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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 1999
---------------
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Morton H. Sachs & Company, DBA The Sachs Company
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Address: 1346 South Third Street
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Louisville, Kentucky 40208
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Form 13F File Number: 28-1718
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The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Christopher A. Nunnelley
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Title: Vice-President
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Phone: (502) 636-5282
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Signature, Place, and Date of Signing:
\S\ Louisville, Kentucky May 12, 1999
- ------------------------ -------------------- ------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- [Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
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Form 13F Information Table Entry Total: 125
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Form 13F Information Table Value Total: $ 154,188,047
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(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-1718
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[Repeat as necessary.]
<PAGE>
<TABLE>
<CAPTION>
FORM 13F
Page 1 of 2 Name of Reporting Manager : THE SACHS COMPANY
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FORM 13F INFORMATION TABLE
VALUE SHARES SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
-------------- -------------- ----- -------- ------- --- ---- ------- -------- ---- ------ ----
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ADC Telecommunications Inc. 000886101 286,125 6,000 6,000 6,000
AMR Corporation 001765106 644,188 11,000 11,000 11,000
Abbott Laboratories 002824100 767,725 16,400 16,400 16,400
Abiomed, Inc. 003654100 265,000 21,200 21,200 21,200
Aegon N V ADR 007924103 755,489 8,406 8,406 8,406
Air Products and Chemicals, Inc. 009158106 248,244 7,248 7,248 7,248
AirTran Holdings Inc. 00949P108 376,875 90,000 90,000 90,000
America Online Inc 02364J104 297,780 2,030 2,030 2,030
American Express Company 025816109 1,090,954 9,265 9,265 9,265
Analog Devices Inc. 032654105 446,250 15,000 15,000 15,000
Aphton Corp 03759P101 162,500 10,000 10,000 10,000
Archer-Daniels-Midland Co. 039483102 146,875 10,000 10,000 10,000
Area Bancshares Corp. 039872106 511,913 21,900 21,900 21,900
Atlantic Richfield Company 048825103 266,525 3,650 3,650 3,650
BankAmerica Corp. 06605F102 859,012 12,163 12,163 12,163
Barclays Bank PLC ADR 06738C802 325,875 11,850 11,850 11,850
Barclays Bank PLC AM DEP NT RCPT 06738C836 531,250 20,000 20,000 20,000
Barnes and Noble, Inc. 067774109 592,706 18,450 18,450 18,450
Bell South Corp. 079860102 696,447 17,384 17,384 17,384
Bristol Myers Company 110122108 900,956 14,050 14,050 14,050
Budget Group, Inc. 119003101 5,363,050 437,800 437,800 437,800
Butler International, Inc. 123649105 6,409,200 348,800 348,800 348,800
CBRL Group, Inc. 12489V106 630,990 35,055 35,055 35,055
California Water Service Group Holdings 130788102 710,500 29,000 29,000 29,000
Capital One Financial Corp. 14040H105 1,328,800 8,800 8,800 8,800
Chase Manhattan Corporation (New) 16161A108 849,555 10,440 10,440 10,440
Chevron Corporation 166751107 783,905 8,844 8,844 8,844
Chief Consolidated Mining Co. 168628105 43,323 21,000 21,000 21,000
Cinergy Corp. 172474108 533,500 19,400 19,400 19,400
Circuit City Stores, Inc. 172737108 4,413,600 57,600 57,600 57,600
Citigroup 172967101 538,479 8,754 8,754 8,754
Coca-Cola Bottling Co. Consolidated 191098102 551,450 9,981 9,981 9,981
Coca-Cola Company (The) 191216100 521,688 8,500 8,500 8,500
<PAGE>
Comdisco, Inc. 200336105 241,313 13,500 13,500 13,500
Community Savings Bankshares, Inc. 204037105 587,500 47,000 47,000 47,000
Compass Bancshares Inc. 20449H109 759,000 33,000 33,000 33,000
Dell Computer Corp. 247025109 6,644,231 162,550 162,550 162,550
Delta Air Lines, Inc. 247361108 764,500 11,000 11,000 11,000
Dime Bancorp. Inc. 25429Q102 554,181 23,900 23,900 23,900
Walt Disney Company 254687106 395,910 12,720 12,720 12,720
Edwards (A.G.), Inc. 281760108 588,375 18,000 18,000 18,000
Equity Inns Inc 294703103 93,500 11,000 11,000 11,000
Exxon Corporation 302290101 3,007,868 42,627 42,627 42,627
Fifth Third Bancorp 316773100 305,161 4,628 4,628 4,628
First Union Corp 337358105 731,559 13,690 13,690 13,690
Firstar, Corp. 33763V109 1,171,734 3,092 13,092 13,092
Forest Laboratories, Inc. 345838106 451,000 8,000 8,000 8,000
Fortune Brands, Inc. 349631101 3,411,716 88,616 88,616 88,616
Foster Wheeler Corp. 350244109 630,500 52,000 52,000 52,000
General Electric Company 369604103 1,419,786 12,834 12,834 12,834
