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Previous: NACCO INDUSTRIES INC, 10-Q, 1999-08-12 |
Next: RESOURCES PENSION SHARES 5 LP, 10-Q, 1999-08-12 |
<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO
SECTION 13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended June 30, 1999.
------- --
(Please read instructions before preparing form.)
If amended report check here: [_]
George T. Shaw 13F No. 28-1721
- -------------------------------------------------------------------------------
Name of Institutional Investment Manager
- -------------------------------------------------------------------------------
Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
- -------------------------------------------------------------------------------
Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- --------------------------------- ATTENTION -----------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE
FEDERAL CRIMINAL VIOLATIONS.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a)
- -------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby
that all information contained therein is true, correct and complete.
It is understood that all required items, statements and
schedules are considered integral parts of this Form and that the submission of
any amendment represents that all unamended items, statements and schedules
remain true, correct and complete as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 13th day
of August, 1999.
George T. Shaw, Trustee
---------------------------------------------------
(Name of Institutional Investment Manager)
---------------------------------------------------
(Manual Signature of Person Duly Authorized
to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston
Corporation 28-251 6. Roy A. Hammer 28-5798
- ------------------------ ------------------- ---------------------------- ------------------
2. Lawrence Coolidge 28-252 7.
- ------------------------ ------------------- ---------------------------- ------------------
3. Fiduciary Trust
Company 28-471 8.
- ------------------------ ------------------- ---------------------------- ------------------
4. PNC Bank N.A. 28-586 9.
- ------------------------ ------------------- ---------------------------- ------------------
5. State Street Corp. 28-399 10.
- ------------------------ ------------------- ---------------------------- ------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 1
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 2728617 48889 xx 40639
xx 14 8250
AT & T CORP LIBERTY MEDIA 001957208 1058400 28800 xx 28800
GROUP CL A
ABB AB FORMERLY ASEA AB 00256Q103 298984 22250 xx 13000
SPONSORED ADR xx 14 9250
ABBOTT LABS COMMON STOCK 002824100 13661868 301088 xx 174788
xx 14 126300
AIRTOUCH
COMMUNICATIONS INC COMMON STOCK 00949T100 251415 2265 xx 1392
xx 14 873
ALBERTSONS INC COMMON STOCK 013104104 613594 11900 xx 4100
xx 14 7800
ALCAN ALUMINIUM LTD COMMON STOCK 013716105 542938 17000 xx 1500
xx 14 15500
ALCOA INC COMMON STOCK 013817101 742500 12000 xx 12000
AMERADA HESS CORP COMMON STOCK 023551104 456484 7672 xx 6600
AMERICAN HOME COMMON STOCK 026609107 3981825 69400 xx 66800
PRODUCTS xx 14 2600
AMERITECH CORP COMMON STOCK 030954101 1082802 14732 xx 4588
xx 14 10144
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 2
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AMGEN INC COMMON STOCK 031162100 4340996 71310 xx 48270
xx 14 23040
ANALOG DEVICES, INC. COMMON STOCK 032654105 1578397 31450 xx 15400
xx 14 16050
ATLANTIC RICHFIELD COMMON STOCK 048825103 290798 3480 xx 2680
COMPANY xx 14 800
AUTOMATIC DATA COMMON STOCK 053015103 7423460 168715 xx 112845
PROCESSING xx 14 55870
AVERY DENNISON CORP COMMON STOCK 053611109 3036863 50300 xx 31375
xx 14 18925
