<PAGE>
[As adopted November 9, 1939; amended in Release No. 35-
25746 (85,116), effective November 1, 1993, 58 F.R. 14999; and
Release No. 35-25886 (85,226), effective November 1, 1993, 58
F.R. 51488.]
File No. 69-247
------
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM U-3A-2
For the fiscal year ended December 31, 1999
STATEMENT BY HOLDING COMPANY
CLAIMING EXEMPTION UNDER RULE U-3A-2
FROM THE PROVISIONS OF THE
PUBLIC UTILITY HOLDING COMPANY ACT OF 1935
To Be Filed Annually Prior to March 1
DPL INC.
---------------------------------
(Name of Company)
hereby files with the Securities and Exchange Commission,
pursuant to Rule 2, its statement claiming exemption as a
holding company from the provisions of the Public Utility
Holding Company Act of 1935, and submits the following
information:
<PAGE>
1. Name, State of organization, location and nature of business
of claimant and every subsidiary thereof, other than any
exempt wholesale generator ("EWG") or foreign utility company
in which claimant directly or indirectly holds an interest.
DPL Inc., an Ohio corporation ("Claimant"), organized on
September 16, 1985. Claimant's principal executive office is
located at Courthouse Plaza Southwest, Dayton, Ohio 45402.
Claimant's business is the holding of all of the outstanding
Common Shares of The Dayton Power and Light Company ("DP&L") and the
common shares of the subsidiaries set forth and described herein.
Claimant is solely a holding company and is not actively engaged in
any other business.
Claimant holds shares in the following subsidiaries:
(1) DP&L, an Ohio corporation organized on March 23, 1911,
is engaged in the business of generating, transmitting and
selling electric energy and distributing natural gas to
residential, commercial, industrial and governmental customers
in the City of Dayton, Ohio and neighboring cities, towns and
communities, and adjacent rural areas, all within the State of
Ohio. DP&L's electricity and natural gas service areas cover
24 counties and 16 counties, respectively, in West Central
Ohio. DP&L's principal executive office is located at
Courthouse Plaza Southwest, Dayton, Ohio 45402.
(2) MacGregor Park, Inc. ("MPI"), an Ohio corporation
organized on May 1, 1986, and having its principal executive
office at Courthouse Plaza Southwest, Dayton, Ohio 45402.
MPI owns and is a developer of a parcel of real estate.
(3) Miami Valley CTC, Inc. ("MVCTC"), an Ohio corporation
organized on May 1, 1986, and having its principal executive
office at Courthouse Plaza Southwest, Dayton, Ohio 45402.
MVCTC leases and owns aircraft and has an 82% ownership interest
in CTC of Dayton Partnership No. 1 ("CTC"), a partnership
described herein. MVCTC is a wholly-owned subsidiary
of Claimant.
(a) CTC, an Ohio general partnership organized on
September 30, 1981 and having its principal executive
office at 3501 Hangar Drive, Vandalia, Ohio 45377.
CTC provides transportation services pursuant to a
service agreement. MVCTC has an 82% ownership interest
in CTC.
-1-
<PAGE>
(4) Miami Valley Leasing, Inc. ("MVL"), an Ohio corporation
organized on May 1, 1986, and having its principal executive
office at Courthouse Plaza Southwest, Dayton, Ohio 45402. MVL
leases communications and other miscellaneous equipment, owns
real estate and has, for financial investment purposes, acquired
limited partnership interests in wholesale electric generation.
MVL has an 18% ownership interest in CTC. MVL owned 100% of the
outstanding shares of Miami Valley Market Hub, Inc. ("MVMH")
described herein. MVL is a wholly-owned subsidiary of Claimant.
(a) MVMH, an Ohio corporation organized on November 14,
1996, and having its principal executive office at
Courthouse Plaza Southwest, Dayton, Ohio 45402. MVMH
owned a limited partnership interest and investments in
a natural gas supplier and natural gas storage facilities,
which it sold in November 1999. MVL owns 100% of the
outstanding shares of MVMH.
(5) Miami Valley Resources, Inc. ("MVR"), an Ohio corporation
organized on May 1, 1986, and having its principal executive
office at Courthouse Plaza Southwest, Dayton, Ohio 45402. MVR
is engaged in the natural gas supply management business. MVR
is a wholly-owned subsidiary of Claimant.
