RHEOMETRIC SCIENTIFIC INC
4, 2000-12-08
MEASURING & CONTROLLING DEVICES, NEC
Previous: SMITH BARNEY MUNI FUNDS, N-30D, 2000-12-08
Next: APPLIED VOICE RECOGNITION INC /DE/, 424B3, 2000-12-08





<TABLE>
<CAPTION>
-----------                                                                                          -----------------------------
  FORM 4                               UNITED STATES SECURITIES AND EXCHANGE COMMISSION             |         OMB APPROVAL        |
-----------                                           Washington, D.C. 20549                        |                             |
                                                                                                    |-----------------------------|
[ ] Check this box if                                                                               |                             |
    no longer subject                   STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP                |OMB Number:  3235-0287       |
    to Section 16.             Filed pursuant to Section 16(a) of the Securities Exchange Act of    |Expires:  December 31, 2000  |
    Form 4 or Form 5            1934, Section 17(a) of the Public Utility Holding Company Act of    |Estimated average burden     |
    obligations may                1935 or Section 30(f) of the Investment Company Act of 1940      |hours per response.......0.5 |
    continue.                                                                                        -----------------------------
    See instruction 1(b)

(Print or Type Responses)
<S>                                          <C>                                             <C>
-----------------------------------------------------------------------------------------------------------------------------------
                                              |                                              |
1.    Name and Address of Reporting Person*   | 2. Issuer Name and Ticker or Trading Symbol  |  6. Relationship of Reporting
                                              |                                              |     Person(s) to Issuer
       Andlinger Capital XXVI LLC             |    Rheometric Scientific, Inc. (OTCBB-RHEM)  |     (Check all applicable)
----------------------------------------------|--------------------------|-------------------|
      (Last)         (First)        (Middle)  |                          |                   |
                                              | 3.  IRS Identification   | 4. Statement for  |      __ Director     X  10% Owner
                                              |     Number of Reporting  |    Month/Year     |      __ Officer      __ Other
                                              |     Person, if an entity |                   |         (give title     (specify
                                              |     (Voluntary)          |                   |          below)          below)
      105 Harbor Drive, Suite 125             |                          |    November 2000  |
----------------------------------------------|                          |                   |      -------------------------
                   (Street)                   |                          |                   |
                                              |                          |----------------------------------------------------------
                                              |                          |5. If Amendment,   |7.  Individual or Joint/Group Filing
                                              |                          |   Date of Original|    (Check Applicable Line)
                                              |                          |   (Month/Year)    |
                                              |                          |                   | __ Form filed by One Reporting Person
                                              |                          |                   | X  Form filed by More than One
     Stamford           CT          06902     |                          |                   |    Reporting Person
----------------------------------------------|-------------------------------------------------------------------------------------
     (City)           (State)        (Zip)    | Table I -- Non-Derivative Securities, Acquired, Disposed of, or Beneficially Owned
                                              |
------------------------------------------------------------------------------------------------------------------------------------
1.   Title of Security   |2. Trans- |3.Trans-    | 4. Securities Acquired (A)     |5. Amount of     |6. Ownership  | 7. Nature of
     (Instr. 3)          |   action |  action    |    or Disposed of (D)          |   Securities    |   Form:      |    Indirect
                         |   Date   |  Code      |                                |   Beneficially  |   Direct (D) |    Beneficial
                         |          |  (Instr. 8)|    (Instr. 3, 4 and 5)         |   Owned at      |   or         |    Ownership
                         |   (Month/|            |                                |   End of Month  |   Indirect   |    (Instr. 4)
                         |   Day/   |            |                                |   (Instr. 3     |   (I)        |
                         |   Year)  |---------------------------------------------|    and 4)       |   (Instr. 4) |
                         |          |      |     |                  |(A)or|       |                 |              |
                         |          | Code |  V  |  Amount          |(D)  |Price  |                 |              |
-------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|----------------
Common Stock             |11/20/2000|  X   |     |  1,000,000       |  A  | $1.00 |   11,606,000    |      D       |
                         |          |      |     |                  |     |       |                 |              |
-------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|----------------
                         |          |      |     |                  |     |       |                 |              |
                         |          |      |     |                  |     |       |                 |              |
-------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|----------------
                         |          |      |     |                  |     |       |                 |              |
                         |          |      |     |                  |     |       |                 |              |
-------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|----------------
                         |          |      |     |                  |     |       |                 |              |
                         |          |      |     |                  |     |       |                 |              |
-------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|----------------
                         |          |      |     |                  |     |       |                 |              |
                         |          |      |     |                  |     |       |                 |              |
-------------------------|----------|------|-----|------------------|-----|-------|-----------------|--------------|----------------
                         |          |      |     |                  |     |       |                 |              |
                         |          |      |     |                  |     |       |                 |              |
------------------------------------------------------------------------------------------------------------------------------------

                                                                          (over)

Reminder:  Report on a separate line for each class of securities beneficially owned directly or indirectly.

*     If the form is filed by more than one person, see Instruction 4(b)(v).

</TABLE>


<PAGE>


<TABLE>
<CAPTION>

FORM 4 (Continued)                  Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
                                           (e.g., puts, calls, warrants, options, convertible securities)

<S>         <C>         <C>       <C>      <C>           <C>               <C>              <C>    <C>        <C>       <C>
-----------------------------------------------------------------------------------------------------------------------------------
1.Title of  |2.(Conver-|3.Trans-  |4.Trans-|5.Number of  |6.Date Exer-     |7.Title and     |8.Price|9.Number |10.Owner- |11.Nature
  Derivative|  sion or |  action  |  action|  Derivative |  cisable        |  Amount of     | of    |  of     |  ship    |  of
  Security  |  Exercise|  Date    |  Code  |  Securities |  and            |  Underlying    | Deri- |  deriv- |  Form of |  Indi-
  (Instr. 3)|  Price of|          | (Instr.|  Acquired   |  Expiration     |  Securities    | vative|  ative  |  Deriva- |  rect
            |  Deriv-  |          |  8)    |  (A) or     |  Date           |  (Instrs. 3    | Secu- |  Securi-|  tive    |  Benefi-
            |  ative   |          |        |  Disposed   | (Month/Day/     |   and 4)       | rity  |  ties   |  Secu-   |  cial
            |  Security| (Month/  |        |  of (D)     |  Year)          |                |(Instr.|  Benefi-|  rity    |  Owner-
            |          |  Day/    |        |  (Instrs. 3,|                 |                | 5)    |  cially |  Direct  |  ship
            |          |  Year)   |        |   4, and 5) |                 |                |       |  Owned  |  (D) or  |  (Instr.
            |          |          |        |             |-----------------|----------------|       |  at end |  indirect|   4)
            |          |          |        |             | Date   |Expira- |Title | Amount  |       |  of     |  (I)     |
            |          |          |        |             | Exer-  |tion    |      | or      |       |  Month  | (Instr.4)|
            |----------|----------|--------|-------------| cisa-  |Date    |      | Number  |       |         |          |
            |          |          |    |   |   |         | ble    |        |      | of      |       | (Instr. |          |
            |          |          |    |   |   |         |        |        |      | Shares  |       |  4)     |          |
            |          |          |Code| V |(A)|  (D)    |        |        |      |         |       |         |          |
------------|----------|----------|----|---|---|---------|--------|--------|------|---------|-------|---------|----------|---------
Warrants    |  $1.00   |11/20/2000|  X |   |   |1,000,000|3/6/2000|3/6/2007|Common|1,000,000|       |1,000,000|    D     |
            |          |          |    |   |   |         |        |        |Stock |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
------------|----------|----------|----|---|---|---------|--------|--------|------|---------|-------|---------|----------|---------
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
------------|----------|----------|----|---|---|---------|--------|--------|------|---------|-------|---------|----------|---------
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
------------|----------|----------|----|---|---|---------|--------|--------|------|---------|-------|---------|----------|---------
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
------------|----------|----------|----|---|---|---------|--------|--------|------|---------|-------|---------|----------|---------
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
            |          |          |    |   |   |         |        |        |      |         |       |         |          |
-----------------------------------------------------------------------------------------------------------------------------------


