SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 19 )*
Associated Banc-Corp
(Name of Issuer)
Common Stock, Par Value $0.01
(Title of Class of Securities)
045487-10-5
(CUSIP Number)
Check the following box if a fee is being paid with this statement . (A fee
is not required only if the filing person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on the following pages)
Page 2 of 12
<PAGE>
CUSIP No. 045487-10-5 13-G Page 2 of 12 Pages
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Banc-Corp 39-1098068
Associated Bank Green Bay, National Association 39-1941673
Associated Bank, National Association 39-1941670
Associated Bank Lakeshore, National Association 39-1941671
Associated Trust Company, National Association 39-1564826
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2 Check the Appropriate Box if a Member of a Group* (a)
(b)
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3 SEC Use Only
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4 Citizenship or Place of Organization
Associated Banc-Corp - Wisconsin Corporation
Associated Bank Green Bay, National Association - Federally Chartered Bank
Associated Bank, National Association - Federally Chartered Bank
Associated Bank Lakeshore, National Association - Federally Chartered Bank
Associated Trust Company, National Association - Federally Chartered
Trust Company Bank
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Number of 5 Sole Voting Power
Shares Associated Banc-Corp - None
Beneficially Associated Bank Green Bay, National Association - 414,850
Owned by Each Associated Bank, National Association - 13,490
Reporting Associated Bank Lakeshore, National Association - 32,219
Person With Associated Trust Company, National Association - 64,838
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6 Shared Voting Power
Associated Banc-Corp - None
Associated Bank Green Bay, National Association - 31,177
Associated Bank, National Association - None
Associated Bank Lakeshore, National Association - None
Associated Trust Company, National Association - 4,744
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7 Sole Dispositive Power
Associated Banc-Corp - None
Associated Bank Green Bay, National Association - 4,019,028
Associated Bank, National Association - 430,147
Associated Bank Lakeshore, National Association - 272,763
Associated Trust Company, National Association - 179,091
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8 Shared Dispositive Power
Associated Banc-Corp - None
Associated Bank Green Bay, National Association - 78,889
Associated Bank, National Association - 211,921
Associated Bank Lakeshore, National Association - 35,018
Associated Trust Company, National Association - 34,723
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Banc-Corp - 5,261,580
Associated Bank Green Bay, National Association - 4,097,917
Associated Bank, National Association - 642,068
Associated Bank Lakeshore, National Association - 307,781
Associated Trust Company, National Association - 213,814
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Banc-Corp - 8.37%
Associated Bank Green Bay, National Association - 6.52%
Associated Bank, National Association - 1.02%
Associated Bank Lakeshore, National Association - .49%
Associated Trust Company, National Association - .34%
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12 Type of Reporting Person*
Associated Banc-Corp - HC
Associated Bank Green Bay, National Association - BK
Associated Bank, National Association - BK
Associated Bank Lakeshore, National Association - BK
Associated Trust Company, National Association - BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G Page 3 of 12 Pages
- -------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Banc-Corp 39-1098068
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2 Check the Appropriate Box if a Member of a Group*
(a)
(b)
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3 SEC Use Only
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4 Citizenship or Place of Organization
Associated Banc-Corp - Wisconsin Corporation
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Number of 5 Sole Voting Power
Shares
Beneficially None
Owned by
Each
Reporting
Person With
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6 Shared Voting Power
None
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7 Sole Dispositive Power
None
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8 Shared Dispositive Power
None
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Banc-Corp - 5,261,580
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Banc-Corp - 8.37%
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12 Type of Reporting Person*
Associated Banc-Corp - HC
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G Page 4 of 12 Pages
- -------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Bank Green Bay, National Association 39-1941673
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2 Check the Appropriate Box if a Member of a Group*
(a)
(b)
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3 SEC Use Only
- -------------------------------------------------------------------------------
4 Citizenship or Place of Organization
Associated Bank Green Bay, National Association - Federally Chartered Bank
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Number of 5 Sole Voting Power
Shares
Beneficially 414,850
Owned by
Each
Reporting
Person With
- -------------------------------------------------------------------------------
6 Shared Voting Power
31,177
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7 Sole Dispositive Power
4,019,028
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8 Shared Dispositive Power
78,889
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Bank Green Bay, National Association - 4,097,917
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Bank Green Bay, National Association - 6.52%
