NEOLENS INC
4, 1996-08-09
OPHTHALMIC GOODS
Previous: FIRST PHILSON FINANCIAL CORP, 10-Q, 1996-08-09
Next: S2 GOLF INC, 10-Q, 1996-08-09



<TABLE>
FORM 4                                          U.S. SECURITIES AND EXCHANGE COMMISSION                          OMB APPROVAL
                                                      WASHINGTON, D.C.   20549                           OMB NUMBER:      3235-028
[ ] Check this box if no longer                                                                          Expires:     May 31, 1994
    subject to Section 16.  Form 4                                                                       Estimate average burden
    or Form 5 obligations may                                                                            hours per response... 0.5
    continue.  See Instructions 1(b)

                                              STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP              
                                  Filed pursuant to Section 16(a) of the Securities Exchange Act of 
                               1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or 
                                          Section 30(f) of the Investment Company Act of 1940

1. Name and Address of Reporting Person  2. Issuer Name and Ticker                  6. Relationship of Reporting Person to Issuer
                                           or Trading Symbol                                        (Check all applicable)

   Sola Acquisition Corp.                  Neolens, Inc. ("Neol")                            Director              X   10% Owner
                                                                                        -----                     -----

(Last)       (First)    (Middle)        3. IRS or Social Security  4. Statement for           Officer (give             Other
                                           Number of Reporting        Month/Year        -----          title      ----- (specify
                                           Person (voluntary)                                          below)            below)

   Menlo Park, California 94205
                                                                                
             (Street)                                              5  If Amendment,
                                                                      Date of Original
                                                                      (Month/Year)          --------------------------------
                                                                                    
(City)       (State)       (Zip)
                              

<CAPTION>
                                       TABLE I  NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED

1. Title of Security                    2. Trans-  3. Trans-     4. Securities Acquired    5. Amount of  6. Owner-    7. Nature
   (Instr. 3)                              action     action        (A)or Disposed of (D)     Securities    ship         of
                                           Date       Code                                    Benefic-      Form:        Indirect
                                                      (Instr. 8)       (Instr. 3, 4 and 5)    ially         Direct       Bene-
                                        (Month/                                               Owned at      (D) or       ficial
                                         Day/      Code     V      Amount  (A) or Price       End of        Indirect     Owner-
                                         Year)                             (D)                Month         (I)          ship
                                                                                              (Instr. 3     (Instr.      (Instr.
                                                                                              and 4)        4)           4)
<S>                                     <C>        <C>     <C>     <C>        <C>   <C>      <C>           <C>          <C>


Common Stock, par value 
$.001 per share                         7/10/96   P                5,523,260  A     $1.14    5,527,483     D
                                                                   shares                    shares

                                        7/18/96                    4,223
                                                                   shares



Series A Convertible Preferred Stock,
  par value $.001 per share             7/10/96   P                3,269      A     $25.20   3,269         D
                                                                   shares                    shares






Series B Convertible Preferred Stock,
 par value $.001 per share              7/10/96   P                12,000     A     $41.09   12,000        D
                                                                   shares                    shares



Reminder:  Report on a separate line for each class of securities beneficially owned directly or indirectly.            (Over)
                                                             (Print or Type Responses)                            SEC 1474 (8-92)

</TABLE>

<TABLE>
<CAPTION>
                       TABLE II -- DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
                                   (e.g., puts, calls, warrants, options, convertible securities)

1.Title of    2.Conver-  3.Trans-  4.Transac-   5.Number of    6.Date Exer- 7.Title      8.Price  9.Number    10.Owner-   11.Na-
  Derivative    sion or    action    tion Code    Derivative     cisable      and Amount   of       of Deriv-    ship        ture
  Security      Exercise   Date      (Instr. 8)   Securities     and Expir-   of Under-    Deriv-   ative        Form        of In-
  (Instr. 3)    Price      (Month/                Acquired (A)   ation Date   lying        ative    Secur-       of De-      direct
                of         Day/                   or Disposed    (Month/      Securities   Secur-   ities        rivative    Bene-
                Deriva-    Year)                  of (D)         Day/Year)                 ity      Bene-        Secu-       ficial
                tive                              (Instr. 3,-                 (Instr. 3    (Instr   ficially     rity;       Own-
                Security                          4, and 5)                   and4)        . 5)     Owned        Direct      ership
                                                                                                    at End       (D) or      (Instr
                                                                                  Amount            of           Indi-       . 4)
                                                               Date  Expir-       or                Month        rect (I)
                                                               Exer- ation  Title Number            (Instr.      (Instr.
                                                               cisa- Date         of                4)           4)
                                   Code    V      (A)    (D)   ble                Shares
<S>           <C>        <C>       <C>    <C>   <C>      <C>   <C>   <C>    <C>   <C>    <C>      <C>         <C>         <C>











Explanation of Responses:

**  Intentional misstatements or omissions of                          SOLA ACQUISITION CORP.
    facts constitute Federal Criminal Violations.
    See 18 U.S.C. 1001 and 14. U.S.C. 78ff(a)                          By: /s/John E. Heine             8/9/96
                                                                           _________________________   _________
                                                                       Name:  John E. Heine             Date
                                                                       Title:  President
                                                                       ** Signature of Reporting Person






Note: File three copies of this Form, one of which must be manually signed.                                                  Page 2
      If space provided is insufficient, see Instruction 6 for procedure.                                           SEC 1474 (8-92)

</TABLE>


© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission