<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No.18)/1/
PHILADELPHIA SUBURBAN CORPORATION
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.50 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
718009-6-08
-----------
(CUSIP Number)
Francois Jobard Michel Avenas
Vivendi c/o Vivendi North America Management
42 Avenue de Friedland 75380 Services, Inc.
Paris, Cedex 08, France 800 Third Avenue
3314-924-4924 New York, New York 10022
212-753-2000
Roger H. Kimmel, Esq.
Latham & Watkins
885 Third Avenue
New York, New York 10022
(212) 906-1200
- --------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
October 25, 1999
------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 16 Pages)
__________________________
/1/ The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the Act
(however, see the Notes).
<PAGE>
SCHEDULE 13D
- ----------------------- ---------------------
CUSIP NO. 718009-6-08 PAGE 2 OF 16 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vivendi
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
WC, OO
- ------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
France
- ------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
5,823,502
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 1,094,586
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
5,823,502
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
1,094,586
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
6,918,088
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
Approximately 16.9% (based upon 40,865,330 shares outstanding as of June
30, 1999 according to Philadelphia Suburban Corporation's Quarterly Report
on Form 10-Q for the Quarter Ended June 30, 1999)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
CO
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ---------------------
CUSIP NO. 718009-6-08 PAGE 3 OF 16 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vivendi North America Company (formerly Anjou International Company)
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
OO
- ------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
Delaware
- ------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 752,586
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
752,586
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
752,586
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
Approximately 1.8% (based upon 40,865,330 shares outstanding as of June
30, 1999 according to Philadelphia Suburban Corporation's Quarterly Report
on Form 10-Q for the Quarter Ended June 30, 1999)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
CO
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
SCHEDULE 13D
- ----------------------- ---------------------
CUSIP NO. 718009-6-08 PAGE 4 OF 16 PAGES
- ----------------------- ---------------------
- ------------------------------------------------------------------------------
NAME OF REPORTING PERSON
1 S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Compagnie Generale Des Eaux
- ------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
2 (a) [_]
(b) [_]
- ------------------------------------------------------------------------------
SEC USE ONLY
3
- ------------------------------------------------------------------------------
SOURCE OF FUNDS*
4
WC
- ------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEMS 2(d) or 2(e) [_]
5
- ------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
France
- ------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF
None
SHARES -----------------------------------------------------------
SHARED VOTING POWER
BENEFICIALLY 8
OWNED BY 342,000
-----------------------------------------------------------
EACH SOLE DISPOSITIVE POWER
9
REPORTING
None
PERSON -----------------------------------------------------------
SHARED DISPOSITIVE POWER
WITH 10
342,000
- ------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
342,000
- ------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
12
[_]
- ------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
Approximately 0.8% (based upon 40,865,330 shares outstanding as of June
30, 1999 according to Philadelphia Suburban Corporation's Quarterly Report
on Form 10-Q for the Quarter Ended June 30, 1999)
- ------------------------------------------------------------------------------
TYPE OF REPORTING PERSON*
14
PN (limited partnership)
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7
(INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION.
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 718009-6-08 13D Page 5 of 16
- --------------------------- ---------------------------
This Amendment No. 18, which amends the Statement on Schedule 13D,
dated September 7, 1983, as amended and restated in its entirety by Amendment
No. 17, of Vivendi (formerly Compagnie Generale des Eaux), and its subsidiary
Vivendi North America Company (formerly Anjou International Company), is filed
to add Vivendi's subsidiary, Compagnie Generale Des Eaux, as a filing person and
reflect information required pursuant to Rule 13d-2 of the General Rules and
Regulations under the Securities Exchange Act of 1934, as amended, relating to
the shares of Common Stock, par value $.50 per share, of Philadelphia Suburban
Corporation, a Pennsylvania corporation (the "Issuer").
Item 1. Security and Issuer.
The Issuer's principal executive offices are located at 762 Lancaster
Avenue, Bryn Mawr, Pennsylvania 19010. This statement relates to the shares of
common stock, par value $.50 per share, of the Issuer (the "Shares").
Item 2. Identity and Background.
(a) This statement is filed by Vivendi, a French corporation
("Vivendi"), and its wholly owned subsidiaries Vivendi North America Company
("VNAC," formerly Anjou International Company) and Compagnie Generale Des Eaux
("CGE" and, together with Vivendi and VNAC, the "Filing Persons").
