<PAGE>
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Rule 13d-101)
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT
TO RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
RULE 13d-2(a)
(Amendment No. 19)/1/
PHILADELPHIA SUBURBAN CORPORATION
- --------------------------------------------------------------------------------
(Name of Issuer)
Common Stock, par value $0.50 per share
- --------------------------------------------------------------------------------
(Title of Class of Securities)
718009-6-08
-----------
(CUSIP Number)
Roger H. Kimmel, Esq. Stephen P. Stanczak, Esq.
Latham & Watkins c/o United States Filter Corporation
885 Third Avenue 40-004 Cook Street
New York, New York 10022 Palm Desert, CA 92211
(212) 906-1200 (760) 341-8126
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
March 29, 2000
----------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(e), Rule 13d-1(f) or Rule 13d-1(g), check the
following box [_].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Rule 13d-7(b) for other
parties to whom copies are to be sent.
(Continued on following pages)
(Page 1 of 19 Pages)
- ---------------
/1/ The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
CUSIP No. 718009-6-08 13D Page 2 of 19
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vivendi S.A.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC, OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[_]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
-------------------------------------------------------
NUMBER OF SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED 7,366,488
-------------------------------------------------------
BY EACH 9 SOLE DISPOSITIVE POWER
REPORTING PERSON WITH
-------------------------------------------------------
10 SHARED DISPOSITIVE POWER
7,366,488
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,366,488
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 18.0% (based upon 40,997,701 shares outstanding as of March 1,
2000 according to Philadelphia Suburban Corporation's Annual Report on Form
10-K for the Year Ended December 31, 1999)
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 718009-6-08 13D Page 3 of 19
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vivendi North America Company (formerly Anjou International Company)
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
OO
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[_]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
Delaware
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
None
-------------------------------------------------------
NUMBER OF SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED 752,586
-------------------------------------------------------
BY EACH 9 SOLE DISPOSITIVE POWER
REPORTING PERSON WITH None
-------------------------------------------------------
10 SHARED DISPOSITIVE POWER
752,586
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
752,586
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 1.8% (based upon 40,997,701 shares outstanding as of March 1,
2000 according to Philadelphia Suburban Corporation's Annual Report on Form
10-K for the Year Ended December 31, 1999)
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 718009-6-08 13D Page 4 of 19
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Vivendi Water S.A.
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[_]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
None
-------------------------------------------------------
NUMBER OF SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED 6,613,902
-------------------------------------------------------
BY EACH 9 SOLE DISPOSITIVE POWER
REPORTING PERSON WITH None
-------------------------------------------------------
10 SHARED DISPOSITIVE POWER
6,613,902
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,613,902
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 16.1% (based upon 40,997,701 shares outstanding as of March 1,
2000 according to Philadelphia Suburban Corporation's Annual Report on Form
10-K for the Year Ended December 31, 1999)
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
CO
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 718009-6-08 13D Page 5 of 19
- --------------------------------------------------------------------------------
1 NAME OF REPORTING PERSON
SS. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Compagnie Generale Des Eaux
- --------------------------------------------------------------------------------
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [_]
(b) [_]
- --------------------------------------------------------------------------------
3 SEC USE ONLY
- --------------------------------------------------------------------------------
4 SOURCE OF FUNDS
WC
- --------------------------------------------------------------------------------
5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS
IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e)
[_]
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
France
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
None
-------------------------------------------------------
NUMBER OF SHARES 8 SHARED VOTING POWER
BENEFICIALLY OWNED 342,000
-------------------------------------------------------
BY EACH 9 SOLE DISPOSITIVE POWER
REPORTING PERSON WITH None
-------------------------------------------------------
10 SHARED DISPOSITIVE POWER
342,000
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
342,000
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[_]
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
Approximately 0.8% (based upon 40,997,701 shares outstanding as of March 1,
2000 according to Philadelphia Suburban Corporation's Annual Report on Form
10-K for the Year Ended December 31, 1999)
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
PN (limited partnership)
- --------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
CUSIP No. 718009-6-08 13D Page 6 of 19
This Amendment No. 19, which amends the Statement on Schedule 13D,
dated September 7, 1983, as amended and restated in its entirety by Amendment
No. 17, of Vivendi S.A. (formerly Compagnie Generale des Eaux), and its
subsidiary Vivendi North America Company (formerly Anjou International Company),
and as amended by Amendment No. 18, is filed to add Vivendi's indirect
subsidiary, Vivendi Water S.A., as a filing person and reflect information
required pursuant to Rule 13d-2 of the General Rules and Regulations under the
Securities Exchange Act of 1934, as amended, relating to the shares of Common
Stock, par value $.50 per share, of Philadelphia Suburban Corporation, a
Pennsylvania corporation (the "Issuer").