Explanation of Responses:

(1)  See Attachment A.
                                                                                      See Attachment B              December 8, 2000
**   Intentional  misstatements  or omissions of facts  constitute  Federal      --------------------------------   ----------------
     Criminal Violations                                                         ** Signature of Reporting Person          Date
     See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note:  File three copies of this  Form, one of which must be manually signed.
       If space is insufficient,
       see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained
in this form are not required to respond  unless  the form displays a currently
valid OMB Number.

</TABLE>


                                                                          Page 2


<PAGE>



    Attachment A to Statement of Changes in Beneficial Ownership on Form 4 of
      Andlinger Capital XXVI LLC in Respect of Rheometric Scientific, Inc.


         This  Statement  of Changes  in  Beneficial  Ownership  on Form 4 (this
"Statement")  is being filed jointly by Andlinger  Capital XXVI LLC  ("Andlinger
Capital XXVI"),  a Delaware  limited  liability  company,  Gerhard R. Andlinger,
Robert M.  Castello,  Stephen  A.  Magida,  Merrick  G.  Andlinger,  and Mark F.
Callaghan,  (collectively,  the "Reporting Persons").  Andlinger Capital XXVI is
the designated filer of this joint filing.

         The shares of Common Stock and the warrants described in this Statement
are beneficially  owned directly by Andlinger Capital XXVI. Mr. G. Andlinger may
be deemed to beneficially  own such shares and warrants  indirectly by virtue of
his  relationship  with the Manager and Members of Andlinger  Capital XXVI.  Mr.
Magida may be deemed to benefically  own such shares and warrants  indirectly in
his  capacity as Manager and a Member of  Andlinger  Capital  XXVI.  Messrs.  R.
Castello,  M. Andlinger and M. Callaghan may be deemed to beneficially  own such
shares and warrants indirectly in their capacity as Members of Andlinger Capital
XXVI.  This Statement  shall not be deemed an admission  that any of Messrs.  G.
Andlinger, S. Magida, R. Castello, M. Andlinger and M. Callaghan is a beneficial
owner of such securities.


         Following  is a  listing  of  required  information  for  each  of  the
Reporting Persons filing jointly with Andlinger Capital XXVI.