(b) The business address of Vivendi is 42 Avenue de Friedland, 75380
Paris, Cedex 08, France. The business address of VNAC is c/o Vivendi North
America Management Services, Inc., 800 Third Avenue, New York, New York 10022.
The business address of CGE is 52 Rue d'Anjou 75008, Paris, France.
(c) Vivendi and its subsidiaries are involved in three major sectors:
utilities (water, transport, waste management and energy), communications
(telecommunications, publishing, multimedia and audiovisual) and construction
and real estate.
VNAC is a holding company for certain of Vivendi's interests in
the United States.
CGE is a wholly-owned subsidiary of Vivendi dedicated to and
engaged in water and wastewater management and activities.
The names, residence or business addresses and present principal
occupation or employment and the name, principal business and address of any
corporation or other organization in which such employment is conducted, of the
executive officers and directors of Vivendi and VNAC and the executive officers
and members of the supervisory board of CGE are set forth in Schedule 1 hereto
and incorporated herein by reference.
(d) During the last five years, neither Vivendi nor, to the best of
Vivendi's knowledge, any of the directors or executive officers of Vivendi have
been convicted in criminal proceedings (excluding traffic violations or similar
misdemeanors).
During the last five years, neither VNAC nor, to the best of
VNAC's knowledge, any of the directors or executive officers of VNAC have been
convicted in criminal proceedings (excluding traffic violations or similar
misdemeanors).
During the last five years, neither CGE nor, to the best of CGE's
knowledge, any of the supervisory board members or executive officers of CGE
have been convicted in criminal proceedings (excluding traffic violations or
similar misdemeanors).
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 718009-6-08 13D Page 6 of 16
- --------------------------- ---------------------------
(e) During the last five years, neither Vivendi nor, to the best of
Vivendi's knowledge, any of the directors or executive officers of Vivendi was a
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
During the last five years, neither VNAC nor, to the best of
VNAC's knowledge, any of the directors or executive officers of VNAC was a party
to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
During the last five years, neither CGE nor, to the best of CGE's
knowledge, any of the supervisory board members or executive officers of CGE was
a party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
(f) The citizenship of the executive officers and the directors or
supervisory board members, as applicable, of Vivendi, VNAC and CGE is set forth
in Schedule 1 hereto and incorporated herein by reference.
Item 3. Source and Amount of Funds or Other Consideration.
Vivendi received 2,836,302 Shares, and VNAC received 85,920 Shares, in
exchange for 1,980,658 shares and 60,000 shares, respectively, of common stock
of Consumers Water Company ("Consumers") owned by them, pursuant to the merger
of Consumers with the Issuer in which each outstanding share of common stock of
Consumers was converted into 1.432 Shares. The source of the funds used to
finance the open market purchases of Shares reported by this Amendment No. 18
was working capital of Vivendi that was contributed as additional equity to CGE.
The total amount of such funds was approximately $7,820,000, exclusive of
brokerage commissions.
Item 4. Purpose of Transaction.
The Shares owned by the Filing Persons were acquired, and are being
held, as an investment. Except as described in clause (c) below, none of the
Filing Persons has any present plans or proposals which may be related to or
would result in:
(a) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the Issuer or any of its subsidiaries;
(b) A sale or transfer of a material amount of assets of the Issuer or
any of its subsidiaries;
(c) Any change in the present board of directors or management of the
Issuer, including any plans or proposals to change the number or term of
directors or to fill any existing vacancies on the board. However, Vivendi
intends to request that the Issuer nominate an executive of Vivendi or one of
its affiliates to fill the board seat traditionally held by an executive of
Vivendi (or one of its affiliates) which was held by Claudio Elia until his
death;
(d) Any material change in the present capitalization or dividend
policy of the issuer;
(e) Any other material change in the Issuer's business or corporate
structure;
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 718009-6-08 13D Page 7 of 16
- --------------------------- ---------------------------
(f) Changes in the Issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede the acquisition of
control of the Issuer by any person;
(g) A class of securities of the Issuer being delisted from a national
securities exchange or to cease to be authorized to be quoted in an inter-dealer
quotation system of a registered national securities association;
(h) A class of equity securities of the Issuer becoming eligible for
termination of registration pursuant to Section 12(g)(4) of the Act; or
(i) Any action similar to any of those enumerated above.
Vivendi presently intends to review its investment position in the
Issuer periodically and, depending on such review, market conditions and share
prices, the Issuer's business, prospects and future developments and applicable
legal requirements, Vivendi may seek to acquire (either directly or through a
subsidiary, including VNAC and CGE) additional Shares from time to time in the
open market or in negotiated transactions or both as would result in Vivendi and
its subsidiaries holding up to 19.99% of the outstanding Shares or may sell its
Shares. Vivendi has advised the Issuer that any additional purchases of Shares
will be solely for investment purposes.
Item 5. Interest in Securities of the Issuer.
(a) As of October 25, 1999, Vivendi was the beneficial owner of
6,918,088 Shares constituting approximately 16.9% of the outstanding Shares
(based upon 40,865,330 Shares outstanding as of June 30, 1999 according to the
Issuer's Quarterly Report on Form 10-Q for the quarter ended June 30, 1999). To
the best knowledge of Vivendi, no director or executive officer owns or has any
right to acquire, directly or indirectly, any Shares.
As of October 25, 1999, VNAC was the beneficial owner of 752,586
Shares, constituting approximately 1.8% of the outstanding Shares based upon
40,865,330 Shares outstanding). To the best knowledge of VNAC, no director or
executive officer owns or has any right to acquire, directly or indirectly, any
Shares.
As of October 25, 1999, CGE was the beneficial owner of 342,000
Shares, constituting approximately 0.8% of the outstanding Shares (based upon
40,865,330 Shares outstanding).
(b) Vivendi has the sole power to vote or direct the disposition of
5,823,502 Shares. Vivendi has the shared power to vote or direct the
disposition of 1,094,586 Shares. VNAC and CGE have the shared power to vote or
direct the disposition of 752,586 Shares and 342,000 Shares, respectively.
(c) Neither Vivendi nor, to the best of Vivendi's knowledge, any
executive officer or director of Vivendi: (a) owns, or has any right to acquire,
directly or indirectly, any Shares or (b) has, in the past sixty (60) days,
effected any transactions in the Shares.
Except as set forth on Schedule 1 hereto and incorporated herein
by reference, neither VNAC nor, to the best of VNAC's knowledge, any executive
officer or director of VNAC: (a) owns, or has any right to acquire, directly or
indirectly, any Shares or (b) has, in the past sixty (60) days, effected any
transactions in the Shares.
Except for the open market purchases set forth on Schedule 2
hereto and incorporated herein by reference, neither CGE nor, to the best of
CGE's knowledge, any executive officer or supervisory board member of CGE: (a)
owns, or has any right to acquire, directly or indirectly, any Shares or (b)
has, in the past sixty (60) days, effected any transactions in the Shares.
(d) Not applicable.
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 718009-6-08 13D Page 8 of 16
- --------------------------- ---------------------------
(e) Not applicable.
Item 6. Contracts, Arrangements, Understandings, or Relationships with Respect
to Securities of the Issuer.
None of the Filing Persons nor, to the best of the Filing Persons'
knowledge, any person named in Item 2 hereof, has any contract, arrangement,
understanding, or relationship (legal or otherwise) with any person with respect
to any securities of the Issuer, including but not limited to any contract,
arrangement, understanding, or relationship concerning the transfer or the
voting of any such securities, finder's fees, joint ventures, loan or option
arrangements, puts or calls, guarantees of profits, division of profits or loss,
or the giving or withholding of proxies.
Item 7. Material to be Filed as Exhibits.
1. Joint Filing Agreement.
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 718009-6-08 13D Page 9 of 16
- --------------------------- ---------------------------
Schedule 1
Directors and Executive Officers of
Vivendi
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------------------
Present Principal
Occupation or Employment,
Position with Vivendi Including the Name
Name and (principal business) and
Business Address Citizenship Address (if different than
Business Address) of
Employer
- ----------------------------------------------------------------------------------------------------------------------------
1. Directors
- ----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Chairman of the Board Jean-Marie Messier French Chairman of the Board and
and Chief Executive c/o Vivendi Chief Executive Officer of
Officer 42 Avenue de Friedland Vivendi and Cegetel
75380 Paris, Cedex 08, France
- ----------------------------------------------------------------------------------------------------------------------------
Vice Chairman and Jean-Louis Beffa French Chairman and Chief
Director c/o Compagnie Saint Gobain les Miroirs Executive Officer of
18, Avenue d'Alsace Compagnie de Saint-Gobain
92400 Courbevoie, France
- ----------------------------------------------------------------------------------------------------------------------------
Director Bernard Arnault French Chairman and Chief
LVMH Executive Officer of Louis
30, avenue Hoche Vuitton Moet Hennessy,
75008 Paris Christian Dior, Groupe
France Arnault S.A. and Compagnie
Financiere du Nord
- ----------------------------------------------------------------------------------------------------------------------------
Director Jean-Marc Espalioux French Chairman and CEO of Accor;
Accor Director of Fiat France
2, rue de la Mare Neuve and Europcar International.
