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<PAGE>
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 13F
INFORMATION REQUIRED OF INSTITUTIONAL INVESTMENT MANAGERS PURSUANT TO SECTION
13(f) OF THE SECURITIES EXCHANGE ACT OF 1934 AND RULES THEREUNDER
Report for the Calendar Year or Quarter Ended September 30, 1999.
------------ --
- --------------------------------------------------------------------------------
(Please read instructions before preparing form.)
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If amended report check here: [_]
George T. Shaw 13F No. 28-1721
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Name of Institutional Investment Manager
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Business Address (Street) (City) (State) (Zip)
Hemenway & Barnes, 60 State Street, Boston, MA 02109 (617) 227-7940
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Name, Phone No., and Title of Person Duly Authorized to Submit This Report.
- --------------------------------- ATTENTION ------------------------------------
INTENTIONAL MISSTATEMENTS OR OMISSIONS OF FACTS CONSTITUTE FEDERAL
CRIMINAL VIOLATIONS.
SEE 18 U.S.C. 1001 AND 15 U.S.C. 78ff(a)
- --------------------------------------------------------------------------------
The institutional investment manager submitting this Form and its attachments
and the person by whom it is signed represent hereby that all information
contained therein is true, correct and complete. It is understood that all
required items, statements and schedules are considered integral parts of
this Form and that the submission of any amendment represents that all
unamended items, statements and schedules remain true, correct and complete
as previously submitted.
Pursuant to the requirements of Securities Exchange Act of 1934, the
undersigned institutional investment manager has caused this report to be signed
on its behalf in the City of Boston and State of Massachusetts on the 12th day
------ ------------- ----
of November, 1999.
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George T. Shaw, Trustee
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(Name of Institutional Investment Manager)
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(Manual Signature of Person Duly
Authorized to Submit This Report)
Name and 13F file numbers of ALL Institutional Investment Managers with respect
to which this schedule is filled (other than the one filing this report): (List
in alphabetical order).
13F File Numbers will be assigned to Institutional Investment Managers after
they file their first report.
<TABLE>
<CAPTION>
Name: 13F File No.: Name: 13F File No.:
<S> <C> <C> <C>
1. Bank of Boston Corporation 28-251 6. State Street Corporation 28-399
- ----------------------------------------- -------------------- ---------------------------------- -------------------
2. Lawrence Coolidge 28-252 7.
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3. Fiduciary Trust Company 28-471 8.
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4. Roy A. Hammer 28-5798 9.
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5. PNC Bank N.A. 28-586 10.
- ----------------------------------------- -------------------- ---------------------------------- -------------------
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 1
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
AT & T CORP COMMON STOCK 001957109 2126672 48889 xx 40639
xx 14 8250
AT & T CORP LIBERTY MEDIA 001957208 1074600 28800 xx 28800
GROUP CL A
ABB AB FORMERLY ASEA AB 00256Q103 293516 21250 xx 12000
SPONSORED ADR xx 14 9250
ABBOTT LABS COMMON STOCK 002824100 10998472 299788 xx 173888
xx 14 125900
ALBERTSONS INC COMMON STOCK 013104104 470794 11900 xx 4100
xx 14 7800
ALCAN ALUMINIUM COMMON STOCK 013716105 531250 17000 xx 1500
LTD xx 14 15500
ALCOA INC COMMON STOCK 013817101 744750 12000 xx 12000
AMERADA HESS CORP COMMON STOCK 023551104 469910 7672 xx 6600
xx 14 1072
AMERICAN HOME COMMON STOCK 026609107 2880100 69400 xx 66800
PRODUCTS xx 14 2600
AMERITECH CORP COMMON STOCK 030954101 983361 14732 xx 4588
xx 14 10144
