UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: December 31, 1999
Check here if Amendment [ ]; Amendment Number: ___
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Morton H. Sachs & Company, DBA The Sachs Company
Address: 1346 South Third Street
Louisville, Kentucky 40208
Form 13F File Number: 28-1718
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: A. Nicholas Sachs
Title: President
Phone: (502) 636-5282
Signature, Place, and Date of Signing:
\s\ A. Nicholas Sachs Louisville, Kentucky February, 14, 2000
- ---------------------- -------------------- ------------------
[Signature] [City, State] [Date]
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting
manager are reported in this report.
[ ] 13F NOTICE. (Check here if no holdings reported are in this report,
and all holdings are reported by other reporting manager(s).)
[ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings
for this reporting manager are reported in this report and a portion
are reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager:
[If there are no entries in this list, omit this section.]
NONE
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Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: None
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Form 13F Information Table Entry Total: 140
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Form 13F Information Table Value Total: $ 161,377
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(thousands)
List of other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
[If there are no entries in this list, state "NONE" and omit the column headings
and list entries.]
NONE
<PAGE>
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THE SACHS COMPANY
Form 13F INFORMATION TABLE
INVESTMENT DISCRETION VOTING POWER--
MARKET VALUE SHARES / SOLE SHARED OTHER SOLE SHARED OTHER
------------ -------- ---- ----- ----- ---- ------ ----
NAME OF ISSUER CUSIP (x$1000) PAR VALUE (A) (B) (C) MANAGER (A) (B) (C)
- -------------- ------ ------------ -------- --- ----- ----- ------- ---- ------ ----
<S> <C> <C> <C> <C> <C>
ABBOTT LABORATORIES 002824100 595,525 16,400 16,400 16,400
ABIOMED INC 003654100 861,787 23,450 23,450 23,450
AEGON NV 007924103 1,397,260 14,631 14,631 14,631
AIR PRODUCTS & CHEMIC 009158106 243,261 7,248 7,248 7,248
AIRTRAN HOLDINGS INC 00949P108 67,969 15,000 15,000 15,000
AMERICA ONLINE INC 02364J104 319,434 4,210 4,210 4,210
AMERICAN EXPRESS CO 025816109 4,233,556 25,465 25,465 25,465
ANALOG DEVICES INC 032654105 930,000 10,000 10,000 10,000
APPLE COMPUTER INC 037833100 205,625 2,000 2,000 2,000
AREA BANCSHARES CORP 039872106 475,300 19,400 19,400 19,400
AT HOME CORP 045919107 3,717,691 86,710 86,710 86,710
AT&T CORP 001957109 1,117,875 22,000 22,000 22,000
ATLANTIC RICHFIELD CO 048825103 362,694 4,193 4,193 4,193
AUTOMATIC DATA PROCES 053015103 204,725 3,800 3,800 3,800
BANK OF AMERICA 060505104 610,431 12,163 12,163 12,163
BANK ONE CORP 06423A103 1,552,128 48,504 48,504 48,504
BARCLAYS BK PLC PFD D 06738C802 308,100 11,850 11,850 11,850
BARCLAYS BK PLC PFD E 06738C836 490,875 22,000 22,000 22,000
BARNES & NOBLE INC 067774109 2,015,063 97,700 97,700 97,700
BELL ATLANTIC CORP 077853109 286,266 4,650 4,650 4,650
BELLSOUTH CORP 079860102 1,232,292 26,324 26,324 26,324
BP AMOCO LP ADR 055622104 452,792 7,634 7,634 7,634
BRISTOL MYERS SQUIBB 110122108 991,697 15,450 15,450 15,450
