UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2000
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Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Morton H. Sachs & Company, DBA The Sachs Company
Address: 1346 South Third Street
Louisville, Kentucky 40208
Form 13F File Number: 28-1718
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: A. Nicholas Sachs
Title: President
Phone: (502) 636-5282
Signature, Place, and Date of Signing:
\S\ Louisville, Kentucky October 30, 2000
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[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- _________________ ____________________________- [Repeat as necessary.]
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
Form 13F Information Table Entry Total: 140
Form 13F Information Table Value Total: $ 134,081
(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-1718
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[Repeat as necessary.]
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Form 13F INFORMATION TABLE
NAME OF ISSUER TITLE OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
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THE SACHS COMPANY
FORM 13F
CUSIP Market Investment Descretion Voting Authority
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Name of Issuer Number Value Shares (a) (b) (C)Other (a) (b) (C) Other
Sole Shared Manager Sole Shared Manager
AT&T CORP 001957109 $ 914,826 31,143 X 31,143
ABBOTT LABORATORIES 002824100 780,025 16,400 X 16,400
ABIOMED INC 003654100 1,658,844 48,700 X 48,700
AEGON NV 007924103 869,430 23,419 X 23,419
AIR PRODUCTS & CHEMIC 009158106 260,928 7,248 X 7,248
AMERICAN EXPRESS CO 025816109 2,818,800 46,400 X 46,400
ANALOG DEVICES INC 032654105 1,241,250 15,000 X 15,000
AREA BANCSHARES CORP 039872106 327,044 14,740 X 14,740
ARVINMERITOR, INC. 043353101 345,156 23,500 X 23,500
AT HOME CORP 045919107 1,403,248 99,345 X 99,345
BANK OF AMERICA 060505104 495,048 9,452 X 9,452
BANK ONE CORP 06423A103 1,805,190 47,427 X 47,427
BARCLAYS BK PLC ADR E 06738C836 731,672 30,250 X 30,250
BARCLAYS BK PLC PFD D 06738C802 258,787 10,050 X 10,050
BARNES & NOBLE INC 067774109 2,606,625 132,400 X 132,400
BARPOINT COM INC COM 068296102 34,062 10,000 X 10,000
BELLSOUTH CORP 079860102 948,672 23,424 X 23,424
BP AMOCO LP ADR 055622104 862,310 16,270 X 16,270
BRISTOL MYERS SQUIBB 110122108 1,052,710 18,308 X 18,308
BUDGET GROUP INC 119003101 551,025 142,200 X 142,200
BUTLER INTL INC NEW 123649105 1,193,187 224,600 X 224,600
CALIFORNIA WTR SVC GR 130788102 280,875 10,500 X 10,500
CAPITAL ONE FINANCIAL 14040H105 1,848,599 26,385 X 26,385
CBRL GROUP INC 12489V106 287,500 20,000 X 20,000
CHASE MANHATTAN CORP 16161A108 530,232 11,480 X 11,480
CHEVRON CORP 166751107 1,314,640 15,421 X 15,421
CHIEF CONSOLIDATED MNG 168628105 73,125 26,000 X 26,000
CHIRON CORP COM 170040109 603,000 13,400 X 13,400
CHURCHILL DOWNS INC 171484108 458,867 17,734 X 17,734
CINERGY CORP 172474108 491,268 14,850 X 14,850
