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SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No.19)*
Associated Banc-Corp
--------------------
(Name of Issuer)
Common Stock, Par Value $0.01
-----------------------------
(Title of Class of Securities)
045487-10-5
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(CUSIP Number)
Check the following box if a fee is being paid with this statement ____.
(A fee is not required only if the filing person: (1) has a previous statement
on file reporting beneficial ownership of more than five percent of the class
of securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on the following pages)
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CUSIP No. 045487-10-5 13-G
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Banc-Corp
Associated Bank Green Bay, National Association
Associated Bank, National Association
Associated Bank Lakeshore, National Association
Associated Trust Company, Inc.
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2 Check the Appropriate Box if a Member of a Group* (a)
-----
(b)
-----
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3 SEC Use Only
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4 Citizenship or Place of Organization
Associated Banc-Corp--Wisconsin Corporation
Associated Bank Green Bay, National Association-Federally Chartered Bank
Associated Bank, National Association--Federally Chartered Bank
Associated Bank Lakeshore, National Association--Federally Chartered Bank
Associated Trust Company, Inc.--State Chartered Bank
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Number of Shares Beneficially Owned by Each Reporting Person With
5 Sole Voting Power
Associated Banc-Corp None
Associated Bank Green Bay, National Association 871,833
Associated Bank, National Association 8,061
Associated Bank Lakeshore, National Association 2,419
Associated Trust Company, Inc. 100,409
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6 Shared Voting Power
Associated Banc-Corp None
Associated Bank Green Bay, National Association 21,610
Associated Bank, National Association None
Associated Bank Lakeshore, National Association None
Associated Trust Company, Inc. None
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7 Sole Dispositive Power
Associated Banc-Corp None
Associated Bank Green Bay, National Association 1,058,924
Associated Bank, National Association 418,348
Associated Bank Lakeshore, National Association 192,565
Associated Trust Company, Inc. 105,175
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 045487-10-5 13-G
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8 Shared Dispositive Power
Associated Banc-Corp None
Associated Bank Green Bay, National Association 72,024
Associated Bank, National Association 104,322
Associated Bank Lakeshore, National Association 1,361
Associated Trust Company, Inc. 12,423
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Banc-Corp 1,965,142
Associated Bank Green Bay, National Association 1,130,948
Associated Bank, National Association 522,670
Associated Bank Lakeshore, National Association 193,926
Associated Trust Company, Inc. 117,598
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Banc-Corp 10.7%
Associated Bank Green Bay, National Association 6.2%
Associated Bank, National Association 2.9%
Associated Bank Lakeshore, National Association 1.1%
Associated Trust Company, Inc. .64%
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12 Type of Reporting Person*
Associated Banc-Corp HC
Associated Bank Green Bay, National Association BK
Associated Bank, National Association BK
Associated Bank Lakeshore, National Association BK
Associated Trust Company, Inc. BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Banc-Corp
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2 Check the Appropriate Box if a Member of a Group* (a)
-----
(b) X
-----
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3 SEC Use Only
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4 Citizenship or Place of Organization
Associated Banc-Corp--Wisconsin Corporation
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Number of Shares Beneficially Owned by Each Reporting Person With
5 Sole Voting Power None
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6 Shared Voting Power None
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7 Sole Dispositive Power None
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8 Shared Dispositive Power None
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Banc-Corp 1,965,142
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Banc-Corp 10.7%
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12 Type of Reporting Person*
Associated Banc-Corp HC
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
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CUSIP No. 045487-10-5 13-G
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Bank Green Bay, National Association
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2 Check the Appropriate Box if a Member of a Group* (a)
-----
(b) X
-----
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3 SEC Use Only
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4 Citizenship or Place of Organization
Associated Bank Green Bay, National Association--Federally Chartered Bank
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Number of Shares Beneficially Owned by Each Reporting Person With
5 Sole Voting Power 871,833
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6 Shared Voting Power 21,610
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7 Sole Dispositive Power 1,058,924
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8 Shared Dispositive Power 72,024
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Bank Green Bay, National Association 1,130,948
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Bank Green Bay, National Association 6.2%
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12 Type of Reporting Person*
Associated Bank Green Bay, National Association BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Bank, National Association
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2 Check the Appropriate Box if a Member of a Group* (a)
-----
(b) X
-----
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3 SEC Use Only
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4 Citizenship or Place of Organization
Associated Bank, National Association--Federally Chartered Bank
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Number of Shares Beneficially Owned by Each Reporting Person With
5 Sole Voting Power 8,061
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6 Shared Voting Power 0
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7 Sole Dispositive Power 418,348
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8 Shared Dispositive Power 104,322
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Bank, National Association 522,670
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Bank, National Association 2.8%
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12 Type of Reporting Person*
Associated Bank, National Association BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Bank Lakeshore, National Association
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2 Check the Appropriate Box if a Member of a Group* (a)
-----
(b) X
-----
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3 SEC Use Only
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4 Citizenship or Place of Organization
Associated Bank Lakeshore, National Association--Federally Chartered Bank
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Number of Shares Beneficially Owned by Each Reporting Person With
5 Sole Voting Power 2,419
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6 Shared Voting Power None
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7 Sole Dispositive Power 192,565
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8 Shared Dispositive Power 1,361
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Bank Lakeshore, National Association 193,926
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Bank Lakeshore, National Association 1.1%
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12 Type of Reporting Person*
Associated Bank Lakeshore, National Association BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Trust Company, Inc.