Item 1. Security and Issuer.
The Issuer's principal executive offices are located at 762 Lancaster
Avenue, Bryn Mawr, Pennsylvania 19010. This statement relates to the shares of
common stock, par value $.50 per share, of the Issuer (the "Shares").
Item 2. Identity and Background.
(a) This statement is filed by Vivendi S.A., a French corporation
("Vivendi"), its wholly owned subsidiary Vivendi North America Company ("VNAC,"
formerly Anjou International Company), its indirect wholly owned subsidiary
Vivendi Water S.A. ("Water") and Water's wholly owned subsidiary Compagnie
Generale Des Eaux ("CGE" and, together with Vivendi, VNAC and Water, the "Filing
Persons"). Water is a wholly owned subsidiary of Vivendi Environment S.A., a
French corporation ("Environment"), a wholly owned subsidiary of Vivendi.
(b) The business address of Vivendi and Environment is 42 Avenue de
Friedland, 75380 Paris, Cedex 08, France. The business address of VNAC is c/o
Vivendi North America Management Services, Inc., 800 Third Avenue, New York, New
York 10022. The business address of Water and CGE is 52 Rue d'Anjou 75008,
Paris, France.
(c) Vivendi and its subsidiaries are involved in two major sectors:
utilities (water, transport, waste management and energy) and communications
(telecommunications, publishing, multimedia and audiovisual).
VNAC is a holding company for certain of Vivendi's interests in the
United States.
Water is a wholly owned subsidiary of Environment and an indirect
wholly owned subsidiary of Vivendi, dedicated to and engaged in water and
wastewater management and activities.
Environment, a wholly owned subsidiary of Vivendi, provides
environmental services worldwide, including water and wastewater treatment,
waste management, energy services and facilities management, and transportation
systems management.
CGE is a wholly owned subsidiary of Water dedicated to and engaged in
water and wastewater management and activities.
The names, residence or business addresses and present principal
occupation or employment and the name, principal business and address of any
corporation or other organization in which such employment is conducted, of the
executive officers and directors of Vivendi and VNAC and the executive officers
and members of the supervisory board of Water and CGE are set forth in Schedule
1 hereto and incorporated herein by reference.
<PAGE>
CUSIP No. 718009-6-08 13D Page 7 of 19
(d) During the last five years, neither Vivendi nor, to the best of
Vivendi's knowledge, any of the directors or executive officers of Vivendi have
been convicted in criminal proceedings (excluding traffic violations or similar
misdemeanors).
During the last five years, neither VNAC nor, to the best of VNAC's
knowledge, any of the directors or executive officers of VNAC have been
convicted in criminal proceedings (excluding traffic violations or similar
misdemeanors).
During the last five years, neither Environment nor, to the best of
Environment's knowledge, any of the supervisory board members or executive
officers of Environment have been convicted in criminal proceedings (excluding
traffic violations or similar misdemeanors).
During the last five years, neither Water nor, to the best of Water's
knowledge, any of the supervisory board members or executive officers of Water
have been convicted in criminal proceedings (excluding traffic violations or
similar misdemeanors).
