUITY INCOME FUND 316138106 724 14,295 SH X 02 X
FIDELITY COLCHESTER STREET T 316175405 4,282 4,281,942 SH X 02 X
FIDELITY HASTINGS STR TR 31617F205 355 22,140 SH X 02 X
FIDELITY MAGELLAN FUND 316184100 5,680 39,655 SH X 02 X
FIDELITY NATL CORP GA COM 316320100 496 85,400 SH X 02 X
FIDELITY NATIONAL FINL INC 316326107 1,951 141,239 SH X 02 X
FIDELITY PURITAN FUND 316345107 1,380 73,129 SH X 02 X
FIDELITY BLUE CHIP GROWTH FUND 316389303 324 5,098 SH X 02 X
FIDELITY VALUE FUND 316464106 2,260 54,915 SH X 02 X
FIFTH THIRD BANCORP 316773100 1,872 29,711 SH X 02 X
FIRST BANCSHARES INC IND CAP STK 318685104 9,022 12,888 SH X 02 X
FIRST CHARTER CORP COM 319439105 1,007 78,200 SH X 02 X
FIRST DATA CORP 319963104 208 4,700 SH X 02 X
FIRST EAGLE SOGEN GLOBAL A 32008F507 1,501 59,913 SH X 02 X
FIRST FINL HLDGS INC COM 320239106 1,110 77,700 SH X 02 X
FIRST NATL BANCORP INC ILL 320920101 241 2,838 SH X 02 X
FIRST UNION CORP 337358105 398 10,672 SH X 02 X
FIRSTAR CORPORATION 33763V109 883 38,500 SH X 02 X
FLAG INVS EQTY PRTNRS FD INC 33832P109 2,147 97,958 SH X 02 X
FLAG INVS VALUE BLDR FD INC 33832R105 3,553 152,680 SH X 02 X
FLORIDA PROGRESS CORP 341109106 389 8,475 SH X 02 X
FLORIDA ROCK INDS INC COM 341140101 1,142 40,800 SH X 02 X
FORD MOTOR CO DEL 345370100 600 13,070 SH X 02 X
FORTUNE BRANDS INC 349631101 556 22,239 SH X 02 X
93.0269% INT FRALICK FAMILY LLC 351684915 482 1 SH X 02 X
FRANKLIN BALANCE SHEET INVT I 352423107 6,139 200,102 SH X 02 X
FRANKLIN FEDERAL TAX FREE INCOME FD 353519101 174 15,072 SH X 02 X
</TABLE>
4
<PAGE> 8
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
FRANKLIN SMALL CAP GRWTH 354713109 51,236 1,021,043 SH X 02 X
FRIENDLY FUELS GROUP INC 357903103 80 76,000 SH X 02 X
FRIENDS IVORY SIME SOCIAL AWARENESS 35851R205 707 70,483 SH X 02 X
FRIENDS IVORY SIME EURO SOCIAL 35851R403 297 28,492 SH X 02 X
FULLER H B CO COM 359694106 1,265 31,700 SH X 02 X
FUNDAMENTAL INVESTORS 360802102 2,877 84,094 SH X 02 X
GTE CORP 362320103 3,016 42,473 SH X 02 X
GALLAGHER ARTHUR J & CO COM 363576109 1,749 53,800 SH X 02 X
GALLAHER GROUP PLC SPONSORED ADR 363595109 199 10,082 SH X 02 X
GAM INTERNATIONAL FUND 364590109 7,642 240,397 SH X 02 X
GANNETT INC 364730101 693 9,850 SH X 02 X
GAP INC 364760108 1,287 25,823 SH X 02 X
GARDNER DENVER INC COM 365558105 969 51,500 SH X 02 X
GENERAL DYNAMICS CORP 369550108 798 16,044 SH X 02 X
GENERAL ELEC CO COM 369604103 90,445 581,612 SH X 02 X
GENERAL MOTORS CORP 370442105 1,205 14,551 SH X 02 X
GENTEX CORP 371901109 452 12,200 SH X 02 X
GILLETTE CO 375766102 4,618 122,546 SH X 02 X
GOVERNMENT SECURITIES INCOME FUND 383743499 1 38,883 SH X 02 X
GRAINGER W W INC 384802104 1,342 24,750 SH X 02 X
GUIDANT CORP 401698105 321 5,448 SH X 02 X
HARBOR CAPITAL APPRECIATION FUND 411511504 14,257 249,504 SH X 02 X
