CALIFORNIA PIZZA KITCHEN INC
4, 2000-09-11
EATING PLACES
Previous: CALIFORNIA PIZZA KITCHEN INC, 4, 2000-09-11
Next: CALIFORNIA PIZZA KITCHEN INC, 4, 2000-09-11



<PAGE>




                    U.S. SECURITIES AND EXCHANGE COMMISSION
                            Washington, D.C. 20549
------
FORM 4                                                      OMB APPROVAL
------                                             -----------------------------
[_] Check this box if no longer                    OMB NUMBER:  3235-0287
    subject to Section 16. Form 4                  Expires:  December 31, 2001
    or Form 5 obligations may                      Estimated average burden
    continue. SEE Instruction 1(b).                hours per response ...... 0.5
                                                   -----------------------------


                 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP



    Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
      Section 17(a) of the Public Utility Holding Company Act of 1935 or
              Section 30(f) of the Investment Company Act of 1940

(Print or Type Responses)
--------------------------------------------------------------------------------
1. Name and Address of Reporting Person*

   Hipp,                            Frederick                           R.
--------------------------------------------------------------------------------
  (Last)                             (First)                         (Middle)

   6053 West Century Blvd. Suite 1100
--------------------------------------------------------------------------------
                                    (Street)

Los Angeles,                       California                        90045
--------------------------------------------------------------------------------
  (City)                             (State)                          (Zip)


--------------------------------------------------------------------------------
2. Issuer Name and Ticker or Trading Symbol

   California Pizza Kitchen, Inc.
--------------------------------------------------------------------------------
3. I.R.S. Identification Number of Reporting Person, if an entity (Voluntary)


--------------------------------------------------------------------------------
4. Statement for Month/Year

   August 2000
--------------------------------------------------------------------------------
5. If Amendment, Date of Original   (Month/Year)


--------------------------------------------------------------------------------
6. Relationship of Reporting Person(s) to Issuer
              (Check all applicable)


             X    Director                         10% Owner
           -----                           ------

             X    Officer                          Other
           -----  (give title below)       ------  (Specify below)

                       Chief Executive Officer President
                       ---------------------------------
--------------------------------------------------------------------------------
7. Individual or Joint/Group Filing (Check Applicable Line)

     X   Form filed by One Reporting Person
   -----
         Form filed by More than One Reporting Person
   -----
--------------------------------------------------------------------------------
<TABLE>
<CAPTION>
                         Table 1 -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Security          2. Trans-   3. Trans-      4. Securities Acquired (A)    5. Amount of    6. Ownership  7. Nature
   (Instr. 3)                    action      action         or Disposed of (D)            Securities      Form:         of Indirect
                                 Date        Code                                         Beneficially    Direct        Beneficial
                                            (Instr. 8)      (Instr. 3, 4 and 5)           Owned at       (D) or         Ownership
                                (Month/   -----------------------------------------       End of Month    Indirect     (Instr. 4)
                                 Day/      Code    V      Amount   (A) or    Price       (Instr. 3       (I)
                                 Year)                             (D)                     and 4)        (Instr. 4)
--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------
<S>                           <C>         <C>     <C>    <C>       <C>       <C>        <C>            <C>           <C>
  Common Stock                 08/02/00     M            110,696     A      $0.3310       442,784          D
--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------
  Common Stock                 08/07/00     C              8,540     A         -                           I          by Trust
--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------
  Common Stock                 08/07/00     C              6,712     A         -          116,262          I          by Trust
--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------

--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------

--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------

--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------

--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------

--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------

--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------

--------------------------    ----------  ------  ----   --------  ------   -------     -------------- ------------  -------------
</TABLE>

Reminder: Report on a separate line for each class of securities beneficially
          owned directly or indirectly.

*  If the form is filed by more than one reporting person, see Instruction
   4(b)(v).

Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB control number.

                                                                         (Over)

<PAGE>


FORM 4 (continued)

<TABLE>
<CAPTION>

                          Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned
                                   (e.g. puts, calls, warrants, options, convertible securities)
------------------------------------------------------------------------------------------------------------------------------------
1. Title of Derivative Security  2. Conversion    3. Transaction  4. Transaction   5. Number of Derivative      6. Date Exercisable
  (Instr. 3)                        or Exercise      Date            Code              Securities Acquired (A)      and Expiration
                                    Price of        (Month/Day/      (Instr. 8)        or Disposed of (D)           Date
                                    Derivative       Year)                            (Instr. 3, 4, and 5)         (Month/Day/
                                    Security                                                                        Year)
                                                                  ---------------   --------------------------   -------------------
                                                                    Code      V         (A)        (D)            Date    Expiration
                                                                                                                  Exer-   Date
                                                                                                                  cisable
-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------
<S>                              <C>              <C>             <C>       <C>     <C>             <C>          <C>      <C>
 Convertible Preferred A                              08/07/00        C                                8,540      08/07/00
-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------
 Convertible Preferred B                             08/07/00        C                                6,712      08/07/00
-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------
 Non-Qualified Stock Option       $ 0.3310           08/02/00        M                              110,696      08/02/00   01/01/05
(right to buy)
-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------

-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------

-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------

-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------

-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------

-------------------------------  --------------   --------------  --------  -----   --------------- ----------   -------- ----------
</TABLE>


<TABLE>
<CAPTION>
7. Title and Amount of    8. Price of Derivative  9. Number of Derivative     10. Ownership Form           11. Nature of Indirect
   Underlying Securities     Security (Instr. 5)     Securities Beneficially      of Derivative Security:      Beneficial Ownership
  (Instr. 3 and 4)                                   Owned at End of Month        Direct (D) or                (Instr. 4)
                                                     Instr. 4)                    Indirect (I) (Instr. 4)
------------------------
  Title      Amount or
             Number of
             Shares
------------------------  ----------------------  --------------------------  ---------------------------  ------------------------
<S>                       <C>                     <C>                         <C>                          <C>
 Common Stock    8,540                                            0                        D
------------------------  ----------------------  --------------------------  ---------------------------  ------------------------
 Common Stock    6,712                                            0                        D
------------------------  ----------------------  --------------------------  ---------------------------  ------------------------
 Common Stock  110,696                                            0                        D
------------------------  ----------------------  --------------------------  ---------------------------  ------------------------

------------------------  ----------------------  --------------------------  ---------------------------  ------------------------

------------------------  ----------------------  --------------------------  ---------------------------  ------------------------

------------------------  ----------------------  --------------------------  ---------------------------  ------------------------

------------------------  ----------------------  --------------------------  ---------------------------  ------------------------

------------------------  ----------------------  --------------------------  ---------------------------  ------------------------
</TABLE>
Explanation of Responses:


                              /s/ Frederick R. Hipp              09/08/2000
                              -------------------------------    --------------
                              **Signature of Reporting Person         Date

**Intentional misstatements or omissions of facts constitute Federal Criminal
  Violations.
  See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).

Note: File three copies of this Form, one of which must be manually signed. If
      space is insufficient, see Instruction 6 for procedure.

Potential persons who are to respond to the collection of information contained
in this form are not required to respond unless the form displays a currently
valid OMB Number.

(1)  This stock option vests in 8 equal semi annual installments beginning on
     February 2, 2001.
                                                                          Page 2
                        Date: 9/7/00       Time:5:40:40 PM       SEC 1474 (3-99)




© 2022 IncJournal is not affiliated with or endorsed by the U.S. Securities and Exchange Commission