General Motors Corp. 370442105 413,250 4,750 4,750 4,750
Genzyme Corporation 372917104 669,507 13,274 13,274 13,274
Hartford Financial Services Group, Inc. 416515104 227,250 4,000 4,000 4,000
Hewlett-Packard Company 428236103 323,330 4,768 4,768 4,768
Humana, Inc. 444859102 276,000 16,000 16,000 16,000
Imation Corp. 45245A107 181,500 11,000 11,000 11,000
Integrated Health Services Inc 45812C106 357,500 65,000 65,000 65,000
Intel Corp. 458140100 262,914 2,210 2,210 2,210
International Business Machines 459200101 744,450 4,200 4,200 4,200
InterWest Bancorp, Inc. 460931108 1,718,191 72,155 72,155 72,155
Jeffries Group, Inc. 472318104 2,950,612 62,200 62,200 62,200
Jefferson Smurfit Group PLC ADR 47508W107 800,000 40,000 40,000 40,000
Johnson & Johnson 478160104 532,950 5,700 5,700 5,700
K mart Corporation 482584109 260,594 15,500 15,500 15,500
Kansas City Life Insurance Company 484836101 587,208 7,205 7,205 7,205
Kansas City Southern Ind., Inc. 485170104 256,500 4,500 4,500 4,500
<PAGE>
Kroger Company 501044101 326,798 5,458 5,458 5,458
Legg Mason Inc. 524901105 291,936 8,666 8,666 8,666
Limited, Inc. (The) 532716107 202,088 5,100 5,100 5,100
Lucent Technologies Inc. 549463107 486,000 4,500 4,500 4,500
MCI WorldCom, Inc. 55268B106 286,323 3,233 3,233 3,233
Marsh & McLennan Companies 571748102 649,688 8,750 8,750 8,750
Marriot International, Inc. 571903202 261,775 7,400 7,400 7,400
MECH Financial Inc. 583492103 8,829,700 279,200 279,200 279,200
Medford Bancorp, Inc. 584131106 2,100,800 131,300 131,300 131,300
Mellon Bank Corp. 585509102 239,275 3,400 3,400 3,400
Merck & Co., Inc. 589331107 321,141 4,008 4,008 4,008
Midland Bank PLC ADRS 597433606 371,738 13,800 13,800 13,800
Midland Company 597486109 217,125 9,000 9,000 9,000
Robert Mondavi Corp 609200100 446,875 12,500 12,500 12,500
National City Corp. 635405103 1,796,108 27,060 27,060 27,060
Newell Rubbermaid, Inc. 651192106 483,645 10,182 10,182 10,182
North Fork Bancorporation, Inc. 659424105 6,804,848 322,123 322,123 322,123
Northwest Airlines Corp 667280101 2,002,500 72,000 72,000 72,000
Ohio Casualty Corp. 677240103 1,092,000 28,000 28,000 28,000
PNC Bank Corp. 693475105 2,035,921 36,642 36,642 36,642
Paychex, Inc. 704326107 1,124,393 23,703 23,703 23,703
Pfizer Inc. 717081103 1,998,000 14,400 14,400 14,400
Philip Morris, Inc. 718154107 1,106,647 31,450 31,450 31,450
Phillips Petroleum Co. 718507106 340,200 7,200 7,200 7,200
Pillow Tex, Corp. 721501104 780,313 55,000 55,000 55,000
Premier Bancshares Inc 739909109 316,000 16,000 16,000 16,000
Procter & Gamble Company (The) 742718109 2,380,861 24,310 24,310 24,310
Provident Financial Group, Inc. 743866105 252,316 6,575 6,575 6,575
Providian Financial Corp. 74406A102 1,187,890 10,799 10,799 10,799
Pulaski Financial Corp. 745548107 1,096,875 117,000 117,000 117,000
Qualcomm, Inc. 747525103 957,688 7,700 7,700 7,700
RFS Hotel Investors, Inc. 74955J108 4,283,906 370,500 370,500 370,500
Raymond James Financial Inc 754730109 839,375 42,500 42,500 42,500
<PAGE>
Regis Corporation 758932107 9,134,771 343,090 343,090 343,090
Rebublic New York Corp. 760719104 1,047,038 22,700 22,700 22,700
Rochester Gas and Electric Co. 771367109 289,563 11,300 11,300 11,300
Royal Bank of Scotland ADR Pref 9.125 780097606 713,844 26,500 26,500 26,500
St. Paul Bancorp, Inc. 792848103 1,495,476 69,055 69,055 69,055
St. Paul Companies, Inc. 792860108 663,557 21,362 21,362 21,362
Schering Plough Corporation 806605101 768,744 13,900 13,900 13,900
Software Spectrum 833960107 5,343,044 392,150 392,150 392,150
Southwest Gas Corp 844895102 695,750 25,300 25,300 25,300
Sysco Corporation 871829107 336,800 12,800 12,800 12,800
TBC Corp 872180104 75,781 12,500 12,500 12,500
T Netix Inc. 872597109 143,325 27,300 27,300 27,300
Telefonica de Espana SA ADR 879382208 208,488 1,632 1,632 1,632
Texas Regional Bancshares, Inc. 882673106 3,861,000 143,000 143,000 143,000
Trans World Airlines Inc 893349837 103,750 20,000 20,000 20,000
Trico Bancshares 896095106 1,141,219 70,500 70,500 70,500
UAL Corp 902549500 1,791,125 23,000 23,000 23,000
UST Corporation 902900109 8,014,905 366,919 366,919 366,919
Unisys Corporation 909214108 204,334 7,380 7,380 7,380
Unisys Corporation Pfd A 909214207 220,521 4,251 4,251 4,251
U S West, Inc. (New) 91273H101 2,185,981 39,700 39,700 39,700
WPP Group PLC ADS 929309300 1,392,650 16,100 16,100 16,100
Warner Lambert Company 934488107 403,753 6,100 6,100 6,100
Webster Preferred Capital Corp. 947890109 2,136,750 74,000 74,000 74,000
Wells Fargo and Company 949746101 248,944 7,100 7,100 7,100
Winn-Dixie Stores, Inc. 974280109 485,875 13,000 13,000 13,000
------------ ---------- --------- ---------
GRAND TOTALS 154,188,047 5,720,687 5,720,687 5,720,687
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</TABLE>
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