BUDGET GROUP INC 119003101 3,374,875 372,400 372,400 372,400
BUTLER INTL INC NEW 123649105 3,950,100 359,100 359,100 359,100
CALIFORNIA WTR SVC GR 130788102 351,625 11,600 11,600 11,600
CAPITAL ONE FINANCIAL 14040H105 1,754,025 36,400 36,400 36,400
CHASE MANHATTAN CORP 16161A108 849,901 10,940 10,940 10,940
CHEVRON CORP 166751107 956,686 11,044 11,044 11,044
CHIEF CONSOLIDATED MI 168628105 69,875 26,000 26,000 26,000
CHUBB CORP 171232101 1,267,031 22,500 22,500 22,500
CHURCHILL DOWNS INC 171484108 473,812 21,000 21,000 21,000
CINERGY CORP 172474108 456,009 19,050 19,050 19,050
CIRCUIT CITY STORES I 172737108 2,636,156 58,500 58,500 58,500
CISCO SYSTEMS INC 17275R102 208,894 1,950 1,950 1,950
CITIGROUP INC 172967101 731,233 13,131 13,131 13,131
CMGI INC COM 125750109 1,384,375 10,000 10,000 10,000
COCA COLA CO 191216100 554,307 9,516 9,516 9,516
COMDISCO INC 200336105 521,500 14,000 14,000 14,000
COMPAQ COMPUTER CORP 204493100 2,991,056 110,524 110,524 110,524
COMPASS BANCSHARES IN 20449H109 979,519 43,900 43,900 43,900
DELTA AIR LINES INC 247361108 298,875 6,000 6,000 6,000
DIME BANCORP INC 25429Q102 1,843,738 121,900 121,900 121,900
DISNEY, WALT CO 254687106 356,850 12,200 12,200 12,200
DPL INC 233293109 198,228 11,450 11,450 11,450
EDAP TMS SA ADR 268311107 13,750 10,000 10,000 10,000
ENTREMED INC 29382F103 535,562 20,900 20,900 20,900
EQUITY INNS INC 294703103 141,750 21,000 21,000 21,000
EXXON CORPORATION 30231G102 3,628,857 45,044 45,044 45,044
FELCOR LODGING TR INC 31430F101 799,750 45,700 45,700 45,700
FIFTH THIRD BANCORP 316773100 339,579 4,628 4,628 4,628
FIRST UNION CORP 337358105 497,850 15,115 15,115 15,115
FIRSTAR CORP 33763V109 1,117,006 52,876 52,876 52,876
FLUOR CORP 343861100 298,187 6,500 6,500 6,500
FORD MOTOR COMPANY 345370100 433,164 8,125 8,125 8,125
FOREST LABORATORIES I 345838106 491,500 8,000 8,000 8,000
FORTUNE BRANDS INC 349631101 1,759,851 53,228 53,228 53,228
GENERAL ELECTRIC CO 369604103 3,208,587 20,734 20,734 20,734
GENERAL MOTORS CORP 370442105 417,953 5,750 5,750 5,750
GENZYME CORP COM-GEN 372917104 1,491,750 33,150 33,150 33,150
GOLDEN ST VINTNERS IN 38121K208 435,750 83,000 83,000 83,000
GREY ADVERTISING INC 397838103 1,000,000 2,500 2,500 2,500
GTE CORP 362320103 285,708 4,049 4,049 4,049
HARTFORD FINL SVCS GR 416515104 214,230 4,522 4,522 4,522
HEWLETT PACKARD CO 428236103 542,360 4,768 4,768 4,768
IMMUCOR INC 452526106 131,875 10,000 10,000 10,000
INTEL CORP 458140100 403,331 4,900 4,900 4,900
INTERNATIONAL BUSINES 459200101 4,131,612 38,300 38,300 38,300
INTERWEST BANCORP INC 460931108 1,359,050 70,600 70,600 70,600
INVESTMENT TECHNOLOGY 46145F105 770,500 26,800 26,800 26,800
JEFFERIES GROUP INC 472319102 715,000 32,500 32,500 32,500
JEFFERSON SMURFIT GRO 47508W107 377,000 13,000 13,000 13,000
JOHNSON & JOHNSON 478160104 391,650 4,200 4,200 4,200
KANSAS CITY LIFE INS 484836101 341,213 10,110 10,110 10,110
KANSAS CITY SOUTHERN 485170104 223,875 3,000 3,000 3,000
KERR MCGEE CORP CVT 7.5% 492386AL1 1,359,660 1,462,000 1,462,000 1,462,000
KROGER CO 501044101 887,427 47,016 47,016 47,016
LEGG MASON INC 524901105 217,500 6,000 6,000 6,000
LG & E ENERGY CORP 501917108 589,510 33,807 33,807 33,807
LILLY, ELI AND COMPAN 532457108 593,978 8,932 8,932 8,932
LIMITED INC 532716107 264,206 6,100 6,100 6,100
LUCENT TECHNOLOGIES I 549463107 2,452,500 32,700 32,700 32,700
MANPOWER INC 56418H100 247,949 6,590 6,590 6,590
