AMENDMENT NO. 2 TO SCHEDULE 13D
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
(Amendment No. 2)
dick clark productions, inc.
(Name of Issuer)
Common Stock - $.01 par value
(Title of Class of Securities)
18151200
(CUSIP Number)
Jerrold N. Fine (203) 226-7591
Charter Oak Partners, P.O. Box 5147, Westport, CT 06881-5147
(Name, Address and Telephone Number of Person Authorized to Receive
Notices and Communications)
December 15, 1999
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition which is the subject of this Schedule 13D, and is
filing this schedule because of Rule 13d-1(b)(3) or (4), check the following
box __.
Check the following box if a fee is being paid with the statement [ ]. (A
fee is not required only if the reporting person: (1) has a previous
statement on file reporting beneficial ownership of more than five percent
of the class of securities described in Item 1; and (2) has filed no
amendment subsequent thereto reporting beneficial ownership of five percent
or less of such class.) (See Rule 13d-7.)
Note: Six copies of this statement, including all exhibits, should be
filed with the Commission. See Rule 13d-1(a) for other parties to whom
copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
<PAGE>
Page 2 of 8 Pages
SCHEDULE 13D/A
CUSIP No. 18151200
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
CHARTER OAK PARTNERS
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. SOURCE OF FUNDS
WC
- ------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(E)
[ ]
- ------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
CONNECTICUT
- ------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 650,025
EACH -----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------------
10. SHARED DISPOSITIVE POWER
650,025
- ------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,025
- ------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.7%
- ------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
PN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<page
Page 3 of 8 Pages
SCHEDULE 13D/A
CUSIP No. 18151200
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
FINE PARTNERS, L.P.
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. SOURCE OF FUNDS
AF
- ------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(E)
[ ]
- ------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
DELAWARE
- ------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 650,025
EACH -----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------------
10. SHARED DISPOSITIVE POWER
650,025
- ------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,025
- ------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.7%
- ------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
PN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<page
Page 4 of 8 Pages
SCHEDULE 13D/A
CUSIP No. 18151200
1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
JERROLD N. FINE
- ------------------------------------------------------------------------------
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) [X]
(b) [ ]
- ------------------------------------------------------------------------------
3. SEC USE ONLY
- ------------------------------------------------------------------------------
4. SOURCE OF FUNDS
AF
- ------------------------------------------------------------------------------
5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS
2(d) or 2(E)
[ ]
- ------------------------------------------------------------------------------
6. CITIZENSHIP OR PLACE OF ORGANIZATION
UNITED STATES
- ------------------------------------------------------------------------------
7. SOLE VOTING POWER
NUMBER OF 0
SHARES -----------------------------------------------------------
BENEFICIALLY 8. SHARED VOTING POWER
OWNED BY 650,025
EACH -----------------------------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON 0
WITH -----------------------------------------------------------
10. SHARED DISPOSITIVE POWER
650,025
- ------------------------------------------------------------------------------
11. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
650,025
- ------------------------------------------------------------------------------
12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES*
[ ]
- ------------------------------------------------------------------------------
13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
7.7%
- ------------------------------------------------------------------------------
14. TYPE OF REPORTING PERSON
IN
- ------------------------------------------------------------------------------
*SEE INSTRUCTIONS BEFORE FILLING OUT!
<PAGE>
Page 5 of 8 Pages
13D/A
This Amendment No. 2 amends the statement on Schedule 13D which was
filed on June 20, 1997 by the undersigned and amended pursuant to Amendment
No. 1 to the Schedule 13D which was filed on May 24, 1999(as amended, the
"Schedule 13D") with respect to the common stock, $.01 par value per share
(the "Common Stock"), issued by dick clark productions, inc., a Delaware
corporation (the "Company"). This Amendment does not relate to the Company's
Class A Common Stock. Capitalized terms used herein and not otherwise defined
in this Amendment have the meanings set forth in the Schedule 13D.
Item 3 is hereby supplemented as follows:
Item 3. Source and Amount of Funds or Other Consideration
The net investment cost (including commissions, if any) of the
shares of Common Stock purchased by Charter Oak since the filing of Schedule
13D is $1,136,021.58.
Item 5 is hereby amended and restated as follows:
Item 5. Interest in Securities of the Issuer.
(a) The approximate aggregate percentage of shares of Common Stock
reported beneficially owned by each person herein is based upon 8,433,000
shares outstanding, which is the total number of shares of Common Stock
outstanding as of November 11, 1999, as reflected in the Company's quarterly
report on Form 10-Q filed with the Securities and Exchange Commission (the
"Commission") for the fiscal quarter ended September 30, 1999 (which is the
most recent Form 10-Q on file).
As of the close of business on December 15, 1999:
(i) Charter Oak owns beneficially 650,025 shares of Common Stock,
constituting approximately 7.7% of the shares outstanding.
(ii) (A) The General Partners of Charter Oak own no shares of
Common Stock directly.
(B) By reason of the provisions of Rule 13d-3 of the Securities
Exchange Act of 1934, as amended (the "Act") Fine Partners, L.P. and Jerrold
N. Fine may be deemed to own beneficially the 650,025 shares of Common Stock
owned by Charter Oak.
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Page 6 of 8 Pages
13D/A
(b) Charter Oak, Fine Partners, L.P. and Jerrold N. Fine share
power to vote and dispose of the shares of Common Stock owned by Charter Oak.
(c) The trading dates, number of shares of Common Stock purchased
or sold and price per share for all transactions in the Common Stock from the
60th day prior to December 15, 1999 until December 15, 1999 by Charter Oak is
set forth in Schedule A.
(d) No person other than each respective record owner of shares
of Common Stock referred to herein is known to have the right to receive or
the power to direct the receipt of dividends from or the proceeds of sale of
such shares of Common Stock.
<PAGE>
Page 7 of 8 Pages
SIGNATURES
After reasonable inquiry and to the best of our knowledge and
belief, the undersigned certify that the information set forth in this
statement is true, complete and correct.
DATED: December 21, 1999 /s/ Jerrold N. Fine, individually
JERROLD N. FINE
FINE PARTNERS, L.P.
/s/ Jerrold N. Fine
Jerrold N. Fine, as General Partner
of Fine Partners, L.P.
CHARTER OAK PARTNERS
/s/ Robert Jaffee
Robert Jaffee, as General Partner
of Charter Oak Partners
<PAGE>
Page 8 of 8 Pages
SCHEDULE A
CHARTER OAK PARTNERS
Transactions in the Common Stock
Date of Number of Price Per Share
Transaction Shares Purchased/(Sold) (including
commissions, if any)
10/18/99 700 $11.8100
10/29/99 2,000 $12.0600
12/02/99 2,000 $15.1538
12/13/99 500 $15.1850
12/14/99 3,000 $14.9975
12/15/99 3,900 $15.0279