HARLEY DAVIDSON INC COM 412822108 53,153 669,642 SH X 02 X
HARMAN INTL INDS INC COM 413086109 906 15,100 SH X 02 X
HARMONIC INC 413160102 423 5,080 SH X 02 X
OAKMARK INTERNATIONAL FUND HARRIS 413838202 266 18,153 SH X 02 X
HEALTH MANAGEMENT ASSOCIATES INC 421933102 3,455 242,407 SH X 02 X
HEWLETT PACKARD CO 428236103 5,109 38,537 SH X 02 X
HOME DEPOT INC 437076102 2,622 40,650 SH X 02 X
HONEYWELL INTERNATIONAL INC 438516106 827 15,700 SH X 02 X
HORACE MANN EDUCATORS CORP 440327104 1,814 98,400 SH X 02 X
HOUGHTON MIFFLIN CO COM 441560109 2,126 50,100 SH X 02 X
HOUSEHOLD INTERNATIONAL INC 441815107 2,086 55,892 SH X 02 X
HUBBELL INC CL A 443510102 349 13,552 SH X 02 X
HUBBELL INC CL B 443510201 268 9,798 SH X 02 X
HUNTINGTON BANCSHARES INC 446150104 312 13,932 SH X 02 X
IMS HEALTH INC COM 449934108 407 24,000 SH X 02 X
ILLINOIS TOOL WKS INC COM 452308109 41,914 758,628 SH X 02 X
IMPATH INC 45255G101 1,580 43,000 SH X 02 X
INDIANA ENERGY INC 454707100 375 19,249 SH X 02 X
INFORMIX CORP 456779107 338 19,925 SH X 02 X
INGERSOLL RAND CO 456866102 256 5,790 SH X 02 X
INGRAM MICRO INC CL A 457153104 738 48,000 SH X 02 X
INTEL CORP 458140100 7,137 54,091 SH X 02 X
INTERMEDIATE BD FD AMER 458809100 2,114 163,018 SH X 02 X
INTEGRATED RESOURCES HIGH EQUITY 45898A909 110 110,000 SH X 02 X
INTERNATIONAL BUSINESS MACHINES 459200101 6,434 54,528 SH X 02 X
INTERPUBLIC GROUP OF COMPANIES INC 460690100 1,054 22,300 SH X 02 X
INTERTAPE POLYMER GROUP INC 460919103 592 52,000 SH X 02 X
INVESCO DYNAMICS FUND 46127G204 1,560 52,403 SH X 02 X
INVESCO INCOME FDS INC SELECT 46128R100 158 26,412 SH X 02 X
INVESCO VALUE TOTAL RETURN 46128W307 3,046 109,637 SH X 02 X
INVESTMENT CO OF AMERICA 461308108 12,483 377,243 SH X 02 X
</TABLE>
5
<PAGE> 9
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
IRWIN FINANCIAL CORP 464119106 427 28,480 SH X 02 X
JDS UNIPHASE CORP 46612J101 921 7,640 SH X 02 X
J P M INDUSTRIES INC CL A FORMERLY 46624D100 30 1,000,000 SH X 02 X
JABIL CIRCUIT INC 466313103 1,618 37,400 SH X 02 X
JANUS ASPEN WORLDWIDE GROWTH 471021774 388 7,337 SH X 02 X
JANUS ASPEN SERIES INTERNATIONAL 471021816 1,197 27,376 SH X 02 X
JANUS ASPEN SERIES AGRESSIVE 471021857 2,146 33,092 SH X 02 X
JANUS INVT FD 471023200 3,775 82,595 SH X 02 X
JANUS INVT FD WORLDWIDE FD 471023309 7,575 88,635 SH X 02 X
JANUS OLYMPUS FUND #56 471023754 347 5,858 SH X 02 X
JANUS ENTERPRISE FUND #50 471023804 234 2,733 SH X 02 X
JANUS INVT OVERSEAS FD 471023846 2,618 61,379 SH X 02 X
JANUS INVT FD 471023853 2,377 48,085 SH X 02 X
JANUS BALANCED FUND #51 471023879 264 10,885 SH X 02 X
JOHNSON & JOHNSON 478160104 4,874 69,372 SH X 02 X
JOHNSON CTLS INC COM 478366107 26,708 494,021 SH X 02 X
KANSAS CITY POWER & LIGHT CO 485134100 16,250 560,353 SH X 02 X