<TABLE>
<CAPTION>

<S>                                      <C>                                             <C>
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* |  2. Issuer name and Ticker or Trading Symbol  | 6. Relationship of Reporting Person(s)
                                         |                                               |    to Issuer
                                         |     Rheometric Scientific, Inc. (OTCBB-RHEM)  |   (Check all applicable)
                                         |------------------------------------- ---------|
Andlinger,     Gerhard        R.         |3.  IRS Identification  | 4.  Statement for    |   _ _  Director         X    10% Owner
-----------------------------------------|    Number of Reporting |     Month/Year       |
 (Last)       (First)        (Middle)    |    Person, if an       |                      |   _ _  Officer (give    _ _  Other
                                         |    entity              |                      |                 title          (specify
                                         |    (Voluntary)         |                      |                 below)          below)
 4445 North A1A, Suite 235               |                        |    November 2000     |
-----------------------------------------|                        |                      |
               (Street)                  |                        |                      |         -------------------------
                                         |                        |                      |
                                         |                        |----------------------|------------------------------------------
                                         |                        | 5.  If Amendment,    | 7. Individual or Joint/Group Filing
                                         |                        |     Date of Original |    (Check Applicable Line)
                                         |                        |     (Month/Year)     |
                                         |                        |                      |    _ _ Form filed by One Reporting Person
                                         |                        |                      |    X   Form filed by More than One
 Vero Beach,        FL         32963     |                        |                      |        Reporting Person
-----------------------------------------|------------------------------------------------------------------------------------------
  (City)          (State)      (Zip)     |
-----------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* |  2. Issuer name and Ticker or Trading Symbol  | 6. Relationship of Reporting Person(s)
                                         |                                               |    to Issuer
                                         |     Rheometric Scientific, Inc. (OTCBB-RHEM)  |   (Check all applicable)
                                         |------------------------------------- ---------|
 Magida,      Stephen          A.        |3.  IRS Identification  | 4.  Statement for    |   _ _  Director         X    10% Owner
-----------------------------------------|    Number of Reporting |     Month/Year       |
 (Last)       (First)        (Middle)    |    Person, if an       |                      |    X   Officer (give    _ _  Other
                                         |    entity              |                      |                 title          (specify
                                         |    (Voluntary)         |                      |                 below)          below)
 105 Harbor Drive, Suite 125             |                        |    November 2000     |
-----------------------------------------|                        |                      |                 Secretary
               (Street)                  |                        |                      |         -------------------------
                                         |                        |                      |
                                         |                        |----------------------|------------------------------------------
                                         |                        | 5.  If Amendment,    | 7. Individual or Joint/Group Filing
                                         |                        |     Date of Original |    (Check Applicable Line)
                                         |                        |     (Month/Year)     |
                                         |                        |                      |    _ _ Form filed by One Reporting Person
                                         |                        |                      |    X   Form filed by More than One
 Stamford,          CT         06902     |                        |                      |        Reporting Person
-----------------------------------------|------------------------------------------------------------------------------------------
  (City)          (State)      (Zip)     |
-----------------------------------------

</TABLE>



<PAGE>


<TABLE>
<CAPTION>

<S>                                      <C>                                             <C>
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* |  2. Issuer name and Ticker or Trading Symbol  | 6. Relationship of Reporting Person(s)
                                         |                                               |    to Issuer
                                         |     Rheometric Scientific, Inc. (OTCBB-RHEM)  |   (Check all applicable)
                                         |------------------------------------- ---------|
 Castello,     Robert           M.       |3.  IRS Identification  | 4.  Statement for    |    X  Director         X    10% Owner
-----------------------------------------|    Number of Reporting |     Month/Year       |    X  Officer (give    _ _  Other
 (Last)       (First)        (Middle)    |    Person, if an       |                      |                title          (specify
                                         |    entity              |                      |                below)          below)
                                         |    (Voluntary)         |                      |
 303 South Broadway                      |                        |    November 2000     |                Chairman
-----------------------------------------|                        |                      |         -------------------------
               (Street)                  |                        |                      |
                                         |                        |----------------------|------------------------------------------
                                         |                        | 5.  If Amendment,    | 7. Individual or Joint/Group Filing
                                         |                        |     Date of Original |    (Check Applicable Line)
                                         |                        |     (Month/Year)     |
                                         |                        |                      |    _ _ Form filed by One Reporting Person
                                         |                        |                      |    X   Form filed by More than One
 Tarrytown,         NY         10591     |                        |                      |        Reporting Person
-----------------------------------------|------------------------------------------------------------------------------------------
  (City)          (State)      (Zip)     |
-----------------------------------------
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* | 2. Issuer name and Ticker or Trading Symbol   | 6. Relationship of Reporting Person(s)
                                         |                                               |    to Issuer
                                         |    Rheometric Scientific, Inc. (OTCBB-RHEM)   |   (Check all applicable)
                                         |------------------------------------- ---------|
 Andlinger,   Merrick          G.        | 3. IRS Identification  | 4.  Statement for    |    X   Director         X    10% Owner
-----------------------------------------|    Number of Reporting |     Month/Year       |   _ _  Officer (give    _ _  Other
 (Last)       (First)        (Middle)    |    Person, if an       |                      |                 title          (specify
                                         |    entity              |                      |                 below)          below)
                                         |    (Voluntary)         |                      |
 303 South Broadway                      |                        |    November 2000     |
-----------------------------------------|                        |                      |         -------------------------
               (Street)                  |                        |                      |
                                         |                        |----------------------|------------------------------------------
                                         |                        | 5.  If Amendment,    | 7. Individual or Joint/Group Filing
                                         |                        |     Date of Original |    (Check Applicable Line)
                                         |                        |     (Month/Year)     |
                                         |                        |                      |    _ _ Form filed by One Reporting Person
                                         |                        |                      |    X   Form filed by More than One
 Tarrytown,         NY         10591     |                        |                      |        Reporting Person
-----------------------------------------|------------------------------------------------------------------------------------------
  (City)          (State)      (Zip)     |
-----------------------------------------