91021 Evry Cedex
France
- ----------------------------------------------------------------------------------------------------------------------------
Director Philippe Foriel-Destezet French Chairman and Chief
Nescofin Executive Officer of
43 Rutlandgate Adecco, Alcila, Ecco, Idem
S.W. 71 ED London France and Nescofin UK
England Limited
- ----------------------------------------------------------------------------------------------------------------------------
Director Jacques Friedmann French Chairman of the
AXA Supervisory Board of AXA
9, Place Vendome
75001 Paris
France
- ----------------------------------------------------------------------------------------------------------------------------
Director Esther Koplowitz Spanish Vice Chairman of the Board
F.C.C.-Madrid-Spain of Directors of FCC
Plaza Pablo Ruiz Picasso
28020 Madrid
Spain
- ----------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
- --------------------------- ---------------------------
CUSIP No. 718009-6-08 13D Page 10 of 16
- --------------------------- ---------------------------
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------------------
Present Principal
Occupation or Employment,
Position with Vivendi Including the Name
Name and (principal business) and
Business Address Citizenship Address (if different than
Business Address) of
Employer
- ----------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Director Henri Lachmann French Chairman and CEO of
Schneider S.A. Schneider S.A. and
64/70 avenue Jean-Baptiste Clement Schneider Electric S.A.
92646 Boulogne Billancourt
France
- ----------------------------------------------------------------------------------------------------------------------------
Director Eric Licoys French Chairman and CEO of Havas
Havas and General Manager of
31, rue du Colisee Vivendi.
75008 Paris, France
- ----------------------------------------------------------------------------------------------------------------------------
Director Thomas Middelhoff German Chairman and CEO of
Bertelsmann AG Bertelsmann
Carl-Bertelsmann-Strabe 270
D-33311 Gutersloh
Germany
- ----------------------------------------------------------------------------------------------------------------------------
Director Simon Murray British Chairman, Simon Murray &
Simon Murray and Associates (U.K.) Ltd. Company
Princes House
38 Jermyn Street
England
- ----------------------------------------------------------------------------------------------------------------------------
Director Serge Tchuruk French Chairman and Chief
Alcatel Executive Officer of
64, fue de la Boetie Alcatel and Chairman of
75008 Paris, France Alcatel USA Corp.
- ----------------------------------------------------------------------------------------------------------------------------
Director Rene Thomas French Honorary Chairman and
c/o Banexi Director of Banque
16 Blvd. des Italiens Nationale de Paris and
75009 Paris, France Vice Chairman of the
Supervisory Board of
Banque pour l'Expansion
Industrielle - BANEXI
- ----------------------------------------------------------------------------------------------------------------------------
Director Marc Vienot French Chairman of Paris-Europlace
Paris Europlace
39, rue Cambon
75039 Paris, Cedex ler
France
- ----------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
- ----------------------- -------------------
CUSIP No. 718009-6-08 13D Page 11 of 16
- ----------------------- -------------------
<TABLE>
<CAPTION>
- ----------------------------------------------------------------------------------------------------------------------
Name and Present Principal
Business Address Occupation or
Position with Vivendi Except as otherwise indicated, the Employment,
Business Address of each person is Including the Name
c/o Vivendi Citizenship (principal business)
42 Avenue de Friedland and Address (if
75384, Paris, Cedex 08, France different than Business
Address) of Employer
- ----------------------------------------------------------------------------------------------------------------------
II. Executive Officers
(other than those
who are also Directors)
- ----------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Senior Executive Henri Proglio French
Vice President,
Vivendi Utilities
- ----------------------------------------------------------------------------------------------------------------------
Senior Executive Philippe Germond French
Vice President,
Vivendi Communications
- ----------------------------------------------------------------------------------------------------------------------
Executive Vice Jean-Francois Colin French
President, Human
Resources
