UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
(Amendment No. 1)*
UNDER THE SECURITIES EXCHANGE ACT OF 1934
XIOX CORPORATION
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(Name of Issuer)
Common Stock
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(Title of Class of Securities)
983905100
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(CUSIP Number)
December 31, 1999
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(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule
is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Page 1 of 11 pages
<PAGE>
CUSIP No. 983905100 Page 2 of 11 Pages
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(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Bay Area Micro-Cap Fund, L.P.
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(2) Check The Appropriate Box If A Member Of A Group (a)
(b) [X]
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
California
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Number Of Shares (5) Sole Voting Power 320,664
Beneficially Owned
By Each Reporting (6) Shared Voting Power -0-
Person With
(7) Sole Dispositive Power 320,664
(8) Shared Dispositive Power -0-
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
320,664
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(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
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(11) Percent Of Class Represented By Amount In Row (11)
9.42%
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(12) Type Of Reporting Person
PN
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*SEE INSTRUCTION BEFORE FILLING OUT!
Page 2 of 11 pages
<PAGE>
CUSIP No. 983905100 Page 3 of 11 Pages
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(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Bay Area Micro-Cap Management Company, LLC
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(2) Check The Appropriate Box If A Member Of A Group (a)
(b) [X]
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
California
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Number Of Shares (5) Sole Voting Power 320,664
Beneficially Owned
By Each Reporting (6) Shared Voting Power -0-
Person With
(7) Sole Dispositive Power 320,664
(8) Shared Dispositive Power -0-
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
320,664
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(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
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(11) Percent Of Class Represented By Amount In Row (11)
9.42%
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(12) Type Of Reporting Person
CO
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*SEE INSTRUCTION BEFORE FILLING OUT!
Page 3 of 11 pages
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CUSIP No. 983905100 Page 4 of 11 Pages
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(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Smart & Holland Value Fund, L.P.
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(2) Check The Appropriate Box If A Member Of A Group (a)
(b) [X]
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
California
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Number Of Shares (5) Sole Voting Power 1,000
Beneficially Owned
By Each Reporting (6) Shared Voting Power -0-
Person With
(7) Sole Dispositive Power 1,000
(8) Shared Dispositive Power -0-
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
1,000
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(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
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(11) Percent Of Class Represented By Amount In Row (11)
0.17%
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(12) Type Of Reporting Person
PN
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*SEE INSTRUCTION BEFORE FILLING OUT!
Page 4 of 11 pages
<PAGE>
CUSIP No. 983905100 Page 5 of 11 Pages
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(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Gregory F. Wilbur
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(2) Check The Appropriate Box If A Member Of A Group (a)
(b) [X]
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
California
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Number Of Shares (5) Sole Voting Power 320,664
Beneficially Owned
By Each Reporting (6) Shared Voting Power -0-
Person With
(7) Sole Dispositive Power 320,664
(8) Shared Dispositive Power -0-
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
320,664
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(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
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(11) Percent Of Class Represented By Amount In Row (11)
9.42%
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(12) Type Of Reporting Person
IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
Page 5 of 11 pages
<PAGE>
CUSIP No. 983905100 Page 6 of 11 Pages
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(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
William A. Smart III
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(2) Check The Appropriate Box If A Member Of A Group (a)
(b) [X]
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
California
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Number Of Shares (5) Sole Voting Power 1,000
Beneficially Owned
By Each Reporting (6) Shared Voting Power 320,664
Person With
(7) Sole Dispositive Power 1,000
(8) Shared Dispositive Power 320,664
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
321,664
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(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
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(11) Percent Of Class Represented By Amount In Row (11)
9.45%
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(12) Type Of Reporting Person
IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
Page 6 of 11 pages
<PAGE>
CUSIP No. 983905100 Page 7 of 11 Pages
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(1) Names of Reporting Persons. SS or I.R.S. Identification Nos. of Above
Persons
Peter L. Holland
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(2) Check The Appropriate Box If A Member Of A Group (a)
(b) [X]
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(3) SEC Use Only
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(4) Citizenship or Place of Organization
California
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Number Of Shares (5) Sole Voting Power -0-
Beneficially Owned
By Each Reporting (6) Shared Voting Power 320,664
Person With
(7) Sole Dispositive Power -0-
(8) Shared Dispositive Power 320,664
(9) Aggregate Amount Beneficially Owned By Each Reporting Person
320,664
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(10) Check If The Aggregate Amount In Row (11) Excludes Certain Shares*
- --------------------------------------------------------------------------------
(11) Percent Of Class Represented By Amount In Row (11)
9.42%
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(12) Type Of Reporting Person
IN
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*SEE INSTRUCTION BEFORE FILLING OUT!
