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CUSIP NO. 228190104 PAGE 1 OF 10 PAGES
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
(AMENDMENT NO. 1)*
UNDER THE SECURITIES EXCHANGE ACT OF 1934
Crown Andersen, Inc.
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
228190104
----------------------------------------
(CUSIP Number)
Philip DeZwirek
505 University Avenue, Ste. 1900
Toronto, Ontario CANADA M5G 1X3
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(Name, Address and Telephone Number of Person Authorized to Receive Notices
and Communications)
November 6, 1998
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(Date of Event which Requires Filing of this Statement
If the filing person has previously filed a statement on Schedule 13G to report
the acquisitions which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box / /.
NOTE: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d-1(a) for other parties to whom copies are to be
sent.
*The Remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
t be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the act (however, see the
Notes).
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CUSIP NO. 228190104 PAGE 2 OF 10 PAGES
SCHEDULE 13D
================================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CECO Environmental Corp.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /x/
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED / /
PURSUANT TO ITEMS 2(d) OR 2(E)
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
New York
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7 SOLE VOTING POWER
36,600
NUMBER OF --------------------------------------------
SHARES 8 SHARED VOTING POWER
BENEFICIALLY
OWNED BY --------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 36,600
--------------------------------------------
10 SHARED DISPOSITIVE POWER
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,600 shares
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) / /
EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.4%
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14 TYPE OF REPORTING PERSON
CO
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CUSIP NO. 228190104 PAGE 3 OF 10 PAGES
SCHEDULE 13D
==============================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Icarus Investment Corp.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /x/
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED / /
PURSUANT TO ITEMS 2(d) OR 2(E)
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Canada
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7 SOLE VOTING POWER
----------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 36,600
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
36,600
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,600 shares
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) / /
EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.4%
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14 TYPE OF REPORTING PERSON
CO
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CUSIP NO. 228190104 PAGE 4 OF 10 PAGES
SCHEDULE 13D
================================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Phillip DeZwirek
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /x/
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED / /
PURSUANT TO ITEMS 2(d) OR 2(E)
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Canadian Citizen
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7 SOLE VOTING POWER
15,400
-----------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 36,600
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH 15,400
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
36,600
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
52,000 shares
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) / /
EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
3.4%
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14 TYPE OF REPORTING PERSON
IN
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CUSIP NO. 228190104 PAGE 5 OF 10 PAGES
SCHEDULE 13D
==============================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jason Louis DeZwirek
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /x/
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED / /
PURSUANT TO ITEMS 2(d) OR 2(E)
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Canadian Citizen
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7 SOLE VOTING POWER
----------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 36,600
OWNED BY ----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH
----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
36,600
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11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,600 shares
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12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) / /
EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.4%
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14 TYPE OF REPORTING PERSON
IN
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CUSIP NO. 228190104 PAGE 6 OF 10 PAGES
SCHEDULE 13D
================================================================================
1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
IntroTech Investments, Inc.
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) /x/
(b) / /
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
WC
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDING IS REQUIRED / /
PURSUANT TO ITEMS 2(d) OR 2(E)
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6 CITIZENSHIP OR PLACE OR ORGANIZATION
Canada
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7 SOLE VOTING POWER
-----------------------------------------------------------
NUMBER OF 8 SHARED VOTING POWER
SHARES
BENEFICIALLY 36,600
OWNED BY -----------------------------------------------------------
EACH 9 SOLE DISPOSITIVE POWER
REPORTING
PERSON WITH
-----------------------------------------------------------
10 SHARED DISPOSITIVE POWER
36,600
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
36,600 shares
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) / /
EXCLUDES CERTAIN SHARES*
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13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.4%
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14 TYPE OF REPORTING PERSON
CO
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CUSIP NO. 228190104 PAGE 7 OF 10 PAGES
SCHEDULE 13-D
Amendment No. 1
CROWN ANDERSEN, INC.
Amendment No. 1 to Schedule 13D filed by CECO Environmental, Inc. ("CEC"),
Phillip DeZwirek, Jason Louis DeZwirek, Icarus Investment Corp. ("Icarus"), and
IntroTech Investments, Inc. ("IntroTech"). This Amendment No. 1 amends the
Schedule 13D dated October 23, 1998, to reflect that none of the Reporting
Persons own 5% or more of the Issuer's common stock and consequently are no
longer subject to the reporting requirements under Section 13(d) of the
Securities Act Exchange of 1934, as amended. Only those items amended are
included herein.
Item 5 for CECO Environmental Corp.
Item 5. Interest in Securities of the Issuer.
(a) CEC beneficially owns 36,600 shares or 2.4%
of the outstanding common stock of Issuer.
CEC owns all of such shares directly.
(b) CEC has sole voting power and sole
dispositive power with respect to such
36,600 shares of common stock of Issuer.
(c) From the date of the filing on Schedule 13D,
CEC has made the following open market sales
in the Issuer's stock, all effectuated in
its account at Taurus Capital Markets
located in Toronto, Ontario.
<TABLE>
<CAPTION>
DATE - 1998 # OF SHARES SHARE PRICE
----------- ----------- -----------
<S> <C> <C>
November 6, 1998 10,000 3.625
November 9, 1998 2,500 3.625
November 12, 1998 5,000 3.875
November 12, 1998 5,000 4.000
November 12, 1998 1,000 4.1875
November 17, 1998 300 4.1875
November 18, 1998 1,200 4.1875
</TABLE>
Items 3 and 5 for Icarus Investment Corp.
Item 3. Source and Amount of Funds or Other Considerations.
Icarus indirectly owns the 36,600 shares of Issuer
owned by CEC by virtue of directly owning 15.91% of
the shares of CEC.