BP AMOCO PLC ADS COMMON STOCK 055622104 10638751 98053 xx 69055
xx 14 28998
BANK OF AMERICA CORP. COMMON STOCK 060505104 206815 2821 xx 2369
xx 14 452
BELL ATLANTIC CORP. COMMON STOCK 077853109 1068816 16349 xx 9389
xx 14 6960
BELLSOUTH CORP. COMMON STOCK 079860102 2298317 49828 xx 32124
xx 14 17704
BERKSHIRE CL B 084670207 5566400 2485 xx 1349
HATHAWAY INC. xx 14 1136
BESTFOODS INC COMMON STOCK 08658U101 2608650 52700 xx 28100
xx 14 24600
BOEING COMPANY COMMON STOCK 097023105 224576 5104 xx 3904
xx 14 1200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 3
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BRISTOL-MYERS COMMON STOCK 110122108 14824453 210464 xx 117584
SQUIBB CO xx
xx 14 92880
BURLINGTON NORTHERN COMMON STOCK 12189T104 269328 8688 xx 8688
SANTA FE CORP
BURLINGTON COMMON STOCK 122014103 1382486 31965 xx 21660
RESOURCES INC xx 14 10305
CATERPILLAR INC. COMMON STOCK 149123101 480000 8000 xx 8000
CHEVRON CORP COMMON STOCK 166751107 4333709 45588 xx 27244
xx 14 18344
CHUBB CORPORATION COMMON STOCK 171232101 354450 5100 xx 4100
xx 14 1000
CINERGY CORP COMMON STOCK 172474108 205888 6434 xx 6434
CISCO SYS INC COMMON STOCK 17275R102 6023489 93478 xx 48406
xx 14 45072
COCA COLA CO COMMON STOCK 191216100 2673440 43120 xx 27820
xx 14 15300
COGNEX COMMON STOCK 192422103 1075334 34070 xx 14870
xx 14 19200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 4
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
COLGATE COMMON STOCK 194162103 579180 5880 xx 5880
PALMOLIVE CO
COMERICA INC. COMMON STOCK 200340107 213975 3600 xx 3600
COMPUTER COMMON STOCK 205363104 262913 3800 xx 3800
SCIENCES CORP
CONEXANT SYSTEMS INC. COMMON STOCK 207142100 336646 5798 xx 2014
xx 14 3784
CONSOLIDATED NATURAL COMMON STOCK 209615103 3857382 63496 xx 39684
GAS CO xx
xx 14 23812
WALT DISNEY COMPANY COMMON STOCK 254687106 1576090 51151 xx 46951
xx 14 4200
DOW CHEMICAL CO COMMON STOCK 260543103 951563 7500 xx 1500
xx 14 6000
DOW JONES & CO INC COMMON STOCK 260561105 43892451 827184 xx 753801
xx 14 73383
DOW JONES & CO INC CLASS B 260561204 57355150 1080898 xx 737118
(RESTRICTED) xx 14 343780
E I DU PONT COMMON STOCK 263534109 8684705 127132 xx 102042
DE NEMOURS & CO xx 14 25090
E M C CORP COMMON STOCK 268648102 8289160 150712 xx 100552
xx 14 50160
EASTMAN KODAK CO COMMON STOCK 277461109 650603 9603 xx 6103
xx 14 3500
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 5
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
EMERSON ELECTRIC CO COMMON STOCK 291011104 3830376 60860 xx 34150
xx 14 26710
ENERGY RESEARCH COMMON STOCK 29271E100 238688 16750 xx 9100
CORP NY xx 14 7650
EXXON CORP COMMON STOCK 302290101 30426198 394505 xx 225566
xx 14 168939
FEDERAL NATIONAL MTGE COMMON STOCK 313586109 648239 9498 xx 9498
ASSOC
GTE CORP COMMON STOCK 362320103 817892 10833 xx 10833
xx
GENERAL ELECTRIC CO COMMON STOCK 3696O4103 35000507 309739 xx 227734
xx 14 82005
GENERAL MILLS INC COMMON STOCK 370334104 2913594 36250 xx 8250
xx 14 28000
GILLETTE COMPANY COMMON STOCK 375766102 3370774 82214 xx 65164
xx 14 17050
HEWLETT- COMMON STOCK 428236103 10994298 109396 xx 68506
PACKARD CO xx 14 40890
HONEYWELL INC COMMON STOCK 438506107 4217850 36400 xx 12600
xx 14 23800
IMS HEALTH INC COMMON STOCK 449934108 750000 24000 xx 24000
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 6
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INGERSOLL-RAND CO COMMON STOCK 456866102 1434675 22200 xx 13700
xx 14 8500
INTEL CORPORATION COMMON STOCK 458140100 21217819 356602 xx 248282
xx
xx 14 108320
INTL BUSINESS COMMON STOCK 459200101 13572801 105012 xx 51212
MACHINES xx
xx 14 53800
INT'L FLAVORS & COMMON STOCK 459506101 1629100 37025 xx 27450
FRAGRANCES INC xx
xx 14 9575
INTERNATIONAL COMMON STOCK 460146103 931886 18545 xx 18545
PAPER CO.