KANSAS CITY POWER & LIGHT CO 485134100 15,696 541,247 SH X 03 X
KAUFMAN & BROAD HOME CORP CO 486168107 371 17,300 SH X 02 X
KELLOGG CO 487836108 326 12,646 SH X 02 X
KEMPER INSD CORPORATE TR UNIT SER 8 487903262 169 174,242 SH X 02 X
KEMPER DREMAN FUND INC 48840B504 3,088 119,494 SH X 02 X
KEMPER-DREMAN SMALL CAP VALU A FD 48840B876 263 14,517 SH X 02 X
KEMPER MUNICIPAL BOND FUND CL A 488419201 136 14,298 SH X 02 X
KEMPER US GOVERNMENT SECURITIES 488438102 230 27,839 SH X 02 X
KERR MCGEE CORP SUB DEB CONV 492386AL1 473 498,000 SH X 02 X
KIMBERLY CLARK CORP 494368103 1,724 30,754 SH X 02 X
KOHLS CORP COM 500255104 33,526 327,085 SH X 02 X
LG & E ENERGY CORP 501917108 237 10,335 SH X 02 X
LEGG MASON VALUE TR INC 524659109 314 4,169 SH X 02 X
LIFEPOINT HOSPITALS INC COM 53219L109 1,366 82,500 SH X 02 X
LILLY ELI & CO 532457108 1,272 20,317 SH X 02 X
LINCOLN NATIONAL CORP INDIANA 534187109 3,769 112,516 SH X 02 X
LITTELFUSE INC 537008104 1,394 38,000 SH X 02 X
LONGLEAF PARTNERS FUND SH BEN INT 543069108 1,728 89,160 SH X 02 X
LORD ABBETT DEVELOPING GROWTH 544006109 1,757 85,491 SH X 02 X
LORD ABBETT DEVELOPING GRWTH CL Y 544006505 3,846 185,635 SH X 02 X
LUCENT TECHNOLOGIES INC 549463107 7,387 119,142 SH X 02 X
MBNA CORP COM 55262L100 33,812 1,325,923 SH X 02 X
MCI WORLDCOM INC 55268B106 2,573 56,770 SH X 02 X
MAS FDS EQUITY PTFL 552913105 1,330 72,801 SH X 02 X
MFS EMERGING GROWTH FUND CL A 552985103 19,953 272,724 SH X 02 X
MFS SER TR VII CAP OPPTYS FD CL A 552988305 18,416 761,002 SH X 02 X
MAGNA ENTMT CORP CL A 559211107 16 4,600 SH X 02 X
MAGNA INTL INC CL A 559222401 840 21,000 SH X 02 X
MANPOWER INC COM 56418H100 657 18,500 SH X 02 X
MANULIFE FINL CORP 56501R106 991 67,456 SH X 02 X
MARSH & MCLENNAN COS INC COM 571748102 30,448 276,020 SH X 02 X
MARRIOTT INTL INC NEW CL A 571903202 709 22,500 SH X 02 X
MASSACHUSETTS INVESTORS GROWTH FUND 575719109 3,414 153,544 SH X 02 X
MASSACHUSETTS INVESTORS TRUST 575736103 15,862 748,196 SH X 02 X
MATTEL INC COM 577081102 647 62,000 SH X 02 X
MCDONALDS CORP 580135101 3,306 88,438 SH X 02 X
</TABLE>
6
<PAGE> 10
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MEDIAONE GROUP INC 58440J104 897 11,076 SH X 02 X
MEDICAL CARE INT CONV DEBENTURE 584505AB7 286 278,000 SH X 02 X
MEDICAL CARE INTL INC SUB DEB CONV 584505AC5 1,648 1,950,000 SH X 02 X
MEDTRONIC INC 585055106 6,491 126,190 SH X 02 X
MEMORIAL GOVERNMENT BOND FUND 586015505 4,345 450,659 SH X 02 X
MEMORIAL CORPORATE BOND FUND 586015604 31,284 3,324,542 SH X 02 X
MEMORIAL GROWTH EQUITY FUND 586015703 7,654 566,100 SH X 02 X
MEMORIAL VALUE EQUITY FUND 586015802 5,541 663,578 SH X 02 X
MENTOR GRAPHICS CORP COM 587200106 1,017 67,500 SH X 02 X
MERCK & CO INC COM 589331107 24,956 401,692 SH X 02 X
MEREDITH CORP COM 589433101 1,509 54,500 SH X 02 X
