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Previous: TRACKER CORP OF AMERICA, PRE 14A, 1999-08-05 |
Next: SEATTLE FILMWORKS INC, 10-Q, 1999-08-05 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: June 30, 1999
-------------
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Morton H. Sachs & Company, DBA The Sachs Company
------------------------------------------------
Address: 1346 South Third Street
---------------------------
Louisville, Kentucky 40208
---------------------------
Form 13F File Number: 28-1718
-------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Christopher A. Nunnelley
------------------------
Title: Vice-President
--------------
Phone: (502) 636-5282
--------------
Signature, Place, and Date of Signing:
/s/Christopher A. Nunnelley Louisville, Kentucky August 3, 1999
- ---------------------------- -------------------- --------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting
manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
NONE
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
---------------
Form 13F Information Table Entry Total: 137
---------------
Form 13F Information Table Value Total: $ 167,395
---------------
(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state NONE and omit the column headings
and list entries.]
NONE
<PAGE>
THE SACHS COMPANY
FORM 13F
<TABLE>
<CAPTION>
Investment Descretion Voting Authority
CUSIP Market ----------------------------- ------------------------
Name of Issuer Number Value Shares (a)Sole (b)Shared (c)Other Manager (a)Sole (b)Shared (c)Other
- ------------------------------- ---------- ----------- -------- ---------- ---------- -------- ------- ------- ---------- -------
<S> <C> <C> <C> <C> <C>
ABBOTT LABS 002824100 744 16,400 16,400 16,400
ABIOMED INC COM 003654100 319 23,200 23,200 23,200
ADC TELECOMMUNICATION 000886101 273 6,000 6,000 6,000
AEGON NV ORD AMER REG 007924103 622 8,406 8,406 8,406
AIR PRODS & CHEMS INC 009158106 292 7,248 7,248 7,248
AIRTRAN HLDGS INC COM 00949P108 173 30,000 30,000 30,000
AMERICA ONLINE INC CO 02364J104 223 2,030 2,030 2,030
AMERICAN EXPRESS CO 025816109 1,856 14,265 14,265 14,265
AMERITECH CORP NEW 030954101 223 3,030 3,030 3,030
ANALOG DEVICES INC CO 032654105 753 15,000 15,000 15,000
APHTON CORP COM 03759P101 140 10,000 10,000 10,000
ARCHER DANIELS MIDLAN 039483102 154 10,000 10,000 10,000
AREA BANCSHARES CORP 039872106 594 21,900 21,900 21,900
ATLANTIC RICHFIELD CO 048825103 305 3,650 3,650 3,650
BANK OF AMERICA 060505104 892 12,163 12,163 12,163
BANK ONE CORP COM 06423A103 3,805 63,883 63,883 63,883
BARCLAYS BK PLC ADR U 06738C802 319 11,850 11,850 11,850
BARCLAYS BK PLC AMERN 06738C836 503 20,000 20,000 20,000
BARNES & NOBLE INC CO 067774109 517 18,900 18,900 18,900
BELL ATLANTIC CORP 077853109 235 3,600 3,600 3,600
BELLSOUTH CORP 079860102 802 17,384 17,384 17,384
BP AMOCO P L C ADR SP 055622104 348 3,208 3,208 3,208
BRISTOL MYERS SQUIBB 110122108 976 13,850 13,850 13,850
BUDGET GROUP INC CL A 119003101 6,102 495,600 495,600 495,600
BUTLER INTL INC NEW C 123649105 6,796 508,100 508,100 508,100
CALIFORNIA WTR SVC GR 130788102 329 12,600 12,600 12,600
CALLAWAY GOLF CO COM 131193104 161 11,000 11,000 11,000
CAPITAL ONE FINL CORP 14040H105 1,470 26,400 26,400 26,400
CHASE MANHATTAN CORP 16161A108 903 10,440 10,440 10,440
CHEVRON CORP 166751107 841 8,844 8,844 8,844
CHIEF CONS MNG CO COM 168628105 97 21,000 21,000 21,000
CIFRA S A DE C V ADR 171785207 42 22,327 22,327 22,327
CINERGY CORP COM 172474108 621 19,400 19,400 19,400
Page 1 of 5
<PAGE>
THE SACHS COMPANY
FORM 13F
Investment Descretion Voting Authority
