SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-K/A
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the Securities Exchange of 1934
Date of Report September 9, 1997
DCX, Inc.
----------------------------------------------------
(Exact name of registrant as specified in its charter)
Colorado 0-14273 84-0868815
- -------- ------- ----------
(State of (Commission (IRS Employer
incorporation) File Number) Identification No.)
3002 North State Highway 83, Franktown, CO 80116-0569
(Address of principal executive offices) (Zip Code)
Registrant's telephone number, including area code (303) 688-6070
Not Applicable
(Former name or former address, if changed since last report)
<PAGE>
So much of the report appearing below is changed as indicated by the underlined
text:
Item 9. Sales of Equity Securities Pursuant to Regulation S.
- ------------------------------------------------------------
On September 9, 1997, the Company sold a total of 800 shares of Series A 6%
Cumulative Convertible Redeemable Preferred Stock par value $.001 ("Series A
Preferred"), pursuant to Regulation S. The total sale was $800,000 in an
offering amounting to $1,100,000.
Transition Partners, Limited of Boulder, Colorado
- ---------------------------------------------------
acted as the Company's placement agent for the transaction. The sale was made in
a private offshore transaction to two non US entities who represented to the
Company that they were sophisticated investors. Subsequently, on September 18,
the company sold 200 additional shares in the same offering to a third offshore
entity for $200,000 who also represented to the Company that it was a
sophisticated investor.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.
DCX, Inc.
(Registrant)
September 29, 1997 by: /s/ Fred Beisser
-----------------------------------------
(Signature)
Frederick G. Beisser
Secretary, Treasurer & Vice President
- Finance & Administration