CIRCUIT CITY STORES I 172737108 202,400 8,800 X 8,800
CISCO SYSTEMS INC 17275R102 397,800 7,200 X 7,200
CITIGROUP INC 172967101 957,339 17,708 X 17,708
COCA COLA CO 191216100 630,685 11,441 X 11,441
COMCAST CORP CL A SPL 200300200 1,207,656 29,500 X 29,500
COMPAQ COMPUTER CORP 204493100 1,254,224 45,575 X 45,575
COMPASS BANCSHARES IN 20449H109 1,901,250 97,500 X 97,500
DISNEY, WALT CO 254687106 459,000 12,000 X 12,000
DPL INC 233293109 288,727 9,700 X 9,700
EARTHLINK COM 270321102 365,000 40,000 X 40,000
ENTREMED INC 29382F103 886,425 31,800 X 31,800
EQUITY INNS INC 294703103 66,250 10,000 X 10,000
EXXON MOBIL CORPORATI 30231G102 3,822,090 42,894 X 42,894
FELCOR LODGING TR INC 31430F101 1,977,188 85,500 X 85,500
FIFTH THIRD BANCORP 316773100 373,892 6,940 X 6,940
FIRST TENN NATL CORP 337162101 1,244,912 61,100 X 61,100
FIRST UNION CORP 337358105 450,593 13,999 X 13,999
FIRSTAR CORP 33763V109 1,229,887 54,967 X 54,967
FORD MTR CO DEL COM P 345370860 204,918 8,036 X 8,036
FOREST LABORATORIES I 345838106 917,500 8,000 X 8,000
FORTUNE BRANDS INC 349631101 282,649 10,666 X 10,666
FOUNDATION HEALTH SYS 350404109 2,603,475 156,600 X 156,600
GENERAL ELECTRIC CO 369604103 3,095,628 53,546 X 53,546
GENZYME CORP COM-GEN 372917104 1,077,363 15,800 X 15,800
GOLDEN ST VINTNERS IN 38121K208 1,904,375 277,000 X 277,000
GREY GLOBAL GROUP INC 39787M108 3,532,753 5,700 X 5,700
HEWLETT PACKARD CO 428236103 303,225 3,110 X 3,110
HILTON HOTELS CORP CO 432848109 4,339,016 375,250 X 375,250
HSBC BANK PLC 44328M609 735,863 27,900 X 27,900
IMCLONE SYSTEMS INC 45245W109 409,719 7,000 X 7,000
IMMUCOR INC 452526106 51,000 17,000 X 17,000
INTEL CORP 458140100 1,071,606 25,783 X 25,783
INTERNATIONAL BUSINES 459200101 2,632,497 23,374 X 23,374
JOHNSON & JOHNSON 478160104 356,962 3,800 X 3,800
KAMAN CORP CL A 483548103 138,875 11,000 X 11,000
KERR MCGEE CORP CVT 7.5% 492386AL1 950,831 969,000 X 969,000
KROGER CO 501044101 802,052 35,548 X 35,548
LEGG MASON INC 524901105 348,750 6,000 X 6,000
LIBERTY FINL COS INC 530512102 364,250 15,500 X 15,500
LIMITED INC 532716107 225,037 10,200 X 10,200
LTC PPTYS INC COM 502175102 325,500 93,000 X 93,000
LUCENT TECHNOLOGIES I 549463107 657,153 21,546 X 21,546
MCKESSON HBOC INC 58155Q103 721,275 23,600 X 23,600
MEDFORD BANCORP INC 584131106 170,925 10,600 X 10,600
MEDITRUST PAIRED CTF 58501T306 88,125 30,000 X 30,000
MERCK & CO INC 589331107 308,022 4,138 X 4,138
MICROSOFT CORP 594918104 227,981 3,780 X 3,780
MIDLAND CO 597486109 238,500 9,000 X 9,000
MOTOROLA INC 620076109 301,637 10,225 X 10,225
NATIONAL CITY CORP 635405103 2,064,832 93,856 X 93,856
NEW FOCUS INC COM 644383101 237,187 3,000 X 3,000
NORTH FORK BANCORP IN 659424105 2,687,987 124,300 X 124,300
NORTHWEST AIRLINES CO 667280101 270,188 11,000 X 11,000
NOVARTIS AG SPONSORE 66987V109 1,891,819 48,900 X 48,900
NOVELL INC COM 670006105 2,161,406 217,500 X 217,500
OHIO CASUALITY CORP 677240103 773,937 122,000 X 122,000
