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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
---------------
SCHEDULE 13G
(RULE 13d-102)
Under the Securities Exchange Act of 1934
(Amendment No. )*
Applied Voice Recognition, Inc.
------------------------------------
(Name of Issuer)
Common Stock, par value $.001 per share
---------------------------------------
(Title of Class of Securities)
03828N 10 3
-----------
(CUSIP Number)
January 9, 1998
---------------
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[_] Rule 13d-1(b)
[_] Rule 13d-1(c)
[X] Rule 13d-1(d)
- -------------------
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
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CUSIP NO. 03828N 10 3 SCHEDULE 13G PAGE 2 OF 10 PAGES
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NAME OF REPORTING PERSON
1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Voice Technologies Partners, L.P. (76-0452429)
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
5,920,000
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
5,920,000
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
5,920,000
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
36.8%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
PN
- ------------------------------------------------------------------------------
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CUSIP NO. 03828N 10 3 SCHEDULE 13G PAGE 3 OF 10 PAGES
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NAME OF REPORTING PERSON
1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Voice Technologies Management Corp. (76-0300812)
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
6,015,000
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
6,015,000
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
6,015,000
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
37.4%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
CO
- ------------------------------------------------------------------------------
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CUSIP NO. 03828N 10 3 SCHEDULE 13G PAGE 4 OF 10 PAGES
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NAME OF REPORTING PERSON
1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Timothy J. Connolly
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States of America
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 304,810
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
5,920,000
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 304,810
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
5,920,000
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
6,542,196
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
40.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
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CUSIP NO. 03828N 10 3 SCHEDULE 13G PAGE 5 OF 10 PAGES
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NAME OF REPORTING PERSON
1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Jan Carson Connolly
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
United States of America
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 317,386
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
5,920,000
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 317,386
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
5,920,000
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
6,542,196
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
40.7%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
IN
- ------------------------------------------------------------------------------
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CUSIP NO. 03828N 10 3 SCHEDULE 13G PAGE 6 OF 10 PAGES
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NAME OF REPORTING PERSON
1 S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Applied Voice Technologies, L.L.C.
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [X]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
4
Texas
- ------------------------------------------------------------------------------
SOLE VOTING POWER
5
NUMBER OF 0
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 6
5,920,000
OWNED BY
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
7
REPORTING 0
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 8
5,920,000
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
9
5,920,000
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
10
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
11
36.8%
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
12
CO
- ------------------------------------------------------------------------------
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CUSIP NO. 03828N 10 3 SCHEDULE 13G PAGE 7 OF 10 PAGES
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Item 1(a) Name of Issuer:
This statement on Schedule 13G relates to beneficial ownership of shares of
common stock, $.001 par value per share, of Applied Voice Recognition, Inc., a
Delaware corporation (the "Issuer").
Item 1(b) Address of Issuer's Principal Executive Offices:
The address of the Issuer's principal executive offices is 4615 Post Oak
Place, Suite 111, Houston, Texas 77027, and its telephone number at the address
is 713-621-5678.
Item 2(a) Name of Person Filing:
The names of the persons filing this statement on Schedule 13G are:
Voice Technologies partners, L.P. ("VTPLP"),
Voice Technologies Management Corp. ("VTMC"),
Timothy J. Connolly ("Mr. Connolly"),
Jan Carson Connolly ("Ms. Connolly") and
Applied Voice Technologies, L.L.C. ("AVTLLC")
Item 2(b) Address of Principal Business Office or if None, Residence:
The address of VTPLP is 4615 Post Oak Place, Suite 111, Houston, Texas 77027.
The address of VTMC is 4615 Post Oak Place, Suite 111, Houston, Texas 77027.
The address of Mr. Connolly is 4615 Post Oak Place, Suite 111, Houston, Texas
77027.
The address of Ms. Connolly is 4615 Post Oak Place, Suite 111, Houston, Texas
77027.
The address of AVTLLC is 4615 Post Oak Place, Suite 111, Houston, Texas
77027.
Item 2(c) Citizenship:
VTPLP is a limited partnership organized under the laws of the State of Texas.
VTMC is a corporation incorporated under the laws of the State of Texas.
Mr. Connolly is a citizen of the United States of America.
Ms. Connolly is a citizen of the United States of America.