Page 7 of 11 pages
<PAGE>
Item 1.
(a) Name of Issuer: XIOX Corporation ("Issuer")
(b) Address of Issuer's Principal Executive Offices:
577 Airport Boulevard, Suite 700
Burlingame, California 94010
Item 2.
(a) Name of Person Filing:
Bay Area Micro-Cap Fund, L.P. ("BAMC")
Bay Area Micro-Cap Management Co., LLC ("BAMCMC")
Smart & Holland Value Fund, L.P. ("SHVF")
Gregory F. Wilbur ("GFW")
Peter L. Holland ("PLH")
William A. Smart III ("WAS")
(b) Address of Principal Business Office:
BAMC, BAMCMC, GFW, PLH and WAS: 1151 Bay Laurel Drive
Menlo Park, CA 94025
SHVF: P.O. Box 742
Palo Alto, CA 94302
(c) Citizenship/Place of Organization:
Entities: BAMC - California
BAMCMC - California
SHVF - California
Individuals: GFW - United States
PLH - United States
WAS - United States
(d) Title of Class of Securities: Common Stock
(e) CUSIP Number: 983905100
Item 3. Not applicable.
Page 8 of 11 pages
<PAGE>
<TABLE>
Item 4. Ownership.
<CAPTION>
BAMC BAMCMC SHVF GFW PLH WAS
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<S> <C> <C> <C> <C> <C> <C>
(a) Beneficial Ownership 320,664 320,664 1,000 320,664 320,664 321,664
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(b) Percentage of Class 9.42% 9.42% 0.17% 9.42% 9.42% 9.45%
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(c) Sole Voting Power 320,664 320,664 1,000 320,664 -0- 1,000
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Shared Voting Power -0- -0- -0- -0- 320,664 320,664
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Sole Dispositive Power 320,664 320,664 1,000 320,664 -0- 1,000
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Shared Dispositive Power -0- -0- -0- -0- 320,664 320,664
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</TABLE>
Item 5. Ownership of Five Percent or Less of a Class
Not Applicable.
Item 6. Ownership of More than Five Percent on Behalf of Another Person
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the
Security Being Reported on By the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group
No reporting person is a member of a group as defined in Section
240.13d-1(b)(1)(ii)(H) of the Act.
Item 9. Notice of Dissolution of Group
Not applicable.
Item 10. Certification
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct. By signing below I certify that, to the best of my knowledge and
belief, the securities referred to above were acquired and are held in the
ordinary course
Page 9 of 11 pages
<PAGE>
of business and were not acquired and are not held for the purpose of or with
the effect of changing or influencing the control of the issuer of the
securities and were not acquired and are not held in connection with or as a
participant in any transaction having that purpose or effect.
Date: February 2, 2000
BAY AREA MICRO-CAP FUND, L.P. SMART & HOLLAND VALUE FUND, L.P.
By: Bay Area Micro-Cap Management Co., LLC
Its general partner
By: /s/ Gregory F. Wilbur By: /s/ William A. Smart III
----------------------------- ----------------------------
Managing Member General Partner
BAY AREA MICRO-CAP MANAGEMENT CO., LLC
By: /s/ Gregory F. Wilbur
-----------------------------
Managing Member
/s/ Gregory F. Wilbur
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Gregory F. Wilbur
/s/ Peter L. Holland
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Peter L. Holland
/s/ William A. Smart III
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William A. Smart III
EXHIBITS
A: Joint Filing Statement
Page 10 of 11 pages
<PAGE>
EXHIBIT A
AGREEMENT OF JOINT FILING
We, the undersigned, hereby express our agreement that the attached
Schedule 13G is filed on behalf of us.
Date: February 2, 2000
BAY AREA MICRO-CAP FUND, L.P. SMART & HOLLAND VALUE FUND, L.P.
By: Bay Area Micro-Cap Management Co., LLC
Its general partner
By: /s/ Gregory F. Wilbur By: /s/ William A. Smart III
----------------------------- ----------------------------
Managing Member General Partner
BAY AREA MICRO-CAP MANAGEMENT CO., LLC
By: /s/ Gregory F. Wilbur
-----------------------------
Managing Member
/s/ Gregory F. Wilbur
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Gregory F. Wilbur
/s/ Peter L. Holland
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Peter L. Holland
/s/ William A. Smart III
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William A. Smart III
Page 11 of 11 pages