CUSIP Market ----------------------------- ------------------------
Name of Issuer Number Value Shares (a)Sole (b)Shared (c)Other Manager (a)Sole (b)Shared (c)Other
- ------------------------------- ---------- ----------- -------- ---------- ---------- -------- ------- ------- ---------- -------
CIRCUIT CITY STORES 172737108 5,217 112,200 112,200 112,200
CITIGROUP INC COM 172967101 624 13,131 13,131 13,131
CNET INC COM 125945105 242 4,200 4,200 4,200
COCA COLA BOTTLING CO 191098102 481 8,581 8,581 8,581
COCA COLA CO 191216100 527 8,500 8,500 8,500
COMDISCO INC COM 200336105 399 15,562 15,562 15,562
COMPASS BANCSHARES IN 20449H109 1,921 70,500 70,500 70,500
CRESCENT R E EQUITIES 225756105 1,864 78,500 78,500 78,500
DELTA AIR LINES INC D 247361108 288 5,000 5,000 5,000
DIME BANCORP INC NEW 25429Q102 1,004 49,900 49,900 49,900
DISNEY WALT PRODTNS 254687106 392 12,720 12,720 12,720
EDWARDS A G INC COM 281760108 1,000 31,000 31,000 31,000
EMPLOYEE SOLUTIONS IN 292166105 48 40,000 40,000 40,000
ENTREMED INC COM 29382F103 857 38,100 38,100 38,100
EQUITY INNS INC COM 294703103 157 17,000 17,000 17,000
EXXON CORP 302290101 3,274 42,447 42,447 42,447
FIFTH THIRD BANCORP C 316773100 308 4,628 4,628 4,628
FIRST AMERN CORP TENN 318900107 208 5,000 5,000 5,000
FIRST UN CORP COM 337358105 633 13,440 13,440 13,440
FIRSTAR CORP NEW WIS 33763V109 1,100 39,276 39,276 39,276
FLUOR CORP 343861100 263 6,500 6,500 6,500
FORD MOTOR 345370100 549 9,725 9,725 9,725
FOREST LABS INC COM 345838106 370 8,000 8,000 8,000
FORTUNE BRANDS INC CO 349631101 2,669 64,516 64,516 64,516
GENERAL ELEC CO 369604103 2,462 21,784 21,784 21,784
GENERAL MTRS CORP 370442105 314 4,750 4,750 4,750
GENZYME CORP COM-GEN 372917104 1,892 39,000 39,000 39,000
GIBSON GREETINGS INC 374827103 1,256 198,000 198,000 198,000
GILLETTE CO 375766102 262 6,400 6,400 6,400
GTE CORP 362320103 227 3,000 3,000 3,000
HARTFORD FINL SVCS GR 416515104 222 3,800 3,800 3,800
HEWLETT PACKARD CO CO 428236103 479 4,768 4,768 4,768
I B M 459200101 1,086 8,400 8,400 8,400
Page 2 of 5
<PAGE>
THE SACHS COMPANY
FORM 13F
Investment Descretion Voting Authority
CUSIP Market ----------------------------- ------------------------
Name of Issuer Number Value Shares (a)Sole (b)Shared (c)Other Manager (a)Sole (b)Shared (c)Other
- ------------------------------- ---------- ----------- -------- ---------- ---------- -------- ------- ------- ---------- -------
IMATION CORP COM 45245A107 270 10,900 10,900 10,900
INTEL CORP COM 458140100 287 4,820 4,820 4,820
INTERWEST BANCORP INC 460931108 1,953 78,100 78,100 78,100
INVESTMENT TECHNOLOGY 46145F105 1,972 61,400 61,400 61,400
JEFFERIES GROUP INC N 472319102 1,810 62,400 62,400 62,400
JEFFERSON SMURFIT GRO 47508W107 683 29,000 29,000 29,000
JOHNSON & JOHNSON 478160104 559 5,700 5,700 5,700
JOHNS-MANVILLE CORP N 478129109 611 44,000 44,000 44,000
KANSAS CITY LIFE INS 484836101 448 10,410 10,410 10,410
KANSAS CITY SOUTHN IN 485170104 255 4,000 4,000 4,000
KERR MCGEE CORP 7.500 492386AL1 1,489 1,504,000 1,504,000 1,504,000
KROGER CO COM 501044101 305 10,916 10,916 10,916
LEGG MASON INC COM 524901105 334 8,666 8,666 8,666
LG & E ENERGY CORP 501917108 554 26,367 26,367 26,367
LILLY, ELI AND COMPAN 532457108 1,413 19,732 19,732 19,732
LIMITED INC COM 532716107 231 5,100 5,100 5,100
LUCENT TECHNOLOGIES I 549463107 823 12,200 12,200 12,200
MANPOWER INC WIS COM 56418H100 1,065 47,090 47,090 47,090
MARRIOTT INTL INC NEW 571903202 389 10,400 10,400 10,400
MARSH & MCLENNAN COS 571748102 662 8,750 8,750 8,750
MCI WORLDCOM INC COM 55268B106 278 3,233 3,233 3,233
MECH FINL INC COM 583492103 10,355 276,130 276,130 276,130
MEDFORD BANCORP INC C 584131106 2,376 129,300 129,300 129,300
