<PAGE> 1
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
(Amendment No. 3)*
Moore-Handley, Inc.
(Name of Issuer)
Common Stock, par value $.10 per share
(Title of Class of Securities)
0006157621
(CUSIP Number)
Donna Rosario
Barker, Lee & Co.
530 Fifth Avenue
New York, NY 10036
(212) 398-8700
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
November 24, 1997
(Date of Event which Requires Filing of this
Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the
following box [ ].
Note: Six copies of this statement, including all exhibits,
should be filed with the Commission. See Rule 13d-1(a) for other
parties to whom copies are to be sent.
* The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class
of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not
be deemed to be "filed" for the purposes of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of
that section of the Act but shall be subject to all other provisions of
the Act (however, see the Notes).
<PAGE> 2
SCHEDULE 13D
CUSIP No. 0006157621 Page 2 of 13 Pages
(1) Names of Reporting Persons
S.S. or I.R.S. Identifica-
tion Nos. of Above Persons Barker, Lee & Co. Limited Partnership
- ----------------------------------------------------------------------
(2) Check the Appropriate Box (a)
-----------------------
if a Member of a Group (b) X
-----------------------
- ----------------------------------------------------------------------
(3) SEC Use Only
- ----------------------------------------------------------------------
(4) Source of Funds
- ----------------------------------------------------------------------
(5) Check if Disclosure of Legal
Proceedings is Required Pursuant
to Items 2(d) or 2(e)
- ----------------------------------------------------------------------
(6) Citizenship or Place of
Organization Connecticut
- ----------------------------------------------------------------------
Number of Shares (7) Sole Voting Power 4,600
Beneficially Owned ------------------------------------------------
by Each Reporting (8) Shared Voting Power 0
Person With ------------------------------------------------
(9) Sole Dispositive Power 4,600
------------------------------------------------
(10) Shared Dispositive Power 0
- ----------------------------------------------------------------------
(11) Aggregate Amount Beneficially
Owned by Each Reporting Person 4,600
- ----------------------------------------------------------------------
(12) Check if the Aggregate Amount
in Row (11) Excludes Certain Shares
- ----------------------------------------------------------------------
(13) Percent of Class Represented
by Amount in Row 11 .2%
- ----------------------------------------------------------------------
(14) Type of Reporting Person PN
<PAGE> 3
SCHEDULE 13D
CUSIP No. 0006157621 Page 3 of 13 Pages
(1) Names of Reporting Persons
S.S. or I.R.S. Identifica- J.M.R. Barker Foundation
tion Nos. of Above Persons
- ----------------------------------------------------------------------
(2) Check the Appropriate Box (a)
-----------------------
if a Member of a Group (b) X
-----------------------
- ----------------------------------------------------------------------
(3) SEC Use Only
- ----------------------------------------------------------------------
(4) Source of Funds
- ----------------------------------------------------------------------
(5) Check if Disclosure of Legal
Proceedings is Required Pursuant
to Items 2(d) or 2(e)
- ----------------------------------------------------------------------
(6) Citizenship or Place of
Organization New York
- ----------------------------------------------------------------------
Number of Shares (7) Sole Voting Power 33,700
Beneficially Owned ------------------------------------------------
by Each Reporting (8) Shared Voting Power 0
Person With ------------------------------------------------
(9) Sole Dispositive Power 33,700
------------------------------------------------
(10) Shared Dispositive Power 0
- ----------------------------------------------------------------------
(11) Aggregate Amount Beneficially
Owned by Each Reporting Person 33,700
- ----------------------------------------------------------------------
(12) Check if the Aggregate Amount
in Row (11) Excludes Certain Shares
- ----------------------------------------------------------------------
(13) Percent of Class Represented
by Amount in Row 11 1.6%
- ----------------------------------------------------------------------
(14) Type of Reporting Person CO
<PAGE> 4
SCHEDULE 13D
CUSIP No. 0006157621 Page 4 of 13 Pages
(1) Names of Reporting Persons
S.S. or I.R.S. Identifica-
tion Nos. of Above Persons Quaker Hill Associates, L.P.