Item 5. Interest in Securities of the Issuer.
(a) By virtue of owning 15.91% of the
outstanding stock of CEC, Icarus
beneficially owns the 36,600 shares of
common stock of Issuer owned by CEC. Icarus
owns all of such shares indirectly through
its direct ownership of common stock of CEC.
(b) By virtue of owning 15.91% of the
outstanding stock of CEC, Icarus has shared
voting power and shared dispositive power
with respect to the 36,600 shares of common
stock of Issuer owned by CEC. Such powers
are shared with the other shareholders of
CEC.
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CUSIP NO. 228190104 PAGE 8 OF 10 PAGES
(c) See CEC's response to Item 5(c) herein.
Item 5 for Phillip DeZwirek.
Item 5. Interest in Securities of the Issuer.
(a) Mr. Phillip DeZwirek owns 15,400 shares of the common
stock of Issuer directly. By virtue of owning 26.87% of
the outstanding stock of CEC (including the warrants to
purchase 1,250,000 shares of common stock), Mr. DeZwirek
beneficially owns the 36,600 shares of common stock of
Issuer owned by CEC. Mr. DeZwirek owns 13.84% of the
outstanding stock of CEC indirectly through his direct
ownership of 50% of the stock of Icarus and owns 13.03%
of the outstanding stock of CEC directly (including as
outstanding the securities underlying the warrants to
purchase 1,250,000 shares of common stock).
(b) Mr. DeZwirek has sole voting and sole dispositive power
with respect to 15,400 shares of stock of Issuer. Mr.
DeZwirek also has shared voting power and shared
dispositive power with respect to the 36,600 shares of
common stock of Issuer owned by CEC as a result of his
position as a director of CEC and by virtue of owning
26.87% of the outstanding stock of CEC (including as
outstanding the securities underlying the warrants to
purchase 1,250,000 shares of common stock). Mr.
DeZwirek owns shares of Issuer indirectly through his
50% ownership of Icarus which entity owns 13.84% of the
outstanding common stock of CEC (including as
outstanding the shares of common stock underlying Mr.
DeZwirek's warrants). Mr. DeZwirek also owns shares of
Issuer common stock indirectly through his direct
ownership of 13.03% of the outstanding common stock of
CEC (including as outstanding the securities underlying
the warrants to purchase 1,250,000 of common stock).
Mr. DeZwirek is the Chief Executive Officer, Chief
Financial Officer and a director of CEC.
(c) Mr. DeZwirek purchased his 15,400 shares of
Issuer that he owns directly in open market
transactions. With respect to the shares of
Issuer owned indirectly through beneficial
ownership of CEC shares, see CEC's response
to Item 5(c) herein.
(e) November 6, 1998.
Item 5 inclusive for Jason Louis DeZwirek.
Item 5. Interest in Securities of the Issuer.
(a) By virtue of owning 34.96% of the stock of CEC, Mr.
DeZwirek beneficially owns the 36,600 shares of common
stock of Issuer owned by CEC. Mr. DeZwirek owns 15.91%
of the outstanding stock of CEC indirectly through his
direct ownership of 50% of the stock of Icarus. Mr.
DeZwirek owns an additional 19.06% of the outstanding
stock of CEC through his ownership of all the stock of
IntroTech.
(b) By virtue of owning 34.96% of the stock of CEC, Mr.
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CUSIP NO. 228190104 PAGE 9 OF 10 PAGES
DeZwirek has shared voting power and shared
dispositive power with respect to the 36,600
shares of common stock of Issuer owned by
CEC. This power applies to all of the share
of Issuer owned indirectly by Mr. DeZwirek.
Mr. DeZwirek owns those shares indirectly
through his 50% ownership of Icarus which
entity owns 15.91% of the outstanding common
stock of CEC and his ownership of IntroTech
which owns 19.06% of the outstanding common
stock of CEC. Such powers are shared with
the other shareholders of CEC.
(c) See CEC's response to Item 5(c) herein.
Items 3 and 5 for IntroTech Investments, Inc.
Item 3. Source and Amount of Funds or Other Considerations.
By virtue of IntroTech owning 19.06% of CEC,
IntroTech beneficially owns the 36,600 shares of
Issuer owned by CEC.
Item 5. Interest in Securities of the Issuer.
(a) By virtue of IntroTech owning 19.06% of CEC,
IntroTech beneficially owns the 36,600
shares of common stock of Issuer owned by
CEC. IntroTech owns all of such shares
indirectly through its direct ownership of
common stock of CEC.
(b) By virtue of IntroTech owning 19.06% of CEC
IntroTech has shared voting power and shared
dispositive power with respect to the 36,600
shares of common stock of Issuer owned by
CEC. Such powers are shared with the other
shareholders of CEC.
(c) See CEC's response to Item 5(c).
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CUSIP NO. 228190104 PAGE 10 OF 10 PAGES
Signatures.
After reasonable inquiry and to the best of our knowledge and belief,
and undersigned certify that the information set forth in this statement is
true.
November 30, 1998
CECO ENVIRONMENTAL CORP.
By: /s/ Phillip DeZwirek
----------------------------
Phillip DeZwirek
Chief Executive Officer
ICARUS INVESTMENT CORP.
By: /s/ Phillip DeZwirek
----------------------------
Phillip DeZwirek
Chief Executive Officer
/s/ Phillip DeZwirek
----------------------------
Phillip DeZwirek
/s/ Jason Louis DeZwirek
----------------------------
Jason Louis DeZwirek
INTROTECH INVESTMENTS, INC.
By: /s/ Jason Louis DeZwirek
----------------------------
Jason Louis DeZwirek
Chief Executive Officer