- ----------------------------------------------------------------------------------------------------------------------
Chief Financial Guillaume Hannezo French
Officer
- ----------------------------------------------------------------------------------------------------------------------
Company Secretary Jean-Francois Dubos French
- ----------------------------------------------------------------------------------------------------------------------
Corporate Christine Delavennat French
Communication
- ----------------------------------------------------------------------------------------------------------------------
International Affairs Thierry de Beauce French
- ----------------------------------------------------------------------------------------------------------------------
Strategy and Business Agnes Audier French
Development
- ----------------------------------------------------------------------------------------------------------------------
Ethical Standards Sylvie d'Arvisenet French
- ----------------------------------------------------------------------------------------------------------------------
Executive Committee Daniel Caille French
Member
- ----------------------------------------------------------------------------------------------------------------------
Executive Committee Stephane Richard French
Member
- ----------------------------------------------------------------------------------------------------------------------
Executive Committee Antoine Zacharias French
Member
- ----------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
- ----------------------- -------------------
CUSIP No. 718009-6-08 13D Page 12 of 16
- ----------------------- -------------------
Directors and Executive Officers of
Vivendi North America Company
<TABLE>
<CAPTION>
- ------------------------------------------------------------------------------------------------------------------------------
Name and Present Principal
Business Address Occupation or
Except as otherwise indicated, the Employment, Including
Business Address of each person is the Name (principal
Position with Vivendi c/o Vivendi North America Management business) and Address (if
North America Services, Inc. different than Business
Company 800 Third Avenue, Citizenship Address) of Employer
New York, NY 10022
- ------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
I. Directors
- ------------------------------------------------------------------------------------------------------------------------------
Chairman of the Board William Kriegel USA Chairman of the Board and
and Chief Executive Chief Executive Officer of
Officer Sithe Energies, Inc.;
Chairman of the Board of Air
& Water Technologies
Corporation
- ------------------------------------------------------------------------------------------------------------------------------
President and Director Michel Avenas/2/ French
- ------------------------------------------------------------------------------------------------------------------------------
Director Thierry M. Mallet French President and CEO of Air &
c/o Aqua Alliance, Inc. Water Technologies
800 Third Avenue Corporation
New York, New York 10022
- ------------------------------------------------------------------------------------------------------------------------------
Director Michel Gourvennec French President and Chief
3225 Aviation Avenue Executive Officer of
Miami, Florida 33133 Montenay International
- ------------------------------------------------------------------------------------------------------------------------------
Director W. Harrison Wellford, Esq. USA Partner at Latham & Watkins;
Latham & Watkins Vice Chairman of Sithe
1001 Pennsylvania Avenue, NW Energies, Inc.
Suite 1300
Washington, DC 20004
- ------------------------------------------------------------------------------------------------------------------------------
II. Executive Officers
(other than those who
are also Directors)
- ------------------------------------------------------------------------------------------------------------------------------
Vice President and Christian G. Farman USA
Chief Financial Officer
- ------------------------------------------------------------------------------------------------------------------------------
Vice President and Neil Lawrence Lane USA
General Counsel
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
_______________________
/2/ Michel Avenas is the beneficial owner of 543 Shares. He received 143 shares
in exchange for 100 shares of common stock of Consumers pursuant to the
merger of Consumers into the Issuer. He received 400 shares in June of 1999
as a part of the Issuer's 1999 Equity Compensation Plan.