AVTLLC is a limited liability company organized under the laws of the State of
Texas.
Item 2(d) Title of Class of Securities:
This statement on Schedule 13G relates to shares of Common Stock, $.001 par
value per share ("Common Stock"), of the Issuer.
Item 2(e) CUSIP Number:
The CUSIP Number of the Issuer is 03828N 10 3.
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CUSIP NO. 03828N 10 3 SECTION 13G PAGE 8 OF 10 PAGES
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Item 3. This statement is filed pursuant to Rule 13d-1(b) or 13d-2(b)
or (c), check whether the person filing is a:
(a) [_] Broker or dealer registered under Section 15 of the
Exchange Act
(b) [_] Bank as defined in section 3(a)(6) of the Exchange Act
(c) [_] Insurance company as defined in section 3(a)(19) of the
Exchange Act
(d) [_] Investment company registered under section 8 of the
Investment Company Act
(e) [_] An investment adviser in accordance with Rule
13d-1(b)(1)(ii)(E)
(f) [_] An employee benefit plan or endowment fund in
accordance with Rule 13d-1(b)(1)(ii)(F)
(g) [_] A parent holding company or control person, in
accordance with Rule 13d-1(b)(1)(ii)(G)
(h) [_] A savings association as defined in Section 3(b) of the
Federal Deposit Insurance Act
(i) [_] A church plan that is excluded from the definition of an
investment company under Section 3(c)(14) of the
Investment Company Act.
(j) [_] Group, in accordance with Rule 13d-1(b)(1)(ii)(J)
If this statement is filed pursuant to Rule 13d-1(c), check this
box [_]
Item 4. Ownership.
(a) Amount beneficially owned by filing persons:
VTPLP 5,920,000
VTMC 6,015,000
Mr. Connolly 6,542,196
Ms. Connolly 6,542,196
AVTLLC 5,920,000
(b) Percent of Class:
VTPLP 36.8%
VTMC 37.4%
Mr. Connolly 40.7%
Ms. Connolly 40.7%
AVTLLC 36.8%
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CUSIP NO. 03828N 10 3 SCHEDULE 13G PAGE 9 OF 10 PAGES
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(c) The number of shares of Common Stock as to which the filing
person has:
(i) Sole power to vote or to direct the vote
VTPLP 0
VTMC 0
Mr. Connolly 304,810
Ms. Connolly 317,386
AVTLLC 0
(ii) Shared power to vote or to direct the vote
VTPLP 5,920,000
VTMC 6,015,000
Mr. Connolly 5,920,000
Ms. Connolly 5,920,000
AVTLLC 5,920,000
(iii) Sole power to dispose or to direct the disposition
of
VTPLP 0
VTMC 0
Mr. Connolly 304,180
Ms. Connolly 317,386
AVTLLC 0
(iv) Shared power to dispose or to direct the disposition
of
VTPLP 5,920,000
VTMC 6,015,000
Mr. Connolly 5,920,000
Ms. Connolly 5,920,000
AVTLLC 5,920,000
Item 5. Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact as of
the date hereof the reporting person has ceased to be the beneficial owner of
more than 5 percent of the class of securities, check the following: [_]
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which
Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
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CUSIP NO. 03828N 10 3 SCHEDULE 13G PAGE 10 OF 10 PAGES
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Item 8. Identification and Classification of Members of the Group.
The identity of each member of the group is Voice Technoligies
Partners, L.P., Voice Technologies Management Corp, Timothy J. Connolly, Jan
Carson Connolly and Applied Voice Technologies, L.L.C.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
Not applicable.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
February 16, 1999
----------------------------------------------------
Date
/s/ Timothy J. Connolly
----------------------------------------------------
Voice Technologies Partners, L.P.
Voice Technologies Management Corp., General Partner
By Timothy J. Connolly, President
/s/ Timothy J. Connolly
----------------------------------------------------
Voice Technologies Management Corp.
By Timothy J. Connolly, President
/s/ Timothy J. Connolly
----------------------------------------------------
Timothy J. Connolly
/s/ Jan Carson Connolly
----------------------------------------------------
Jan Carson Connolly
/s/ Jan Carson Connolly
----------------------------------------------------
Applied Voice Technologies, L.L.C.
By: Jan Carson Connolly, President