- ----------------------------------------------------------------------
(2) Check the Appropriate Box (a)
-----------------------
if a Member of a Group (b) X
-----------------------
- ----------------------------------------------------------------------
(3) SEC Use Only
- ----------------------------------------------------------------------
(4) Source of Funds
- ----------------------------------------------------------------------
(5) Check if Disclosure of Legal
Proceedings is Required Pursuant
to Items 2(d) or 2(e)
- ----------------------------------------------------------------------
(6) Citizenship or Place of
Organization Delaware
- ----------------------------------------------------------------------
Number of Shares (7) Sole Voting Power 1,100
Beneficially Owned ------------------------------------------------
by Each Reporting (8) Shared Voting Power 0
Person With ------------------------------------------------
(9) Sole Dispositive Power 1,100
------------------------------------------------
(10) Shared Dispositive Power 0
- ----------------------------------------------------------------------
(11) Aggregate Amount Beneficially
Owned by Each Reporting Person 1,100
- ----------------------------------------------------------------------
(12) Check if the Aggregate Amount
in Row (11) Excludes Certain Shares
- ----------------------------------------------------------------------
(13) Percent of Class Represented
by Amount in Row 11 .05%
- ----------------------------------------------------------------------
(14) Type of Reporting Person PN
<PAGE> 5
SCHEDULE 13D
CUSIP No. 0006157621 Page 5 of 13 Pages
(1) Names of Reporting Persons
S.S. or I.R.S. Identifica-
tion Nos. of Above Persons Namakagon Associates, L.P.
- ----------------------------------------------------------------------
(2) Check the Appropriate Box (a)
-----------------------
if a Member of a Group (b) X
-----------------------
- ----------------------------------------------------------------------
(3) SEC Use Only
- ----------------------------------------------------------------------
(4) Source of Funds
- ----------------------------------------------------------------------
(5) Check if Disclosure of Legal
Proceedings is Required Pursuant
to Items 2(d) or 2(e)
- ----------------------------------------------------------------------
(6) Citizenship or Place of
Organization Delaware
- ----------------------------------------------------------------------
Number of Shares (7) Sole Voting Power 6,200
Beneficially Owned ------------------------------------------------
by Each Reporting (8) Shared Voting Power 0
Person With ------------------------------------------------
(9) Sole Dispositive Power 6,200
------------------------------------------------
(10) Shared Dispositive Power 0
- ----------------------------------------------------------------------
(11) Aggregate Amount Beneficially
Owned by Each Reporting Person 6,200
- ----------------------------------------------------------------------
(12) Check if the Aggregate Amount
in Row (11) Excludes Certain Shares
- ----------------------------------------------------------------------
(13) Percent of Class Represented
by Amount in Row 11 .3%
- ----------------------------------------------------------------------
(14) Type of Reporting Person PN
<PAGE> 6
SCHEDULE 13D
CUSIP No. 0006157621 Page 6 of 13 Pages
CONTINUATION PAGES OF AMENDMENT NO. 3 TO SCHEDULE 13D
This Amendment No. 3 to Statement on Schedule 13D amends the
Statement on Schedule 13D, filed with the Securities and Exchange Commission
(the "Commission"), as amended by Amendment No. 1, filed with the Commission on
December 24, 1987 ("Amendment No. 1") and Amendment No. 2, filed with the
Commission on December 20, 1994 ("Amendment No. 2") by Barker, Lee & Co. Limited
Partnership, a Connecticut limited partnership ("Barker, Lee"), (ii) J.M.R.
Barker Foundation, a New York not-for-profit corporation ("Barker Foundation"),
(iii) Quaker Hill Associates, L.P., a Delaware limited partnership ("Quaker
Hill") and (iv) Namakagon Associates, L.P., a Delaware limited partnership
("Namakagon") (herein referred to individually as a "Reporting Person" and,
collectively, as "Reporting Persons"), relating to the beneficial ownership of
the common stock, $.10 per share par value (the "Common Stock"), of
Moore-Handley, Inc., a Delaware corporation (the "Company" or "Issuer").
In accordance with Rule 101(a)(2)(ii) of Regulation S-T, this
initial electronic filing does not restate Schedule 13D since this filing
reports a change in the beneficial ownership of the Issuer which terminates the
reporting obligation by the Reporting Persons. Items 1, 2, 4 and 5 of the
Schedule 13D are hereby amended.
Item 1. SECURITY AND ISSUER.
The principal executive office of the Issuer is located at 3140
Pelham Parkway, Pelham, Alabama 35124.
Item 2. IDENTITY AND BACKGROUND.
(a), (b), (c) and (f). Appendix A attached hereto and
incorporated by reference herein has been revised to reflect the name, business
address, principal occupation and citizenship of the current general partners,
executive officers and directors of each Reporting Person.
<PAGE> 7
SCHEDULE 13D
CUSIP No. 0006157621 Page 7 of 13 Pages
Item 4. PURPOSE OF TRANSACTION.
(c) On November 24, 1997, each Reporting Person listed below sold
shares of Common Stock of the Issuer back to the Company as follows:
Reporting Person Shares Sold Price Per Share
- ---------------- ----------- ---------------
Barker, Lee 34,800 $2.625
Quaker Hill 8,400 $2.625
Namakagon 47,400 $2.625
Item 5. INTEREST IN SECURITIES OF THE ISSUER.
(a) Reference is made to Rows (11) and (13) of each Reporting
Person's cover page.
(b) Reference is made to Rows (7) through (10) of each Reporting
Person's cover page.
