UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 12b-25
NOTIFICATION OF LATE FILING
( ) Form 10-K ( ) Form 20-F ( ) Form 11-k (X) Form 10-Q ( ) Form N-SAR
For Period Ended: December 31, 1996
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( ) Transition Report on Form 10-K
( ) Transition Report on Form 20-F
( ) Transition Report on Form 11-K
( ) Transition Report on Form 10-Q
( ) Transition Report on Form N-SAR
For Period Ended:
Nothing in this form shall be construed to imply that the Commission has
verified any information contained herein.
If the notification relates to a portion of the filing checked above, identify
the Item(s) to which the notification relates:
Part I - Registrant Information
Full Name of Registrant DCX, Inc.
Former Name if Applicable
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Address of Principal Executive Office 3002 North State Highway 83
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City, State and Zip Code Franktown, CO 80116-0569
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Part II - Rules 12b-25 (b) and (c)
If the subject report could not be filed without unreasonable effort or expense
and the registrant seeks relief pursuant to Rule 12b-25, the following should be
completed. (x)
(a) The reasons described in reasonable detail in Part III of this form could
not be eliminated without unreasonable effort or expense;
(b) The subject annual report, semi-annual report, transition report on Form
10-K, Form 20-F, 11-K or Form N-SAR, or portion thereof will be filed on or
before the fifteenth calendar day following the prescribed due date; or the
subject quarterly report or transition report on Form 10-Q, or portion
thereof will be filed on or before the fifth calendar day following the
prescribed due date; and
(c) The accountant's statement required by Rule 12b-25(C) has been attached if
applicable
Part III - Narrative
State below in reasonable detail the reasons why Form 10-K, 20-F, 11-K, 10-Q,
N-SAR or the transition report or portion thereof could not be filed within the
prescribed time period.
Due to change in mangement of the Company on January 1, 1997, as reported on
Form 8-K, dated December 11, 1996, and the death of a director (former chairman
and major shareholder) of the Company on January 7, 1997, as reported in Form
10-KSB for September 30, 1996, on January 13, 1997.
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Part IV - Other Information
(1) Name and telephone number of person to contact in regard to this
notification
Frederick G. Beisser 303 688-6070
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(Name) (Area Code) (Telephone Number)
(2) Have all other periodic reports required under section 13 or 15(d) of the
Securities Exchange Act of 1934 or section 30 of the Investment Company Act
of 1940 during the preceding 12 months or for such shorter period that the
registrant was required to file such reports been filed? If the answer is
no, identify report(s).
(X) Yes ( ) No
(3) Is it anticipated that any significant change in results of operations from
the corresponding period for the last fiscal year will be reflected by the
earnings statements to be included in the subject report or portion
thereof?
(X) Yes ( ) No
If so, attach an explanation of the anticipated change, both narratively
and quantitatively, and if appropriate, state the reasons why a reasonable
estimate of the results cannot be made.
Review by new management team reveals initial indications
that first quarter will result in comparable revenue but
with a net operating loss versus net income of $124,561 for
the same period of the prior year. The amount is not yet
finalized and cannot be presently estimated so as to be not
misleading.
DCX, Inc.
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the has caused this notification to be signed on its behalf by the undersigned
thereunto duly authorized.
Date: February 17, 1997 By: /S/ FREDERICK G. BEISSER
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Frederick G. Beisser
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ATTENTION
Intentional misstatements or omissions of fact constitute Federal Criminal
Violations (Sec 18 U.S.c. 1001)
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