During the last five years, neither CGE nor, to the best of CGE's
knowledge, any of the supervisory board members or executive officers of CGE
have been convicted in criminal proceedings (excluding traffic violations or
similar misdemeanors).
(e) During the last five years, neither Vivendi nor, to the best of
Vivendi's knowledge, any of the directors or executive officers of Vivendi was a
party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
During the last five years, neither VNAC nor, to the best of VNAC's
knowledge, any of the directors or executive officers of VNAC was a party to a
civil proceeding of a judicial or administrative body of competent jurisdiction
and as a result of such proceeding was or is subject to a judgment, decree or
final order enjoining future violations of, or prohibiting or mandating
activities subject to, federal or state securities laws or finding any violation
with respect to such laws.
During the last five years, neither Environment nor, to the best of
Environment's knowledge, any of the supervisory board members or executive
officers of Environment was a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction and as a result of such proceeding
was or is subject to a judgment, decree or final order enjoining future
violations of, or prohibiting or mandating activities subject to, federal or
state securities laws or finding any violation with respect to such laws.
During the last five years, neither Water nor, to the best of Water's
knowledge, any of the supervisory board members or executive officers of Water
was a party to a civil proceeding of a judicial or administrative body of
competent jurisdiction and as a result of such proceeding was or is subject to a
judgment, decree or final order enjoining future violations of, or prohibiting
or mandating activities subject to, federal or state securities laws or finding
any violation with respect to such laws.
During the last five years, neither CGE nor, to the best of CGE's
knowledge, any of the supervisory board members or executive officers of CGE was
a party to a civil proceeding of a judicial or administrative body of competent
jurisdiction and as a result of such proceeding was or is subject to a judgment,
decree or final order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities laws or finding any
violation with respect to such laws.
<PAGE>
CUSIP No. 718009-6-08 13D Page 8 of 19
(f) The citizenship of the executive officers and the directors or
supervisory board members, as applicable, of Vivendi, VNAC, Water and CGE is set
forth in Schedule 1 hereto and incorporated herein by reference.
Item 3. Source and Amount of Funds or Other Consideration.
The source of the funds used to finance the purchases of Shares
reported by this Amendment No. 19 was working capital of Water. The total
amount of such funds was approximately $7,868,006, exclusive of brokerage
commissions. Vivendi transferred the 5,823,502 Shares previously owned directly
by it to Water as a contribution to capital.
Item 4. Purpose of Transaction.
The Shares owned by the Filing Persons were acquired, and are being
held, as an investment. Except as described in clause (c) below, none of the
Filing Persons has any present plans or proposals which may be related to or
would result in:
(a) An extraordinary corporate transaction, such as a merger,
reorganization or liquidation, involving the Issuer or any of its subsidiaries;
(b) A sale or transfer of a material amount of assets of the Issuer or
any of its subsidiaries;
(c) Any change in the present board of directors or management of the
Issuer, including any plans or proposals to change the number or term of
directors or to fill any existing vacancies on the board. However, Vivendi
intends to request that the Issuer nominate an executive of Vivendi or one of
its affiliates to fill the board seat traditionally held by an executive of
Vivendi (or one of its affiliates) which was held by Claudio Elia until his
death;
(d) Any material change in the present capitalization or dividend
policy of the issuer;
(e) Any other material change in the Issuer's business or corporate
structure;
(f) Changes in the Issuer's charter, bylaws or instruments
corresponding thereto or other actions which may impede the acquisition of
control of the Issuer by any person;
(g) A class of securities of the Issuer being delisted from a national
securities exchange or to cease to be authorized to be quoted in an inter-dealer
quotation system of a registered national securities association;
(h) A class of equity securities of the Issuer becoming eligible for
termination of registration pursuant to Section 12(g)(4) of the Act; or
(i) Any action similar to any of those enumerated above.