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2 Check the Appropriate Box if a Member of a Group* (a)
-----
(b) X
-----
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3 SEC Use Only
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4 Citizenship or Place of Organization
Associated Trust Company, Inc.--State Chartered Bank
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Number of Shares Beneficially Owned by Each Reporting Person With
5 Sole Voting Power 100,409
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6 Shared Voting Power None
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7 Sole Dispositive Power 105,175
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8 Shared Dispositive Power 12,423
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Trust Company, Inc. 117,598
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Trust Company, Inc. .64%
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12 Type of Reporting Person*
Associated Trust Company, Inc. BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Check the following box if a fee is being paid with this statement
Item 1(a) Name of Issuer: Associated Banc-Corp
Item 1(b) Address of Issuer's Principal 112 N. Adams St., P. O. Box 13307
Executive Offices: Green Bay, WI 54307-3307
Item 2(a) Name of Person(s) Filing: Associated Banc-Corp
Associated Bank Green Bay,
National Association
Associated Bank, National
Association
Associated Bank Lakeshore,
National Association
Associated Trust Company, Inc.
Item 2(b) Address of Principal Business 112 N. Adams Street
Office: P. O. Box 13307
Green Bay, WI 54307-3307
Item 2(c) Citizenship: Associated Banc-Corp -
Wisconsin Corporation
Associated Bank Green Bay,
National Association -
Federally Chartered Bank
Associated Bank, National
Association - Federally
Chartered Bank
Associated Bank Lakeshore,
National Association -
Federally Chartered Bank
Associated Trust Company, Inc. -
State Chartered Bank
Item 2(d) Title of Class of Securities: Common Stock, Par Value $0.01
Item 2(e) CUSIP Number: 045487-10-5
Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b),
check whether the person filing is a:
(a)( ) Broker or dealer registered under Section 15 of the Act
(b)(x ) Bank as defined in Section 3(a)(6) of the Act
(c)( ) Insurance company as defined in Section 3(a)(19) of the
Act
(d)( ) Investment company registered under Section 8 of the
Investment Company Act
(e)( ) Investment adviser registered under Section 203 of the
Investment Advisers Act of 1940
(f)( ) Employee benefit plan, pension fund which is subject to
the provisions of the Employee Retirement Income Security
Act of 1974 or Endowment Fund; see Sec.
240.13d-1(b)(1)(ii)(F)
(g)(x ) Parent holding company, in accordance with Sec.
