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Previous: ISHOPPER COM INC, 8-K, 2000-05-10 |
Next: PACIFIC AEROSPACE & ELECTRONICS INC, S-8, 2000-05-10 |
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2000
--------------
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Morton H. Sachs & Company, DBA The Sachs Company
------------------------------------------------
Address: 1346 South Third Street
-----------------------
Louisville, Kentucky 40208
---------------------------
Form 13F File Number: 28-1718
-------
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: A. Nicholas Sachs
-----------------
Title: President
---------
Phone: (502) 636-5282
--------------
Signature, Place, and Date of Signing:
\S\ A. Nicholas Sachs Louisville, Kentucky May 10, 2000
- ---------------------- --------------------- -----------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a
portion are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
Form 13F File Number Name
28- _________________ ______________________- [Repeat as necessary.]
<PAGE>
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
---------------
Form 13F Information Table Entry Total: 137
---------------
Form 13F Information Table Value Total: $ 142,200
---------------
(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
No. Form 13F File Number Name
28-1718
----- ---------------------- ----------
[Repeat as necessary.]
<PAGE>
INFORMATION TABLE
The Sachs Company
Form 13F
<TABLE>
<CAPTION>
CUSIP MARKET INVESTMENT DESCRETION VOTING AUTHORITY
-------------------------- --------------------------
NAME OF ISSUER NUMBER VALUE SHARES (A) SOLE (B) SHARED (C)OTHER MANAGER (A)SOLE (B)SHARED (C)OTHER
-------------- ------ ------ ------ ---------- ---------- --------------- ------- ---------- -------
<S> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES 002824100 577,075 16,400 X 16,400
ABIOMED INC 003654100 980,100 24,200 X 24,200
AEGON NV 007924103 925,347 11,495 X 11,495
AIR PRODUCTS & CHEMIC 009158106 206,115 7,248 X 7,248
AMERICA ONLINE INC 02364J104 260,309 3,860 X 3,860
AMERICAN EXPRESS CO 025816109 3,351,094 22,500 X 22,500
ANALOG DEVICES INC 032654105 1,610,000 20,000 X 20,000
APPLE COMPUTER INC 037833100 271,625 2,000 X 2,000
AREA BANCSHARES CORP 039872106 356,557 17,940 X 17,940
AT HOME CORP 045919107 1,286,045 39,045 X 39,045
ATLANTIC RICHFIELD CO 048825103 356,405 4,193 X 4,193
AT&T CORP 001957109 951,681 16,900 X 16,900
BANK OF AMERICA 060505104 495,639 9,452 X 9,452
BANK ONE CORP 06423A103 1,613,734 46,945 X 46,945
BARCLAYS BK PLC ADR E 06738C836 516,094 22,500 X 22,500
BARCLAYS BK PLC PFD D 06738C802 260,044 10,050 X 10,050
BARNES & NOBLE INC 067774109 3,548,437 151,400 X 151,400
BELL ATLANTIC CORP 077853109 216,994 3,550 X 3,550
BELLSOUTH CORP 079860102 1,149,563 24,524 X 24,524
BP AMOCO LP ADR 055622104 371,365 6,974 X 6,974
BRISTOL MYERS SQUIBB 110122108 916,632 15,804 X 15,804
BUDGET GROUP INC 119003101 408,331 82,700 X 82,700
BUTLER INTL INC NEW 123649105 3,976,706 321,350 X 321,350
CALIFORNIA WTR SVC GR 130788102 250,937 11,000 X 11,000