(6) Miami Valley Lighting, Inc. ("MVLT"), an Ohio corporation
organized on May 1, 1986, and having its principal executive
office at Courthouse Plaza Southwest, Dayton, Ohio 45402. MVLT
owns a street lighting business. MVLT is a wholly-owned
subsidiary of Claimant.
(7) Miami Valley Development Company ("MVDC"), an Ohio
corporation organized on May 1, 1963, and having its principal
executive office at Courthouse Plaza Southwest, Dayton, Ohio
45402. MVDC owns 100% of the outstanding shares of Energy
Innovations, Inc. ("EII") described herein, has acquired real
estate for DP&L and has made investments in non-utility
interests. MVDC is a wholly-owned subsidiary of Claimant.
(a) EII, an Ohio corporation organized on December 18,
1985, and having its principal executive office at
Courthouse Plaza Southwest, Dayton, Ohio 45402. EII is
not actively engaged in any business. MVDC owns 100% of
the outstanding shares of EII.
(8) Miami Valley Insurance Company ("MVIC"), a Vermont
corporation organized on March 16, 1987, and having its principal
executive office at Crosstown Road, Montpelier, Vermont 05602.
MVIC is engaged in the business of providing insurance to the
Claimant and its principal subsidiary, DP&L. MVIC is a wholly-
owned subsidiary of Claimant.
-2-
<PAGE>
(9) DPL Energy, Inc. ("DPL Energy"), an Ohio corporation
organized on July 8, 1996, and having its principal executive
office at Courthouse Plaza Southwest, Dayton, Ohio 45402.
DPL Energy has been granted authority to engage in the business
of brokering wholesale electric energy. DPL Energy is a wholly-
owned subsidiary of Claimant.
(10) Plaza Building, Inc. ("Plaza"), an Ohio corporation
organized on November 30, 1999, and having its principal
executive office at Courthouse Plaza Southwest, Dayton, Ohio
45402. Plaza Building, Inc. is the owner and lessor of an office
building. Plaza is a wholly-owned subsidiary of Claimant.
(a) MVE, Inc. ("MVE"), an Ohio corporation organized
on May 1, 1986, and having its principal executive office
at Courthouse Plaza Southwest, Dayton, Ohio 45402. MVE
provides financial support services to DPL Inc. and its
subsidiaries. MVE is a wholly owned subsidiary of Plaza.
(11) 1065 Holding Co., Inc. ("1065"), a Delaware corporation
organized on December 9, 1998, and having its principal executive
office at Courthouse Plaza Southwest, Dayton, Ohio 45402. 1065 is
not actively engaged in any business.
2. A brief description of the properties of claimant and each of
its subsidiary public utility companies used for the
generation, transmission, and distribution of electric energy
for sale, or for the production, transmission, and
distribution of natural or manufactured gas, indicating the
location of principal generating plants, transmission lines,
producing fields, gas manufacturing plants, and electric and
gas distribution facilities, including all such properties
which are outside the State in which claimant and its
subsidiaries are organized and all transmission or pipelines
which deliver or receive electric energy or gas at the
borders of such State.
DP&L is the only one of Claimant's subsidiaries that owns
property used for the generation, transmission and distribution
of electric energy for retail sale, and for the production,
transmission and distribution of natural or manufactured gas.
DP&L's electricity and natural gas service areas lie wholly
within the State of Ohio.
DP&L's present generating facilities have a winter
generating capability of 3,371,000 KW. Of this capability,
2,843,000 KW (approximately 84%) is derived from coal-fired steam
generating stations and the balance consists of combustion
turbine and diesel-powered peaking units. Approximately 87%
(2,472,000 KW) of the existing steam generating capacity is
provided by certain units owned as tenants in common with The
Cincinnati Gas & Electric Company ("CG&E") or with CG&E and
Columbus Southern Power Company ("CSP"). The remaining steam
generating capacity (371,000 KW) is derived from a generating
station owned solely by DP&L. The following table describes
DP&L's generating facilities.
-3-
<PAGE>
MW Rating
--------------
Owner- Operating DP&L
Station ship* Company Location Portion Total
- ------- ----- --------- -------- ------- -----
Coal Units
- ----------
Hutchings W DP&L Miamisburg, OH 371 371
Killen C DP&L Wrightsville, OH 402 600
Stuart C DP&L Aberdeen, OH 820 2,340
Beckjord - Unit 6 C CG&E New Richmond, OH 210 420
Conesville - Unit 4 C CSP Conesville, OH 129 780
Miami Ford - Units 7&8 C CG&E North Bend, OH 360 1,000
East Bend - Unit 2 C CG&E Rabbit Hash, KY 186 600
Zimmer C CG&E Moscow, OH 365 1,300
Combustion Turbines or Diesel
- -----------------------------
Hutchings W DP&L Miamisburg, OH 33 33
Yankee Street W DP&L Centerville, OH 138 138
Monument W DP&L Dayton, OH 12 12
Tait W DP&L Dayton, OH 10 10
Sidney W DP&L Sidney, OH 12 12
Tait Gas Turbine 1 W DP&L Moraine, OH 100 100
Tait Gas Turbine 2 W DP&L Moraine, OH 102 102
Tait Gas Turbine 3 W DP&L Moraine, OH 102 102
Killen C DP&L Wrightsville, OH 16 24
Stuart C DP&L Aberdeen, OH 3 10
* W - Wholly Owned; C - Commonly Owned
DP&L's electric transmission and distribution lines owned
and in service as of December 31, 1999 were as follows:
Overhead Lines Underground Lines
Nominal Voltage Circuit Miles Cable Miles
- -------------- -------------- -----------------
345 KV 414* 0
138 KV 377 3
69 KV 963 1
33 KV 43 0
Less than 33 KV 33,764 5,239
------ -----
Total Miles 35,561 5,243
* This figure includes 127 circuit miles of 345 KV lines wholly-
owned by DP&L and DP&L's portion (287 circuit miles) of
844 circuit miles of 345 KV lines owned as tenants in common
with CG&E and CSP.
-4-
<PAGE>
DP&L wholly owns and operates 149 substations with a total
capacity of 13,900,500 KVA and owns and operates 15 substations
as tenants in common with CG&E and CSP. The commonly owned
substations have a total capacity of 8,321,000 KVA, of which
2,890,000 KVA is DP&L's equivalent share.
DP&L's electric transmission lines have interconnections
with the lines of Ohio Power Company, CSP, CG&E, Ohio Edison
Company and Ohio Valley Electric Corporation, through which DP&L
has access to interstate electric energy markets.
Exhibits D and E attached hereto show the location of
certain major generating plants and principal transmission lines
of DP&L.
DP&L's natural gas distribution system delivers gas in 16
counties in Ohio. DP&L has long term natural gas purchase
agreements with various producers and long term firm
transportation agreements with Columbia Gas Transmission
Corporation ("Columbia"), Columbia Gulf Transmission Corporation
("Columbia Gulf"), Texas Gas Transmission Corporation ("Texas
Gas"), Panhandle Eastern Pipe Line Company ("Panhandle") and ANR
Pipeline Company ("ANR"), including storage agreements with
Columbia, Panhandle and Market Hub Partners. DP&L also has taken
advantage of interruptible transportation agreements it has with
Texas Eastern Transmission Company, ANR, Columbia, Columbia Gulf,
Texas Gas and Panhandle to receive spot natural gas purchased
through direct market arrangements. DP&L is also interconnected
with CNG Transmission Corporation. Exhibit F attached hereto
outlines DP&L's gas distribution system, which is entirely within
the State of Ohio.
3. The following information for the last calendar year with
respect to claimant and each of its subsidiary public
utility companies:
(a) Number of kWh of electric energy sold (at retail
or wholesale), and MCF of natural or manufactured gas
distributed at retail.
Claimant DP&L
-------- ----
None 16,866,886,000 kWh;
35,524,659 MCF
(b) Number of kWh of electric energy and MCF of natural
or manufactured gas distributed at retail outside the
State in which each such company is organized.
Claimant DP&L
-------- ----
None None
-5-
<PAGE>
(c) Number of kWh of electric energy and MCF of natural
or manufactured gas sold at wholesale outside the State in
which each such company is organized, or at the State line.
Claimant DP&L
-------- ----
None 1,267,395,000 kWh;
0 MCF
1999 Electric Sales outside the State of Ohio
---------------------------------------------
Sales
-----
State Thousands of kWh Dollars
----- ---------------- -------
Alabama 7,450 156,182
Canada 861 41,240
Georgia 13,307 1,973,298
Illinois 12,108 272,972
Indiana 17,198 1,992,580
Kansas 24,510 1,135,351
Kentucky 48,639 1,376,906
Maryland 345,836 5,817,147
Massachusetts 3,008 186,053
Michigan 186,042 3,371,896
Minnesota 126,080 2,704,479
Missouri 3,753 118,820
New Jersey 80,365 1,714,741
New York 12,400 184,448
North Carolina 52,765 2,762,184
North Dakota 2,500 73,290
Oklahoma 34,395 1,586,688
Pennsylvania 174,105 6,012,560
South Carolina 103 4,681
Tennessee 1,785 65,123
Texas 106,722 6,049,554
Virginia 13,463 319,843
--------- ----------
TOTAL 1,267,395 37,920,036
========= ==========
-6-
<PAGE>
(d) Number of kWh of electric energy and MCF of natural
or manufactured gas purchased outside the State in which
each such company is organized, or at the State line.
Claimant DP&L
-------- ----
None 749,553,000 kWh;
40,069,000 MCF
1999 Electric Purchases outside the State of Ohio
-------------------------------------------------
Purchases
---------
State Thousands of kWh Dollars
----- ---------------- -------
Alabama 11,425 318,775
Canada 215 9,700
Connecticut 5,600 969,400
Georgia 24,435 1,720,689
Illinois 60,267 4,035,356
Indiana 17,991 833,610
Kansas 4,964 302,631
Kentucky 112,604 3,506,872
Maryland 101,117 2,458,076
Massachusetts 5,660 246,203
Michigan 14,960 1,153,335
Minnesota 67,528 1,632,667
Missouri 8,842 1,022,150
New York 648 4,848
North Carolina 6,073 215,938
North Dakota 8,850 212,200
Oklahoma 13,526 275,412
Pennsylvania 184,885 6,799,302
Texas 84,190 5,197,931
Virginia 15,773 4,820,291
------- ----------
TOTAL 749,553 35,735,386
======= ==========
1999 Gas Purchases outside the State of Ohio
--------------------------------------------
Purchases
---------
State Thousands of MCF Dollars
----- ---------------- -------
Kentucky 3,860 9,703,244
Louisiana 15,788 37,615,316
Oklahoma 8,841 18,587,293
Pennsylvania 3,860 9,703,244
Virginia 3,860 9,703,244
West Virginia 3,860 9,703,244
------ ----------
TOTAL 40,069 95,015,585
====== ==========
-7-
<PAGE>
4. The following information for the reporting period with
respect to claimant and each interest it holds directly or
indirectly in an EWG or a foreign utility company, stating
monetary amounts in United States dollars:
(a) Name, location, business address and description
of the facilities used by the EWG or foreign utility
company for the generation, transmission and distribution
of electric energy for sale or for the distribution at
retail of natural or manufactured gas.
Indeck Pepperell Power Associates, Inc.
1130 Lake Cook Road, Suite 200
Buffalo Grove, IL 60089
Indeck Pepperell is a 38 MW plant used for the generation
of electricity.
(b) Name of each system company that holds an interest
in such EWG or foreign utility company; and description
of the interest held.
MVL: 7.25% equity interest in project.
(c) Type and amount of capital invested, directly or
indirectly, by the holding company claiming exemption;
any direct or indirect guarantee of the security of the
EWG or foreign utility company by the holding company
claiming exemption; and any debt or other financial
obligation for which there is recourse, directly or
indirectly, to the holding company claiming exemption or
another system company, other than the EWG or foreign
utility company.
MVL: Equity investment of $787,104.
(d) Capitalization and earnings of the EWG or foreign
utility company during the reporting period.
Capitalization: $10,338,089
Earnings: None
(e) Identify any service, sales or construction
contract(s) between the EWG or foreign utility company
and a system company, and describe the services to be
rendered or goods sold and fees or revenues under such
agreement(s).
None
-8-
<PAGE>
EXHIBIT INDEX
Page
----
Exhibit A - Consolidating Financial Statements for 12
twelve months ended December 31, 1999
Exhibit A-1 - Non-Utility Consolidating Financial 16
Statements for twelve months ended
December 31, 1999
Exhibit B - Financial Data Schedule 10
Exhibit C - An organizational chart showing the 10
relationship of each EWG or foreign
utility company to associate companies
in the holding company system
Exhibit D - Map showing location of certain major 28
electric generating plants, transmission
substations and 765 KV and 345 KV
transmission lines owned by DP&L or
interconnected with DP&L's electric system
Exhibit E - Map showing location of a major electric 29
generation plant, certain major
transmission substations and 345 KV and
138 KV transmission lines within
DP&L's service territory
Exhibit F - Map showing location of certain major 30
natural gas transmission and distribution
lines within DP&L's service territory
-9-
<PAGE>
EXHIBIT A
A consolidating statement of income and surplus of the
claimant and its subsidiary companies for the last calendar year,
together with a consolidating balance sheet of claimant and its
subsidiary companies as of the close of such calendar year.
Consolidating financial statements for the twelve months
ended December 31, 1999 are attached as Exhibit A. Non-utility
consolidating financial statements for the twelve months ended
December 31, 1999 are attached as Exhibit A-1.
EXHIBIT B
FINANCIAL DATA SCHEDULE
If, at the time a report on this form is filed, the
registrant is required to submit this report and any amendments
thereto electronically via EDGAR, the registrant shall furnish a
Financial Data Schedule. The Schedule shall set forth the
financial and other data specified below that are applicable to
the registrant on a consolidated basis.
Amount
Item No. Caption Heading $ in Millions
-------- --------------- -------------
1 Total Assets 4,340.4
2 Total Operating Revenues 1,338.9
3 Net Income 204.2
EXHIBIT C
An organizational chart showing the relationship of each EWG
or foreign utility company to associate companies in the holding
company system.
Claimant (Holding Company): DPL Inc.
Subsidiary of Claimant
having relationship with EWG: MVL
Name of EWG: Indeck Pepperell Power
Associates, Inc.
-10-
<PAGE>
The above-named claimant has caused this statement to be
duly executed on its behalf by its authorized officer on this
29th day of February, 2000.
DPL Inc.
------------------
(Name of claimant)
By: /s/ Stephen F. Koziar Jr.
----------------------------------------
Stephen F. Koziar Jr.
Group Vice President and General Counsel
Attest:
/s/ Judy W. Lansaw
- -------------------
Judy W. Lansaw
Group Vice President
Name, title and address of officer to whom notices and
correspondence concerning this statement should be addressed:
Stephen F. Koziar, Jr., Group Vice President and General Counsel
- ----------------------------------------------------------------
(Name) (Title)
Courthouse Plaza Southwest, Dayton, Ohio 45402
-----------------------------------------------
(Address)
-11-
<PAGE>
APPENDIX
Exhibit D - page 28
- -------------------
A color-coded map of certain major electric transmission
substations and 345 kv transmission lines wholly owned by
DP&L as well as certain major electric generating plants,
transmission substations and 345 kv transmission lines
commonly owned by DP&L with other Ohio utilities. The map
also shows certain major generating plants, transmission
substations and 765 kv and 345 kv transmission lines of
neighboring utilities that are interconnected with the DP&L
system. The geographic area represented by the map is the
southern half of Ohio and small portions of bordering
states.
Exhibit E - page 29
- -------------------
A color-coded map of a wholly owned electric generating
plant and certain major wholly owned and commonly owned
transmission substations and 345 kv and 138 kv transmission
lines located within DP&L's service territory in West
Central Ohio.
Exhibit F - page 30
- -------------------
A color coded map of certain major natural gas transmission
and distribution lines and monitor, control, measurement and
supply points owned by DP&L and other companies within
DP&L's service territory in West Central Ohio.
-31-
<TABLE> <S> <C>
<ARTICLE> OPUR3
<CIK> 0000787250
<NAME> DPL INC.
<MULTIPLIER> 1,000,000
<S> <C>
<PERIOD-TYPE> YEAR
<FISCAL-YEAR-END> DEC-31-1999
<PERIOD-END> DEC-31-1999
<BOOK-VALUE> PER-BOOK
<TOTAL-ASSETS> 4340
<TOTAL-OPERATING-REVENUES> 1339
<NET-INCOME> 204
</TABLE>
<TABLE> <S> <C>
<ARTICLE> OPUR3
<SUBSIDIARY>
<NUMBER> 1
<NAME> DAYTON POWER & LIGHT COMPANY
<MULTIPLIER> 1,000,000
<S> <C>
<PERIOD-TYPE> YEAR
<FISCAL-YEAR-END> DEC-31-1999
<PERIOD-END> DEC-31-1999
<BOOK-VALUE> PER-BOOK
<TOTAL-ASSETS> 3154
<TOTAL-OPERATING-REVENUES> 1273
<NET-INCOME> 192
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
EXHIBIT A
DPL INC.
CONSOLIDATED FINANCIAL STATEMENTS
INCOME STATEMENT
YEAR TO DATE DECEMBER 31, 1999
($) MILLIONS
DP&L DPL INC.
DPL INC. COMPANY SUBSIDIARIES ELIMINATIONS TOTAL
-------- ------- ------------ ------------ -----
<S>
REVENUES <C> <C> <C> <C> <C>
- --------
UTILITY SERVICE REVENUES 0.0 1,273.3 0.0 (2.3) 1,271.0
OTHER REVENUES 222.4 0.0 74.2 (228.7) 67.9
----- ------- ---- ----- -------
TOTAL REVENUES 222.4 1,273.3 74.2 (231.0) 1,338.9
EXPENSES
- --------
FUEL AND PURCHASED POWER 0.0 262.3 0.0 0.0 262.3
GAS PURCHASED FOR RESALE 0.0 129.9 54.3 0.0 184.2
OPERATION & MAINTENANCE 1.7 206.0 (3.3) (13.9) 190.5
DEPRECIATION & AMORTIZATION 0.0 134.0 2.5 0.0 136.5
AMORTIZATION OF REGULATORY
ASSETS,NET 0.0 25.8 0.0 0.0 25.8
GENERAL TAXES 0.0 136.4 0.3 0.0 136.7
----- ------- ---- ----- -------
TOTAL EXPENSES 1.7 894.4 53.8 (13.9) 936.0
INCOME
- ------
OPERATING INCOME 220.7 378.9 20.4 (217.1) 402.9
INVESTMENT INCOME 6.9 22.3 33.4 (7.9) 54.7
INTEREST EXPENSE (33.2) (80.7) (1.3) 5.7 (109.5)
OTHER INCOME AND DEDUCTIONS 0.0 (7.8) (8.2) 0.0 (16.0)
----- ----- ---- ----- -------
INCOME BEFORE INCOME TAXES 194.4 312.7 44.3 (219.3) 332.1
INCOME TAXES (9.8) 121.1 16.6 0.0 127.9
----- ----- ---- ----- -------
NET INCOME 204.2 191.6 27.7 (219.3) 204.2
===== ===== ==== ===== =======
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
EXHIBIT A
DPL INC.
CONSOLIDATED FINANCIAL STATEMENTS
BALANCE SHEET
YEAR ENDING DECEMBER 31, 1999
($) MILLIONS
DP&L DPL INC.
DPL INC. COMPANY SUBSIDIARIES ELIMINATIONS TOTAL
-------- ------- ------------ ------------ -----
<S> <C> <C> <C> <C> <C>
ASSETS
- ------
PROPERTY 0.0 3,773.6 128.2 (1.5) 3,900.3
ACCUMULATED DEPRECIATION
AND AMORTIZATION 0.0 (1,602.6) (30.9) 0.0 (1,633.5)
------- ------- ------- ------- -------
NET PROPERTY, PLANT & EQUIPMENT 0.0 2,171.0 97.3 (1.5) 2,266.8
CURRENT ASSETS
- --------------
CASH AND TEMP. INVESTMENTS 4.8 95.5 11.6 0.0 111.9
ACCOUNTS RECEIVABLE - NET 7.0 206.6 13.7 (9.2) 218.1
INVENTORIES, AT AVERAGE COST 0.0 92.9 0.2 0.0 93.1
TAXES APPLICABLE TO
SUBSEQUENT YEARS 0.0 94.6 0.0 0.0 94.6
OTHER 0.1 66.9 7.3 (2.6) 71.7
------- ------- ------- ------- -------
TOTAL CURRENT ASSETS 11.9 556.5 32.8 (11.8) 589.4
OTHER ASSETS
- ------------
FINANCIAL ASSETS 1.3 0.5 1,092.6 0.0 1,094.4
INCOME TAXES RECOVERABLE THROUGH
FUTURE REVENUES 0.0 168.5 0.0 0.0 168.5
OTHER REGULATORY ASSETS 0.0 53.3 0.0 0.0 53.3
OTHER ASSETS 2,381.9 203.7 6.8 (2,424.4) 168.0
------- ------- ------- ------- -------
TOTAL OTHER ASSETS 2,383.2 426.0 1,099.4 (2,424.4) 1,484.2
------- ------- ------- ------- -------
TOTAL ASSETS 2,395.1 3,153.5 1,229.5 (2,437.7) 4,340.4
======= ======= ======= ======= =======
CAPITALIZATION
