<PAGE> 1
UNITED STATES
SECURITIES EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. 3)
RES-CARE, INC.
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(Name of Issuer)
COMMON STOCK
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(Title of Class of Securities)
760943100
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(CUSIP Number)
Check the following box if a fee is being paid with this statement [ ]. (A
fee is not required only if the filing person: (1) has a previous statement on
file reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP NO. 760943100 13G
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1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
James R. Fornear
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ( X ) (b) ( )
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
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Number of 5. SOLE VOTING POWER
Shares 1,724,932
-------------------------------------------
Beneficially 6. SHARED VOTING POWER
Owned By None.
-------------------------------------------
Each 7. SOLE DISPOSITIVE POWER
Reporting 1,724,932
-------------------------------------------
Person 8. SHARED DISPOSITIVE POWER
With None.
-------------------------------------------
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,724,932
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES* ( X )
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11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
17.1%
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12. TYPE OF REPORTING PERSON*
IN
- --------------------------------------------------------------------------------
* SEE INSTRUCTION BEFORE FILING OUT
<PAGE> 3
CUSIP NO. 760943100 13G
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1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Margaret H. Fornear
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) ( X ) (b) ( )
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3. SEC USE ONLY
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4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States Citizen
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Number of 5. SOLE VOTING POWER
Shares 1,354,106
------------------------------------------
Beneficially 6. SHARED VOTING POWER
Owned By None.
------------------------------------------
Each 7. SOLE DISPOSITIVE POWER
Reporting 1,354,106
------------------------------------------
Person 8. SHARED DISPOSITIVE POWER
With None.
------------------------------------------
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9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,354,106
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10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES SHARES* ( X )
- -------------------------------------------------------------------------------
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
13.5%
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12. TYPE OF REPORTING PERSON*
IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
<PAGE> 4
SCHEDULE 13G - TO BE INCLUDED IN STATEMENTS
FILED PURSUANT TO RULE 13d-1(b) or 13d-2(b)
Item 1(a). Name of Issuer:
Res-Care, Inc.
Item 1(b). Name of Issuer's Principal Executive Offices:
10140 Linn Station Road
Louisville, KY 40223
Item 2(a). Name of Person Filing:
James R. Fornear on behalf of a group consisting of James R.
Fornear and Margaret H. Fornear.
Item 2(b). Address or Principal Business Office or, if None, Residence:
4331 U.S. Highway 60 East
Marion, KY 42064
Item 2(c). Citizenship:
United States Citizen
Item 2(d). Title Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
760943100
Item 3. Not applicable.
<TABLE>
<CAPTION>
Item 4. Ownership:
<S> <C> <C>
(a) Amount Beneficially Owned: James R. Fornear - 1,724,932
Margaret H. Fornear - 1,354,106
(b) Percent of Class: James R. Fornear - 17.1%
Margaret H. Fornear - 13.5%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote: James R. Fornear - 1,724,932
Margaret H. Fornear - 1,354,106
(ii) shared power to vote or to direct the vote: James R. Fornear - 0
Margaret H. Fornear - 0
</TABLE>
<PAGE> 5
<TABLE>
<S> <C> <C>
(iii) sole power to dispose or to direct the disposition of: James R. Fornear - 1,724,932
Margaret H. Fornear - 1,354,106
(iv) shared power to dispose or to direct the disposition of: James R. Fornear - 0
Margaret H. Fornear - 0
</TABLE>
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of more than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding
Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
See attached Exhibit A and Exhibit B.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
<PAGE> 6
Signature
- ---------
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
April 3, 1997
---------------------------------------------
Date
/S/ James. R. Fornear
---------------------------------------------
Signature
James R. Fornear
---------------------------------------------
Name/Title
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EXHIBIT A
---------
James R. Fornear
Margaret H. Fornear
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EXHIBIT B
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RULE 13d-1(e) AGREEMENT
The undersigned persons on this 3rd day of April, 1997, agree and
consent to the joint filing on their behalf of this Schedule 13G in connection
with their beneficial ownership of the common stock of Res-Care, Inc. at
December 31, 1996.
/S/ James. R. Fornear
------------------------------------------
James R. Fornear
/S/ Margaret H. Fornear
------------------------------------------
Margaret H. Fornear