MARRIOTT INTERNATIONA 571903202 328,250 10,400 10,400 10,400
MARSH & MCLENNAN COS 571748102 827,697 8,650 8,650 8,650
MCI WORLDCOM INC 55268B106 285,184 5,374 5,374 5,374
MECH FINANCIAL INC 583492103 8,741,893 252,930 252,930 252,930
MEDFORD BANCORP INC 584131106 2,004,975 120,600 120,600 120,600
MID AMERICA BANCORP 595915109 263,611 9,250 9,250 9,250
MONDAVI ROBERT CORP 609200100 625,500 18,000 18,000 18,000
MOTOROLA INC 620076109 427,025 2,900 2,900 2,900
NATIONAL CITY CORP 635405103 1,582,230 66,796 66,796 66,796
NEWBRIDGE NETWORKS CO 650901101 992,750 44,000 44,000 44,000
NEWELL RUBBERMAID INC 651229106 204,102 7,038 7,038 7,038
NORTH FORK BANCORP IN 659424105 3,480,612 200,323 200,323 200,323
NORTHWEST AIRLINES CO 667280101 1,203,725 54,100 54,100 54,100
ONLINE RES & COMMUNIC 68273G101 1,639,225 98,600 98,600 98,600
PAYCHEX INC 704326107 1,551,640 38,791 38,791 38,791
PEOPLESOFT INC COM 712713106 358,689 16,830 16,830 16,830
PFIZER INC 717081103 1,323,450 40,800 40,800 40,800
PHILIP MORRIS COS INC 718154107 525,550 22,850 22,850 22,850
PHILLIPS PETROLEUM CO 718507106 338,400 7,200 7,200 7,200
PNC FINANCIAL CORP 693475105 2,025,640 45,520 45,520 45,520
PROCTER & GAMBLE COMP 742718109 2,783,983 25,410 25,410 25,410
PROVIDENT FINANCIAL G 743866105 235,878 6,575 6,575 6,575
PROVIDIAN FINANCIAL C 74406A102 1,658,157 18,209 18,209 18,209
PULASKI FINANCIAL COR 745548107 810,000 80,000 80,000 80,000
QUALCOMM INC 747525103 0,412,510 59,120 59,120 59,120
READ-RITE CORP COM 755246105 95,000 20,000 20,000 20,000
REGIS CORP 758932107 6,253,099 331,290 331,290 331,290
RFS HOTEL INVESTORS I 74955J108 2,580,150 247,200 247,200 247,200
SAFEGUARD SCIENTIFICS 786449108 3,243,700 19,900 19,900 19,900
SAFETY-KLEEN CORP NEW 78648R203 543,000 48,000 48,000 48,000
SAKS INC 79377W108 2,100,938 135,000 135,000 135,000
SBC COMMUNICATIONS IN 78387G103 394,777 8,098 8,098 8,098
SCHERING PLOUGH CORP 806605101 504,262 11,900 11,900 11,900
SOUTHERN CO 842587107 202,100 8,600 8,600 8,600
SOUTHWEST AIRLINES CO 844741108 193,500 12,000 12,000 12,000
SOUTHWEST GAS CORP 844895102 361,100 15,700 15,700 15,700
STRIDE RITE CORP 863314100 97,500 15,000 15,000 15,000
SUNRISE ASSISTED LIVI 86768K106 2,241,250 163,000 163,000 163,000
SYSCO CORP 871829107 506,400 12,800 12,800 12,800
TBC CORP 872180104 68,750 11,000 11,000 11,000
TELEFONICA S A 879382208 401,156 5,090 5,090 5,090
TEXAS INSTRUMENTS INC 882508104 386,500 4,000 4,000 4,000
TEXAS REGL BANCSHARES 882673106 2,494,000 86,000 86,000 86,000
T-NETIX INC 872597109 175,053 40,300 40,300 40,300
TOPS APPLIANCE CONV 6.5% 890910AB8 118,500 395,000 395,000 395,000
TRICO BANCSHARES 896095106 1,251,250 65,000 65,000 65,000
TRICON GLOBAL RESTAUR 895953107 618,000 16,000 16,000 16,000
UAL CORP 902549500 2,598,344 33,500 33,500 33,500
UNION PLANTERS CORP 908068109 291,837 7,400 7,400 7,400
UNISYS CORP 909214108 444,219 13,909 13,909 13,909
UROMED CORP CVT 6.00% 917274AA0 77,700 222,000 222,000 222,000
UST CORP 902900109 1,473,803 46,419 46,419 46,419
WARNER LAMBERT CO 934488107 884,925 10,800 10,800 10,800
WAVE SYSTEMS CORP 943526103 352,156 29,500 29,500 29,500
WEBSTER FINANCIAL COR 947890109 904,800 38,400 38,400 38,400
WELLS FARGO & CO 949746101 287,106 7,100 7,100 7,100
WPP GROUP PLC 929309300 2,610,125 31,400 31,400 31,400
Total 161,377,672 7,441,603 7,441,603 7,441,603
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