UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Public Utility Holding Company Act of 1935
FORM U-6B-2
Reporting Period: October 1, 1999 to December 31, 1999
Pursuant to Rule 52(c)
Certificate of Notification In the Matter of:
CSW Credit, Inc.
This certificate is notice that the above named company has issued, renewed or
guaranteed the security or securities described herein which issue, renewal or
guaranty was exempted from the provisions of Section 6(a) of the Act and was
neither the subject of a declaration or application on Form U-1 nor included
within the exemption provided by Rule U-48.
1. Type of the security or securities.
Commercial paper
2. Issue, renewal or guaranty.
Issuance
3. Principal amount of each security.
See Exhibit 1
4. Rate of interest per annum of each security.
See Exhibit 1
5. Date of issue, renewal or guaranty of each security.
See Exhibit 1
6. If renewal of security, give date of original issue.
N/A
7. Date of maturity of each security.
See Exhibit 1
<PAGE>
8. Name of the person to whom each security was issued, renewed or guaranteed.
Lehman Commercial Paper, Inc. -- $ 353,904,000
Goldman Sachs & Co. -- $ 400,383,000
9. Collateral given with each security, if any.
None
10. Consideration received for each security.
See Exhibit 1
11. Application of proceeds of each security.
The proceeds from the issuance of the securities are solely for
the purpose of financing the existing business of the subsidiary
company.
12. Indicate by a check after the applicable statement below whether the issue,
renewal or guaranty of each security was exempt from the provisions of
Section 6(a) because of
a. the provisions contained in the first sentence of Section 6(b),
b. the provisions contained in the fourth sentence of Section 6(b),
c. the provisions contained in any rule of the Commission other than Rule
U-48 [X]
13. If the security or securities were exempt from the provisions of Section
6(a) by virtue of the first sentence of Section 6(b), give the figures which
indicate that the security or securities aggregate (together with all other
than outstanding notes and drafts of a maturity of nine months or less,
exclusive of days of grace, as to which such company is primarily or
secondarily liable) not more than 5 per centum of the principal amount and
par value of the other securities of such company then outstanding.
N/A
14. If the security or securities are exempt from the provisions of Section 6(a)
because of the fourth sentence of Section 6(b), name the security
outstanding on January 1, 1935, pursuant to the terms of which the security
or securities herein have described have been issued.
N/A
15. If the security or securities are exempt from the provisions of Section 6(a)
because of any rule of the Commission other than Rule U-48 designate the
rule under which exemption is claimed.
Rule 52(b) relating to issuance of indebtedness by certain
non-public utility subsidiaries of registered holding companies.
<PAGE>
SIGNATURE
As requested by order of the Securities and Exchange Commission pursuant to the
Public Utility Holding Company Act of 1935, CSW Credit, Inc. has duly caused
this report to be signed on the 10th day of January 2000.
By : /s/ Lawrence B. Connors
Lawrence B. Connors
Controller
CSW Credit, Inc.
1616 Woodall Rodgers Freeway
P.O. Box 660164
Dallas, Texas 75266-0164
Telephone (214) 777-1000
<PAGE>
EXHIBIT INDEX
Exhibit Transmission
Number Exhibit Method
- ------- ------- ------------
1 Commercial Paper Outstanding by Dealer Electronic
CSW Credit, Inc. Exhibit 1
Commercial Paper Outstanding Page 1 of 3
Lehman Commercial Paper, Inc.
December 31, 1999
Principal Rate of Interest Date of Date of Consideration
Amount per Annum Issue Maturity Received
--------- ---------------- ---------- ---------- -------------
$ 20,000,000 5.6212% 07/21/1999 01/14/2000 $19,462,117
1,700,000 5.6608% 07/22/1999 03/24/2000 1,636,689
2,500,000 5.7971% 08/05/1999 01/25/2000 2,434,242
3,000,000 5.7990% 08/05/1999 01/27/2000 2,917,750
35,000,000 5.8077% 08/05/1999 01/25/2000 34,049,701
3,000,000 5.9090% 08/20/1999 02/25/2000 2,909,438
2,000,000 5.9168% 08/23/1999 01/25/2000 1,953,760
50,000,000 5.9280% 08/25/1999 02/29/2000 48,498,611
5,000,000 5.8803% 09/24/1999 01/19/2000 4,906,238
4,000,000 5.8839% 09/30/1999 01/18/2000 3,929,356
4,200,000 6.0490% 10/07/1999 01/14/2000 4,131,278
4,000,000 6.0071% 10/12/1999 02/29/2000 3,908,689
1,500,000 6.1429% 10/13/1999 01/11/2000 1,477,313
30,000,000 6.1654% 10/22/1999 01/12/2000 29,584,533
7,500,000 6.1450% 10/28/1999 01/28/2000 7,384,042
20,000,000 6.1304% 10/28/1999 01/14/2000 19,737,833
40,218,000 5.9695% 11/10/1999 01/20/2000 39,750,019
5,000,000 6.0170% 11/18/1999 02/24/2000 4,919,422
1,200,000 6.2290% 12/15/1999 01/11/2000 1,194,420
15,000,000 6.4732% 12/17/1999 01/06/2000 14,946,250
50,000.000 6.4577% 12/17/1999 01/10/2000 49,785,667
3,800,000 6.2105% 12/20/1999 02/15/2000 3,762,998
20,286,000 6.5763% 12/20/1999 01/11/2000 20,207,800
25,000,000 6.7716% 12/20/1999 01/06/2000 24,920,313
================
$ 353,904,000
================
<PAGE>
CSW Credit Inc. Exhibit 1
Commercial Paper Outstanding Page 2 of 3
Goldman Sachs & Co.