Vivendi presently intends to review its investment position in the
Issuer periodically and, depending on such review, market conditions and share
prices, the Issuer's business, prospects and future developments and applicable
legal requirements, Vivendi may seek to acquire (either directly or through a
subsidiary, including VNAC, Water and CGE) additional Shares from time to time
in the open market or in negotiated transactions or both as would result in
Vivendi and its subsidiaries holding up to 19.99% of the outstanding Shares or
may sell its Shares. Vivendi has advised the Issuer that any additional
purchases of Shares will be solely for investment purposes.
<PAGE>
CUSIP No. 718009-6-08 13D Page 9 of 19
Item 5. Interest in Securities of the Issuer.
(a) As of April 12, 2000, Vivendi was the beneficial owner of
7,366,488 Shares constituting approximately 18.0% of the outstanding Shares
(based upon 40,997,701 Shares outstanding as of March 1, 2000 according to the
Issuer's Annual Report on Form 10-K for the year ended December 31, 1999). To
the best knowledge of Vivendi, no director or executive officer owns or has any
right to acquire, directly or indirectly, any Shares.
As of April 12, 2000, VNAC was the beneficial owner of 752,586
Shares, constituting approximately 1.8% of the outstanding Shares based upon
40,997,701 Shares outstanding). Except as set forth on Schedule 1 hereto, and
incorporated herein by reference, to the best knowledge of VNAC, no director or
executive officer owns or has any right to acquire, directly or indirectly, any
Shares.
As of April 12, 2000, Environment was the beneficial owner of the
6,613,902 Shares beneficially owned by Water, constituting approximately 16.1%
of the outstanding Shares (based upon 40,997,701 Shares outstanding).
As of April 12, 2000, Water was the beneficial owner of 6,613,902
Shares, consisting of 6,271,902 Shares owned directly and 342,000 Shares owned
by its subsidiary CGE, constituting approximately 16.1% of the outstanding
Shares (based upon 40,997,701 Shares outstanding).
As of April 12, 2000, CGE was the beneficial owner of 342,000 Shares,
constituting approximately 0.8% of the outstanding Shares (based upon 40,997,701
Shares outstanding).
(b) Vivendi has the shared power to vote or direct the disposition of
7,366,488 Shares. VNAC, Environment, Water and CGE have the shared power to
vote or direct the disposition of 752,586 Shares, 6,613,902 Shares, 6,613,902
Shares and 342,000 Shares, respectively.
(c) Neither Vivendi nor, to the best of Vivendi's knowledge, any
executive officer or director of Vivendi: (a) owns, or has any right to acquire,
directly or indirectly, any Shares or (b) has, in the past sixty (60) days,
effected any transactions in the Shares.
Except as set forth on Schedule 1 hereto and incorporated herein by
reference, neither VNAC nor, to the best of VNAC's knowledge, any executive
officer or director of VNAC: (a) owns, or has any right to acquire, directly or
indirectly, any Shares or (b) has, in the past sixty (60) days, effected any
transactions in the Shares.
Neither Water nor, to the best of Water's knowledge, any executive
officer or director of Water: (a) owns, or has any right to acquire, directly or
indirectly, any Shares or (b) has, in the past sixty (60) days, effected any
transactions in the Shares.
Neither CGE nor, to the best of CGE's knowledge, any executive officer
or director of CGE: (a) owns, or has any right to acquire, directly or
indirectly, any Shares or (b) has, in the past sixty (60) days, effected any
transactions in the Shares.
Except for the purchases set forth on Schedule 2 hereto and
incorporated herein by reference, neither Water nor, to the best of Water's
knowledge, any executive officer or supervisory board member of Water (a) owns,
or has any right to acquire, directly or indirectly, any Shares or (b) has, in
the past sixty (60) days, effected any transactions in the Shares.
(d) Not applicable.
(e) Not applicable.
<PAGE>
CUSIP No. 718009-6-08 13D Page 10 of 19
Item 6. Contracts, Arrangements, Understandings, or Relationships with Respect
to Securities of the Issuer.