CAPITAL ONE FINANCIAL 14040H105 1,601,113 33,400 X 33,400
CBRL GROUP INC 12489V106 330,000 33,000 X 33,000
CHASE MANHATTAN CORP 16161A108 936,394 10,740 X 10,740
CHEVRON CORP 166751107 907,829 9,821 X 9,821
CHIEF CONSOLIDATED MI 168628105 65,000 26,000 X 26,000
CHIRON CORP COM 170040109 1,396,500 28,000 X 28,000
CHURCHILL DOWNS INC 171484108 496,747 18,834 X 18,834
CINERGY CORP 172474108 319,275 14,850 X 14,850
CIRCUIT CITY STORES I 172737108 3,195,937 52,500 X 52,500
CISCO SYSTEMS INC 17275R102 255,131 3,300 X 3,300
CITIGROUP INC 172967101 786,219 13,131 X 13,131
COCA COLA CO 191216100 423,188 9,016 X 9,016
COMDISCO INC 200336105 419,188 9,500 X 9,500
COMPAQ COMPUTER CORP 204493100 1,596,975 59,700 X 59,700
COMPASS BANCSHARES IN 20449H109 1,226,156 61,500 X 61,500
DELTA AIR LINES INC 247361108 745,500 14,000 X 14,000
DIME BANCORP INC 25429Q102 1,367,150 73,900 X 73,900
DISNEY, WALT CO 254687106 495,206 12,005 X 12,005
DONALDSON LUFKIN&JENR 257661108 931,500 18,000 X 18,000
DPL INC 233293109 254,047 11,450 X 11,450
ENTREMED INC 29382F103 2,399,625 40,500 X 40,500
EXXON MOBIL CORPORATI 30231G102 3,232,770 41,479 X 41,479
FELCOR LODGING TR INC 31430F101 1,087,812 61,500 X 61,500
FIFTH THIRD BANCORP 316773100 291,564 4,628 X 4,628
FIRST UNION CORP 337358105 531,669 14,273 X 14,273
FIRSTAR CORP 33763V109 1,212,843 52,876 X 52,876
FORD MOTOR COMPANY 345370100 226,242 4,925 X 4,925
FOREST LABORATORIES I 345838106 676,000 8,000 X 8,000
FORTUNE BRANDS INC 349631101 801,650 32,066 X 32,066
FOUNDATION HEALTH SYS 350404109 272,800 34,100 X 34,100
GENERAL ELECTRIC CO 369604103 2,690,134 17,286 X 17,286
GENERAL MOTORS CORP 370442105 476,172 5,750 X 5,750
GENZYME CORP COM-GEN 372917104 1,807,006 36,050 X 36,050
GOLDEN ST VINTNERS IN 38121K208 1,223,100 271,800 X 271,800
GREY ADVERTISING INC 397838103 2,372,200 5,800 X 5,800
GTE CORP 362320103 854,840 12,040 X 12,040
HARTFORD FINL SVCS GR 416515104 238,535 4,522 X 4,522
HEWLETT PACKARD CO 428236103 632,058 4,768 X 4,768
HILTON HOTELS CORP CO 432848109 2,000,662 258,150 X 258,150
HSBC BANK PLC 44328M609 648,648 25,375 X 25,375
IMCLONE SYSTEMS INC 45245W109 269,062 3,500 X 3,500
IMMUCOR INC 452526106 118,500 12,000 X 12,000
INTEL CORP 458140100 686,075 5,200 X 5,200
INTERNATIONAL BUSINES 459200101 3,795,116 32,162 X 32,162
INTERWEST BANCORP INC 460931108 558,250 40,600 X 40,600
INVESTMENT TECHNOLOGY 46145F105 211,500 6,000 X 6,000
JEFFERIES GROUP INC 472319102 446,634 19,525 X 19,525
JEFFERSON SMURFIT GRO 47508W107 216,000 8,000 X 8,000
KAMAN CORP CL A 483548103 214,500 22,000 X 22,000
KANSAS CITY LIFE INS 484836101 231,841 9,610 X 9,610
KANSAS CITY SOUTHERN 485170104 257,812 3,000 X 3,000
KERR MCGEE CORP CVT 7.5% 492386AL1 1,030,750 1,085,000 X 1,085,000
KROGER CO 501044101 1,140,649 64,948 X 64,948
LEAP WIRELESS INTL IN 521863100 209,711 2,125 X 2,125
LEGG MASON INC 524901105 259,500 6,000 X 6,000
LG & E ENERGY CORP 501917108 446,223 19,507 X 19,507
LIBERTY FINL COS INC 530512102 495,312 25,000 X 25,000
LIMITED INC 532716107 256,962 6,100 X 6,100
