SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
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SCHEDULE 13D
(RULE 13D-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13D-1(A) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13D-2(A)
(AMENDMENT NO. 1)(1)
First American Health Concepts
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(Name of Issuer)
Common Stock, no par value
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(Title of Class of Securities)
31852 M-10-5
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(CUSIP Number)
John R. Behrmann
Behrwood Capital Services, Inc.
105 Leader Heights Road, Suite 100
York, Pennsylvania 17404
(717) 747-9448
---------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
December 31, 1998
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(Date of Event Which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is filing
this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the
following box [ ].
NOTE: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. SEE Rule 13d-7(b)
for other parties to whom copies are to be sent.
- ----------
(1) The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
(Continued on following pages)
(Page 1 of 10 Pages)
<PAGE>
AMENDMENT NO. 1 TO SCHEDULE 13D
PURSUANT TO RULE 13d-2(a)
OF THE
GENERAL RULES AND REGULATIONS
UNDER THE
SECURITIES EXCHANGE ACT OF 1934, AS AMENDED
This Amendment No. 1 amends the original Schedule 13D filed with the
Securities and Exchange Commission on January 15, 1999 by John R. Behrmann,
Nancy Behrmann and the J&N Family Limited Partnership, together, as a group.
<PAGE>
SCHEDULE 13D
- ---------------------- ------------------
CUSIP NO. 31852 M-10-5 PAGE 2 OF 10 PAGES
- ---------------------- ------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John R. Behrmann
----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF, SC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
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6 CITZENSHIP OR PLACE OF ORGANIZATION
United States
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7 SOLE VOTING POWER
30,000
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 139,883
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 30,000
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
139,883
-----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
169,883
----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
6.4%
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14 TYPE OF REPORTING PERSON*
IN
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<PAGE>
SCHEDULE 13D
- ---------------------- ------------------
CUSIP NO. 31852 M-10-5 PAGE 3 OF 10 PAGES
- ---------------------- ------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nancy Behrmann
----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
----------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
----------------------------------------------------------------------------
6 CITZENSHIP OR PLACE OF ORGANIZATION
United States
----------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 139,883
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
139,883
-----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
139,883
----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.4%
----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
----------------------------------------------------------------------------
<PAGE>
SCHEDULE 13D
- ---------------------- ------------------
CUSIP NO. 31852 M-10-5 PAGE 4 OF 13 PAGES
- ---------------------- ------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
J&N Family Limited Partnership
23-2963821
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
----------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
----------------------------------------------------------------------------
6 CITZENSHIP OR PLACE OF ORGANIZATION
Pennsylvania
----------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 139,883
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
139,883
-----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
139,883
----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.4%
----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN
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<PAGE>
SCHEDULE 13D
- ---------------------- ------------------
CUSIP NO. 31852 M-10-5 PAGE 5 OF 10 PAGES
- ---------------------- ------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
John R. Behrmann as General Partner in
J&N Family Limited Partnership
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
----------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
----------------------------------------------------------------------------
6 CITZENSHIP OR PLACE OF ORGANIZATION
United States
----------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 139,883
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
139,883
-----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
139,883
----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.4%
----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
----------------------------------------------------------------------------
<PAGE>
SCHEDULE 13D
- ---------------------- ------------------
CUSIP NO. 31852 M-10-5 PAGE 6 OF 10 PAGES
- ---------------------- ------------------
1 NAME OF REPORTING PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nancy Behrmann as General Partner in
J&N Family Limited Partnership
----------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X]
(b) [ ]
----------------------------------------------------------------------------
3 SEC USE ONLY
----------------------------------------------------------------------------
4 SOURCE OF FUNDS*
PF
----------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) OR 2(e) [ ]
----------------------------------------------------------------------------
6 CITZENSHIP OR PLACE OF ORGANIZATION
United States
----------------------------------------------------------------------------
7 SOLE VOTING POWER
0
NUMBER OF -----------------------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY 139,883
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING 0
PERSON -----------------------------------------------------------
WITH 10 SHARED DISPOSITIVE POWER
139,883
-----------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
139,883
----------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ]
----------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
5.4%
----------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
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<PAGE>
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
The information in Item 3 is supplemented as follows:
John R. Behrmann, individually, holds stock options representing the right
to purchase a total of 30,000 shares of FAHC common stock. All of Mr. Behrmann's
stock options are currently exercisable. To date, Mr. Behrmann has not exercised
any of his options.
The J&N Family Limited Partnership acquired additional shares of FAHC
common stock in December, 1998 as follows:
Date Number of Shares Purchase Price Per Share
---- ---------------- ------------------------
December 21, 1998 2,800 $3.9375
December 29, 1998 3,500 $3.9375
December 31, 1998 18,077 $3.8750
ITEM 4. PURPOSE OF TRANSACTION.
The information in Item 4 is supplemented as follows:
The J&N Family Limited Parnership purchased the additional shares of FAHC
common stock for investment.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
The information in Item 5 is amended in its entirety to read as
follows:
John R. Behrmann, Nancy Behrmann, and the J&N Family Limited Partnership, as a
Group**
(i) Aggregate number of shares: 169,883
(ii) Percentage of class: 6.4%*
(iii) Sole voting power: 30,000
(iv) Shared voting power: 139,883
(v) Sole dispositive power: 30,000
(vi) Shared dispositive power: 139,883
* Based on 2,604,736 outstanding shares of FAHC common stock.
** John R. and Nancy Behrmann together share equal voting and dispositive
power over the shares owned by the J&N Family Limited Partnership. John R.
Behrmann possesses sole voting and dispositive power over the options
beneficially owned by Mr. Behrmann individually.
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR RELATIONSHIPS WITH RESPECT
TO SECURITIES OF THE ISSUER.
Item 6 is amended in its entirety to read as follows:
John R. Behrmann, individually, holds stock options representing the right
to purchase a total of 30,000 shares of FAHC common stock. All of Mr. Behrmann's
stock options are currently exercisable. To date, Mr. Behrmann has not exercised
any of his options.
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this Schedule 13D is true, complete,
and correct.
/s/ John R. Behrmann
------------------------------
John R. Behrmann
Date: October 30, 1999
/s/ Nancy P. Behrmann
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Nancy Behrmann
Date: October 30, 1999
J&N Family Limited Partnership
By: /s/ John R. Behrmann
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John R. Behrmann
Its: General Partner
Date: October 30, 1999