None of the Filing Persons nor, to the best of the Filing Persons'
knowledge, any person named in Item 2 hereof, has any contract, arrangement,
understanding, or relationship (legal or otherwise) with any person with respect
to any securities of the Issuer, including but not limited to any contract,
arrangement, understanding, or relationship concerning the transfer or the
voting of any such securities, finder's fees, joint ventures, loan or option
arrangements, puts or calls, guarantees of profits, division of profits or loss,
or the giving or withholding of proxies.
Item 7. Material to be Filed as Exhibits.
1. Joint Filing Agreement.
<PAGE>
CUSIP No. 718009-6-08 13D Page 11 of 19
Schedule 1
Directors and Executive Officers of
Vivendi
<TABLE>
<CAPTION>
Present Principal
Occupation or Employment,
Including the Name
(principal business) and
Address (if different than
Name and Business Address) of
Position with Vivendi Business Address Citizenship Employer
<S> <C> <C> <C>
- ----------------------------------------------------------------------------------------------------------------------------
I. Directors
- ----------------------------------------------------------------------------------------------------------------------------
Chairman of the Board Jean-Marie Messier French Chairman of the Board and
and Chief Executive c/o Vivendi Chief Executive Officer of
Officer 42 Avenue de Friedland Vivendi, Cegetel and
75380 Paris, Cedex 08, France Vivendi Environment
----------------------------------------------------------------------------------------------------------------------------
Vice Chairman and Jean-Louis Beffa French Chairman and Chief
Director c/o Compagnie Saint Gobain les Miroirs Executive Officer of
18, Avenue d'Alsace Compagnie de Saint-Gobain
92400 Courbevoie, France
- ----------------------------------------------------------------------------------------------------------------------------
Director Bernard Arnault French Chairman and Chief
LVMH Executive Officer of Louis
30, avenue Hoche Vuitton Moet Hennessy,
75008 Paris Christian Dior, Groupe
France Arnault S.A. and Compagnie
Financiere du Nord
- ----------------------------------------------------------------------------------------------------------------------------
Director Jean-Marc Espalioux French Chairman and CEO of Accor;
Accor Director of Fiat France
2, rue de la Mare Neuve and Europcar International.
91021 Evry Cedex
France
- ----------------------------------------------------------------------------------------------------------------------------
Director Philippe Foriel-Destezet French Chairman and Chief
Nescofin Executive Officer of
43 Rutlandgate Adecco, Alcila, Ecco, Idem
S.W. 71 ED London France and Nescofin UK
England Limited
- ----------------------------------------------------------------------------------------------------------------------------
Director Jacques Friedmann French Chairman of the
AXA Supervisory Board of AXA
9, Place Vendome
75001 Paris
France
- ----------------------------------------------------------------------------------------------------------------------------
Director Esther Koplowitz Spanish Vice Chairman of the Board
F.C.C.-Madrid-Spain of Directors of FCC
Plaza Pablo Ruiz Picasso
28020 Madrid
Spain
- ----------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
CUSIP No. 718009-6-08 13D Page 12 of 19
<TABLE>
<CAPTION>
Present Principal
Occupation or Employment,
Including the Name
(principal business) and
Address (if different than
Name and Business Address) of
Position with Vivendi Business Address Citizenship Employer
<S> <C> <C> <C>
- ----------------------------------------------------------------------------------------------------------------------------
Director Henri Lachmann French Chairman and CEO of
Schneider S.A. Schneider S.A. and
64/70 avenue Jean-Baptiste Clement Schneider Electric S.A.
92646 Boulogne Billancourt
France
- ----------------------------------------------------------------------------------------------------------------------------
Director Eric Licoys French Chairman and CEO of Havas
Havas and General Manager of
31, rue du Colisee Vivendi.