OMEGA HEALTHCARE INVS 681936100 414,562 67,000 X 67,000
ONLINE RES & COMMUNIC 68273G101 146,250 39,000 X 39,000
OXFORD HEALTH PLANS I 691471106 799,094 26,000 X 26,000
PACIFIC NORTHWEST BAN 69466M103 454,106 35,100 X 35,100
PACIFICARE HLTH SYS I 695112102 696,250 20,000 X 20,000
PAINE WEBBER GROUP IN 695629105 206,625 3,000 X 3,000
PAPA JOHNS INTL INC C 698813102 498,744 19,900 X 19,900
PAYCHEX INC 704326107 2,920,260 55,624 X 55,624
PFIZER INC 717081103 2,937,094 65,385 X 65,385
PHILADELPHIA SUBURBAN 718009608 479,610 20,684 X 20,684
PHILIP MORRIS COS INC 718154107 657,928 22,350 X 22,350
PHILLIPS PETROLEUM CO 718507106 389,050 6,200 X 6,200
PNC FINANCIAL CORP 693475105 2,583,425 39,745 X 39,745
PROCTER & GAMBLE COMP 742718109 1,632,053 24,359 X 24,359
PROVIDENT FINANCIAL G 743866105 281,266 9,575 X 9,575
PROVIDIAN FINANCIAL C 74406A102 1,619,885 12,755 X 12,755
PTEK HLDGS INC COM 69366M104 30,937 10,000 X 10,000
PULASKI FINANCIAL COR 745548107 246,875 25,000 X 25,000
QUALCOMM INC 747525103 5,017,425 70,420 X 70,420
REGIS CORP 758932107 3,172,050 211,470 X 211,470
RFS HOTEL INVESTORS I 74955J108 2,377,288 188,300 X 188,300
ROYAL BK SCOTLAND GRO 780097887 220,000 10,000 X 10,000
SARA LEE CORP 803111103 938,438 46,200 X 46,200
SBC COMMUNICATIONS IN 78387G103 336,407 6,745 X 6,745
SCHERING PLOUGH CORP 806605101 530,812 11,400 X 11,400
SCHLUMBERGER LTD 806857108 214,013 2,600 X 2,600
SCHWAB CHARLES CORP N 808513105 285,488 8,049 X 8,049
SCICLONE PHARMACEUTIC 80862K104 483,937 44,500 X 44,500
SENIOR HSG PPTYS TR S 81721M109 516,844 55,500 X 55,500
SOUTHERN CO 842587107 279,097 8,600 X 8,600
SOUTHWEST GAS CORP 844895102 224,031 10,700 X 10,700
STILWELL FINL INC COM 860831106 261,000 6,000 X 6,000
SUNRISE ASSISTED LIVI 86768K106 3,198,906 147,500 X 147,500
SYMBOL TECHNOLOGIES I 871508107 392,617 10,925 X 10,925
SYSCO CORP 871829107 592,800 12,800 X 12,800
TBC CORP 872180104 48,750 10,000 X 10,000
TELEFONICA S A 879382208 302,537 5,090 X 5,090
TEXAS INSTRUMENTS INC 882508104 497,438 10,500 X 10,500
TEXAS REGL BANCSHARES 882673106 255,375 9,000 X 9,000
T-NETIX INC 872597109 169,763 50,300 X 50,300
TRICO BANCSHARES 896095106 1,064,000 64,000 X 64,000
TRICON GLOBAL RESTAUR 895953107 275,625 9,000 X 9,000
TYCO INTERNATIONAL 902124106 267,052 5,148 X 5,148
UNION PLANTERS CORP 908068109 1,606,838 48,600 X 48,600
UNISYS CORP 909214108 137,700 12,240 X 12,240
UNOCAL CORP 915289102 1,098,563 31,000 X 31,000
UROMED CORP CVT 6 917274AA0 116,550 222,000 X 222,000
VERIZON COMMUNICATION 92343V104 1,102,922 22,770 X 22,770
WALGREEN COMPANY 931422109 267,459 7,050 X 7,050
WAVE SYSTEMS CORP 943526103 515,900 30,800 X 30,800
WEBSTER FINANCIAL COR 947890109 5,551,118 206,074 X 206,074
WELLS FARGO & CO 949746101 429,516 9,350 X 9,350
WORLDCOM INC 98157D106 210,316 6,924 X 6,924
WPP GROUP PLC 929309300 806,650 13,600 X 13,600
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$134,081,494 6,720,617 6,720,617
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