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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3 )*
EFI Electronics Corporation
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(Name of Issuer)
Common Stock, $.0001 Par Value
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(Title of Class of Securities)
268428-20-8
----------------------------------------
(CUSIP Number)
Douglas C. Waddoups
Parr, Waddoups, Brown, Gee & Loveless
185 South State Street, Suite 1300
Salt Lake City, UT 84111
(801) 532-7840
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(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
May 12, 2000
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box. [ ]
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See Section 240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.
Page 1 of 7
<PAGE>
CUSIP No. 268428-20-8
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1 Names of Reporting Persons..
I.R.S. Identification Nos. of above persons (entities only).
Gaylord K. Swim
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2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
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3 SEC Use Only
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4 Source of Funds (See Instructions)
N/A
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5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items
------------
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6 Citizenship or Place of Organization
United States
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7 Sole Voting Power
-0-
-----------------------------------------------------------
Number of 8 Shared Voting Power
Shares
Beneficially -0-
Owned by -----------------------------------------------------------
Each 9 Sole Dispositive Power
Reporting
Person -0-
With -----------------------------------------------------------
10 Shared Dispositive Power
-0-
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11 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
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12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
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13 Percent of Class Represented by Amount in Row (11)
-0-
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14 Type of Reporting Person (See Instructions)
IN
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Page 2 of 7
<PAGE>
CUSIP No. 268428-20-8
-----------
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1 Names of Reporting Persons..
I.R.S. Identification Nos. of above persons (entities only).
Greenwood Management Corporation
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2 Check the Appropriate Box if a Member of a Group (See Instructions)
(a)
(b)
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3 SEC Use Only
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4 Source of Funds (See Instructions)
N/A
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5 Check if Disclosure of Legal Proceedings is Required Pursuant to Items
------------
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6 Citizenship or Place of Organization
Utah
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7 Sole Voting Power
-0-
-----------------------------------------------------------
Number of 8 Shared Voting Power
Shares
Beneficially -0-
Owned by -----------------------------------------------------------
Each 9 Sole Dispositive Power
Reporting
Person -0-
With -----------------------------------------------------------
10 Shared Dispositive Power
-0-
--------------------------------------------------------------------------------
11 Aggregate Amount Beneficially Owned by Each Reporting Person
-0-
--------------------------------------------------------------------------------
12 Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See
Instructions) [ ]
--------------------------------------------------------------------------------
13 Percent of Class Represented by Amount in Row (11)
-0-
--------------------------------------------------------------------------------
14 Type of Reporting Person (See Instructions)
CO
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Page 3 of 7
<PAGE>
CUSIP No. 268428-20-8
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This Amendment No. 3 to Schedule 13D amends and supplements, and should be read
in conjunction with, the Schedule 13D filed on or about October 7, 1996,
Amendment No. 1 thereto filed on October 2, 1997 and Amendment No. 2 thereto
filed on JUly 18, 2000.
Item 1. Security and Issuer
(a) Title of Class of Equity Securities No change.
(b) Name of Issuer: No change.
(c) Address of Issuer's Principal Executive Office:
1751 South 4800 West, Salt Lake City, UT 84104
Item 2. Identity and Background
(a) Name: No change.
(b) Business or Residence address: No change
(c) Present principal occupation or employment and the name,
principal business and address of any corporation or other
organization in which such employment is conducted:
No change
(d) Whether or not, during the last five years, such person has
been convicted in a criminal proceeding (excluding traffic
violations or similar misdemeanors) and, if so, give the
dates, nature of conviction, name and location of court, and
penalty imposed, or other disposition of the case: No change
(e) Whether or not, during the last five years, such person was a
party to a civil proceeding of a judicial or administrative
body of competent jurisdiction and as a result of such
proceeding was or is subject to a judgment, decree or final
order enjoining future violations of, or prohibiting or
mandating activities subject to, federal or state securities
laws or finding any violation with respect to such laws; and,
if so, identify and describe such proceedings and summarize
the terms of such judgment, decree or final order: No change.
(f) Citizenship: No change.
Item 3. Source and Amount of Funds or Other Consideration
Not applicable as this Amendment No. 3 to Schedule 13D is
being filed to report dispositions of securities, not
acquisitions of securities.
Item 4. Purpose of Transaction
Not applicable as this Amendment No. 3 to Schedule 13D is
being filed to report dispositions of securities, not
acquisitions of securities.
Page 4 of 7
<PAGE>
CUSIP No. 268428-20-8
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Item 5. Interest in Securities of the Issuer
(a) None
(b) None.
(c) As provided in the Agreement and Plan of Merger, dated March
20, 2000 (the "Agreement"), among Square D Company, Surge Sub
Inc. and EFI Electronics Corporation (the "Company"), pursuant
to which the Company was acquired by Square D Company, each
share of the $.0001 par value common stock of the Company (the
"Common Stock") beneficially owned by Gaylord K. Swim or
Greenwood Management Corporation was converted into the right
to receive $1.50 in cash. Each such share, when so converted,
was then canceled and retired. In addition, shortly before the
acquisition of the Company, Mr. Swim and Greenwood Management
Corporation, as the beneficial owners of warrants to purchase
shares of the Common Stock, exercised such warrants. Each
share of the Common Stock issued upon exercise of the warrants
was then converted, pursuant to the Agreement, into the right
to receive $1.50 in cash and then canceled and retired.
(d) Not applicable.
(e) May 12, 2000.
Item 6.
Contracts, Arrangements, Understandings or Relationships with Respect
to Securities of the Issuer
None.
Item 7. Material to Be Filed as Exhibits
Attached hereto as Exhibit A is a copy of a written agreement
relating to the filing of a joint statement as required by
Rule 13d-1(f) under the Securities Exchange Act of 1934.
Page 5 of 7
<PAGE>
CUSIP No. 268428-20-8
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SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
7/17/00 By: /s/ GAYLORD K. SWIM
------- -----------------------
Date Gaylord K. Swim
GREENWOOD MANAGEMENT
CORPORATION, a Utah corporation
7/18/00 By: /s/ KATHERINE M. SWIM
------- -------------------------
Date Katherine M. Swim
Its: President
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Page 6 of 7
<PAGE>
CUSIP No. 268428-20-8
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Exhibit A
AGREEMENT
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The undersigned agree that this Amendment No. 3 to Schedule 13D of
Gaylord K. Swim and Greenwood Management Corporation relating to shares of the
common stock of EFI Electronics Corporation shall be filed on behalf of the
undersigned.
7/17/00 By: /s/ GAYLORD K. SWIM
------- -----------------------
Date Gaylord K. Swim
GREENWOOD MANAGEMENT
CORPORATION, a Utah corporation
7/18/00 By: /s/ KATHERINE M. SWIM
------- -------------------------
Date Katherine M. Swim
Its: President
---------
Page 7 of 7