75008 Paris, France
- ----------------------------------------------------------------------------------------------------------------------------
Director Thomas Middelhoff German Chairman and CEO of
Bertelsmann AG Bertelsmann
Carl-Bertelsmann-Strabe 270
D-33311 Gutersloh
Germany
- ----------------------------------------------------------------------------------------------------------------------------
Director Simon Murray British Chairman, Simon Murray &
Simon Murray and Associates (U.K.) Ltd. Company
Princes House
38 Jermyn Street
England
- ----------------------------------------------------------------------------------------------------------------------------
Director Serge Tchuruk French Chairman and Chief
Alcatel Executive Officer of
64, fue de la Boetie Alcatel and Chairman of
75008 Paris, France Alcatel USA Corp.
- ----------------------------------------------------------------------------------------------------------------------------
Director Rene Thomas French Honorary Chairman and
c/o Banexi Director of Banque
16 Blvd. des Italiens Nationale de Paris and
75009 Paris, France Vice Chairman of the
Supervisory Board of
Banque pour l'Expansion
Industrielle - BANEXI
- ----------------------------------------------------------------------------------------------------------------------------
Director Marc Vienot French Chairman of Paris-Europlace
Paris Europlace
39, rue Cambon
75039 Paris, Cedex ler
France
- ----------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
CUSIP No. 718009-6-08 13D Page 13 of 19
<TABLE>
<CAPTION>
Present Principal
Name and Business Address Occupation or Employment,
Except as otherwise indicated, the Including the Name
Business Address of each person is (principal business) and
c/o Vivendi Address (if different than
42 Avenue de Friedland Business Address) of
Position with Vivendi 75384, Paris, Cedex 08, France Citizenship Employer
<S> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------------
II. Executive Officers
(other than those who
are also Directors)
- ------------------------------------------------------------------------------------------------------------------------------
Senior Executive Vice Henri Proglio French Chairman of the Board and
President, Vivendi Chief Executive Officer
Environment of CGEA, President and Chief
Executive Officer of Vivendi
Environment, Vivendi Water and
Campagnie Generale des Eaux
- ------------------------------------------------------------------------------------------------------------------------------
Senior Executive Vice Philippe Germond French
President, Vivendi
Communications
- ------------------------------------------------------------------------------------------------------------------------------
Executive Vice Jean-Francois Colin French
President, Human
Resources
- ------------------------------------------------------------------------------------------------------------------------------
Chief Financial Officer Guillaume Hannezo French
- ------------------------------------------------------------------------------------------------------------------------------
Company Secretary Jean-Francois Dubos French
- ------------------------------------------------------------------------------------------------------------------------------
Corporate Communication Christine Delavennat French
- ------------------------------------------------------------------------------------------------------------------------------
International Affairs Thierry de Beauce French
- ------------------------------------------------------------------------------------------------------------------------------
Strategy and Business Agnes Audier French
Development
- ------------------------------------------------------------------------------------------------------------------------------
Ethical Standards Sylvie d'Arvisenet French
- ------------------------------------------------------------------------------------------------------------------------------
Deputy Chief Executive Daniel Caille French
Officer
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
CUSIP No. 718009-6-08 13D Page 14 of 19
<TABLE>
<CAPTION>
Name and Business Address Present Principal
Except as otherwise indicated, the Occupation or Employment,
Business Address of each person is Including the Name
c/o Vivendi North America Management (principal business) and
Services, Inc. Address (if different than
Position with Vivendi 800 Third Avenue, Business Address) of
North America Company New York, NY 10022 Citizenship Employer
<S> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------------
I. Directors
- ------------------------------------------------------------------------------------------------------------------------------
President and Director Michel Avenas/2/ French
- ------------------------------------------------------------------------------------------------------------------------------
II. Executive Officers
(other than those who
are also Directors)
- ------------------------------------------------------------------------------------------------------------------------------
Vice President and Christian G. Farman USA
Chief Financial Officer
- ------------------------------------------------------------------------------------------------------------------------------
Vice President and Neil Lawrence Lane USA
General Counsel
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
- -------------------------
/2/ Michel Avenas is the beneficial owner of 2,543 Shares.
<PAGE>
CUSIP No. 718009-6-08 13D Page 15 of 19
Members of the Supervisory Board and Executive Officers of
Vivendi Water S.A.