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12 Type of Reporting Person*
Associated Bank Green Bay, National Association - BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G Page 5 of 12 Pages
- -------------------------------------------------------------------------------
1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Bank, National Association 39-1941671
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2 Check the Appropriate Box if a Member of a Group*
(a)
(b)
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3 SEC Use Only
- -------------------------------------------------------------------------------
4 Citizenship or Place of Organization
Associated Bank, National Association - Federally Chartered Bank
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Number of 5 Sole Voting Power
Shares
Beneficially 13,490
Owned by
Each
Reporting
Person With
- -------------------------------------------------------------------------------
6 Shared Voting Power
None
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7 Sole Dispositive Power
430,147
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8 Shared Dispositive Power
211,921
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9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Bank, National Association - 642,068
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Bank, National Association - 1.02%
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12 Type of Reporting Person*
Associated Bank, National Association - BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G Page 6 of 12 Pages
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Bank Lakeshore, National Association 39-1941670
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2 Check the Appropriate Box if a Member of a Group*
(a)
(b)
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3 SEC Use Only
- -------------------------------------------------------------------------------
4 Citizenship or Place of Organization
Associated Bank Lakeshore, National Association - Federally Chartered Bank
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Number of 5 Sole Voting Power
Shares
Beneficially 32,219
Owned by
Each
Reporting
Person With
- -------------------------------------------------------------------------------
6 Shared Voting Power
None
- -------------------------------------------------------------------------------
7 Sole Dispositive Power
272,763
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8 Shared Dispositive Power
35,018
- -------------------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Bank Lakeshore, National Association - 307,781
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
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11 Percent of Class Represented by Amount in Row 9
Associated Bank Lakeshore, National Association - .49%
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12 Type of Reporting Person*
Associated Bank Lakeshore, National Association - BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 045487-10-5 13-G Page 7 of 12 Pages
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1 Name of Reporting Person
S.S. or I.R.S. Identification No. of Above Person
Associated Trust Company, National Association 39-1564826
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2 Check the Appropriate Box if a Member of a Group*
(a)
(b)
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3 SEC Use Only
- -------------------------------------------------------------------------------
4 Citizenship or Place of Organization
Associated Trust Company, National Association - Federally
Chartered Trust Company Bank
- -------------------------------------------------------------------------------
Number of 5 Sole Voting Power
Shares
Beneficially 64,838
Owned by Each
Reporting
Person With
- -------------------------------------------------------------------------------
6 Shared Voting Power
4,744
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7 Sole Dispositive Power
179,091
- -------------------------------------------------------------------------------
8 Shared Dispositive Power
34,723
- -------------------------------------------------------------------------------
9 Aggregate Amount Beneficially Owned by Each Reporting Person
Associated Trust Company, National Association - 213,814
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10 Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares*
- -------------------------------------------------------------------------------
11 Percent of Class Represented by Amount in Row 9
Associated Trust Company, National Association - .34%
- -------------------------------------------------------------------------------
12 Type of Reporting Person*
Associated Trust Company, National Association - BK
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*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
Check the following box if a fee is being paid with this statement
Item 1(a) Name of Issuer: Associated Banc-Corp
Item 1(b) Address of Issuer's Principal 1200 Hansen Road, P. O. Box 13307
Executive Offices: Green Bay, WI 54307-3307
Item 2(a) Name of Person(s) Filing: Associated Banc-Corp
Associated Bank Green Bay,
National Association
Associated Bank, National Association
Associated Bank Lakeshore,
National Association
Associated Trust Company,
National Association
Item 2(b) Address of Principal Business Office:1200 Hansen Road, P. O. Box 13307
Green Bay, WI 54307-3307
Item 2(c) Citizenship: Associated Banc-Corp - Wisconsin Corporation
Associated Bank Green Bay, National Association -
Federally Chartered Bank
Associated Bank, National Association -
Federally Chartered Bank
Associated Bank Lakeshore, National Association -
Federally Chartered Bank
Associated Trust Company, National Association -
Federally Chartered Trust Company Bank