MERRILL LYNCH & CO INC 590188108 1,279 12,181 SH X 02 X
MERRILL LYNCH INSURED MUNICIPAL 590193108 197 26,804 SH X 02 X
MICROSOFT CORP COM 594918104 51,263 482,041 SH X 02 X
MILACRON INC COM 598709103 886 61,400 SH X 02 X
MILLENNIUM INCOME FD LLC 599909900 4,183 42,679 SH X 02 X
MINNESOTA MINING & MANUFACTURING CO 604059105 1,700 19,196 SH X 02 X
MINNESOTA POWER INC 604110106 512 30,818 SH X 02 X
MIRAGE RESORTS, INC. 60462E104 446 23,000 SH X 02 X
MOLEX INC 608554101 3,317 56,464 SH X 02 X
MONSANTO CO 611662107 936 18,168 SH X 02 X
MONTANA POWER CO 612085100 644 10,062 SH X 02 X
MONTGOMERY US FDS II 613923671 1,917 149,079 SH X 02 X
MORGAN J P & CO INC 616880100 2,135 16,202 SH X 02 X
MORGAN STANLEY DEAN WITTER U S 616969200 344 39,836 SH X 02 X
MORGAN STANLEY DEAN WITTER & COMPANY 617446448 3,025 36,497 SH X 02 X
MOTOROLA INC 620076109 8,746 59,904 SH X 02 X
MUNDER FDS TR 626129761 283 8,953 SH X 02 X
MUNICIPAL INVT TR FD UNIT 201ST 62622B327 301 320 SH X 02 X
MUTUAL BENEFIT LIFE INSURANCE 6279959A3 431 431,139 SH X 02 X
MYLAN LABS 628530107 275 10,000 SH X 02 X
NATIONAL CITY BANCORPORATION 635312101 456 31,700 SH X 02 X
NATIONAL CITY CORP 635405103 1,311 63,571 SH X 02 X
NEW PERSPECTIVE FUND 648018109 18,862 600,494 SH X 02 X
NEWBRIDGE NETWORKS CORP 650901101 1,070 33,000 SH X 02 X
NEWELL RUBBERMAID INC 651229106 4,581 184,628 SH X 02 X
NICHOLAS FUND 653735100 2,644 31,263 SH X 02 X
NICOR INC 654086107 385 11,684 SH X 02 X
NOBLE AFFILIATES INC 654894104 410 12,500 SH X 02 X
NOKIA CORP ADR A 654902204 26,330 120,850 SH X 02 X
NOBLE DRILLING CORP 655042109 207 5,000 SH X 02 X
NORFOLK SOUTHERN CORP 655844108 223 15,642 SH X 02 X
NORTEL NETWORKS CORP COM 656569100 636 5,045 SH X 02 X
NORTHERN INSTL FDS 665278685 1,695 88,488 SH X 02 X
NORTHERN TRUST CORP 665859104 8,707 128,878 SH X 02 X
NUVEEN INSURED QUALITY MUNICIPAL FD 67062N103 165 12,150 SH X 02 X
NUVEEN FLAGSHIP MUN TR MUN BD FD 67065Q400 134 14,861 SH X 02 X
OAK ASSOCS FDS WHITE OAK GROWTH STK 671081107 3,296 44,887 SH X 02 X
OLD KENT FINANCIAL CORP 679833103 1,807 56,463 SH X 02 X
OMNICARE INC 681904108 2,484 205,940 SH X 02 X
OMNICARE INC SUB DEB CONV 681904AD0 1,878 2,555,000 SH X 02 X
OMNICOM GROUP INC 681919106 43,037 460,086 SH X 02 X
OPPENHEIMER CAP APPREC FD 68379A107 1,785 29,091 SH X 02 X
</TABLE>
7
<PAGE> 11
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
OPPENHEIMER QUEST OPPORT VALUE A FD 68380E106 25,350 749,995 SH X 02 X
OPPENHEIMER QUEST GLB VAL FD CL A 68380G101 560 31,101 SH X 02 X
OPPENHEIMER QUEST VALUE CL A FD 68380H109 2,745 149,599 SH X 02 X
OPPENHEIMER U S GOVT TR CL A 683810105 2,941 322,479 SH X 02 X
OPPENHEIMER QST CP VL FD INC 68381A103 5,598 184,152 SH X 02 X
ORACLE CORP 68389X105 455 5,834 SH X 02 X
OPPENHEIMER GLOBAL FD 683924104 835 11,769 SH X 02 X