December 31, 1999
Principal Rate of Interest Date of Date of Consideration
Amount per Annum Issue Maturity Received
--------- ---------------- ---------- ---------- -------------
$ 600,000 5.5668% 07/08/1999 03/01/2000 $ 578,789
1,675,000 5.5088% 07/08/1999 01/18/2000 1,626,709
1,400,000 5.6396% 07/21/1999 02/16/2000 1,335,410
1,000,000 5.6334% 07/22/1999 02/10/2000 969,212
1,000,000 5.6467% 07/22/1999 02/25/2000 966,937
5,000,000 5.6467% 07/22/1999 02/25/2000 4,834,683
1,300,000 5.6256% 07/23/1999 01/21/2000 1,264,050
725,000 5.7946% 08/06/1999 02/15/2000 703,156
300,000 5.9324% 08/20/1999 01/27/2000 292,293
2,100,000 5.9183% 08/20/1999 02/14/2000 2,040,296
500,000 5.9056% 08/23/1999 02/04/2000 486,823
500,000 5.9105% 08/23/1999 02/09/2000 486,424
3,500,000 5.9173% 08/23/1999 02/16/2000 3,401,052
1,050,000 5.9275% 08/25/1999 01/27/2000 1,023,870
500,000 5.9256% 08/27/1999 01/27/2000 487,718
1,100,000 5.9217% 08/30/1999 01/26/2000 1,073,685
10,000,000 5.9158% 08/30/1999 01/20/2000 9,770,406
2,000,000 5.9056% 09/03/1999 02/15/2000 1,947,292
10,000,000 5.9187% 09/03/1999 01/27/2000 9,765,589
5,000,000 5.9110% 09/08/1999 01/24/2000 4,889,217
35,000,000 5.9277% 09/09/1999 02/22/2000 34,068,786
600,000 5.9119% 09/10/1999 01/27/2000 586,610
2,500,000 5.9037% 09/15/1999 02/25/2000 2,434,913
500,000 6.1440% 10/12/1999 01/11/2000 492,353
5,000,000 6.1429% 10/12/1999 01/10/2000 4,924,375
25,000,000 6.1461% 10/12/1999 01/13/2000 24,609,271
50,000,000 6.1461% 10/12/1999 01/13/2000 49,218,542
2,600,000 6.0561% 10/13/1999 01/27/2000 2,554,449
20,000,000 6.1027% 10/13/1999 02/11/2000 19,598,011
800,000 6.1440% 10/15/1999 01/14/2000 787,766
1,000,000 6.1265% 10/15/1999 01/27/2000 982,609
1,700,000 6.1265% 10/15/1999 01/27/2000 1,670,435
3,000,000 6.1398% 10/15/1999 01/10/2000 2,956,138
5,000,000 6.1366% 10/18/1999 01/10/2000 4,929,417
1,938,000 6.1429% 10/21/1999 01/19/2000 1,908,688
5,000,000 6.0871% 10/21/1999 02/14/2000 4,903,817
2,000,000 6.1633% 10/22/1999 01/10/2000 1,972,978
4,000,000 6.1235% 10/22/1999 02/10/2000 3,925,877
1,000,000 6.1622% 10/25/1999 01/12/2000 986,658
1,520,000 6.1643% 10/25/1999 01/14/2000 1,499,206
<PAGE>
CSW Credit Inc. Exhibit 1
Commercial Paper Outstanding Page 3 of 3
Goldman Sachs & Co.
December 31, 1999
Principal Rate of Interest Date of Date of Consideration
Amount per Annum Issue Maturity Received
--------- ---------------- ---------- ---------- -------------
$ 2,200,000 6.1203% 10/26/1999 02/11/2000 $ 2,160,334
22,000,000 6.1580% 10/27/1999 01/10/2000 21,721,333
500,000 6.1304% 10/28/1999 01/14/2000 493,446
20,000,000 6.0493% 11/04/1999 01/12/2000 19,770,767
1,000,000 5.9714% 11/09/1999 01/21/2000 988,036
1,000,000 5.9800% 11/10/1999 01/10/2000 989,969
1,875,000 5.9685% 11/10/1999 01/19/2000 1,853,490
2,000,000 6.0207% 11/18/1999 01/28/2000 1,976,531
2,300,000 6.0207% 11/18/1999 01/28/2000 2,273,010
4,000,000 5.9724% 11/19/1999 02/01/2000 3,951,489
16,000,000 5.9992% 11/19/1999 01/28/2000 15,815,511
20,000,000 5.9304% 12/03/1999 01/24/2000 19,830,133
3,000,000 6.0211% 12/10/1999 01/10/2000 2,984,526
10,000,000 6.3591% 12/16/1999 01/11/2000 9,954,283
600,000 6.3815% 12/17/1999 01/04/2000 597,037
2,500,000 6.3025% 12/17/1999 02/03/2000 2,479,167
4,000,000 6.4849% 12/20/1999 01/19/2000 3,978,500
20,000,000 6.3997% 12/20/1999 02/02/2000 19,844,778
50,000,000 6.4008% 12/20/1999 02/03/2000 49,603,125
=================
$ 400,383,000
=================