<TABLE>
Name and Present Principal Occupation
Business Address or Employment, Including the
Except as otherwise indicated, the Name (principal business)
Business Address of each person is and Address (if different
Position with Vivendi c/o Vivendi Water S.A. than Business Address) of
Water, S.A. 52 Rue d'Anjou Employer
75008 Paris, France Citizenship
<S> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------------
I. Members of the
Supervisory Board
- ------------------------------------------------------------------------------------------------------------------------------
Chairman Richard J. Heckmann USA
c/o Vivendi
42 Avenue de Friedland
75380 Paris, Cedex 08, France
- ------------------------------------------------------------------------------------------------------------------------------
Member, President and Henri Proglio French Chairman of the Board and
Chief Executive Officer c/o Vivendi Chief Executive Officer of
42 Avenue de Friedland CGEA, President and Chief
75380 Paris, Cedex 08, France Executive Officer of Vivendi
Environment, Vivendi Water
and Compagnie Generale des
Eaux
- ------------------------------------------------------------------------------------------------------------------------------
Member Pierre Henri Galan French
c/o Vivendi
42 Avenue de Friedland
75380 Paris, Cedex 08, France
- ------------------------------------------------------------------------------------------------------------------------------
II. Executive Officers
(other than those who
are also Members of
the Supervisory Board)
- ------------------------------------------------------------------------------------------------------------------------------
Chief Financial Officer Olivier Grunberg French Deputy General Manager of
Compagnie Generale des Eaux
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
CUSIP No. 718009-6-08 13D Page 16 of 19
Members of the Supervisory Board and Executive Officers of
Compagnie Generale des Eaux
<TABLE>
Name and Present Principal Occupation
Business Address or Employment, Including the
Except as otherwise indicated, the Name (principal business)
Business Address of each person is and Address (if different
Position with Compagnie c/o Compagnie Generale Des Eaux than Business Address) of
Generale des Eaux 52 Rue d'Anjou Employer
75008 Paris, France Citizenship
<S> <C> <C> <C>
- ------------------------------------------------------------------------------------------------------------------------------
I. Members of the
Supervisory Board
- ------------------------------------------------------------------------------------------------------------------------------
Member Jean-Marie Messier French Chairman of the Board and
c/o Vivendi Chief Executive Officer of
42 Avenue de Friedland Vivendi, Cegetel and Vivendi
75380 Paris, Cedex 08, France Environment
- ------------------------------------------------------------------------------------------------------------------------------
Member Guillaume Hannezo French Chief Financial Officer,
c/o Vivendi Vivendi
42 Avenue de Friedland
75380 Paris, Cedex 08, France
- ------------------------------------------------------------------------------------------------------------------------------
Member Antoine Zacharias French Chief Executive Officer, SGE
c/o Vivendi (Vivendi Construction and
42 Avenue de Friedland Property Subsidiary)
75380 Paris, Cedex 08, France
- ------------------------------------------------------------------------------------------------------------------------------
Member (represented by Edrif S.A. French S.A. A public limited company
Mr. Serge Michel) 5, rue Tronson du Coudray whose business is the study,
75008 Paris, France design and operation of
projects in the fields of
finance, industry, trade,
housing or agriculture
- ------------------------------------------------------------------------------------------------------------------------------
II. Executive Officers
(other than those who
are also Members of
the Supervisory Board)
- ------------------------------------------------------------------------------------------------------------------------------
President and Chief Henri Proglio French Chairman of the Board and