IONICS INC COMMON STOCK 462218108 1387913 38025 xx 17100
xx 14 20925
JEFFERSON-PILOT CORP COMMON STOCK 475070108 13213805 199642 xx 123796
xx
xx 14 75846
JOHNSON & JOHNSON COMMON STOCK 478160104 20387724 208038 xx 137045
xx 14 70993
KIMBERLY CLARK CORP COMMON STOCK 494368103 336300 5900 xx 900
xx 14 5000
KOPIN COMMON STOCK 500600101 247753 10350 xx 3250
xx 14 7100
ELI LILLY & CO. COMMON STOCK 532457108 1202727 16792 xx 14000
xx 14 2792
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 7
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
LUCENT COMMON STOCK 549463107 6365426 94390 xx 53083
TECHNOLOGIES INC xx 14 41307
MBNA CORP COMMON STOCK 55262L100 919699 30031 xx 30031
MCI WORLDCOM INC COMMON STOCK 55268B106 210853 2450 xx 1000
xx 14 1450
MATRITECH INC COMMON STOCK 576818108 72188 55000 xx 29500
xx 14 25500
MCDONALD'S CORP. COMMON STOCK 580135101 2212525 53800 xx 40600
xx 14 13200
MERCK & CO INC COMMON STOCK 589331107 25747104 349706 xx 242716
xx 14 106990
MICROSOFT CORP COMMON STOCK 594918104 14368673 159320 xx 78070
xx 14 81250
MINNESOTA MINING & COMMON STOCK 604059105 7895577 90819 xx 63054
MFG CO xx 14 27765
MOBIL CORP COMMON STOCK 607059102 2152750 21800 xx 15400
xx 14 6400
MONSANTO COMPANY COMMON STOCK 611662107 930668 23524 xx 15900
xx 14 7624
MOTOROLA INC COMMON STOCK 620076109 1684276 17776 xx 10916
xx 14 6860
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 8
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
NORFOLK SOUTHERN CORP COMMON STOCK 655844108 881156 29250 xx 27300
xx 14 1950
NOVO NORDISK A/S ADR COMMON STOCK 670100205 486850 9100 xx 4150
xx 14 4950
J C PENNEY COMPANY COMMON STOCK 708160106 1520006 31300 xx 7800
xx 14 23500
PEPSICO INC COMMON STOCK 713448108 2127967 55004 xx 43704
xx 14 11300
PFIZER INC COMMON STOCK 717081103 2786040 25560 xx 18450
xx 14 7110
PLACER DOME INC COMMON STOCK 725906101 174993 14893 xx 2127
xx 14 12766
PROCTER & GAMBLE CO COMMON STOCK 742718109 19169294 214782 xx 94250
xx 14 120532
RAYTHEON CO CLASS B 755111408 231734 3287 xx 3287
ROCKWELL INT'L CORP COMMON STOCK 773903109 704457 11596 xx 4028
(NEW) xx 14 7568
ROYAL DUTCH N Y REG SHS 780257804 510438 8472 xx 5520
PETROLEUM CO PAR N GLDR xx 14 2952
1.25
SBC COMMUNICATIONS COMMON STOCK 78387G103 1088196 18762 xx 11414
INC xx 14 7348
SARA LEE CORP COMMON STOCK 803111103 2239256 98700 xx 60400
xx 14 38300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 9
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
SCHLUMBERGER LTD COMMON STOCK 806857108 3006496 47207 xx 30607
xx 14 16600
SEPRACOR INC COMMON STOCK 817315104 5674500 69840 xx 39690
xx 14 30150
SEPRACOR INC CONV DEB 817315AF1 698250 700000 xx 200000
DTD 12/15/98 xx 14 500000
STATE STREET CORP COMMON STOCK 857477103 2655504 31104 xx 20604
xx 14 10500
TECO ENERGY INC COMMON STOCK 872375100 1707615 7506O xx 54660
xx 14 20400
TEXTRON COMMON STOCK 883203101 296325 3600 xx 3600
TIME WARNER INC COMMON STOCK 887315109 464800 6400 xx 6400
xx
UNION PACIFIC CORP COMMON STOCK 907818108 1619396 27771 xx 21871
xx 14 5900
U S WEST INC (NEW) COMMON STOCK 91273H101 254446 4331 xx 1106
xx 14 3225
UNITED TECHNOLOGIES COMMON STOCK 913017109 331200 4600 xx 4000
xx 14 600
VICOR CORP COMMON STOCK 925815102 627150 29600 xx 17000
xx 14 12600
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE: 10
AS OF: JUNE 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: TEM 7: ITEM 8:
FAIR SHARES OR INVESTMENT VOTING AUTHORITY
NAME OF TITLE OF CUSIP MARKET PRINCIPAL DISCRETION (A) (B) (C)
ISSUER CLASS NUMBER VALUE AMOUNT (A) (B) (C) MANAGERS SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WACHOVIA CORP COMMON STOCK 929771103 272089 3180 xx 3180
WARNER LAMBERT CO COMMON STOCK 934488107 6706853 97025 xx 23825
xx 14 73200
WELLS FARGO & COMMON STOCK 949746101 307800 7200 xx 4800
CO (NEW) xx 14 2400
WYMAN-GORDON COMPANY COMMON STOCK 983085101 212438 11000 xx 11000
AGGREGATE TOTAL
511060568
</TABLE>
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