AMGEN INC COMMON STOCK 031162100 5803615 71210 xx 48170
xx 14 23040
ANALOG DEVICES, COMMON STOCK 032654105 1627188 31750 xx 15700
INC. xx 14 16050
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 2
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
ATLANTIC COMMON STOCK 048825103 308415 3480 xx 2680
RICHFIELD xx 14 800
COMPANY
AUTOMATIC DATA COMMON STOCK 053015103 7782154 174390 xx 117120
PROCESSING xx 14 57270
AVERY DENNISON COMMON STOCK 053611109 2827400 53600 xx 33875
CORP xx 14 19725
BP AMOCO PLC ADS COMMON STOCK 055622104 10811311 97564 xx 68566
xx 14 28998
BELL ATLANTIC COMMON STOCK 077853109 1096184 16285 xx 9325
CORP. xx 14 6960
BELLSOUTH CORP. COMMON STOCK 079860102 2237760 49728 xx 32024
xx 14 17704
BERKSHIRE CL B 084670207 4571328 2463 xx 1339
HATHAWAY INC xx 14 1124
BESTFOODS INC COMMON STOCK 08658U101 2559244 52700 xx 28100
xx 14 24600
BOEING COMPANY COMMON STOCK 097023105 217558 5104 xx 3904
xx 14 1200
BRISTOL-MYERS COMMON STOCK 110122108 14090220 208744 xx 116464
SQUIBB CO xx
xx 14 92280
BURLINGTON COMMON STOCK 12189T104 238920 8688 xx 8688
NORTHERN SANTA
FE CORP
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 3
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
BURLINGTON COMMON STOCK 122014103 1171039 31865 xx 21560
RESOURCES INC xx 14 10305
CATERPILLAR INC. COMMON STOCK 149123101 438500 8000 xx 8000
CHEVRON CORP COMMON STOCK 166751107 4045935 45588 xx 27244
xx 14 18344
CHUBB COMMON STOCK 171232101 253088 5100 xx 4100
CORPORATION xx 14 1000
CISCO SYS INC COMMON STOCK 17275R102 6427597 93748 xx 48676
xx 14 45072
COCA COLA CO COMMON STOCK 191216100 2020228 41870 xx 27570
xx 14 14300
COGNEX COMMON STOCK 192422103 1028488 34070 xx 14870
xx 14 19200
COLGATE COMMON STOCK 194162103 538020 11760 xx 11760
PALMOLIVE CO
COMPUTER COMMON STOCK 205363104 232031 3300 xx 3300
SCIENCES CORP
CONEXANT COMMON STOCK 207142100 439423 6048 xx 2264
SYSTEMS INC. xx 14 3784
CONOCO INC CLASS B 208251405 492887 18005 xx 17760
xx 14 245
CONSOLIDATED COMMON STOCK 209615103 3960563 63496 xx 39684
NATURAL GAS CO xx
xx 14 23812
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 4
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
WALT DISNEY COMMON STOCK 254687106 1364506 52481 xx 47681
COMPANY xx 14 4800
DOW CHEMICAL CO COMMON STOCK 260543103 852188 7500 xx 1500
xx 14 6000
DOW JONES & CO COMMON STOCK 260561105 42833544 802502 xx 748819
INC xx 14 53683
DOW JONES & CO CLASS B 260561204 58287795 1092043 xx 733263
INC (RESTRICTED) xx 14 358780
E I DU PONT DE COMMON STOCK 263534109 7279905 120329 xx 95322
NEMOURS & CO xx 14 25007
E M C CORP COMMON STOCK 268648102 10746363 150562 xx 100702
xx 14 49860
EASTMAN KODAK COMMON STOCK 277461109 650602 8603 xx 5603
CO xx 14 3000
EMERSON ELECTRIC COMMON STOCK 291011104 3981760 63015 xx 35705
CO xx 14 27310
ENERGY RESEARCH COMMON STOCK 29271E100 441781 16750 xx 9100
CORP NY xx 14 7650
EXXON CORP COMMON STOCK 302290101 29921580 393705 xx 224766
xx 14 168939
FEDERAL COMMON STOCK 313586109 595406 9498 xx 9498
NATIONAL MTGE
ASSOC
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 5
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
GTE CORP COMMON STOCK 362320103 832787 10833 xx 10833
xx
GENERAL COMMON STOCK 3696O4103 36089714 304394 xx 223409
ELECTRIC CO xx 14 80985
GENERAL MILLS INC COMMON STOCK 370334104 2940781 36250 xx 8250
xx 14 28000
GILLETTE COMPANY COMMON STOCK 375766102 2968310 87464 xx 69564
xx 14 17900
HEWLETT- COMMON STOCK 428236103 9741650 107346 xx 66556
PACKARD CO xx 14 40790
HONEYWELL INC COMMON STOCK 438506107 4029513 36200 xx 12400
xx 14 23800
IMS HEALTH INC COMMON STOCK 449934108 547500 24000 xx 24000
INGERSOLL-RAND CO COMMON STOCK 456866102 1192144 21700 xx 13200
xx 14 8500
INTEL CORPORATION COMMON STOCK 458140100 26195305 352502 xx 244382
xx
xx 14 108120
INTL BUSINESS COMMON STOCK 459200101 12416052 102612 xx 50112
MACHINES xx
xx 14 52500
INT'L FLAVORS & COMMON STOCK 459506101 1172138 33975 xx 25300
FRAGRANCES INC xx
xx 14 8675
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 6
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
INTERNATIONAL COMMON STOCK 460146103 891319 18545 xx 18545
PAPER CO.