OPPENHEIMER GLBL GWTH & INCM CL A 683943104 658 19,446 SH X 02 X
ORBITAL ENGINE CORP LTD SPON ADR NEW 685563306 245 35,000 SH X 02 X
PE CORP-PE BIOSYSTEMS GROUP 69332S102 772 8,000 SH X 02 X
PIMCO FDS MULTI MANAGER SER 693389421 624 7,573 SH X 02 X
PIMCO FDS MULTI MANAGER SER 69338T278 2,070 152,199 SH X 02 X
PIMCO LOW DURATION FUND 693390304 2,544 259,302 SH X 02 X
PIMCO FDS TOTAL RETURN FUND A 693390445 19,216 1,929,280 SH X 02 X
PIMCO TOTAL RETURN FUND INSTL CL 693390700 9,014 905,066 SH X 02 X
PARK NATIONAL CORP 700658107 1,848 21,000 SH X 02 X
PARKER HANNIFIN CORP 701094104 367 8,880 SH X 02 X
PAYCHEX INC 704326107 57,026 1,089,141 SH X 02 X
PAYDEN & RYGEL INVT GROUP 704329101 4,384 441,916 SH X 02 X
PEOPLES ENERGY CORP 711030106 272 9,937 SH X 02 X
PEP BOYS MANNY MOE & JACK SUB 713278AJ8 831 1,600,000 SH X 02 X
PEPSICO INC 713448108 1,579 45,250 SH X 02 X
PERFORMANCE FOOD GROUP CO 713755106 829 37,900 SH X 02 X
PFIZER INC 717081103 47,803 1,307,420 SH X 02 X
PHILIP MORRIS COS INC 718154107 2,469 116,872 SH X 02 X
PHOENIX EQUITY SER FD 718939507 8,654 530,248 SH X 02 X
PIKE BANCORP 721462109 383 38 SH X 02 X
PILGRIM INTL VALUE CL A 721462810 539 33,201 SH X 02 X
PILGRIM MUT FDS 72146E533 1,068 52,620 SH X 02 X
PILGRIM MUT FDS 72146E756 1,397 60,450 SH X 02 X
PIONEER GROUP 723684106 372 16,000 SH X 01 X
PITNEY BOWES INC 724479100 28,618 640,401 SH X 02 X
PLUM CREEK TIMBER CO INC 729251108 331 13,448 SH X 02 X
POGO PRODUCING CO 730448107 1,468 51,400 SH X 02 X
POPE & TALBOT INC 732827100 1,463 79,600 SH X 02 X
PRAXAIR 74005P104 20,406 490,230 SH X 02 X
THE PRIVATE INVESTMENT LIMITED 742100XA3 142 200,000 SH X 02 X
PROCTER & GAMBLE CO 742718109 23,119 409,801 SH X 02 X
PROSPERITY BANCSHARES INC 743606105 1,190 79,800 SH X 02 X
PUTNAM AMERICAN GOVT INC FUND CL A 74644B102 117 13,991 SH X 02 X
PUTNAM CONV INCOME GROWTH TR 746476100 2,556 124,805 SH X 02 X
PUTNAM OTC EMERGING GRWTH FD 746847102 5,058 122,833 SH X 02 X
PUTNAM TAX FREE INCOME TR 746872209 139 10,337 SH X 02 X
PUTNAM INTL GROWTH FD 746932102 12,816 406,472 SH X 02 X
PUTNAM VISTA FD INC 747011104 1,790 84,292 SH X 02 X
PUTNAM VOYAGER FD INC 747012102 7,421 217,296 SH X 02 X
QUAKER OATS CO 747402105 951 15,701 SH X 02 X
QUALCOMM INC 747525103 816 5,470 SH X 02 X
RS INVT TR DIVERSIFIED GROWTH 74972H804 1,989 48,059 SH X 02 X
RAINIER INVT MGMT MUT FDS 750869109 4,308 136,491 SH X 02 X
RAINIER INVT MGMT MUT FDS 750869208 2,576 89,428 SH X 02 X
RALSTON-RALSTON PURINA GROUP 751277302 938 34,090 SH X 02 X
REGAL BELOIT 758750103 525 30,000 SH X 02 X
</TABLE>
8
<PAGE> 12
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
REPUBLIC SECURITY FINL CORP 760758102 1,010 153,500 SH X 02 X
RESCON TECHNOLOGY CORP 760844100 1 31,000 SH X 02 X
RESERVE FD INC 761056209 2,003 2,003,048 SH X 02 X