Item 2(d) Title of Class of Securities: Common Stock, Par Value $0.01
<PAGE>
Item 2(e) CUSIP Number: 045487-10-5
Item 3 If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b),
check whether the person filing is a:
(a) ( ) Broker or dealer registered under Section 15 of the Act
(b) (x ) Bank as defined in Section 3(a)(6) of the Act
(c) ( ) Insurance company as defined in Section 3(a)(19) of the Act
(d) ( ) Investment company registered under Section 8 of the
Investment Company Act
(e) ( ) Investment adviser registered under Section 203 of the
Investment Advisers Act of 1940
(f) ( ) Employee benefit plan, pension fund which is subject to the
provisions of the Employee Retirement Income Security Act
of 1974 or Endowment Fund; see '240.13d- 1(b)(1)(ii)(F)
(g) (x ) Parent holding company, in accordance with '240.13d-1(b)
(ii)(G) (Note: See Item 7)
(h) (x ) Group, in accordance with '240.13d-1(b)(1)(ii)(H)
Item 4 Ownership
(a) Amount Beneficially Owned:
1. Associated Banc-Corp 5,261,580
2. Associated Bank Green Bay, National Association 4,097,917
3. Associated Bank, National Association 642,068
4. Associated Bank Lakeshore, National Association 307,781
5. Associated Trust Company, National Association 213,814
(b) Percent of Class:
1. Associated Banc-Corp 8.37%
2. Associated Bank Green Bay, National Association 6.52%
3. Associated Bank, National Association 1.02%
4. Associated Bank Lakeshore, National Association .49%
5. Associated Trust Company, National Association .34%
(c) Number of shares as to which such person has:
( i) sole power to vote or to direct the vote:
1. Associated Banc-Corp None
2. Associated Bank Green Bay, National Association 414,850
3. Associated Bank, National Association 13,490
4. Associated Bank Lakeshore, National Association 32,219
5. Associated Trust Company, National Association 64,838
<PAGE>
( ii) shared power to vote or to direct the vote:
1. Associated Banc-Corp None
2. Associated Bank Green Bay, National Association 31,177
3. Associated Bank, National Association None
4. Associated Bank Lakeshore, National Association None
5. Associated Trust Company, National Association 4,744
(iii) sole power to dispose or to direct the disposition of:
1. Associated Banc-Corp None
2. Associated Bank Green Bay, National Association 4,019,028
3. Associated Bank, National Association 430,147
4. Associated Bank Lakeshore, National Association 272,763
5. Associated Trust Company, National Association 179,091
( iv) shared power to dispose or to direct the disposition of:
1. Associated Banc-Corp None
2. Associated Bank Green Bay, National Association 78,889
3. Associated Bank, National Association 211,921
4. Associated Bank Lakeshore, National Association 35,018
5. Associated Trust Company, National Association 34,723
Item 5 Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date
hereof the reporting person has ceased to be the beneficial owner of more than
five percent of the class of securities, check the following.
Item 6 Ownership of More than Five Percent on Behalf of Another Person
Not applicable
Item 7 Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on by the Parent Holding Company
The parent holding company owns all the shares of a number of
constituent corporations including:
( i) Associated Bank Green Bay, National Association
( ii) Associated Bank, National Association
(iii) Associated Bank Lakeshore, National Association
( iv) Associated Trust Company, National Association
All of these institutions are banking institutions and three are subject
to the supervision of the Comptroller of the Currency and one to the Wisconsin
Department of Financial Institutions.
<PAGE>
Item 8 Identification and Classification of Members of the Group
Schedule 13G is being filed by a group comprised of Associated Banc-Corp;
Associated Bank Green Bay, National Association; Associated Bank, National
Association; Associated Bank Lakeshore, National Association; and Associated
Trust Company, National Association.
Associated Banc-Corp is a parent holding company of banking institutions
and Associated Bank Green Bay, National Association; Associated Bank, National
Association; Associated Bank Lakeshore, National Association; and Associated
Trust Company, National Association are banking institutions.
By signing Schedule 13G to which this is an exhibit, all institutions agree
to file as a group and pursuant to Rule 13d-1(f)(1) as well; although they may
not in fact constitute a group pursuant to Section 13d(3) of the Securities
Exchange Act.
Item 9 Notice of Dissolution of Group
Not applicable.
<PAGE>
Item 10 Certification
By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired for the
purpose of and do not have the effect of changing or influencing
the control of the issuer of such securities and were not acquired
in connection with or as a participant in any transaction having
such purpose or effect.
Item 11 Signature
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement
is true, complete and correct.
Dated: February 23, 1999
ASSOCIATED BANK GREEN BAY, ASSOCIATED BANC-CORP:
NATIONAL ASSOCIATION:
By: /s/ Mark J. McMullen By: /s/ Brian R. Bodager
Mark J. McMullen Brian R. Bodager
Sr. Executive Vice President, Manager Chief Administrative Officer,
General Counsel and Corporate
Secretary
ASSOCIATED BANK, ASSOCIATED BANK LAKESHORE,
NATIONAL ASSOCIATION: NATIONAL ASSOCIATION:
By: /s/ Michael B. Mahlik By: /s/ William A. Pohlmann
Michael B. Mahlik William A. Pohlmann
Executive Vice President-Trust SVP-Managing Trust Officer
ASSOCIATED TRUST COMPANY,
NATIONAL ASSOCIATION
By: /s/ Michael B. Mahlik
Michael B. Mahlik
President
The submission of this Schedule 13G shall not be deemed an admission that
the person(s) filing this form are the beneficial owners of the securities
reported on herein or are required to so report pursuant to Section 13(d) of the
Securities Exchange Act of 1934 as amended.
