UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON D.C. 20549
FORM 24F-2
ANNUAL NOTICE OF SECURITIES SOLD
PURSUANT TO RULE 24F-2
1. Name of address of issuer:
Principal Preservation Portfolios, Inc.
215 N. Main Street
West Bend WI 53095
2. The name of each series or class of securities for which this Form is filed
(If the Form is being filed for all series and classes of securities of the
issuer, check the box but do not list series or classes): o
Tax-Exempt; Government; S&P 100 Plus Class A and Class B Shares;
Dividend Achievers Class A and Class B Shares; Select Value Class A
and Class B Shares; PSE Tech 100 Index Class A and Class B Shares and
Managed Growth Class A and Class B Shares
3. Investment Company Act File Number:
811-4401
Securities Act File Number:
33-12
4(a). Last day of fiscal year for which this Form is filed:
October 31, 1999
4(b).o Check box if this Form is being filed late (i.e. more than 90 calendar
days after the end of the issuer's fiscal year). (See Instruction A.2)
Note: If the Form is being filed late, interest must be paid on the registration
fee due.
4(c).o Check box if this is the last time the issuer will be filing this Form.
5. Calculation of registration fee:
(I) Aggregate sale price of securities sold during
the fiscal year pursuant to section 24(f): $200,987,101
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(ii) Aggregate price of securities redeemed or
repurchased during the fiscal year: $ 48,202,535
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(iii) Aggregate price of securities redeemed or
repurchased during any prior fiscal year
ending no earlier than October 11, 1995
that were not previously used to reduce
registration fees payable to the
Commission: $ -0-
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(iv) Total available redemption credits (add
Items 5(ii) and 5(iii): $(48,702,535)
------------
(v) Net sales - if Item 5(I) is greater than
Item 5(iv)[subtract Item 5 (iv) from Item 5(I)]: $152,284,565
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(vi) Redemption credits available for use
in future years -- if Item 5(I) is
less than Item 5 (iv) [subtract item
5(iv) from Item 5(I)]: $ -0-
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(vii) Multiplier for determining registration
fee (See Instruction C.9): x .000264
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(viii) Registration fee due [multiply Item 5(v)
by Item 5(vii)] [Enter "0" if no fee is due): =$ 40,203.13
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6. Prepaid Shares
If the response to Item 5(I) was determined by deducting an amount of
securities that were registered under the Securities Act of 1933 pursuant
to rule 24e-2 as in effect before October 11, 1997, then report the amount
of securities (number of shares or other units) deducted here: -0-.
If there is a number of shares or other units that were registered pursuant
to the rule 24e-2 remaining unsold at the end of the fiscal year for which
this form is filed that are available for use by the issuer in future
fiscal years, then state that number here: -0-.
7. Interest due - if this Form is being filed more than 90 days after the end
of the issuer's fiscal year (see Instruction D):
+$ -0-
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8. Total of the amount of the registration fee due plus any interest due [line
5(viii) plus line 7]:
=$ 40,203.13
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9. Date the registration fee and any interest payment was sent to the
Commission's lockbox depository: December 30, 1999
Method of Delivery:
x Wire Transfer
Mail or other means
SIGNATURES
This report has been signed below by the following persons on behalf of the
issuer and in the capacities and on the dates indicated.
By (Signature and Title)* /s/ Robert J. Tuszynski
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Robert J. Tuszynski, President & CEO
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Date: December 30, 1999