REUTERS HLDGS PLC SPONS ADR COM 76132M102 745 6,240 SH X 02 X
ROWE T PRICE EQUITY INC FD 779547108 1,354 58,276 SH X 02 X
ROWE T PRICE MID-CAP GRW FD 779556109 9,410 213,225 SH X 02 X
ROYAL DUTCH PETE CO N Y REGISTRY SH 780257804 15,247 263,729 SH X 02 X
RUSSELL FRANK INVT CO EQUITY I FD 782493100 5,301 143,802 SH X 02 X
RUSSELL FRANK INVT CO EQUITY II FD 782493209 3,415 86,669 SH X 02 X
RUSSELL FRANK INVT CO FIXED INCOME I 782493407 3,533 170,497 SH X 02 X
RUSSELL FRANK INVT CO SHORT 782493506 1,730 94,744 SH X 02 X
RUSSELL FRANK INVT CO INTL FD 782493605 4,688 102,811 SH X 02 X
RUSSELL FRANK INVT CO 782493746 286 22,814 SH X 02 X
RUSSELL FRANK INVT CO EQUITY Q 782493811 10,001 236,478 SH X 02 X
SBC COMMUNICATIONS INC 78387G103 7,422 176,199 SH X 02 X
SDL INC 784076101 3,332 15,650 SH X 02 X
SLM HLDG CORP 78442A109 475 14,250 SH X 02 X
SSGA FDS 784924706 2,605 125,072 SH X 02 X
SAGENT TECHNOLOGY INC 786693101 1,441 50,000 SH X 02 X
SAKS INC 79377W108 609 42,000 SH X 02 X
SANMINA CORP 800907107 2,263 33,500 SH X 02 X
SANTA FE SNYDER CORP 80218K105 1,451 150,800 SH X 02 X
SARA LEE CORP 803111103 1,379 76,626 SH X 02 X
SCHERING PLOUGH CORP 806605101 11,892 320,325 SH X 02 X
SCHLUMBERGER LIMITED 806857108 36,483 476,910 SH X 02 X
SCHOLASTIC CORP 807066105 459 8,500 SH X 02 X
SCHRODER REAL ESTATE VALUE - 807999107 1,144 1,000,000 SH X 02 X
SCHRODER INTERNATIONAL EQUITY FUND 808088207 1,972 106,404 SH X 02 X
CHARLES SCHWAB NEW 808513105 50,153 885,892 SH X 02 X
SEAGATE TECHNOLOGY 811804103 200 3,200 SH X 02 X
SEARS ROEBUCK & CO 812387108 744 24,268 SH X 02 X
SELECTED AMERICAN FUND 816221105 3,425 87,887 SH X 02 X
SELIGMAN COMMUN & INFO FD 816333108 2,364 43,193 SH X 02 X
SELIGMAN FRONTIER FD INC CL A 816334106 1,493 82,244 SH X 02 X
SELIGMAN HIGH INCOME FD SER 816336309 306 51,451 SH X 02 X
SENSORMATIC ELECTRONICS CORP 817265101 1,122 50,000 SH X 02 X
SERVICEMASTER CO 81760N109 186 16,470 SH X 02 X
SIGMA ALDRICH CORP 826552101 672 25,000 SH X 02 X
SKYLINE FD 830833208 8,923 540,776 SH X 02 X
AMERICAN FUNDS SMALLCAP WORLD 831681101 2,751 60,549 SH X 02 X
SMITHKLINE BEECHAM PLC 832378301 714 10,800 SH X 02 X
SOLECTRON CORP 834182107 36,750 916,677 SH X 02 X
SOUND SHORE FD INC 836083105 402 13,042 SH X 02 X
SOUTHERN CO 842587107 200 9,228 SH X 02 X
SOUTHWEST AIRLINES CO 844741108 458 22,000 SH X 02 X
SPECTRA FD INC 847561107 457 30,436 SH X 02 X
SPECTRX INC 847635109 346 24,500 SH X 02 X
SPECIALTY EQUIPMENT COS 847697203 562 27,100 SH X 02 X
SPRINT CORP (FON GROUP) 852061100 1,821 28,904 SH X 02 X
SPRINT CORP (PCS GROUP) 852061506 995 15,198 SH X 02 X
STARBUCKS CORP 855244109 2,399 53,520 SH X 02 X
STATE STR CORP 857477103 698 7,200 SH X 02 X
STERLING SOFTWARE INC 859547101 1,362 41,600 SH X 02 X
</TABLE>
9
