UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Public Utility Holding Company Act of 1935
FORM U-6B-2
Reporting Period: July 1, 1999 to September 30, 1999
Pursuant to Rule 52(c)
Certificate of Notification In the Matter of:
CSW Credit, Inc.
This certificate is notice that the above named company has issued, renewed or
guaranteed the security or securities described herein which issue, renewal or
guaranty was exempted from the provisions of Section 6(a) of the Act and was
neither the subject of a declaration or application on Form U-1 nor included
within the exemption provided by Rule U-48.
1. Type of the security or securities.
Commercial paper
2. Issue, renewal or guaranty.
Issuance
3. Principal amount of each security.
See Exhibit 1
4. Rate of interest per annum of each security.
See Exhibit 1
5. Date of issue, renewal or guaranty of each security.
See Exhibit 1
6. If renewal of security, give date of original issue.
N/A
7. Date of maturity of each security.
See Exhibit 1
<PAGE>
8. Name of the person to whom each security was issued, renewed or guaranteed.
Lehman Commercial Paper, Inc. -- $ 383,383,000
Goldman Sachs & Co. -- $ 560,540,000
9. Collateral given with each security, if any.
None
10. Consideration received for each security.
See Exhibit 1
11. Application of proceeds of each security.
The proceeds from the issuance of the securities are solely for
the purpose of financing the existing business of the subsidiary
company.
12.Indicate by a check after the applicable statement below whether the issue,
renewal or guaranty of each security was exempt from the provisions of
Section 6(a) because of
a. the provisions contained in the first sentence of Section 6(b),
b. the provisions contained in the fourth sentence of Section 6(b),
c. the provisions contained in any rule of the Commission other than Rule
U-48[X]
13.If the security or securities were exempt from the provisions of Section
6(a) by virtue of the first sentence of Section 6(b), give the figures which
indicate that the security or securities aggregate (together with all other
than outstanding notes and drafts of a maturity of nine months or less,
exclusive of days of grace, as to which such company is primarily or
secondarily liable) not more than 5 per centum of the principal amount and
par value of the other securities of such company then outstanding.
N/A
14.If the security or securities are exempt from the provisions of Section 6(a)
because of the fourth sentence of Section 6(b), name the security outstanding
on January 1, 1935, pursuant to the terms of which the security or securities
herein have described have been issued.
N/A
15.If the security or securities are exempt from the provisions of Section 6(a)
because of any rule of the Commission other than Rule U-48 designate the rule
under which exemption is claimed.
Rule 52(b) relating to issuance of indebtedness by certain
non-public utility subsidiaries of registered holding companies.
<PAGE>
SIGNATURE
As requested by order of the Securities and Exchange Commission pursuant to the
Public Utility Holding Company Act of 1935, CSW Credit, Inc. has duly caused
this report to be signed on the 8th day of October 1999.
By : /s/ Lawrence B. Connors
Lawrence B. Connors
Controller
CSW Credit, Inc.
1616 Woodall Rodgers Freeway
P.O. Box 660164
Dallas, Texas 75266-0164
Telephone (214) 777-1000
<PAGE>
EXHIBIT INDEX
Exhibit Transmission
Number Exhibit Method
1 Commercial Paper Outstanding by Lender Electronic
CSW Credit, Inc. Exhibit 1
Commercial Paper Outstanding Page 1 of 3
Lehman Commercial Paper, Inc.
September 30, 1999
Rate of
Principal Interest Date of Date of Consideration
Amount per Annum Issue Maturity Received
- ---------------- -------------- ---------- ---------- ------------
$20,000,000 5.6212% 07/21/1999 01/14/2000 $19,462,117
1,700,000 5.6608% 07/22/1999 03/24/2000 1,636,689
50,000,000 5.2138% 07/27/1999 10/07/1999 49,484,000
10,000,000 5.2441% 07/28/1999 10/21/1999 9,877,694
50,000,000 5.2441% 07/28/1999 10/21/1999 49,388,472
2,500,000 5.7971% 08/05/1999 01/25/2000 2,432,242
35,000,000 5.8077% 08/05/1999 01/25/2000 34,049,701
3,000,000 5.7990% 08/05/1999 01/27/2000 2,917,750
3,000,000 5.9290% 08/20/1999 02/25/2000 2,909,438
2,000,000 5.9168% 08/23/1999 01/14/2000 1,953,760
50,000,000 5.9280% 08/25/1999 02/29/2000 48,498,611
2,000,000 5.3836% 09/03/1999 10/15/1999 1,987,517
10,000,000 5.3687% 09/07/1999 10/13/1999 9,946,600
35,000,000 5.3716% 09/09/1999 10/06/1999 34,859,563
20,153,000 5.3807% 09/14/1999 11/04/1999 20,000,543
20,000,000 5.3667% 09/17/1999 10/08/1999 19,937,583
20,000,000 5.3514% 09/17/1999 10/14/1999 19,920,050
20,030,000 5.3279% 09/24/1999 10/04/1999 20,000,400
20,000,000 5.3287% 09/24/1999 10/05/1999 19,967,489
5,000,000 5.8803% 09/24/1999 01/19/2000 4,906,238
4,000,000 5.8839% 09/30/1999 01/18/2000 3,929,356
- ----------------
$383,383,000
================
<PAGE>
CSW Credit Inc. Exhibit 1
Commercial Paper Outstanding Page 2 of 3
Goldman Sachs & Co.