Executive Officer c/o Vivendi Chief Executive Officer of
42 Avenue de Friedland CGEA, President and Chief
75380 Paris, Cedex 08, France Executive Officer of Vivendi
Environment, Vivendi Water and
Compagnie Generale des Eaux
- ------------------------------------------------------------------------------------------------------------------------------
Chief Operating Officer Oliver Barbaroux French
- ------------------------------------------------------------------------------------------------------------------------------
Deputy General Manager Gerard Mohr French
- ------------------------------------------------------------------------------------------------------------------------------
Deputy General Manager Olivier Grunberg French
- ------------------------------------------------------------------------------------------------------------------------------
General Secretary and Patrick Spilliaert French
Secretary of the
Supervisory Board
- ------------------------------------------------------------------------------------------------------------------------------
</TABLE>
<PAGE>
CUSIP No. 718009-6-08 13D Page 17 of 19
SCHEDULE 2
<TABLE>
<CAPTION>
Date Acquired No. of Shares Price Per Share
- ------------------------------------- -------------------------------------- --------------------------------------
<S> <C> <C>
3/2/00 4,400 18.4872
3/3/00 10,000 18,4706
3/6/00 5,000 18.4375
3/7/00 7,000 17.6482
3/8/00 13,500 17.2384
3/9/00 20,000 16.8016
3/10/00 18,000 16.9155
3/14/00 275,800 17,2431
3/20/00 5,000 18.8500
3/21/00 7,000 18.7813
3/22/00 6,500 17.9346
3/23/00 11,000 18.0284
3/24/00 6,500 18.4615
3/28/00 11,000 18.5284
3/29/00 20,000 18.2144
3/30/00 5,500 18.2193
3/31/00 9,000 18.9400
4/3/00 5,700 19.4890
4/4/00 7,000 19.7714
</TABLE>
All of the Shares were acquired by Water in open market purchases on
the New York Stock Exchange, except for the Shares acquired on March 14, 2000,
which were acquired in a privately negotiated transaction.
<PAGE>
CUSIP No. 718009-6-08 13D Page 18 of 19
SIGNATURE
---------
After reasonable inquiry and to the best of my knowledge and belief, I certify
that the information set forth in this statement is true, complete and correct.
VIVENDI S.A.
By /s/ Guillaume Hannezo
-------------------------------------
Name: Guillaume Hannezo
Title: Chief Financial Officer
VIVENDI NORTH AMERICA COMPANY
By /s/ Michel Avenas
-------------------------------------
Name: Michel Avenas
Title: President
COMPAGNIE GENERALE DES EAUX
By /s/ Henri Proglio
-------------------------------------
Name: Henri Proglio
Title: President and Chief Executive
Officer
VIVENDI WATER S.A.
By /s/ Henri Proglio
-------------------------------------
Name: Henri Proglio
Title: President and Chief Executive
Officer
Dated: April 12, 2000
<PAGE>
CUSIP No. 718009-6-08 13D Page 19 of 19
EXHIBIT 1
JOINT FILING AGREEMENT
----------------------
In accordance with Rule 13d-1(f) promulgated under the Securities Exchange Act
of 1934, as amended, the undersigned hereby agree to the joint filing with all
other Filing Persons (as such term is defined in the Schedule 13D referred to
below) on behalf of each of them of a statement on Schedule 13D (including
amendments thereto) with respect to the Common Stock, par value $.50 per share
(the "Shares"), of Philadelphia Suburban Corporation, a Pennsylvania
corporation, and that this Agreement may be included as an Exhibit to such joint
filing. This Agreement may be executed in any number of counterparts, all of
which taken together shall constitute one and the same instrument.
IN WITNESS WHEREOF, the undersigned hereby execute this Agreement as of the 12th
day of April, 2000.
VIVENDI S.A.
By /s/ Guillaume Hannezo
-------------------------------------
Name: Guillaume Hannezo
Title: Chief Financial Officer
VIVENDI NORTH AMERICA COMPANY
By /s/ Michel Avenas
-------------------------------------
Name: Michel Avenas
Title: President
COMPAGNIE GENERALE DES EAUX
By /s/ Henri Proglio
-------------------------------------
Name: Henri Proglio
Title: President and Chief Executive
Officer
VIVENDI WATER S.A.
By /s/ Henri Proglio
-------------------------------------
Name: Henri Proglio
Title: President and
Chief Executive Officer