<PAGE> 13
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SUN LIFE FINANCIAL SVCS CANADA INC 866796105 544 50,274 SH X 02 X
SUN MICROSYSTEMS INC. 866810104 82,828 883,889 SH X 02 X
SUNTRUST BANKS INC 867914103 231 4,000 SH X 02 X
SYBRON INTL CORP WISCONSIN 87114F106 29,324 1,011,190 SH X 02 X
SYSCO CORP 871829107 48,335 1,346,617 SH X 02 X
TCF FINL CORP 872275102 264 11,100 SH X 02 X
TARGET CORP 87612E106 207 2,770 SH X 02 X
TECH DATA CORP 878237106 624 19,000 SH X 02 X
TECHNOLOGY RESEARCH CORP NEW 878727304 132 53,500 SH X 02 X
TELLABS INC 879664100 58,840 934,306 SH X 02 X
TEMPLETON EMERGING MARKETS FUND 880191101 147 13,500 SH X 02 X
TEMPLETON FOREIGN FUND 880196209 25,396 2,398,090 SH X 02 X
TEMPLETON GROWTH FD INC 880199104 8,141 422,681 SH X 02 X
TEMPLETON INSTL FDS INC 880210208 583 48,488 SH X 02 X
TENET HEALTHCARE CORP SUB NT 88033GAD2 3,563 4,345,000 SH X 02 X
TERSORO PETE CORP 881609101 1,024 89,000 SH X 02 X
TEXACO INC 881694103 780 14,507 SH X 02 X
TEXAS INSTRUMENTS INC 882508104 448 2,800 SH X 02 X
THERMO ELECTRON CORP SUB DEB CONV 883556AF9 8,483 9,225,000 SH X 02 X
THOMAS & BETTS CORP 884315102 240 8,500 SH X 02 X
3COM CORP 885535104 287 5,162 SH X 02 X
TORCHMARK CORP 891027104 271 11,696 SH X 02 X
TRIBUNE CO NEW 896047107 5,840 159,700 SH X 02 X
TRUE NORTH COMM 897844106 590 15,000 SH X 02 X
TRUMP HOTEL & CASINO RESORTS INC 898168109 1,053 337,100 SH X 02 X
UAM FDS INC 902555796 436 28,899 SH X 02 X
UICI 902737105 249 37,659 SH X 02 X
USAA MUT FD INC 903288603 4,531 253,873 SH X 02 X
UNILEVER N V - W/I COM 904784709 241 5,000 SH X 02 X
UNICOM CORPORATION 904911104 461 12,642 SH X 02 X
UNION PACIFIC CORP 907818108 620 15,844 SH X 02 X
UNISYS CORP 909214108 378 14,714 SH X 02 X
UNITED ASSET MGMT CORP 909420101 1,594 92,100 SH X 02 X
UNITED PARCEL SVC INC CL B 911312106 299 4,750 SH X 02 X
U S WEST INC NEW 91273H101 1,540 21,205 SH X 02 X
U S TRUST CORP NEW 91288L105 441 2,332 SH X 02 X
UNITED TECHNOLOGIES CORP 913017109 1,342 21,237 SH X 02 X
US FREIGHTWAYS CORP 916906100 860 23,000 SH X 02 X
VALERO ENERGY CORP 91913Y100 1,978 64,600 SH X 02 X
SCUDDER EQUITY TR VALUE FD 920390101 592 24,546 SH X 02 X
VAN KAMP CAP EMRGING GROWTH 92113B106 5,575 50,725 SH X 02 X
VANGUARD SPECIALIZED PTFLS 921908703 112 11,227 SH X 02 X
VANGUARD WORLD FUND INTERNATIONAL 921910204 8,521 357,266 SH X 02 X
VANGUARD GROWTH & INCOME FD #93 921913109 4,588 126,145 SH X 02 X
VANGUARD BALANCED INDEX FUND 921931101 8,134 392,560 SH X 02 X
VANGUARD WELLINGTON FUND INC 921935102 14,733 539,680 SH X 02 X
VANGUARD / PRIMECAP FD INC 921936100 3,311 45,208 SH X 02 X
VANGUARD BD INDEX FD INC 921937108 320 33,238 SH X 02 X
VANGUARD BD INDEX FD INC 921937306 113 11,816 SH X 02 X
VANGUARD WELLESLEY INCOME FUND 921938106 12,303 653,050 SH X 02 X