240.13d-1(b)(ii)(G) (Note: See Item 7)
(h)(x ) Group, in accordance with Sec. 240.13d-1(b)(1)(ii)(H)
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Item 4 Ownership
(a) Amount Beneficially Owned:
1. Associated Banc-Corp 1,965,142
2. Associated Bank Green Bay, National Association 1,130,948
3. Associated Bank, National Association 522,670
4. Associated Bank Lakeshore, National Association 193,926
5. Associated Trust Company, Inc. 117,598
(b) Percent of Class:
1. Associated Banc-Corp 10.7%
2. Associated Bank Green Bay, National Association 6.2%
3. Associated Bank, National Association 2.8%
4. Associated Bank Lakeshore, National Association 1.1%
5. Associated Trust Company, Inc. .64%
(c) Number of shares as to which such person has:
(i) sole power to vote or to direct the vote:
1. Associated Banc-Corp None
2. Associated Bank Green Bay,
National Association 871,833
3. Associated Bank, National Association 8,061
4. Associated Bank Lakeshore,
National Association 2,419
5. Associated Trust Company, Inc. 100,409
(ii) shared power to vote or to direct the vote:
1. Associated Banc-Corp None
2. Associated Bank Green Bay,
National Association 21,610
3. Associated Bank, National Association None
4. Associated Bank Lakeshore,
National Association None
5. Associated Trust Company, Inc. None
<PAGE>
(iii) sole power to dispose or to direct the disposition of:
1. Associated Banc-Corp None
2. Associated Bank Green Bay,
National Association 1,058,924
3. Associated Bank, National Association 418,348
4. Associated Bank Lakeshore,
National Association 192,565
5. Associated Trust Company, Inc. 105,175
(iv) shared power to dispose or to direct the disposition of:
1. Associated Banc-Corp None
2. Associated Bank Green Bay,
National Association 72,024
3. Associated Bank, National Association 104,322
4. Associated Bank Lakeshore,
National Association 1,361
5. Associated Trust Company, Inc. 12,423
Item 5 Ownership of Five Percent or Less of a Class
Not applicable
Item 6 Ownership of More than Five Percent on Behalf of Another Person
Certain of the trusts administered by the constituent
organizations share authority to make certain decisions, including
those dealing with receipt of dividend or direction of receipt of
dividends and receipt of or direction of receipt of sale
proceeds.
Item 7 Identification and Classification of the Subsidiary Which Acquired
the Security Being Reported on by the Parent Holding Company
The parent holding company owns all the shares of a number of
constituent corporations including:
<PAGE>
(i) Associated Bank Green Bay, National Association
(ii) Associated Bank, National Association
(iii) Associated Bank Lakeshore, National Association
(iv) Associated Trust Company, Inc.
All of these institutions are banking institutions and three are
subject to the supervision of the Comptroller of the Currency and
one to the Wisconsin Department of Financial Institutions.
Item 8 Identification and Classification of Members of the Group
Schedule 13G is being filed by a group comprised of Associated
Banc-Corp; Associated Bank Green Bay, National Association;
Associated Bank, National Association; Associated Bank Lakeshore,
National Association; and Associated Trust Company, Inc.
Associated Banc-Corp is a parent holding company of banking
institutions and Associated Bank Green Bay, National Association;
Associated Bank, National Association; Associated Bank Lakeshore,
National Association; and Associated Trust Company, Inc. are banking
institutions.
By signing Schedule 13G to which this is an exhibit, all
institutions agree to file as a group and pursuant to Rule
13d-1(f)(1) as well; although they may not in fact
constitute a group pursuant to Section 13d(3) of the Securities
Exchange Act.
Item 9 Notice of Dissolution of Group
Not applicable.
Item 10 Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired for the
purpose of and do not have the effect of changing or influencing the
control of the issuer of such securities and were not acquired in
connection with or as a participant in any transaction having
such purpose or effect.
<PAGE>
Item 11 Signature
After reasonable inquiry and to the best of my knowledge and belief,
I certify that the information set forth in this statement is true,
complete and correct.
Dated: February 11, 1997
ASSOCIATED BANK GREEN BAY, ASSOCIATED BANC-CORP:
NATIONAL ASSOCIATION:
By: /s/ Mark J. McMullen By: /s/ Brian R. Bodager
------------------------------------ -----------------------------------
Mark J. McMullen Brian R. Bodager
Sr. Executive Vice President, Manager General Counsel and
Corporate Secretary
ASSOCIATED BANK, ASSOCIATED BANK LAKESHORE,
NATIONAL ASSOCIATION: NATIONAL ASSOCIATION:
By: /s/ Michael B. Mahlik By: /s/ William A. Pohlmann
----------------------------------- -----------------------------------
Michael B. Mahlik William A. Pohlmann
Executive Vice President-Trust SVP-Managing Trust Officer
ASSOCIATED TRUST COMPANY, INC.:
By: /s/ Michael B. Mahlik
-----------------------------------
Michael B. Mahlik
Vice President
The submission of this Schedule 13G shall not be deemed an admission
that the person(s) filing this form are the beneficial owners of the
securities reported on herein or are required to so report pursuant to
Section 13(d) of the Securities Exchange Act of 1934 as amended.
