<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
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PEKIN LIFE INSURANCE COMPANY
(Name of Issuer)
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COMMON STOCK
$1.25 Par Value Per Share
(Title of Class of Securities)
CUSIP No. 705634103
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William E. Tunis, Sr. Vice President Robert J. Loots
Secretary and Treasurer von Briesen, Purtell & Roper, s.c.
Pekin Life Insurance Company Suite 700
2505 Court Street 411 E. Wisconsin Avenue
Pekin, Illinois 61558 Milwaukee, Wisconsin 53202
(309) 346-1161 (414) 276-1122
(Names, Addresses and Telephone Numbers of Persons
Authorized to Receive Notices and Communications)
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December 31, 1999
(Date of Event Which Requires Filing of This Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of ss.ss. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the
following box [ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See ss. 240.13d-7(b) for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes.)
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CUSIP No. 705634103
1) Names of Reporting Persons and I.R.S. Identification Nos. of Above
Persons (entities only)
Pekin Insurance Company 37-6028411
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2) Member of a Group
(a)
(b) X (The reporting person does describe at Item 5 a control
relationship with another person owning over 5% of the
outstanding common stock of the Issuer but does not affirm the
existence of a group.)
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3) SEC Use Only
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4) Source of Funds WC
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5) Disclosure of Legal Proceedings Pursuant to Items 2(d) or 2(e) of
Schedule 13D
Not Required
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6) Citizenship or Place of Organization Illinois
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<TABLE>
<CAPTION>
<S> <C> <C>
Number of Shares 7) Sole Voting Power 0
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Beneficially Owned 8) Shared Voting Power 8,933,560
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by Each Reporting Person 9) Sole Dispositive Power 0
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With 10) Shared Dispositive Power 8,933,560
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</TABLE>
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11) Aggregate Amount Beneficially Owned by Reporting Person
8,933,560
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12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
Inapplicable
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13) Percent of Class Represented by Amount in Row (11)
51.175%
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14) Type of Reporting Person IC
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CUSIP No. 705634103
1) Names of Reporting Persons and I.R.S. Identification Nos. of Above
Persons (entities only)
The Farmers Automobile Insurance Association 37-0268670
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2) Member of a Group
(a)
(b) X (The reporting person does describe at Item 5 a control
relationship with another person owning over 5% of the
outstanding common stock of the Issuer but does not affirm the
existence of a group.)
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3) SEC Use Only
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4) Source of Funds WC
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5) Disclosure of Legal Proceedings Pursuant to Items 2(d) or 2(e) of
Schedule 13D
Not Required
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6) Citizenship or Place of Organization Illinois
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<TABLE>
<CAPTION>
<S> <C> <C>
Number of Shares 7) Sole Voting Power 0
-----------------------------------------------------------
Beneficially Owned 8) Shared Voting Power 8,933,560
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by Each Reporting Person 9) Sole Dispositive Power 0
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With 10) Shared Dispositive Power 8,933,560
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</TABLE>
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11) Aggregate Amount Beneficially Owned by Reporting Person
8,933,560
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12) Check if the Aggregate Amount in Row (11) Excludes Certain Shares
Inapplicable
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13) Percent of Class Represented by Amount in Row (11)
51.175%
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14) Type of Reporting Person IC
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This Report relates to the common stock, par value $1.25 per share ("Shares"),
of Pekin Life Insurance Company ("Issuer"). The Report on Schedule 13D filed by
Farmers Automobile Insurance Association ("Farmers") and its subsidiary, Pekin
Insurance Company ("Pekin Casualty") dated November 25, 1985 ("Original
Report"), as amended by FAIA and Pekin Casualty between December 30, 1985 and
May 3, 1999 ("Amendment Nos. 1-8"), is hereby amended and supplemented as set
forth below. The Original Report, as amended, is hereinafter referred to as
"Schedule 13D" or "Statement."
Pursuant to Section 232.101 of Regulation S-T, which provides that an amendment
to a paper format Schedule 13D filed by a registrant that has become subject to
mandated electronic filing shall be in electronic format and the first such
amendment shall restate the entire text of the Schedule 13D, the Original Report
and Amendment Nos. 1-8 were filed as part of the Report for Amendment No. 8 on
May 3, 1999, and are hereby incorporated by reference herein for all purposes.
The descriptions contained in this Report of certain agreements and documents
are qualified in their entirety by reference to the complete texts of such
agreements and documents, which have been filed as exhibits to the Schedule 13D,
as amended by this Report, and incorporated by reference herein.
Amendment No. 9 to
Schedule 13D
Item 4. Purpose of Transaction. Item 4 of the Statement is hereby amended by
inserting the following at the end of the item:
During 1999, the Issuer reacquired 69,277 shares of its common stock. On January
3, 2000, the Issuer reacquired an additional 6,500 shares of its common stock.
Item 5. Interest in Securities of the Issuer. Item 5 of the Statement is
hereby amended to read in its entirety as follows:
The interests of the Reporting Persons in the common stock of the
Issuer are as follows:
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Percent of
Shares Ownership
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Farmers 7,639,784 43.764%
Pekin Casualty 1,293,776 7.411%
Total Aggregate No. of Shares
and Ownership Percentage 8,933,560 51.175%
Total Shares Outstanding 17,456,723 100.000%
No transactions by the Reporting Persons with respect to the Shares have
occurred during the sixty days preceding this Amendment.
Pekin Casualty is wholly owned by Farmers.
Decisions with respect to the voting and disposition of shares of
common stock and other securities, including the Shares of the Issuer, owned by
Farmers and Pekin Casualty are made by an Advisory Committee. The Advisory
Committee consists of six persons, all of whom are directors of the Issuer,
Pekin Casualty and Farmers. Because of the role of the Advisory Committee in
directing the voting and disposition of the Shares, all Shares owned by Farmers
and Pekin Casualty share voting and dispositive power.
The members of the Advisory Committee, as of December 31, 1999, are
identified below. The Shares of the Issuer beneficially owned by each member,
are set forth next to the member's name.
Advisory Committee Shares Beneficially Owned
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R. Michael Weir, Chairman 25,848
Steven R. Anderson, Vice Chairman 11,738
Ronald G. Beck 5,900
Robert W. Scheffler 43,670
L. Neal Tay 12,254
Sylvan L. Franklin 10,844
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Total Aggregate Number of Shares 110,254
=======
Total Ownership Percentage .63%
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SIGNATURES
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After reasonable inquiry and to the best of the knowledge and belief of
the undersigned, the undersigned certify that the information set forth in this
Statement is true, complete and correct.
THE FARMERS AUTOMOBILE PEKIN INSURANCE COMPANY
INSURANCE ASSOCIATION BY
FARMERS AUTOMOBILE MANAGEMENT
CORPORATION, ATTORNEY-IN-FACT
By: /s/ By: /s/
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Robert W. Scheffler, Robert W. Scheffler,
President President
Attest: /s/ Attest: /s/
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William E. Tunis William E. Tunis
Secretary Secretary
Date: February 28, 2000 Date: February 28, 2000