IONICS INC COMMON STOCK 462218108 1310378 40475 xx 19200
xx 14 21275
JEFFERSON-PILOT COMMON STOCK 475070108 12648052 200167 xx 124321
CORP xx
xx 14 75846
JOHNSON & JOHNSON COMMON STOCK 478160104 18837866 205038 xx 134795
xx 14 70243
KIMBERLY CLARK COMMON STOCK 494368103 311225 5900 xx 900
CORP xx 14 5000
KOPIN COMMON STOCK 500600101 822788 29650 xx 10250
xx 14 19400
ELI LILLY & CO. COMMON STOCK 532457108 1077837 16792 xx 14000
xx 14 2792
LUCENT COMMON STOCK 549463107 6111809 94209 xx 52903
TECHNOLOGIES INC xx 14 41306
MBNA CORP COMMON STOCK 55262L100 654856 28706 xx 28706
MATRITECH INC COMMON STOCK 576818108 97969 47500 xx 26500
xx 14 21000
MCDONALD'S CORP. COMMON STOCK 580135101 2326850 53800 xx 40600
xx 14 13200
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 7
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
MERCK & CO INC COMMON STOCK 589331107 22369127 345136 xx 239146
xx 14 105990
MICROSOFT CORP COMMON STOCK 594918104 14164881 156410 xx 76860
xx 14 79550
MINNESOTA MINING COMMON STOCK 604059105 8744665 91031 xx 63060
& MFG CO xx 14 27971
MOBIL CORP COMMON STOCK 607059102 2196350 21800 xx 15400
xx 14 6400
MONSANTO COMPANY COMMON STOCK 611662107 828807 23224 xx 15600
xx 14 7624
MOTOROLA INC COMMON STOCK 620076109 1564288 17776 xx 10916
xx 14 6860
NEWMONT MINING COMMON STOCK 651639106 231478 8946 xx 5202
CORP xx 14 3744
NOKIA CORP ADR A COMMON STOCK 654902204 417919 4650 xx 1750
xx 14 2900
NORFOLK SOUTHERN COMMON STOCK 655844108 709275 28950 xx 27000
CORP xx 14 1950
NOVO NORDISK COMMON STOCK 670100205 394350 6600 xx 4100
A/S ADR xx 14 2500
J C PENNEY COMMON STOCK 708160106 959100 27800 xx 6800
COMPANY xx 14 21000
PEPSICO INC COMMON STOCK 713448108 1677622 55004 xx 43704
xx 14 11300
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 8
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
PFIZER INC COMMON STOCK 717081103 2765245 77080 xx 55350
xx 14 21730
PLACER DOME INC COMMON STOCK 725906101 221533 14893 xx 2127
xx 14 12766
PROCTER & GAMBLE COMMON STOCK 742718109 20104875 214452 xx 94195
CO xx 14 120257
ROCKWELL INT'L COMMON STOCK 773903109 608790 11596 xx 4028
CORP (NEW) xx 14 7568
ROYAL DUTCH N Y REG SHS 780257804 500378 8472 xx 5520
PETROLEUM CO PAR N GLDR xx 14 2952
1.25
SBC COMMON STOCK 78387G103 952928 18662 xx 11314
COMMUNICATIONS xx 14 7348
INC
SARA LEE CORP COMMON STOCK 803111103 2148163 91900 xx 56200
xx 14 35700
SCHLUMBERGER LTD COMMON STOCK 806857108 3015738 48397 xx 31172
xx 14 17225
SEPRACOR INC COMMON STOCK 817315104 5382395 71290 xx 40640
xx 14 30650
SEPRACOR INC CONV DEB 817315AF1 954200 1040000 xx 340000
DTD 12/15/98 xx 14 700000
STATE STREET CORP COMMON STOCK 857477103 2206233 34139 xx 22704
xx 14 11435
</TABLE>
<PAGE>
<TABLE>
<CAPTION>
PAGE 9
AS OF: SEPTEMBER 30, 1999 FORM 13F SEC FILE # GEORGE T. SHAW
ITEM 1: ITEM 2: ITEM 3: ITEM 4: ITEM 5: ITEM 6: ITEM 7: ITEM 8:
NAME OF ISSUER TITLE OF CLASS CUSIP NUMBER FAIR MARKET VALUE SHARES OR INVESTMENT MANAGERS VOTING AUTHORITY
PRINCIPAL AMOUNT DISCRETION (A) (B) (C)
(A) (B) (C) SOLE SHARES NONE
<S> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C> <C>
TECO ENERGY INC COMMON STOCK 872375100 1585643 7506O xx 54660
xx 14 20400
TEXTRON COMMON STOCK 883203101 278550 3600 xx 3600
TIME WARNER INC COMMON STOCK 887315109 388800 6400 xx 6400
xx
UNION PACIFIC CORP COMMON STOCK 907818108 1334744 27771 xx 21871
xx 14 5900
U S WEST INC (NEW) COMMON STOCK 91273H101 247138 4331 xx 1106
xx 14 3225
UNITED TECHNOLOGIES COMMON STOCK 913017109 272838 4600 xx 4000
xx 14 600
VICOR CORP COMMON STOCK 925815102 671550 29600 xx 17000
xx 14 12600
VODAFONE AIRTOUCH COMMON STOCK 92857T107 269133 1132 xx 696
PLC ADR xx 14 436
WACHOVIA CORP COMMON STOCK 929771103 250028 3180 xx 3180
WARNER LAMBERT CO COMMON STOCK 934488107 6347109 95625 xx 23725
xx 14 71900
WELLS FARGO & CO COMMON STOCK 949746101 285300 7200 xx 4800
(NEW) xx 14 2400
WYMAN-GORDON COMPANY COMMON STOCK 983085101 205563 11000 xx 11000
AGGREGATE TOTAL 501219530
</TABLE>
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