VANGUARD / TRUSTEES EQTY FD 921939203 3,069 112,731 SH X 02 X
VANGUARD WINDSOR FUND INC 922018106 225 14,888 SH X 02 X
VANGUARD / WINDSOR FD INC 922018205 3,680 147,443 SH X 02 X
</TABLE>
10
<PAGE> 14
SECURITIES AND EXCHANGE COMMISSIONS FORM 13F INFORMATION
PREPARED FOR THE CHICAGO TRUST COMPANY
AS OF 03/31/2000
<TABLE>
<CAPTION>
COLUMN 1&2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
- ------------------------------------ --------- --------- ---------------------- ------------------- -------- -----------------
INVESTMENT VOTING
NAME OF ISSUER AND TITLE OF CLASS CUSIP MARKET SHRS OR SH/ PUT/ DISCRETION MANAGERS AUTHORITY
VALUE PRIN AMT PRN CALL SOLE SHRD OTHER SOLE SHRD NONE
(X 1000) (A) (B) (C) (A) (B) (C)
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
VANGUARD FIXED INCOME SEC FD 922031208 377 53,008 SH X 02 X
VANGUARD FIXED INCOME SEC FD 922031307 342 34,589 SH X 02 X
VANGUARD FIXED INCOME SEC FD 922031604 150 15,200 SH X 02 X
VANGUARD INSTITUTIONAL INDEX 922040100 362,938 2,654,415 SH X 02 X
VANGUARD MONEY MKT RESVS INC 922906300 3,627 3,627,068 SH X 02 X
VANGUARD MUNICIPAL INTERMEDIATE 922907209 438 34,149 SH X 02 X
VANGUARD INDEX TRUST 500 PORTFOLIO 922908108 15,784 114,312 SH X 02 X
VANGUARD TOTAL STOCK INDEX FUND 922908306 4,517 131,419 SH X 02 X
VANGUARD VALUE INDEX FUND 922908405 3,278 146,084 SH X 02 X
VANGUARD INDEX SMALL CAPITALIZATION 922908702 505 20,210 SH X 02 X
VANGUARD INDEX TR 922908843 769 61,006 SH X 02 X
VITESSE SEMICONDUCTOR CORP 928497106 10,251 106,500 SH X 02 X
VODAFONE AIRTOUCH PLC 92857T107 1,459 26,260 SH X 02 X
WPG NETWORKING FUND LP 92930A919 250 250,000 SH X 02 X
WPS RESOURCES CORP 92931B106 356 13,748 SH X 02 X
WAL MART STORES INC 931142103 1,212 21,454 SH X 02 X
WALGREEN CO 931422109 62,266 2,418,106 SH X 02 X
WALLACE COMPUTER SERVICES IN 932270101 756 64,000 SH X 02 X
WARNER LAMBERT CO 934488107 2,719 27,833 SH X 02 X
WASHINGTON MUTUAL INVESTORS FUND 939330106 25,735 882,567 SH X 02 X
WASTE MGMT INC DEL SUB NT CONV 94106LAA7 1,772 2,010,000 SH X 02 X
BANKERS TRUST PYRAMID GIC FUND II 944599M14 451 451,168 SH X 02 X
WEITZ PARTNERS INC 948906102 5,635 300,545 SH X 02 X
WELLS FARGO CO 949746101 22,280 546,762 SH X 02 X
WEYERHAEUSER CO 962166104 208 3,650 SH X 02 X
WHITMAN CORP COM 96647R107 201 14,409 SH X 02 X
WILMINGTON TRUST COMPANY DEL 971807102 1,517 31,200 SH X 02 X
WISCONSIN ENERGY CORP 976657106 454 22,785 SH X 02 X
WORLD INVT SER INC 981487838 345 8,555 SH X 02 X
WYNDHAM INTL INC CL A 983101106 28 15,000 SH X 02 X
ZOMAX INC 989929104 1,639 27,200 SH X 02 X
LORAL SPACE & COMMUNICATIONS G56462107 104 10,200 SH X 02 X
TRANSOCEAN SEDCO FOREX INC O G90078109 3,334 64,978 SH X 02 X
ORTHOFIX INTERNATIONAL N V N6748L102 1,540 88,000 SH X 02 X
TOTAL 5,202,737 197,206,719
</TABLE>
11
|
|