</TABLE>



<PAGE>


<TABLE>
<CAPTION>

<S>                                      <C>                                             <C>
------------------------------------------------------------------------------------------------------------------------------------
1. Name and Address of Reporting Person* | 2. Issuer name and Ticker or Trading Symbol   | 6. Relationship of Reporting Person(s)
                                         |                                               |    to Issuer
                                         |    Rheometric Scientific, Inc. (OTCBB-RHEM)   |   (Check all applicable)
                                         |------------------------------------- ---------|
 Callaghan,     Mark            F.       | 3. IRS Identification  | 4.  Statement for    |    X  Director         X    10% Owner
-----------------------------------------|    Number of Reporting |     Month/Year       |    X  Officer (give    _ _  Other
 (Last)       (First)        (Middle)    |    Person if an        |                      |                title          (specify
                                         |    entity              |                      |                below)          below)
                                         |    (Voluntary)         |                      |
 303 South Broadway, Suite 229           |                        |    November 2000     |        Executive Vice President,
-----------------------------------------|                        |                      |          Business Development
               (Street)                  |                        |                      |        -------------------------
                                         |                        |----------------------|------------------------------------------
                                         |                        | 5.  If Amendment,    | 7. Individual or Joint/Group Filing
                                         |                        |     Date of Original |    (Check Applicable Line)
                                         |                        |     (Month/Year      |
                                         |                        |                      |    _ _ Form filed by One Reporting Person
                                         |                        |                      |    X   Form filed by More than One
 Tarrytown,         NY         10591     |                        |                      |        Reporting Person
-----------------------------------------|------------------------------------------------------------------------------------------
  (City)          (State)      (Zip)     |
-----------------------------------------

</TABLE>



<PAGE>


    Attachment B to Statement of Changes in Beneficial Ownership on Form 4 of
      Andlinger Capital XXVI LLC in Respect of Rheometric Scientific, Inc.


                        SIGNATURES OF REPORTING PERSONS**


Date:  December 8, 2000                     ANDLINGER CAPITAL XXVI LLC



                                            By: /s/ Stephen A. Magida
                                                ---------------------------
                                            Name:  Stephen A. Magida
                                            Title: Manager


                                            GERHARD R. ANDLINGER


                                                       ***
                                            -------------------------------


                                            STEPHEN A. MAGIDA


                                                /s/ Stephen A. Magida
                                            -------------------------------


                                            MERRICK G. ANDLINGER


                                                       ***
                                            -------------------------------


                                            ROBERT M. CASTELLO


                                                       ***
                                            -------------------------------


                                            MARK F. CALLAGHAN


                                                /s/ Mark F. Callaghan
                                            -------------------------------




*** By:  /s/ Stephen A.  Magida
         ----------------------------------
         STEPHEN A.  MAGIDA,  pursuant to a power of  attorney,  dated March 28,
         2000,  a copy of which was filed as part of the  Statement  on Schedule
         13D/A filed by the Reporting Persons on November 22, 2000.


**Attention:  Intentional misstatements or omissions of fact constitute  federal
              criminal violations (see 18 U.S.C. 1001)





© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission