UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 9)*
JOHNSON WORLDWIDE ASSOCIATES, INC.
(Name of Issuer)
Class A Common Stock, $.05 par value
(Title of Class of Securities)
479254 10 4
(CUSIP Number)
Linda L. Sturino, 4041 North Main Street, Racine, Wisconsin 53402-(414) 631-2503
(Name, Address and Telephone Number of Person Authorized to Receive Notices and
Communications)
November 23, 1998
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition which is the subject of this Schedule 13D, and is filing this
schedule because of Rule 13d-1(b)(3) or (4), check the following box |_|.
Check the following box if a fee is being paid with the statement |_|. (A fee is
not required only if the reporting person: (1) has a previous statement on file
reporting beneficial ownership of more than five percent of the class of
securities described in Item 1; and (2) has filed no amendment subsequent
thereto reporting beneficial ownership of five percent or less of such class.)
(See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be filed with
the Commission. See Rule 13d- 1(a) for other parties to whom copies are to be
sent.
* The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that Section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
<PAGE>
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CUSIP No. 479254 10 4 Page 2 of _____ Pages
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1 NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Samuel C. Johnson
###-##-####
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2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) |_|
(b) |X|
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3 SEC USE ONLY
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4 SOURCE OF FUNDS*
PF and BK
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5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e) |_|
Not Applicable
- --------------------------------------------------------------------------------
6 CITIZENSHIP OR PLACE OF ORGANIZATION
United States
- --------------------------------------------------------------------------------
7 SOLE VOTING POWER
NUMBER OF
2,504,476(1)
SHARES
BENEFICIALLY
--------------------------------------------------
OWNED BY 8 SHARED VOTING POWER
EACH 1,135,330(1)
REPORTING --------------------------------------------------
9 SOLE DISPOSITIVE POWER
PERSON
2,504,476(1)
WITH
--------------------------------------------------
10 SHARED DISPOSITIVE POWER
1,135,330
- --------------------------------------------------------------------------------
11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,639,806(1)
- --------------------------------------------------------------------------------
12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN |_|
SHARES*
Not Applicable
- --------------------------------------------------------------------------------
13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
45.8%
- --------------------------------------------------------------------------------
14 TYPE OF REPORTING PERSON*
IN
================================================================================
*SEE INSTRUCTIONS BEFORE FILLING OUT!
(1) Takes into account shares of Class B Common Stock beneficially owned by
the reporting person which are convertible into Class A Common Stock on
a one share-for-one share basis.
<PAGE>
This amendment relates to the Class A Common Stock, $.05 par value (the
"Class A Common Stock") of Johnson Worldwide Associates, Inc. (the "Company"),
1326 Willow Road, Sturtevant, Wisconsin 53177. This Amendment is filed by Samuel
C. Johnson, 1525 Howe Street, Racine, Wisconsin 53403.
Item 3. Source and Amount of Funds or Other Consideration.
Item 3 is hereby amended in its entirety to read as follows:
Mr. Johnson purchased 147,000 shares of Class A Common Stock for
approximately $1,414,000, of which $1,400,000 was obtained by loans made in the
ordinary course of business by Bank of America.
Item 5. Interest in Securities of the Issuer.
Item 5 is hereby amended in its entirety to read as follows:
(a)-(b) Information concerning the amount and percentage of shares of
Class A Common Stock beneficially owned by the reporting person is set forth
below.
Percentage of
Sole Shared Outstanding
Voting and Voting and Aggregate Shares of
Reporting Dispositive Dispositive Beneficial Class A
Person Power Power Ownership Common Stock
Samuel C. Johnson 2,540,476(1) 1,135,330(1) 3,639,806(1) 45.8%(1)(2)
- ---------------
(1) Includes shares of Class B Common Stock which are convertible at any
time on a one-for-one basis into shares of Class A Common Stock.
(2) Based upon 6,870,045 shares of Class A Common Stock outstanding on
November 16, 1998 and 1,062,330 shares of Class B Common Stock
beneficially owned by Mr. Johnson.
Mr. Johnson may be deemed to share voting and dispositive power with
respect to certain shares with Imogene P. Johnson, Helen P. Johnson-Leipold, JWA
Consolidated, Inc. and Johnson Trust Company. Certain information with respect
to such persons is set forth below.
-3-
<PAGE>
<TABLE>
<CAPTION>
Name and Business Principal Occupation Name, Address and
Address and Employment Principal Business
<S> <C> <C>
Johnson Trust Company Not Applicable Bank and Trust Company
4041 N. Main Street
Racine, WI 53402
State of Organization: Wisconsin
Imogene P. Johnson None None
4041 N. Main Street
Racine, WI 53402
Citizenship: United States
Helen P. Johnson-Leipold Vice President-Personal and S.C. Johnson & Son, Inc.
1525 Howe Street Home Care Products of S.C. 1525 Howe Street
Racine, WI 53403 Johnson & Son, Inc. Racine, WI 53403
Citizenship: United States
Manufacturer of household
maintenance and industrial
products
JWA Consolidated, Inc. Not Applicable Holding company for purposes of
4041 N. Main Street owning stock of Company
Racine, WI 53402
State of Organization: Delaware
</TABLE>
During the last five years, none of the above persons has been
convicted in a criminal proceeding or has been a party to a civil proceeding of
a judicial or administrative body of competent jurisdiction and as a result of
such proceeding was or is subject to a judgment, decree or final order enjoining
future violation of, or prohibiting or mandating activities subject to federal
or state securities laws or finding any violation with respect to such laws.
(c) The following is a list of all transactions in the Company's Class
A Common Stock and Class B Common Stock by the persons named in paragraphs
(a)-(b) above during the 60 days preceding the date of this amendment to
Schedule 13D.
-4-
<PAGE>
The shares listed below were purchased through broker-dealers in the
Nasdaq Stock Market.
<TABLE>
<CAPTION>
Date of Class of
Name Transaction Common Stock Number of Shares Price Per Share
---- ----------- ------------ ---------------- ---------------
<S> <C> <C> <C> <C>
Samuel C. Johnson 11/23/98 Class A 7,000 $9.50
Samuel C. Johnson 11/23/98 Class A 140,000 $9.625
</TABLE>
(d) Not applicable.
(e) Not applicable.
-5-
<PAGE>
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Date
December 1, 1998 /s/ Samuel C. Johnson
-------------------------------------------
Signature
Samuel C. Johnson
Name/Title