September 30, 1999
Rate of
Principal Interest Date of Date of Consideration
Amount per Annum Issue Maturity Received
- ---------------- -------------- ---------- ---------- ------------
$ 2,900,000 5.2595% 07/02/1999 10/15/1999 $ 2,856,186
5,000,000 5.2582% 07/08/1999 10/06/1999 4,935,125
5,000,000 5.2582% 07/08/1999 10/06/1999 4,935,125
1,410,000 5.2636% 07/08/1999 10/13/1999 1,390,282
1,675,000 5.5088% 07/08/1999 01/18/2000 1,626,709
600,000 5.5668% 07/08/1999 03/01/2000 578,789
1,400,000 5.6396% 07/21/1999 02/16/2000 1,355,410
1,000,000 5.6334% 07/22/1999 02/10/2000 969,212
1,000,000 5.6467% 07/22/1999 02/25/2000 966,937
5,000,000 5.6467% 07/22/1999 02/25/2000 4,834,683
1,300,000 5.6256% 07/23/1999 01/21/2000 1,264,050
5,000,000 5.2593% 07/26/1999 10/12/1999 4,943,667
50,000,000 5.2380% 07/27/1999 10/12/1999 49,446,028
50,000,000 5.2441% 07/28/1999 10/21/1999 49,388,472
1,750,000 5.2844% 08/03/1999 10/26/1999 1,728,685
4,500,000 5.3135% 08/04/1999 10/25/1999 4,446,188
4,000,000 5.3198% 08/04/1999 11/02/1999 3,947,500
725,000 5.7946% 08/06/1999 02/15/2000 703,156
5,000,000 5.3292% 08/17/1999 10/06/1999 4,963,264
300,000 5.9324% 08/20/1999 01/27/2000 292,293
2,100,000 5.9183% 08/20/1999 02/14/2000 2,040,296
500,000 5.9056% 08/23/1999 02/04/2000 486,823
500,000 5.9105% 08/23/1999 02/09/2000 486,424
3,500,000 5.9173% 08/23/1999 02/16/2000 3,401,052
1,050,000 5.9275% 08/25/1999 01/27/2000 1,023,870
40,000,000 5.4402% 08/26/1999 12/03/1999 39,410,400
500,000 5.9256% 08/27/1999 01/27/2000 487,718
21,000,000 5.3844% 08/30/1999 10/12/1999 20,865,804
50,000,000 5.3844% 08/30/1999 10/12/1999 49,680,486
3,000,000 5.4418% 08/30/1999 12/09/1999 2,954,887
10,000,000 5.9158% 08/30/1999 01/20/2000 9,770,406
1,100,000 5.9217% 08/30/1999 01/26/2000 1,073,685
12,100,000 5.3876% 09/01/1999 10/18/1999 12,015,485
4,000,000 5.3857% 09/02/1999 10/04/1999 3,980,942
200,000 5.4091% 09/02/1999 11/02/1999 198,184
3,000,000 5.3836% 09/03/1999 10/15/1999 2,981,275
10,000,000 5.9187% 09/03/1999 01/27/2000 9,765,589
2,000,000 5.9056% 09/03/1999 02/15/2000 1,947,292
30,000,000 5.3716% 09/08/1999 10/05/1999 29,879,625
6,500,000 5.3876% 09/08/1999 10/25/1999 6,454,599
<PAGE>
CSW Credit Inc. Exhibit 1
Commercial Paper Outstanding Page 3 of 3
Goldman Sachs & Co.
September 30, 1999
Rate of
Principal Interest Date of Date of Consideration
Amount per Annum Issue Maturity Received
- ---------------- -------------- ---------- ---------- ------------
$ 2,030,000 5.4233% 09/08/1999 12/08/1999 $ 2,002,547
5,000,000 5.9110% 09/08/1999 01/24/2000 4,889,217
35,000,000 5.9277% 09/09/1999 02/22/2000 34,068,786
600,000 5.9119% 09/10/1999 01/27/2000 586,610
2,500,000 5.9037% 09/15/1999 02/25/2000 2,434,913
5,000,000 5.3575% 09/16/1999 10/08/1999 4,983,683
3,365,000 5.3663% 09/16/1999 10/19/1999 3,348,528
10,000,000 5.3667% 09/17/1999 10/08/1999 9,968,792
1,135,000 5.3506% 09/17/1999 10/13/1999 1,130,631
12,000,000 5.3506% 09/17/1999 10/13/1999 11,953,807
30,000,000 5.3663% 09/17/1999 10/20/1999 29,853,150
25,000,000 5.3485% 09/20/1999 10/26/1999 24,867,000
25,000,000 5.3892% 09/21/1999 11/09/1999 24,817,951
25,000,000 5.3876% 09/22/1999 11/08/1999 24,825,382
2,500,000 5.4328% 09/22/1999 12/21/1999 2,466,500
27,800,000 5.6509% 09/30/1999 10/01/1999 27,795,637
- -----------------
$ 560,540,000
=================