LUCENT TECHNOLOGIES I 549463107 2,368,400 38,200 X 38,200
MARRIOTT INTERNATIONA 571903202 233,100 7,400 X 7,400
MARSH & MCLENNAN COS 571748102 661,875 6,000 X 6,000
MAXICARE HEALTH PLANS 577904204 22,500 12,000 X 12,000
MCI WORLDCOM INC 55268B106 252,572 5,574 X 5,574
MCKESSON HBOC INC 58155Q103 928,200 44,200 X 44,200
MECH FINANCIAL INC 583492103 6,432,000 192,000 X 192,000
MEDFORD BANCORP INC 584131106 906,300 63,600 X 63,600
MERCK & CO INC 589331107 302,611 4,871 X 4,871
MID AMERICA BANCORP 595915109 240,474 9,249 X 9,249
MIDLAND CO 597486109 211,500 9,000 X 9,000
MONDAVI ROBERT CORP 609200100 348,750 10,000 X 10,000
MOTOROLA INC 620076109 423,400 2,900 X 2,900
NATIONAL CITY CORP 635405103 1,360,342 65,956 X 65,956
NORTH FORK BANCORP IN 659424105 3,110,250 174,000 X 174,000
NORTHWEST AIRLINES CO 667280101 362,000 16,000 X 16,000
ONLINE RES & COMMUNIC 68273G101 2,318,594 134,900 X 134,900
OXFORD HEALTH PLANS I 691471106 655,750 43,000 X 43,000
PAYCHEX INC 704326107 2,031,679 38,791 X 38,791
PFIZER INC 717081103 1,491,750 40,800 X 40,800
PHILADELPHIA SUBURBAN 718009608 402,085 22,184 X 22,184
PHILIP MORRIS COS INC 718154107 482,706 22,850 X 22,850
PHILLIPS PETROLEUM CO 718507106 286,750 6,200 X 6,200
PNC BANK CORP 693475105 1,926,197 42,745 X 42,745
PROCTER & GAMBLE COMP 742718109 1,376,284 24,359 X 24,359
PROVIDENT FINANCIAL GROUP 743866105 223,961 6,575 X 6,575
PROVIDIAN FINANCIAL CORP 74406A102 1,224,878 14,140 X 14,140
PULASKI FINANCIAL COR 745548107 379,500 34,500 X 34,500
QUALCOMM INC 747525103 8,842,286 59,220 X 59,220
REGIS CORP 758932107 4,208,083 284,090 X 284,090
RFS HOTEL INVESTORS I 74955J108 1,861,900 173,200 X 173,200
SBC COMMUNICATIONS IN 78387G103 276,846 6,572 X 6,572
SCHERING PLOUGH CORP 806605101 423,225 11,400 X 11,400
SEAGRAM LTD 811850106 2,986,900 50,200 X 50,200
SOUTHWEST GAS CORP 844895102 242,094 12,700 X 12,700
STRIDE RITE CORP 863314100 249,937 31,000 X 31,000
SUNRISE ASSISTED LIVI 86768K106 1,351,500 102,000 X 102,000
SYSCO CORP 871829107 462,400 12,800 X 12,800
TBC CORP 872180104 50,625 10,000 X 10,000
TELEFONICA S A 879382208 378,569 5,090 X 5,090
TELEFONOS DE MEXICO S 879403780 226,525 3,400 X 3,400
TEXAS REGL BANCSHARES 882673106 686,813 27,000 X 27,000
TRICO BANCSHARES 896095106 1,007,500 65,000 X 65,000
TRICON GLOBAL RESTAUR 895953107 434,875 14,000 X 14,000
T-NETIX INC 872597109 405,544 50,300 X 50,300
UAL CORP 902549500 1,996,500 33,000 X 33,000
UNISYS CORP 909214108 314,415 12,240 X 12,240
UROMED CORP CVT 6.00% 917274AA0 122,100 222,000 X 222,000
WAL-MART STORES INC 931142103 350,300 6,200 X 6,200
WARNER LAMBERT CO 934488107 834,251 8,540 X 8,540
WAVE SYSTEMS CORP 943526103 1,190,138 29,800 X 29,800
WEBSTER FINANCIAL COR 947890109 828,000 36,000 X 36,000
WELLS FARGO & CO 949746101 388,712 9,539 X 9,539
WPP GROUP PLC 929309300 2,611,175 30,100 X 30,100
XEROX CORP 984121103 1,378,000 53,000 X 53,000
-------------------------------- ----------
TOTAL $142,200,232 6,161,227 6,161,227
================================ ==========
</TABLE>
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