- --------------
COMMON STOCK EQUITY
-------------------
COMMON STOCK 1.6 0.4 0.1 (0.5) 1.6
OTHER PAID-IN CAPITAL 739.0 769.7 800.2 (1,569.9) 739.0
COMMON STOCK HELD BY
EMPLOYEE PLANS (65.3) 0.0 0.0 (25.4) (90.7)
ACCUM. OTHER COMPREHENSIVE
INCOME 109.7 13.6 105.6 (119.1) 109.8
EARNINGS REINVESTED IN BUSINESS 679.2 513.9 65.6 (566.8) 691.9
------- ------- ------- ------- -------
TOTAL COMMON STOCK EQUITY 1,464.2 1,297.6 971.5 (2,281.7) 1,451.6
PREFERRED STOCK EQUITY 0.0 22.9 0.0 0.0 22.9
LONG TERM DEBT 675.4 661.2 0.0 0.0 1,336.6
------- ------- ------- ------- -------
TOTAL CAPITALIZATION 2,139.6 1,981.7 971.5 (2,281.7) 2,811.1
LIABILITIES
- -----------
CURRENT LIABILITIES
-------------------
SHORT-TERM DEBT 171.0 123.1 78.9 (78.9) 294.1
ACCOUNTS PAYABLE 1.0 126.2 12.0 (8.8) 130.4
ACCRUED TAXES 5.9 164.2 0.5 0.0 170.6
ACCRUED INTEREST 13.4 19.7 0.0 0.0 33.1
OTHER 5.0 60.9 3.3 (2.6) 66.6
------- ------- ------- ------- -------
TOTAL CURRENT LIABILITIES 196.3 494.1 94.7 (90.3) 694.8
DEFERRED CREDITS & OTHER
------------------------
DEFERRED TAXES 59.1 453.9 23.2 (64.3) 471.9
UNAMORTIZED INVESTMENT
TAX CREDIT 0.0 66.3 0.1 0.0 66.4
OTHER 0.1 157.5 140.0 (1.4) 296.2
------- ------- ------- ------- -------
TOTAL DEFERRED CREDITS
AND OTHER 59.2 677.7 163.3 (65.7) 834.5
TOTAL LIABILITIES 255.5 1,171.8 258.0 (156.0) 1,529.3
------- ------- ------- ------- -------
TOTAL CAPITALIZATION
AND LIABILITIES 2,395.1 3,153.5 1,229.5 (2,437.7) 4,340.4
======= ======= ======= ======= =======
</TABLE>
EXHIBIT A-1
Certain consolidating financial statements herein are being
filed by the Company under separate cover to be afforded
confidential treatment. Pursuant to the Freedom of Information
Act and Applicable rules of the Securities and Exchange
Commission, the consolidating financial information relating to
the Company's non-utility subsidiaries have been separated from
the remainder of Exhibit A and marked "CONFIDENTIAL TREATMENT
REQUESTED BY DPL INC."
The Statements for which confidential treatment is requested
are found on pages 16 through 27 of Exhibit A-1 bearing the
following headings:
1. DPL Inc. Consolidation Detail Report, Subsidiaries
Unconsolidated, Income Statement, Year to Date 12/31/99;
2. DPL Inc. Consolidation Detail Report, Subsidiaries
Unconsolidated, Balance Sheet, Year to Date 12/31/99;
3. MV Leasing Consolidation Detail Report, Income Statement,
Year to Date 12/31/99;
4. MV Leasing Consolidation Detail Report, Balance Sheet, Year
to Date 12/31/99;
5. Plaza Building Consolidation Detail Report, Income
Statement, Year to Date 12/31/99;
6. Plaza Building Consolidation Detail Report, Balance
Sheet, Year to Date 12/31/99;
-15-