MEDTRONIC INC COM 585055106 202 2,600 2,600 2,600
MELLON BK CORP COM 585509102 247 6,800 6,800 6,800
MERCK & CO INC 589331107 369 5,008 5,008 5,008
MIDLAND BK PLC ADR SP 597433606 309 11,500 11,500 11,500
MIDLAND CO COM 597486109 228 9,000 9,000 9,000
MONDAVI ROBERT CORP C 609200100 455 12,500 12,500 12,500
NATIONAL CITY CORP 635405103 1,772 54,120 54,120 54,120
NEWELL RUBBERMAID INC 651229106 466 10,038 10,038 10,038
NORTH FORK BANCORP IN 659424105 6,287 294,123 294,123 294,123
NORTHWEST AIRLINES CO 667280101 1,723 53,000 53,000 53,000
Page 3 of 5
<PAGE>
THE SACHS COMPANY
FORM 13F
Investment Descretion Voting Authority
CUSIP Market ----------------------------- ------------------------
Name of Issuer Number Value Shares (a)Sole (b)Shared (c)Other Manager (a)Sole (b)Shared (c)Other
- ------------------------------- ---------- ----------- -------- ---------- ---------- -------- ------- ------- ---------- -------
PAYCHEX INC COM 704326107 1,371 42,999 42,999 42,999
PFIZER INC 717081103 1,570 43,200 43,200 43,200
PHILIP MORRIS COS INS 718154107 922 22,950 22,950 22,950
PHILLIPS PETROLEUM CO 718507106 362 7,200 7,200 7,200
PILLOWTEX CORP COM 721501104 1,517 93,000 93,000 93,000
PNC FINANCIAL CORP 693475105 2,111 36,642 36,642 36,642
PREMIER BANCSHARES IN 739909109 348 19,000 19,000 19,000
PROCTER & GAMBLE COMP 742718109 2,161 24,210 24,210 24,210
PROVIDENT FINL GROUP 743866105 288 6,575 6,575 6,575
PROVIDIAN FINL CORP C 74406A102 1,259 13,499 13,499 13,499
PULASKI FINL CORP COM 745548107 1,012 92,000 92,000 92,000
QUALCOMM INC COM 747525103 2,210 15,400 15,400 15,400
REGIS CORP MINN COM 758932107 6,665 347,340 347,340 347,340
RFS HOTEL INVS INC CO 74955J108 4,739 377,200 377,200 377,200
ROCHESTER GAS & ELEC 771367109 300 11,300 11,300 11,300
SCHERING PLOUGH CORP 806605101 730 13,900 13,900 13,900
SOFTWARE SPECTRUM INC 833960107 5,125 315,400 315,400 315,400
SOUTHWEST GAS CORP CO 844895102 678 23,700 23,700 23,700
ST PAUL COS INC COM 792860108 334 10,502 10,502 10,502
SYSCO CORP COM 871829107 382 12,800 12,800 12,800
TBC CORP COM 872180104 85 12,000 12,000 12,000
TELEFONICA S A ADR SP 879382208 240 4,896 4,896 4,896
TEXAS INSTRS INC COM 882508104 288 2,000 2,000 2,000
TEXAS REGL BANCSHARES 882673106 3,738 137,500 137,500 137,500
TRANS WORLD AIRLS INC 893349837 99 20,000 20,000 20,000
TRICO BANCSHARES COM 896095106 1,341 72,500 72,500 72,500
T-NETIX INC COM 872597109 188 36,300 36,300 36,300
U S WEST INC NEW COM 91273H101 2,168 36,900 36,900 36,900
UAL CORP COM PAR $0.0 902549500 3,819 59,100 59,100 59,100
UNION PLANTERS CORP C 908068109 760 17,000 17,000 17,000
UNISYS CORP 909214108 287 7,380 7,380 7,380
UNISYS CORP PFD A CV 909214207 277 4,251 4,251 4,251
UST CORP COM 902900109 7,221 238,719 238,719 238,719
Page 4 of 5
<PAGE>
THE SACHS COMPANY
FORM 13F
Investment Descretion Voting Authority
CUSIP Market ----------------------------- ------------------------
Name of Issuer Number Value Shares (a)Sole (b)Shared (c)Other Manager (a)Sole (b)Shared (c)Other
- ------------------------------- ---------- ----------- -------- ---------- ---------- -------- ------- ------- ---------- -------
WARNER LAMBERT CO COM 934488107 1,998 28,900 28,900 28,900
WAVE SYS CORP CL A 943526103 561 29,500 29,500 29,500
WEBSTER FINL CORP WAT 947890109 1,628 60,000 60,000 60,000
WINN DIXIE STORES INC 974280109 1,027 27,800 27,800 27,800
WPP GROUP PLC ADR SPO 929309300 1,381 16,100 16,100 16,100
======== ========= ========= ===========
TOTALS 167,395 7,630,972 7,630,972 7,630,972
======== ========= ========= ===========
</TABLE>
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