<PAGE>
- ------------------------- -----------------
CUSIP No. 718009-6-08 13D Page 13 of 16
- ------------------------- -----------------
Members of the Supervisory Board and Executive Officers of
Compagnie Generale des Eaux
<TABLE>
<CAPTION>
- --------------------------------------------------------------------------------------------------------------------------------
Name and Present Principal
Business Address Occupation or
Except as otherwise indicated, the Employment, Including
Business Address of each person is the Name (principal
Position with Compagnie c/o Compagnie Generale Des Eaux business)and Address (if
Generale des Eaux 52 Rue d'Anjou different than Business
75008 Paris, France Citizenship Address) of Employer
- --------------------------------------------------------------------------------------------------------------------------------
I. Members of the
Supervisory Board
- --------------------------------------------------------------------------------------------------------------------------------
<S> <C> <C> <C>
Member Jean-Marie Messier French Chairman of the Board and
c/o Vivendi Chief Executive Officer of
42 Avenue de Friedland Vivendi and Cegetel
75380 Paris, Cedex 08, France
- --------------------------------------------------------------------------------------------------------------------------------
Member Guillaume Hannezo French Chief Financial Officer,
c/o Vivendi Vivendi
42 Avenue de Friedland
75380 Paris, Cedex 08, France
- --------------------------------------------------------------------------------------------------------------------------------
Member Antoine Zacharias French Chief Executive Officer, SGE
c/o Vivendi (Vivendi Construction and
42 Avenue de Friedland Property Subsidiary)
75380 Paris, Cedex 08, France
- --------------------------------------------------------------------------------------------------------------------------------
Member, President and Henri Proglio French Senior Executive Vice
Chief Executive Officer c/o Vivendi President, Vivendi Utilities
42 Avenue de Friedland
75380 Paris, Cedex 08, France
- --------------------------------------------------------------------------------------------------------------------------------
Member (represented by Edrif S.A. French S.A. A public limited company
Mr. Serge Michel) 5, rue Tronson du Coudray whose business is the study,
75008 Paris, France design and operation of
projects in the fields of
finance, industry, trade,
housing or agriculture
- --------------------------------------------------------------------------------------------------------------------------------
II. Executive Officers
(other than those who
are also Members of
the Supervisory Board)
- --------------------------------------------------------------------------------------------------------------------------------
Chief Operating Officer Oliver Barbaroux French
- --------------------------------------------------------------------------------------------------------------------------------
Senior Executive Vice Gerard Mohr French
President
- --------------------------------------------------------------------------------------------------------------------------------
Senior Executive Vice Olivier Grunberg French
President
- --------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
- ------------------------- -----------------
CUSIP No. 718009-6-08 13D Page 14 of 16
- ------------------------- -----------------
SCHEDULE 2
<TABLE>
<CAPTION>
Date Acquired No. of Shares Price Per Share
------------- ------------- ---------------
<S> <C> <C>
8/30/99 4,600 24.0000
8/31/99 5,000 23.3000
9/01/99 5,000 23.8750
9/02/99 500 24.0000
9/03/99 500 24.0000
9/09/99 1,500 24.0000
9/14/99 5,000 23.8188
9/15/99 5,000 23.4625
9/16/99 5,000 23.4888
</TABLE>
All of the Shares were acquired by CGE in open market purchases on the
New York Stock Exchange.
<PAGE>
- ------------------------- -----------------
CUSIP No. 718009-6-08 13D Page 15 of 16
- ------------------------- -----------------
SIGNATURE
---------
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
VIVENDI
By /s/ Guillaume Hannezo
------------------------------
Name: Guillaume Hannezo
Title: Chief Financial Officer
VIVENDI NORTH AMERICA COMPANY
By: /s/ Michel Avenas
------------------------------
Name: Michel Avenas
Title: President
COMPAGNIE GENERALE DES EAUX
By: /s/ Henri Proglio
------------------------------
Name: Henri Proglio
Title: President and Chief Executive Officer
Dated: October 27,1999
<PAGE>
- ------------------------- -----------------
CUSIP No. 718009-6-08 13D Page 16 of 16
- ------------------------- -----------------
EXHIBIT 1
JOINT FILING AGREEMENT
----------------------
In accordance with Rule 13d-1(f) promulgated under the Securities
Exchange Act of 1934, as amended, the undersigned hereby agree to the joint
filing with all other Filing Persons (as such term is defined in the Schedule
13D referred to below) on behalf of each of them of a statement on Schedule 13D
(including amendments thereto) with respect to the Common Stock, par value $.50
per share (the "Shares"), of Philadelphia Suburban Corporation, a Pennsylvania
corporation, and that this Agreement may be included as an Exhibit to such joint
filing. This Agreement may be executed in any number of counterparts, all of
which taken together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as
of the 27th day of October, 1999.
VIVENDI
By /s/ Guillaume Hannezo
------------------------------
Name: Guillaume Hannezo
Title: Chief Financial Officer
VIVENDI NORTH AMERICA COMPANY
By: /s/ Michel Avenas
------------------------------
Name: Michel Avenas
Title: President
COMPAGNIE GENERALE DES EAUX
By: /s/ Henri Proglio
------------------------------
Name: Henri Proglio
Title: President and Chief Executive Officer