(e) November 24, 1997.
<PAGE> 8
SCHEDULE 13D
CUSIP No. 0006157621 Page 8 of 13 Pages
SIGNATURE.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: December 1, 1997
BARKER, LEE & CO. LIMITED PARTNERSHIP
By: /s/ Dwight E. Lee
------------------------------
Dwight E. Lee
Managing General Partner
<PAGE> 9
SCHEDULE 13D
CUSIP No. 0006157621 Page 9 of 13 Pages
SIGNATURE.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: December 1, 1997
J.M.R. BARKER FOUNDATION
By: /s/ Dwight E. Lee
---------------------------
Dwight E. Lee
Vice President and Director
<PAGE> 10
SCHEDULE 13D
CUSIP No. 0006157621 Page 10 of 13 Pages
SIGNATURE.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: December 1, 1997
QUAKER HILL ASSOCIATES, L.P.
By: /s/ Dwight E. Lee
-------------------------------
Dwight E. Lee
General Partner
<PAGE> 11
SCHEDULE 13D
CUSIP No. 0006157621 Page 11 of 13 Pages
SIGNATURE.
After reasonable inquiry and to the best of my knowledge and
belief, I certify that the information set forth in this statement is true,
complete and correct.
Date: December 1, 1997
NAMAKAGON ASSOCIATES, L.P.
By: /s/ Dwight E. Lee
--------------------------------
Dwight E. Lee
General Partner
<PAGE> 12
SCHEDULE 13D
CUSIP No. 0006157621 Page 12 of 13 Pages
APPENDIX A
<TABLE>
<CAPTION>
NAME AND CITIZENSHIP OF GENERAL
REPORTING PARTNER, EXECUTIVE PRINCIPAL
PERSON OFFICER OR DIRECTOR BUSINESS ADDRESS OCCUPATION
- ------ --------------------------- ---------------- ----------
<S> <C> <C> <C>
BARKER, LEE Robert R. Barker 530 Fifth Avenue Investment Manager
General Partner (U.S.A.) New York, NY 10036
Dwight E. Lee 530 Fifth Avenue Investment Manager
General Partner (U.S.A.) New York, NY 10036
Estate of Elizabeth S. Barker 530 Fifth Avenue Artist
General Partner (U.S.A.) New York, NY 10036 (Deceased 4/27/97)
W. Benjamin Barker Data Race CEO
General Partner (U.S.A.) 11550 IH-10 West
Suite 395
San Antonio, TX 78230
BARKER Robert R. Barker 530 Fifth Avenue Investment Manager
FOUNDATION President and Director (U.S.A.) New York, NY 10036
W. Benjamin Barker Data Race CEO
Vice President and Director 11550 IH-10 West
(U.S.A.) Suite 395
San Antonio, TX 78230
Dwight E. Lee 530 Fifth Avenue Investment Manager
Vice President and Director New York, NY 10036
(U.S.A.)
Robert P. Connor Rockefeller & Co. Director of
Treasurer and Director (U.S.A.) & 30 Rockefeller Plaza Client Services
Asst. Secretary 54th Floor
New York, NY 10020
Maureen Hopkins 530 Fifth Avenue Office Manager
Admin. Secretary (U.S.A.) New York, NY 10036
Donna Rosario 530 Fifth Avenue Controller
Asst. Treasurer (U.S.A.) New York, NY 10036
Ann Barker P.O. Box 408 Teacher
Director (U.S.A.) East Middlebury, VT
05740
Margaret W. Barker Clark Box 96 Teacher
Director (U.S.A.) Grafton, VT 05146
John W. Holman, Jr. 17 State Street Investment Manager
Director (U.S.A.) New York, NY 10004
Richard Kahn 224 West Lake Drive Retired Attorney
Director (U.S.A.) Montauk, NY 11954
</TABLE>
<PAGE> 13
SCHEDULE 13D
CUSIP No. 0006157621 Page 13 of 13 Pages
<TABLE>
<CAPTION>
NAME AND CITIZENSHIP OF GENERAL
REPORTING PARTNER, EXECUTIVE PRINCIPAL
PERSON OFFICER OR DIRECTOR BUSINESS ADDRESS OCCUPATION
- ------ --------------------------- ---------------- ----------
<S> <C> <C> <C>
QUAKER HILL Dwight E. Lee 530 Fifth Avenue Investment Manager
General Partner (U.S.A.) New York, NY 10036
NAMAKAGON Robert R. Barker 530 Fifth Avenue Investment Manager
General Partner (U.S.A.) New York, NY 10036
Dwight E. Lee 530 Fifth Avenue Investment Manager
General Partner (U.S.A.) New York, NY 10036
James R. Barker Thomson Financial Computer Software
General Partner (U.S.A.) Networks
11 Farnsworth
Boston, MA 02210
</TABLE>
